Promotional Stock Activities. No Company Party and none of its officers, directors, managers, affiliates or agents have engaged in any stock promotional activity that could give rise to a complaint, inquiry, or trading suspension by the Securities and Exchange Commission alleging (i) a violation of the anti-fraud provisions of the federal securities laws, (ii) violations of the anti-touting provisions, (iii) improper “gun-jumping; or (iv) promotion without proper disclosure of compensation.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Meihua International Medical Technologies Co., Ltd.), Securities Purchase Agreement (Ensysce Biosciences, Inc.), Securities Purchase Agreement (Digital Ally, Inc.)
Promotional Stock Activities. No Company Party, no Subsidiary of any Company Party and none of its their officers, directors, managers, affiliates or agents have engaged in any stock promotional activity that could give rise to a complaint, inquiry, or trading suspension by the Securities and Exchange Commission alleging (i) a violation of the anti-fraud provisions of the federal securities laws, (ii) violations of the anti-touting provisions, (iii) improper “gun-jumping; or (iv) promotion without proper disclosure of compensation.
Appears in 8 contracts
Samples: Exchange Agreement (Digital Health Acquisition Corp.), Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Digital Health Acquisition Corp.)
Promotional Stock Activities. No Company Party and none of its officers, directors, managers, affiliates Affiliates or agents have engaged in any stock promotional activity that could give rise to a complaint, inquiry, or trading suspension by the Securities and Exchange Commission alleging (i) a violation of the anti-fraud provisions of the federal securities laws, (ii) violations of the anti-touting provisions, (iii) improper “gun-jumping; or (iv) promotion without proper disclosure of compensation.
Appears in 2 contracts
Samples: Securities Exchange Agreement (AgEagle Aerial Systems Inc.), Securities Exchange Agreement (Unique Logistics International Inc)
Promotional Stock Activities. No Company Party and none of its officers, directors, managers, affiliates or agents have engaged in any stock promotional activity that could give rise to a complaint, inquiry, or trading suspension by the Securities and Exchange Commission alleging (i) a violation of the anti-fraud provisions of the United States federal securities laws, (ii) violations of the anti-touting provisions, (iii) improper “gun-jumping; or (iv) promotion without proper disclosure of compensation.
Appears in 1 contract
Samples: Securities Purchase Agreement (CENNTRO ELECTRIC GROUP LTD)
Promotional Stock Activities. No Company Party and none of its the officers, directors, managers, affiliates Affiliates or agents of the Company Parties have engaged in any stock promotional activity that could would reasonably be expected to give rise to a complaint, inquiry, or trading suspension by the Securities and Exchange Commission alleging (i) a violation of the anti-fraud provisions of the federal securities laws, (ii) violations of the anti-touting provisions, (iii) improper “gun-jumping; or (iv) promotion without proper disclosure of compensation.
Appears in 1 contract
