Common use of Payments Within Twelve Months Clause in Contracts

Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19, other than payments to the Representative, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter.

Appears in 2 contracts

Samples: Underwriting Agreement (Delicious Brands Inc), Underwriting Agreement (Delicious Brands Inc)

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Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19, other than payments disclosed in the Registration Statement or to the RepresentativeUnderwriter in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter.

Appears in 2 contracts

Samples: Underwriting Agreement (Cafe La France Inc), Underwriting Agreement (Cafe La France Inc)

Payments Within Twelve Months. Except as set forth on SCHEDULE 2.192.19.2, and other than payments to the Representative, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, assuming the accuracy of the information contained in the NASD questionnaires received from each of the Company's security holders.

Appears in 2 contracts

Samples: Underwriting Agreement (Gigabeam Corp), Underwriting Agreement (Gigabeam Corp)

Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19Schedule 2.19.2, and other than payments to the RepresentativeUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter.

Appears in 2 contracts

Samples: Underwriting Agreement (Augment Systems Inc), Underwriting Agreement (Augment Systems Inc)

Payments Within Twelve Months. Except as set forth on SCHEDULE 2.192.19.2, other than payments to the RepresentativeUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter.

Appears in 2 contracts

Samples: Underwriting Agreement (Gurunet Corp), Underwriting Agreement (Gurunet Corp)

Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19, other than payments to in the RepresentativeRegistration Statement, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD membermember of the National Association of Securities Dealers, Inc. ("NASD"), or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member member, within the 12-twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter, other than payments to the Representative.

Appears in 2 contracts

Samples: Objectsoft Corp, Objectsoft Corp

Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19Schedule 2.19.2, other than payments to the RepresentativeUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's ’s fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter.

Appears in 1 contract

Samples: Underwriting Agreement (Gurunet Corp)

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Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19Schedule 2.19.2, other than payments to the RepresentativeUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's ’s fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-month period prior to the date on which the Registration Statement was filed with wit h the Commission ("Filing Date") or thereafter.

Appears in 1 contract

Samples: Underwriting Agreement (Gurunet Corp)

Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19, other Other than payments to the RepresentativeRepresentatives, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, except for the issuance of 3,533 warrants to Xxxxxxx Xxxxx, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter.

Appears in 1 contract

Samples: Crossz Software (Cross Z International Inc)

Payments Within Twelve Months. Except as set forth on SCHEDULE 2.19Schedule 2.19.2, and other than payments to the RepresentativeUnderwriter, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to (i) any person, as a finder's fee, investing fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who provided capital to the Company, (ii) to any NASD member, or (iii) to any person or entity that has any direct or indirect affiliation or association with any NASD member within the 12-twelve month period prior to the date on which the Registration Statement was filed with the Commission ("Filing Date") or thereafter.

Appears in 1 contract

Samples: Underwriting Agreement (Pivot Rules Inc)

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