Other Defined Terms. The following terms shall have the meanings defined for such terms in the Sections set forth below: Term Section Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii) Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10

Appears in 1 contract

Samples: Agreement and Plan of Merger (Rentech Inc /Co/)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock~~ ABO 6.6(b) Acquisition Proposal 5.3(c) Additional Cash Distribution 2.8 Agreement Preamble Allocation 2.13(c) Allocation Schedule 2.13(a) Alternative Financing 5.7(c) Amended and Restated LLC Agreement 5.18(b) Anti-Corruption Laws 3.12(b) Approvals 5.15(a) Balance Sheet Date 3.7(a) Bank Debt Merger Sub Preamble Base Secondary Equity Interests Cash Consideration ~~2.10(c)(iii~~See definition of Closing Secondary Equity Interests Cash Consideration, 1.1 Bond Debt Merger Sub Preamble Business Financial Information 3.7(a) Business Insurance Policies See definition of Transferred Assets, 1.1 Business Intellectual Property See definition of Transferred Assets, 1.1 Business Permits See definition of Transferred Assets, 1.1 Business Software 3.10(e) Cash Amounts Principles See definition of Cash Closing Cash Shortfall, 1.1 Cash Balance Sheet Contributions 2.11(c) Cash Contribution 2.5 Cash Incentive Compensation 6.8 Cash Shortfall Contributions 2.11(c) CFC 7.9(b) Closing 2.9 Closing Date 2.9 Closing Statement 2.11(b) Collection Costs 9.4(b) Commercial Agreements 5.18(c) Commitment Letters 4.6(c) Confidential Business Information 5.3(b) Confidentiality Agreement 5.3(a) Conforming Determinations 7.9(b) Continuation Period 6.2(a) control See definition of Affiliate, 1.1 controlled by See definition of Affiliate, 1.1 Current Representation 11.15(a) Data Security Requirements 3.22(a) DC Transfer Amounts 6.5(b) Debt Commitment Letter Section 4.6(a) Debt Financing Section 4.6(a) Debt Merger Agreements 2.3 Debt Merger Subs Preamble Debt Mergers 2.3 Debt-Financed Distribution 2.4 Deferred Compensation Participants 6.7(a) Definitive Agreements 5.7(a) Delayed Employment Period 6.1(d) Delayed Transfer Employee 6.1(d) Designated Person 11.15(a) Dispute Notice 2.12(b) Dispute Resolution Period 2.12(b) Dutch AML Act 3.12(b) Equity Commitment Letter 4.6(c) Equity Financing 4.6(c) Equity Investors 4.6(c) Estimated Adjustment Amount ~~2.10(c)(iii~~2.11(b) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Estimated Closing Cash Shortfall 2.11(b) ~~ByLaws 5.5 Cap~~ Estimated Closing Funded Debt 2.11(b) Excess Amount ~~2.14(d)(i~~See definition of Adjustment Amount, 1.1 Excluded Information See definition of Financing Information, 1.1 Fair Value Section 4.11 FCPA 3.12(b) Final Secondary Equity Interests Cash Consideration ~~2.5(b)(i~~2.12(d) ~~Certificate~~ Financing 4.6(c) Financing Amounts 4.6(e) Financing Authorization Letters 5.7(c) Financing Entities See definition of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Financing Parties, 1.1 Guarantees 5.9 Guaranty Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party ~~12.5(a~~10.5(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~10.5(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.12(b) ~~Independent Engineer~~ Intended Tax Treatment 7.5 Interim Secured Debt Section 2.10(b)(vi) International Transferred Employee 6.1(e) Inventory See definition of Transferred Assets, 1.1 Joint Steering Committee 5.19 Leased Real Property See definition of Transferred Assets, 1.1 Lenders Section 4.6(a) Material Contracts 3.12(a) Misallocated Business IP Section 5.17(c) Misallocated Retained Business IP Section 5.17(c) Networks 3.13(d) New Plans 6.2(c) New Subsidiaries 3.23(b) Objection Rights 6.1(b) OFAC See definition of Sanctioned Person, 1.1 Offer Employee 6.1(c) Old Plans 6.2(c) Outside Date 9.1(d) Owned Real Property See definition of Transferred Assets, 1.1 Parties Preamble PBGC Section 3.17(c) Pension Transfer Amounts 6.6(c) Phase-Out Period 5.10(a) Post-Closing Covenant 10.1(c) Post-Closing Representation 11.15(a) Post-Closing Statement 2.12(a) Pre-Closing Restructuring Steps 5.14 Pre-Closing Structure 5.14 Pre-Closing Tax Return 7.2(a) Primary Equity Interests 2.5 Privileged Communications 11.15(b) Processing Matters 3.13(d) Prohibited Modifications 5.7(b) Property Taxes 7.8 Purchased Entity Preamble Purchased Entity Covered Person 5.16(b) Purchased Entity DC Plans 6.5(a) Purchased Entity Deferred Compensation Plans 6.7(a) Purchased Entity Equity Interests Recitals Purchased Entity FSA Plan 6.2(e) Purchaser Preamble Purchaser Indemnified Parties 10.2(a) Purchaser Related Parties 9.4(c) Purchaser Severance Amount Section 6.2(b) Purchaser’s Allocation 2.13(b) Reduction 7.5 Registered Business IP 3.10(a) Registration Rights Agreement 5.18(b) Relevant Assets 2.13(a) ~~Initial Stock Consideration 2.5(b)(ii~~Retained Businesses See definition of Business, 1.1 Retained Transaction Expenses See definition of Retained Liabilities, 1.1 Reverse Termination Fee 9.4(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Sale 2.6 Sale Process NDA 5.3(a) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Sample Closing Statement 2.11(a) ~~Parent~~ SEC ~~Documents 7.10 Performance Criteria~~ Article III Secondary Equity Interests 2.6 Seller Preamble Seller Covered Person 5.16(a) Seller DC Plans 6.5(a) Seller Deferred Compensation Plans 6.7(a) Seller FSA Plan 6.2(e) Seller Indemnified Parties 10.3(a) Seller Insurance Policies 5.11 Seller Related Parties 9.4(c) Seller Tax Group See definition of Excluded Assets, 1.1 Seller’s Notice 2.13(b) Shared Contract 5.15(e) Shortfall Amount See definition of Adjustment Amount, 1.1 Specified Business Contracts See definition of Transferred Assets, 1.1 Specified Date 9.1(d) Specified Termination 9.4(a) Tax Consideration 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Third Party Claim ~~12.5(a~~10.5(a) ~~Threshold 12.2(c)(ii~~Trade Controls 3.13(f) Transaction Recitals Transfer ~~8.8(b~~Taxes 7.7 Transferee Pension Plans 6.6(a) ~~Transfer Taxes 8.7(i~~Transferor Pension Plans 6.6(a) ~~Voting Debt 5.3(b~~Transferred Employees 6.1(e) ~~Weeks Employment~~ Transferred FSA Balances 6.2(e) Transferred Pension Plan Participants 6.6(a) Transferred Tangible Personal Property See definition of Transferred Assets, 1.1 Transition Services Agreement ~~4.2(a)(xv~~5.18(a) ~~Written Consent 8.10~~TUD Employee 6.1(b) U.S. Transferred Employee 6.1(e) under common control with See definition of Affiliate, 1.1 Worldpay Entities See definition of Transferred Assets, 1.1 Worldpay Entity Interests See definition of Transferred Assets, 1.1

Appears in 1 contract

Samples: Purchase and Sale Agreement (Fidelity National Information Services, Inc.)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounting Principles 2.6(a)(i) ~~Adjustment Amount 2.10(c)(iii~~Action 4.19(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation Statement 2.7 Altersteilzeit 7.4(b)(ix) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Applicable Survival Period 10.1(d) Assigned Contracts 2.1(d) Assignment and Assumption Agreement 3.2(b) Assignment and Assumption of Lease 3.2(g) Assumed Liabilities 2.3 Audited Financial Statements 4.5(a)(i) Balance Sheet 4.5(b) Balance Sheet Date 4.5(b) Base Net Assets 2.6(a)(ii) Business Recitals Business Authorizations 4.11(a) Buyer Preamble Buyer Closing Certificate 8.3(c) Buyer Disclosure Schedule Preamble Article V Buyer Indemnitees 10.2(a) Cash Consideration ~~2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.5(a) Closing 3.1 Closing Assets 2.6(a)(iii) Closing Date 3.1 Closing Liabilities 2.6(a)(iv) Closing Net Assets 2.6(a)(v) Closing Net Assets Statement ~~2.10(a~~2.6(a)(vi) ~~Company Preamble Company Change Objection 2.13(b~~COBRA 7.4(i) ~~Company Change Objection Statement 2.13(b~~Confidentiality Agreement 6.3 Consents 4.4(a) ~~Term Section Company Review Representative 2.13(b~~Copyrights 4.15(a) ~~DGCL~~ CTC Recitals ~~Dispute Notice 2.14(b~~Deficit Amount 2.6(e)(i) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(aDOJ 7.1(a) Escrow ~~Account 2.9~~ Agent 3.3(a) Escrow ~~Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Fund 3.3(a) Excess ~~Licensing Fees 2.14(d)(iii~~Amount 2.6(e)(ii) ~~Excess Licensing Fees Statement 2.14(b~~Excluded Assets 2.2 Excluded Contracts 2.2(b) ~~Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c)~~ Excluded Liabilities 2.4 Final ~~Performance Criteria 2.13(c~~Net Assets 2.6(a)(vii) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.5(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Foreign Plans 4.20(q) ~~Indemnified Party 12.5(a~~FTC 7.1(a) ~~Indemnifying Party 12.5(a~~German Employees 7.4(b)(i) ~~Indemnity Payouts 2.14(d)(iv~~In-Bound Licenses 4.15(c) Independent ~~Auditor 2.10(b~~Expert 2.6(d) ~~Independent Engineer 2.13(a~~Intellectual Property 4.15(a) ~~Initial Stock Consideration 2.5(b)(ii~~Intellectual Property Rights 4.15(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Interim Balance Sheet 4.5(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Interim Balance Sheet Date 4.5(b) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Interim Financial Statements 4.5(a)(ii) ~~Outstanding Common Stock Number 2.5(b)(iv~~Lease 4.14(c) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Leased Real Property ~~Lease 5.11(b~~4.14(b) ~~Registrable Payoff Amount Shares 2.11(a~~Liabilities 4.6 Losses 10.2(a) ~~Registrable Stock Consideration 2.11(a~~Marks 4.15(a) Material Contract 4.17(a) Minor Contracts 4.17(b) Names 7.3(a) Noncompetition Period 6.8(a) Notice of Claim 10.4(a) Notice of Objection 2.6(c) Out-Bound Licenses 4.15(d) Patents 4.15(a) Pension Plan 4.20(b) Pensionssicherungsverein 7.4(b)(ix) Personal Property 4.12(a) Policies 4.23(a) Post-Closing Tax Period 7.5(e) Pre-Closing Tax Period 7.5(e) Products 4.24(a) Proprietary Information 4.15(a) Purchase Price 2.5(a) Purchased Assets 2.1 Qualified Lawsuit 7.12 Real Property 4.14(b) Representatives 6.3 Restricted Business 6.8(a) Restricted ~~Stockholders 11.1 Second Step~~ Contract 2.8(a) Review Period 2.6(c) Section 1060 Forms 2.7 Seller Preamble Seller Benefit Plans 4.20(a) Seller Closing Certificate ~~of Merger 2.12(c~~8.2(c) ~~Second Step Effective Time 2.12(c~~8 Seller Disclosure Schedule Preamble Article IV Seller Employees 2.4(f) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Seller Benefit Plans 4.20(a) ~~SilvaGas Gasifier 2.13(a~~Seller Indemnitees 10.3(a) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Seller Intellectual Property 4.15(e) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller Owned Intellectual Property 4.15(b) Seller Registered Items 4.15(f) Software 4.15(a) Subsidiary Stock ~~Certificates 2.7(a~~4.3(a) ~~Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a~~10.4(a) ~~Threshold 12.2(c)(ii~~Third Party Defense 10.4(b) ~~Transaction Recitals Transfer 8.8(b~~Transferred Employees 7.4(a)(ii) ~~Transfer Taxes 8.7(i~~Transition Services Agreement 7.10 Unexpected Employees 7.4(b)(v) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Wertguthaben 7.4(b)(ix)

Appears in 1 contract

Samples: Asset Purchase Agreement (Composite Technology Corp)

Other Defined Terms. The following terms ~~shall~~ have the ~~meanings defined for such terms~~ meaning set forth in the Sections set forth below: Defined Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquisition Proposal 6.05(e) ~~Adjustment Amount 2.10(c)(iii)~~ Action 3.09 Affiliate Transactions 3.20 Agreement Preamble ~~BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i)~~ Certificate of ~~Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Merger 1.03 Certificates 2.04(b) Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing ~~Statement 2.10(a~~1.02 Closing Date 1.02 Code 3.10(b) Company Preamble Company ~~Change Objection 2.13(b~~Approvals 3.05(b) Company ~~Change Objection Statement 2.13(b~~Board Recitals Company Board Recommendation 3.04(b) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Common Stock 2.01(a) Company Disclosure Schedule Article III Company Permits 3.06(a) Company Preferred Stock 3.03(a) Company Rights Agreement 3.03(b) Company Stock Option 2.02(a) Company Stock Option Plans 2.02(a) Company Stockholders’ Meeting 6.03 Company Termination Fee 8.03(d) Confidentiality Agreement 6.04(b) Contracts 3.05(a) Customers 3.21(a) DGCL ~~Recitals Dispute Notice 2.14(b)~~ 1.01 Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~2.05(a) Effective Time ~~2.2~~ 1.03 Employee 6.07(a) Environmental Laws 3.15(c)(i) Environmental Permits 3.15(c)(ii) ERISA ~~5.15(a~~3.10(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~ERISA Affiliate 3.10(b) ~~Excess Licensing Fees 2.14(d)(iii~~40 Exchange Act 3.05(b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Fund 2.04(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Expenses 8.03(a) ~~Feasibility Completion Date 2.13(c~~FPS Customers 3.16(b)(ix) ~~Final Performance Criteria 2.13(c~~GAAP 3.07(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Governmental Entity 3.05(b) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Hazardous Substances 3.15(c)(iii) HSR Act 3.05(b) Indemnified Party ~~12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv~~6.06(b) Independent ~~Auditor 2.10(b~~Committee 3.04(a) Independent ~~Engineer 2.13(a~~Committee Recommendation 3.04(b) ~~Initial Stock Consideration 2.5(b)(ii~~Intellectual Property 3.13 In-the-Money Option 2.02(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~IRS 3.10(a) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Leased Real Properties 3.12(b) Lien 3.05(a) Material Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger Recitals Merger ~~Sub~~ Co Preamble ~~Objections Statement 2.10(b~~Merger Consideration 2.01(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~MROP Customers 3.16(b)(ix) Multiemployer Plan 3.10(b) Multiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice of Superior Proposal 6.05(b) OFAC 3.06(d) Other Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property 3.12(a) Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Approvals 4.03(b) Parent ~~Indemnified Parties 12.2(a~~Benefit Programs 6.07(a) Parent ~~Proposed Change 2.13(b~~Retiree Medical Programs 6.07(a) Parent ~~Proposed Change Statement 2.13(b~~Termination Fee 8.03(e) Parent ~~Registration Statement 2.11(a~~Welfare Benefit Plans 6.07(c) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Paying Agent 2.02(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Per Share Merger Consideration 2.01(a) Permitted ~~Objection 2.14(b~~Liens 3.12(a) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Plans 3.10(a) ~~Proposed Final Performance Criteria~~ Proxy Statement ~~2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii)~~ 6.01 Real Property Lease ~~5.11(b~~3.12(b) ~~Registrable Payoff Amount Shares 2.11(a~~Recommendation 3.04(b) ~~Registrable Stock Consideration 2.11(a~~Representatives 6.04(a) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Shares 2.02(b) ~~Second Step Effective Time 2.12(c~~Rights 3.03(b) ~~Second Step Merger Recitals Second Merger Sub Preamble~~ Xxxxxxxx-Xxxxx Act 3.06(c) SDNs 3.06(e) SEC 3.07(a) SEC Reports 3.07(a) 41 Securities Act 3.07(a) Shares ~~2.5(b)(i~~2.01(a) ~~SilvaGas Gasifier 2.13(a~~Solvent 4.12 Stockholder Approval 3.04(c) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Subsidiary 3.01(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Superior Proposal 8.01 Suppliers 3.21(b) ~~Stock Certificates 2.7(a) Survival Date 12.1~~ Surviving ~~Company 2.12(a~~Corporation 1.01 Takeover Laws 3.19 Tax or Taxes 3.14(f)(i) Tax ~~Claim 8.7(e~~Returns 3.14(f)(ii) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Termination Date 8.01

Appears in 1 contract

Samples: Agreement and Plan of Merger (Industrial Distribution Group Inc)

Other Defined Terms. ~~The~~ In addition, each of the following terms shall have the ~~meanings defined for~~ meaning given to such ~~terms~~ term in the ~~Sections set forth below~~applicable Section of this Agreement listed opposite such term: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~A&S Assets 1.5(a) ~~Adjustment Amount 2.10(c)(iii~~A&S Liabilities 1.6(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Agreement Disputes 8.1(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Ainge Preamble Appointed Representative 8.1(a) Cash ~~Consideration 2.5(b)(i~~Dividend 2.6 Casualty Loss 6.5 Closing Adjustment Amount 3.5(d)(i) ~~Certificate of Incorporation 5.5~~ Condemnation Event 6.5 Convey 1.1(a) Cross-License Agreement 2.2(a)(iv) Cut-Off Time 3.5(a) Debt Exchange Recitals Debt Exchange Parties Recitals Deferred Asset 1.8(b) Disposed A&S Business 1.6(a)(ii)(3) Distribution Recitals Excluded Assets 1.5(b) Excluded Liabilities 1.6(b) Final Balance Sheet 3.5(b) Final Closing ~~4.1~~ Cash. 3.5(b) Final Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Indebtedness 3.5(b) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Final Net Working Capital Amount ~~2.8 Excess Dissenting Share Payments 2.6(c~~3.5(b) ~~Excess Licensing Fees 2.14(d)(iii~~Fox Preamble Fox Accounts 1.10(a) ~~Excess Licensing Fees Statement 2.14(b~~Fox Board Recitals Fox Deductible 4.5(b) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Fox Common Stock 3.2(a) ~~Feasibility Completion Date 2.13(c~~Fox Shared Contract 1.5(b)(ix) ~~Final Performance Criteria 2.13(c~~Fox Transfer Documents 2.4 Guarantee Release 6.3(a) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a)~~ Guaranteed Obligations 7.3 Indemnifying Party ~~12.5(a~~4.6(b) Indemnitee 4.6(b) Indemnity ~~Payouts 2.14(d)(iv~~Payment 4.7(a) ~~Independent Auditor 2.10(b~~Internal Restructuring 1.1(a) ~~Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii~~linked 1.10(a) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals ~~Second~~ Merger Sub Recitals Net Cash Adjustment 3.5(e)(i) Net Working Capital Adjustment 3.5(e)(ii) Newco Preamble ~~Shares 2.5(b)(i~~Newco Accounts 1.10(a) ~~SilvaGas Gasifier 2.13(a~~Newco Books and Records 1.5(a)(xi) Newco Contracts 1.5(a)(x) Term Section ~~Stockholders~~ Newco Deductible 4.5(a) Newco Information 5.4(b) Newco IT Assets 1.5(a)(viii) Newco Real Property 1.5(a)(i) Newco Registration Statement 3.3(a) Newco Shared Contract 1.5(a)(x) Newco Subs 1.5(a)(ii) Non-Transferable Permits 1.8(a) Notice of Objections 3.5(a) Parties Preamble ~~Stockholder Indemnified Parties 12.3(a~~Party Preamble Post-Closing Claims 6.4(c) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Pre-Closing Occurrence Based Policies 6.4(c) ~~Stock Certificates 2.7(a~~Preliminary Plan 1.1(a) ~~Survival~~ Privileged Information 5.4(a) Privileges 5.4(a) Proposed Balance Sheet 3.5(a) Proposed Closing Cash 3.5(a) Proposed Closing Indebtedness 3.5(a) Proposed Net Working Capital Amount 3.5(a) Proposed Statement 3.5(a) Related Party Agreements 1.7(a) Schedule TO 3.3(a) Separation Date ~~12.1 Surviving Company 2.12(a~~2.1 Separation Plan 1.1(b) Separation Time, 2.1 Tax ~~Claim 8.7(e) Technical Review Committee 2.13(b~~Matters Agreement 2.2(a)(ii) Third-Party Claim ~~12.5(a~~4.6(b) ~~Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b~~Third-Party Proceeds 4.7(a) Transfer ~~Taxes 8.7(i~~Documents 2.5 Transferable Permits 1.5(a)(iv) ~~Voting Debt 5.3(b~~Transition Services Agreement 2.2(a)(iii) ~~Weeks Employment Agreement 4.2(a)(xv~~Updated Preliminary Plan 1.1(b) ~~Written Consent 8.10~~[Signature Page Follows]

Appears in 1 contract

Samples: Separation and Distribution Agreement

Other Defined Terms. The following terms ~~shall~~ have the meanings defined for such terms in the Sections set forth below: Term Section ACM 4.18(a) Acquisition Proposal 6.5(a) Acquisition Sub Preamble Adjusted ~~Initial Stock Consideration 2.10(c)(iii~~Option 3.3(c) ~~Adjustment Amount 2.10(c)(iii~~Advance Contract 4.10(c) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Benefits Continuation Period 6.13(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Term Section Blackstone 4.24 Board of Directors 6.5(a) Capitalization Date 4.5(a) Cash ~~Consideration 2.5(b)(i~~Fraction 3.3(b) Cash-Out Amount 3.3(b) Cash-Out Price 3.3(b) Certificate ~~of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~3.6(b) Charter Amendment 6.2(a)(i) Closing ~~Statement 2.10(a~~2.3(d) Closing Date 2.3(d) Company Preamble Company ~~Change Objection 2.13(b~~Balance Sheet Date 4.8 Company Board of Directors Recitals Company Board Recommendation 6.2(a)(ii) Company ~~Change Objection Statement 2.13(b~~Disclosure Letter Article IV Company Employees 4.13(a) Company Form 10-K Article IV Company Intellectual Property 4.17(a)(i) Company Plans 4.13(a) Company SEC Reports 4.7(a) Company Shares 3.1(a) Company Stockholders Meeting 6.2(a)(i) Company Termination Fee 8.2(b) Compensation 6.13(c) Current Employee 6.13(c) CVS Recitals Debt and Purchase Contract Assumption 6.6(h)(ii) Deferred Compensation Distribution 6.13(b) DGCL Recitals Diamond Certificate of Merger 2.3(b) Diamond LLC Recitals Term Section Diamond LLC Conversion Recitals Diamond Merger Recitals Diamond Reorganization 6.17 Dissenting Shares 3.5(b) Effective Time 2.3(e) Emerald Certificate of Merger 2.3(e) Emerald Merger Recitals Environmental Laws 4.18(c) Environmental Permits 4.18(c) Financing 5.11 Financing Commitment 5.11 First Operating Year 4.10(c) Form S-4 6.3(a) F Reorg 6.17 Gxxxxxx Sxxxx 4.24 HITS 4.5(a) HITS Indenture 4.22(a) HITS Purchase Contract Agreement 4.22(a) HSR Clearance 6.6(d) Indemnified Directors and Officers 6.8(a) Initial Closing 2.3(a) Initial Closing Date 2.3(a) Initial Effective Time 2.3(b) IRS 4.13(b) Leased Real Property 4.15(b) Lucky Delaware 6.17 LXXXx 5.5(a) Material Contract 4.10(a) Materials of Environmental Concern 4.18(c) Mergers Recitals Multiemployer Plan 4.13(a) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals New Diamond Preamble New Diamond Merger Sub Preamble ~~Objections Statement 2.10(b~~New Diamond Shares 3.1(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~Objection 6.6(d) Owned Real Property 4.15(a) Parent Preamble Parent ~~Documents 7.2~~ Balance Sheet Date 5.7 Parent ~~Fundamental Representations 12.3(b)(i~~Board of Directors Recitals Parent Board Recommendation 6.2(b) Parent ~~Indemnified Parties 12.2(a~~Disclosure Letter Article V Parent Form 10-K Article V Parent Plan 6.13(d) Parent ~~Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a~~Rights Plan 5.5(a) Parent SEC ~~Documents 7.10 Performance Criteria 2.13(a~~Reports 5.6(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Parent Shares 5.5(a) ~~Permitted Objection 2.14(b~~Parent Stockholders Meeting 6.2(b) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Parent Termination Fee 8.2(c) ~~Proposed Final Performance Criteria Statement 2.13(c~~Paying Agent 3.6(a) ~~Qualified License~~ PBGC 4.13(b) Pledge Agreement ~~2.14(d)(vi~~6.6(h) ~~Qualified Licensing Fees 2.14(d)(vii~~Proxy Statement/Prospectus 6.3(a) Real Property Lease ~~5.11(b~~4.15(b) ~~Registrable Payoff Amount Shares 2.11(a~~Regulatory Termination Fee 8.2(d) ~~Registrable Stock Consideration 2.11(a~~Remarketing Agreement 6.6(h) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Representatives 6.5(a) ~~Second Step Effective Time 2.12(c~~Requisite Company Stockholder Vote 4.2(a) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Requisite Parent Stockholder Vote 5.2(a) ~~SilvaGas Gasifier 2.13(a~~Rights Plan 4.5(a) SEC 4.7(a) Separate Balance Sheet Data 4.7(b) Separate Operations Data 4.7(b) Term Section ~~Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Separation Agreement Recitals Share Issuance 5.2(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Standalone Drug Sale Agreement Recitals Superior Proposal 6.5(a) ~~Stock Certificates 2.7(a~~Surviving Corporation 2.2 Termination Date 8.1(c) ~~Survival Date 12.1 Surviving Company 2.12(a~~Third Party Use and Occupancy Agreement 4.15(c) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Withdrawal Liability 4.13(d)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Albertsons Inc /De/)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Aggregate Contribution Margin 2.07(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Approval 2.09 Assigned Contracts 2.01(b) ~~ByLaws 5.5~~ Assumed Employee Plans 4.07(b) Assumed Liabilities 2.03 Austin Assignment 2.06(a)(viii) Balance Sheet Date 4.17(a) Board of Directors 6.02(c) Bond Maintenance Period 6.13 Books and Records 2.01(e) Business Recitals Business Balance Sheet 4.17(a) Business Employees 6.08(a) Business Financial Statements 4.17(a) Business Intellectual Property 2.01(d) Business Intellectual Property Agreements 4.03(b) CAA 1.01 Cap ~~Amount 2.14(d)(i~~9.02(c) ~~Cash Consideration 2.5(b)(i~~Capital Expenditures Budget 6.01(e) ~~Certificate~~ CCMG Preamble CCMG General Assignment and Xxxx of ~~Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Sale 2.06(a)(iv) CCMG Material Adverse Effect 3.01(a) CERCLA 1.01 Cincinnati Lease 2.06(a)(x) Closing ~~Statement 2.10(a~~2.05 Closing Date 2.05 Closing Purchase Price 2.06(a)(i) ~~Company~~ CLS Preamble ~~Company Change Objection 2.13(b~~CLS General Assignment and Xxxx of Sale 2.06(a)(v) ~~Company Change Objection Statement 2.13(b~~CLS Material Adverse Effect 3.01(b) CM 6.12(d) CMG Utah Preamble CMG Utah General Assignment and Xxxx of Sale 2.06(a)(xvi) CMG Utah Material Adverse Effect 3.01(d) COBRA 6.01(k) Code 4.07(g)(ii) Term Section ~~Company Review Representative 2.13(b~~Combined Aggregate 4.04(b) ~~DGCL Recitals Dispute Notice 2.14(b~~Competitive Operations 6.12(b) ~~Dissenting Shares 2.6(a~~Confidentiality Agreement 6.03 Contribution Margin 2.07(a) ~~Dissenting Stockholder 2.6(d~~Convergys Preamble Convergys Financial Advisor 6.02(b) ~~DLLCA Recitals Domain Names 5.13(b~~Convergys General Assignment and Xxxx of Sale 2.06(a)(vi) ~~Earn-Out Determination Date 2.14(d)(ii~~Convergys Material Adverse Effect 3.01(c) ~~Earn-Out Expiration Date 2.13(g~~Credit Enhancements 6.13 CWA 1.01 Deferred Payment Note 2.06(a)(i) ~~Earn-Out Payment 2.13(a~~DOJ 6.06(b) ~~Effective Time 2.2~~ Employee Maintenance Agreement 2.06(a)(vii) Employee Plan 4.07(a) EPCRKA 1.01 ERISA ~~5.15(a~~4.07(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net~~ ERISA Affiliate 4.07(d) Excluded Assets 2.02 Fair Value Price 6.17(b) Final Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Statement 2.08(a) ~~Excess Licensing Fees 2.14(d)(iii~~Fixed Assets 2.01(a) ~~Excess Licensing Fees Statement 2.14(b~~Foreign Purchase Agreements 7.01(d) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~FTC 6.06(b) ~~Feasibility Completion~~ General Enforceability Exceptions 3.02 Global Closing Purchase Price 2.01 Global Purchase Price 2.01 Guarantees 4.18 Healthcare Groups 6.12(d)(i) Healthcare Services 6.12(d)(i) HSR Act 3.03 Inactive Business Employee 6.08(b) Inactive Business Employee Disability Expenses 6.08(b) Inactive Business Employee Transfer Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i6.08(b) Indemnified Party ~~12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv~~9.04(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.08(b) ~~Independent Engineer 2.13(a~~Jacksonville Lease 2.06(a)(xiii) ~~Initial Stock Consideration 2.5(b)(ii~~Jacksonville Warehouse Sublease 2.06(a)(xiv) Know-How 2.01(h) Leased Real Property 4.02 Master Services Agreement 2.06(a)(xii) Material Contract 4.04(a) Material Customers 4.15 Material Supplier Contract 4.04(a) Material Suppliers 4.15 Term Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Names 6.10(a) ~~Maximum Earn~~NISL Preamble Open Source Software 4.03(g) OSHA 1.01 PBGC 4.07(d) Permits 2.01(c) Personnel Records 6.08(m) Post-~~Out Payment 2.13(k)(ii~~Closing Assigned Contract Employee 6.08(a) ~~Merger Recitals Merger Sub~~ Purchase Price 2.01 Purchased Assets 2.01 Purchaser Preamble ~~Objections~~ Purchaser Disclosure Schedules Article V Purchaser Indemnitees 9.02(a) Purchaser Material Adverse Effect 5.01 Purchaser Professional Indemnity Insurance Policy 1.01 RCRA 1.01 Representatives 6.02(a) Retained Business Maintenance Agreement 2.06(a)(xi) Retained Contract Collateral Assets 2.02(b) Retained Contracts 2.02(a) Retained Employee Plans 4.07(c) Retained Liabilities 2.04 Retained Tax Liabilities 2.04(e) Sample Working Capital Statement ~~2.10(b~~4.17(b) ~~Outstanding Common Stock Number 2.5(b)(iv~~Seller Preamble Seller Entities 4.18 Seller Group 4.05(a) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Seller Indemnitees 9.03(a)

Appears in 1 contract

Samples: Master Purchase Agreement (Convergys Corp)

Other Defined Terms. The following terms ~~shall have the meanings~~ are defined ~~for such terms~~ in the ~~Sections set forth below: Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~sections indicated. Acquired Assets 2.1 Allocation Statement 2.9(a) ~~Adjustment Amount 2.10(c)(iii~~Assigned Contracts 2.1(c) Assignment and Assumption Agreement ~~Preamble BG&E 4.2(a)(xvi~~2.1 Astromec preamble Assumed Liabilities 2.4(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Xxxx of Sale 2.1 Book Value Objection 2.5(c) ~~Cash Consideration 2.5(b)(i~~Claim Notice 6.3 Closing 2.10(a) ~~Certificate of Incorporation 5.5~~ Closing ~~4.1 Closing Consideration Schedule 8.9~~ Date 2.10(a) Closing Payment ~~Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.5(a) ~~Closing Statement 2.10(a~~COBRA 5.2(d) ~~Company Preamble Company Change Objection 2.13(b~~Current Products 2.6(a)(i) ~~Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares~~ Earnout Payments 2.6(a) ~~Dissenting Stockholder 2.6(d~~Earnout Period 2.6(a) ~~DLLCA Recitals Domain Names 5.13(b~~Earnout Sales Base 2.6(a) ~~Earn-Out Determination Date 2.14(d)(ii~~Earnout Statement 2.6(a) ~~Earn-Out Expiration Date 2.13(g~~Encumbered Assets 2.2 Excluded Assets 2.3 Excluded Liabilities 2.4(b) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(iGoodwill 2.1(i) Indemnified Party ~~12.5(a~~6.3 Intellectual Property Assignment 2.1 Inventory 2.1(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(ivMajor Customer 4.15 Major Vendor 4.15 Notice of Objection 2.6(c) Parent ~~Preamble~~ preamble Party preamble Physical Inventory 2.5(b) Pre-Paid Expenses 2.1(j) Pro-Dex preamble Purchase Orders 2.1(c) Purchased Intellectual Property 2.1(f) Purchaser Indemnitee 6.2(a) Purchaser preamble Purchaser Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~preamble Records 2.1(f) ~~Parent Indemnified Parties 12.2(a~~Responsible Party 6.3 Seller preamble Seller Indemnitee 6.2(b) ~~Parent Proposed Change 2.13(b~~Shared Assets 4.4 Subject Employees 5.2 (a) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(aSupplies 2.1(b) Survival ~~Date 12.1 Surviving Company 2.12(a~~Period 6.1 Terminated Employees 5.2(a) ~~Tax Claim 8.7(e~~Threshold 6.5(a)(i) ~~Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b~~6.4(a) Transfer Taxes ~~8.7(i~~2.8 Transferred Employees 5.2(a) ~~Voting Debt 5.3(b~~Transferred Permits 2.1(e) ~~Weeks Employment~~ Transition Production Agreement ~~4.2(a)(xv~~2.10(b)(iv) ~~Written Consent 8.10~~Unresolved Items 2.6(c) Warranty Liability 2.4(b)(iii)

Appears in 1 contract

Samples: Asset Purchase Agreement (Pro Dex Inc)

Other Defined Terms. The following terms ~~shall~~ will have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~2013 Xxxx Memo 4.13(b) ~~Adjustment Amount 2.10(c)(iii~~Accounting Firm 2.17(c) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Additional Shares 2.18(b) ~~ByLaws 5.5~~ Anti-Money Laundering Laws 4.26 Apps 4.28 Assumed Option 2.7(a)(i) Audited Financial Statements 6.19 Balance Sheet Date 4.8(b) Benefit Arrangements 4.16(i) Buyer Introduction Buyer Disclosure Schedules 5 Buyer Excluded Representation 9.1(a)(ii) Buyer’s, Merger Sub’s and the SPAC’s Contractual Representations 5.20 Buyer’s, Merger Sub’s and the SPAC’s Extra Contractual Representations 5.20 Buyer’s Counsel 10.15(b) Cap ~~Amount 2.14(d)(i~~9.1(d)(ii) ~~Cash Consideration 2.5(b)(i~~Certificate 2.9(c) Certificate of ~~Incorporation 5.5~~ Merger 2.2 Claim 6.11 Closing ~~4.1~~ 3.1 Closing ~~Consideration Schedule 8.9~~ Date 3.1 Closing ~~Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Indebtedness 1.1(n) Closing Working Capital Statement ~~2.10(a~~2.5(d) or (e) Coattail Agreement 2.14 Company Introduction Company Closing Cash 1.1(n) Company ~~Preamble~~ Disclosure Schedules 4 Company ~~Change Objection 2.13(b~~Intellectual Property 4.12(a) Company ~~Change Objection Statement 2.13(b~~Shareholder Notice 6.17 Confidential Information 9.4 Confidentiality Agreement 6.4(a) ~~Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b~~Conversion Offering 6.22(c) Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~2.8 Draft Working Capital Statement 2.17(a) Effective Time 2.2 ~~ERISA 5.15(a~~Estimated Cash 2.6(c)(i) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9~~ Estimated ~~Net~~ Closing Merger Consideration 2.6(c)(i) Estimated Indebtedness 2.6(c)(i) Estimated Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~2.6(c)(i) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Agent 2.9(b) ~~Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment~~ Exchange Rights Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i2.14 Founder Subscription Agreements Introduction Holdback Shares 2.6(d) Indemnified Party ~~12.5(a~~9.1(e) Indemnifying Party ~~12.5(a~~9.1(e) ~~Indemnity Payouts 2.14(d)(iv~~Intended Tax Treatment Introduction Leased Real Property 4.10(a) ~~Independent Auditor 2.10(b~~Letter of Transmittal 2.9(c) ~~Independent Engineer 2.13(a~~Lockup Agreement 2.14 Merger Consideration Spreadsheet 2.6(c)(i) ~~Initial Stock Consideration 2.5(b)(ii~~Non-Accredited Seller 2.9(i) ~~Term Section Initial~~ OFAC 4.27 Outside Date 8.1(b)(i) Owned Real Property 4.10(b) Party Introduction Pension Plans 4.16(a) Personal Information 4.28 PIPE Investment Introduction PIPE Investment Amount Introduction PIPE Investor Introduction Post-Closing Straddle Period 9.9(c) Post-Signing Matters 6.18 Pre-Closing Straddle Period 9.8(c) Pre-Closing Tax Periods 9.8(a) Principal Seller 9.5 Privacy Requirements 4.28 Registration Rights Agreement 2.14 Related Party Transaction 4.17 Releasee 9.9 RSU 2.7(a)(iii) Sanctions 4.27 Security Breach 4.28 Seller Introduction Seller Excluded Representation 9.1(a)(i) Seller Fundamental Representations 9.1(a)(i) Sellers’ and the Company’s Contractual Representations 4.34 Sellers’ and the Company’s Extra Contractual Representations 4.34 Sellers’ Counsel 10.15(a) Sellers’ Representative Introduction SPAC Introduction SPAC Board Recommendation 6.10(b) SPAC Closing Cash 7.3(g) SPAC Closing Statement 3.2 SPAC Financial Statements 5.10(a) SPAC Incentive Plan 9.10 Investor Rights Agreement 2.15 Straddle Period 9.8(c) Subscription Agreements Introduction Surrender Documentation 2.9(c) Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Tax Act 10.16 Tax Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a9.1(a)(i) Tax ~~Claim 8.7(e~~Matter 9.8(g) ~~Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a~~9.1(e) Threshold ~~12.2(c)(ii~~9.1(d)(i) ~~Transaction Recitals Transfer 8.8(b~~Unvested Exchanged Option 2.7(a)(iii) ~~Transfer Taxes 8.7(i~~Vested Exchanged Option 2.7(a)(ii) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Welfare Plans 4.16(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Glass House Brands Inc.)

Other Defined Terms. The following capitalized terms ~~shall~~ have the meanings ~~defined for such terms~~ in the Sections ~~set forth~~ indicated below: - 9 - Defined Term Section Reference Adjusted ~~Initial~~ Stock ~~Consideration 2.10(c)(iii~~Option 2.8(a) ~~Adjustment Amount 2.10(c)(iii~~Adverse Recommendation Change 2.16(b) Agreement ~~Preamble BG&E 4.2(a)(xvi~~First Paragraph Appraisal Shares 2.14 Articles of Merger 2.3 Audited Financial Statements 3.9(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Balance Sheet 3.9(a) Balance Sheet Date 3.9(a) Book Entry Shares 2.11(b) Call Reports 3.9(a) Cash Consideration ~~2.5(b)(i~~2.7(a)(i) Cash Conversion Number 2.9(a) Cash Election 2.7(a)(i) Cash Election Number 2.9(b)(i) Cash Election Shares 2.7(a)(i) Certificate ~~of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.11(b) Closing ~~Statement 2.10(a~~2.2 Closing Date 2.2 Closing Date Plan Year 5.7(d) ~~Company Preamble Company Change Objection 2.13(b~~Continuing Employee 5.7(a) ~~Company Change Objection Statement 2.13(b~~CRA 3.35 Disclosure Schedules Article IV Discontinued Employee 5.7(c) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(aDOL 3.24(a) Effective Time ~~2.2 ERISA 5.15(a~~2.3 Election 2.10(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Election Deadline 2.10(d) ~~Excess Licensing Fees 2.14(d)(iii~~Election Period 2.10(c) ~~Excess Licensing Fees Statement 2.14(b) Xxxxxx~~ Employment Agreement ~~4.2(a)(xiv~~5.13 Exchange Agent 2.11(a) ~~Feasibility Completion Date 2.13(c~~Exchange Agent Agreement 2.11(a) ~~Final Performance Criteria 2.13(c~~Exchange Fund 2.11(a) Exchange Ratio 2.7(b) Excluded Shares 2.7(d) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~3.9(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor~~ Form of Election 2.10(b) ~~Independent Engineer 2.13(a~~Holder 2.10 Indemnitees 5.9(a) ~~Initial Stock Consideration 2.5(b)(ii~~Intellectual Property 3.21 Interim Balance Sheet 3.9(a) Interim Balance Sheet Date 3.9(a) Interim Financial Statements 3.9(a) - 10 - Defined Term Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Reference Leased Property 3.14(c) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Leases 3.14(c) Loans 3.17(a) Materially Burdensome Regulatory Condition 5.2(a) Merger Recitals Merger ~~Sub Preamble Objections Statement 2.10(b~~Consideration 2.7(b) ~~Outstanding~~ NCBCA 2.3 Net Share 2.8(a) NewDominion First Paragraph NewDominion Common Stock ~~Number 2.5(b)(iv~~2.7(a) NewDominion Disclosure Schedule Article III NewDominion Equity Awards 2.8(b) NewDominion Exercisable Option 2.8(a) NewDominion Recommendation 2.16(a) NewDominion Regulatory Agreement 3.5 NewDominion Restricted Stock Award 2.8(b) NewDominion Shareholders Recitals NewDominion Shareholders’ Meeting 2.16(a) Non-Election Shares 2.7(a)(iii) North Carolina Secretary 2.3 Notice of Recommendation Change 2.16(b)(iii) Option Cancellation Agreements 2.8(a) OREO 3.14(b) Owned Real Property 3.14(b) Parent ~~Preamble~~ First Paragraph Parent ~~Documents 7.2~~ Common Stock 2.4 Parent ~~Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a~~Plans 5.7(d) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiFilings 4.11 Park Disclosure Schedule Article IV Park National First Paragraph Per Share Cash Consideration 2.7(b) Real Property ~~Lease 5.11(b~~3.14(c) ~~Registrable Payoff Amount~~ Shares ~~2.11(a~~3.6(a) ~~Registrable~~ Shortfall Number 2.9(b)(ii) Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a2.7(a)(ii) Stock ~~Certificates 2.7(a~~Election 2.7(a)(ii) ~~Survival Date 12.1~~ Stock Election Shares 2.7(a)(ii) Surviving ~~Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i~~Bank 2.1 Termination Fee 7.2(b) Voting ~~Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~and Support Agreements Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger and Reorganization (Park National Corp /Oh/)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii)~~ Adjustment Amount ~~2.10(c)(iii)~~ 1.1 Affiliate 1.1 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation 2.10 Alternative Financing 5.14(d) ~~ByLaws 5.5~~ Antitrust Laws 3.3 Approvals 2.11 Assigned Contracts 2.4(a) Assumed Liabilities 2.6 Assumption Agreement 2.8(a)(iv) Base Purchase Price 2.2 Xxxx of Sale 2.8(a)(v) Business Day 1.1 Canadian Consent Agreement 1.1 Canadian Subsidiary 2.8(b)(xii) Cap ~~Amount 2.14(d)(i~~9.2(b)(i) Cash ~~Consideration 2.5(b)(i) Certificate of Incorporation 5.5~~ Amounts 1.1 Closing ~~4.1~~ 2.3 Closing ~~Consideration Schedule 8.9~~ Date 2.3 Closing ~~Payment Certificate 2.8~~ Purchase Price 1.1 Closing ~~Per Share Stock Consideration 2.5(b)(iii~~Statement 2.9(b) Closing ~~Statement 2.10(a~~Working Capital 1.1 Code 1.1 Commissioner of Competition Recitals Commissioner of Competition Concerns Recitals Commitment Letter 4.4(a) ~~Company Preamble Company Change Objection 2.13(b~~Confidentiality Agreement 5.3(a) ~~Company Change Objection Statement 2.13(b~~Contract 1.1 Continuation Period 5.6(a) ~~Term Section Company Review Representative 2.13(b~~Copyrights 1.1 Covered Loss 1.1 Deductible 9.2(b)(i) ~~DGCL Recitals~~ Definitive Debt Financing Agreements 5.14(a) Delayed Transfer Industrial Wood Employee 1.1 De Minimis Amount 9.2(b)(i) Diligence Materials 4.6 Dispute Notice ~~2.14(b~~2.9(d) ~~Dissenting Shares 2.6(a~~Dispute Resolution Period 2.9(d) ~~Dissenting Stockholder 2.6(d~~Environmental Laws 1.1 ERISA 1.1 ERISA Affiliate 1.1 Estate Assignment Agreement 2.8(a)(ix) ~~DLLCA~~ Estimated Adjustment Amount 2.9(b) ETA 1.1 Excluded Assets 2.5 Excluded Taxes 1.1 Existing Title Commitments 1.1 Expenses 8.4 Exploit 1.1 Exploitation 1.1 Export Approvals 3.17(a) Export Laws 3.17 Financing 1.1 Financing Conditions 4.4(b) Financing Sources 1.1 Foreign Closing Documents 2.8(a)(vi) FTC Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger FTC Concerns Recitals ~~Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i)~~ FTC Order 1.1 GAAP 1.1 Government Contract 1.1 Governmental Entity 1.1 Hazardous Material 1.1 HST 1.1 Inactive Industrial Wood Employee 1.1 Indemnified Party ~~12.5(a~~9.4(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~9.4(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.9(d) ~~Independent Engineer 2.13(a~~Industrial Wood Business Recitals Industrial Wood Business Balance Sheets 3.5 Industrial Wood Business Financial Statements 3.5 Industrial Wood Business Intellectual Property 2.4(b) ~~Initial Stock Consideration 2.5(b)(ii~~Industrial Wood Business Permits 3.12(b) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Industrial Wood Business Sensitive Information 3.9(c) ~~Maximum Earn~~Industrial Wood Business Tangible Property 2.4(c) Industrial Wood Employee 1.1 Industrial Wood Facilities 1.1 Industrial Wood Material Adverse Effect 1.1 Industrial Wood Products 1.1 Industrial Wood Subsidiaries 1.1 Intellectual Property 1.1 Inventory 2.4(f) IP Assignment Agreements 2.8(b)(xiii) IP License Agreement 2.8(a)(vii) Judgment 1.1 Key Customers 3.18(a) Key Suppliers 3.18(b) Know-~~Out Payment 2.13(k)(ii~~How 1.1 Knowledge 1.1 Law 1.1 Leased Real Property 3.10(a) Liabilities 1.1 Lien 1.1 Marks 1.1 Material Contracts 3.11(a) Merger Recitals Merger Agreement Recitals Merger Sub ~~Preamble Objections Statement 2.10(b~~Recitals Names 5.7 Offering Documents 5.14(e) ~~Outstanding Common Stock Number 2.5(b)(iv~~Outside Date 8.1(d) Owned Real Property 3.10(a) Owner’s Policy 5.1(g) Parent Preamble Parent ~~Documents 7.2 Parent~~ 401(k) Plan 5.6(a) Patents 1.1 PBGC 3.15(e) Permits 1.1 Permitted Liens 1.1 Person 1.1 Personal Information 1.1 Post-Closing Plans 5.6(b) Post-Closing Statement 2.9(c) Pre-Closing Period 1.1 Pre-Closing WC Claims 5.8(b) Proceeding 1.1 Product 3.19 Property Taxes 1.1 Purchase Price 2.2 Purchased Assets 2.4 Purchaser Preamble Purchaser 401(k) Plan 5.6(h) Purchaser Business Confidential Information 5.3(b) Purchaser Cafeteria Plan 5.6(i) Purchaser Disclosure Schedules 1.1 Purchaser Fundamental Representations ~~12.3(b)(i~~9.1(b) ~~Parent~~ Purchaser Indemnified Parties ~~12.2(a~~9.2(a) ~~Parent Proposed Change 2.13(b~~Purchaser Material Adverse Effect 4.1 Purchaser Welfare Plans 5.6(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Purchaser’s Allocation Notice 2.10 Real Estate Assignment Agreement ~~2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii~~2.8(a)(ix) Real Property ~~Lease 5.11(b~~1.1 Regulatory Approvals 1.1 Relating to the Industrial Wood Business 1.1 Release 1.1 Representatives 1.1 Retained Liabilities 2.7 Sample Closing Statement 2.9(a) ~~Registrable Payoff Amount Shares 2.11(a~~Seller Preamble Seller Benefit Plan 1.1 Seller Business Confidential Information 5.3(c) ~~Registrable Stock Consideration 2.11(a~~Seller Cafeteria Plan 5.6(i) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Seller Disclosure Schedules 1.1 Seller Fundamental Representations 9.1(a) ~~Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder~~ Seller Indemnified Parties ~~12.3(a~~9.3(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller Severance Plan 5.6(b) ~~Stock Certificates 2.7(a~~Seller Sites 3.9(i) ~~Survival Date 12.1 Surviving Company 2.12(a~~Seller Welfare Plans 5.6(b) Seller’s Allocation 2.10 Software 1.1 Solvent 1.1 Straddle Period 1.1 Subsidiary 1.1 Supply Agreement 2.8(a)(viii) Target Working Capital 1.1 Tax ~~Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~1.1 Tax Proceeding 1.1 Tax Return 1.1 Taxing Authority 1.1 Territory 1.1 Third Party Claim ~~12.5(a~~9.4(a) ~~Threshold 12.2(c)(ii~~Title Company 1.1 Toll Manufacturing Agreement 2.8(a)(x) Trade Secrets 1.1 Transaction Recitals Transaction Accounting Principles 2.9(a) Transaction ~~Recitals Transfer 8.8(b)~~ Documents 1.1 Transfer Taxes ~~8.7(i~~6.2(a) ~~Voting Debt 5.3(b~~Transferred Industrial Wood Employee 5.6(a) ~~Weeks Employment~~ Transition Services Agreement ~~4.2(a)(xv~~2.8(a)(iii) ~~Written Consent 8.10~~U.S. Deed 2.8(b)(x) WARN 1.1 WC Insurer 5.8(b) Workers Compensation Policies 5.8(b) Working Capital 1.1 ARTICLE II

Appears in 1 contract

Samples: Asset Purchase Agreement (Axalta Coating Systems Ltd.)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounting Principles 2.6(a)(i) ~~Adjustment Amount 2.10(c)(iii~~Action 4.17(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation Statement 2.7 Applicable Survival Period 10.1(d) ~~ByLaws 5.5 Cap~~ Assigned Business Authorizations 7.1(d) Assigned Contracts 2.1(f) Assignment and Assumption Agreement 3.2(b) Assumed Liabilities 2.3 Authorized Service Provider Agreement 3.2(d) Balance Sheet Date 2.6(a)(i) Base Amount ~~2.14(d)(i~~2.6(a)(ii) Xxxx of Sale 3.2(a) Business Recitals Business Authorizations 4.9(a) Buyer Preamble Buyer’s Benefit Plans 7.4(c) Buyer Closing Certificate 8.3(c) Buyer Indemnitees 10.2(a) Buyer Warranty Losses 10.2(b) Cash Consideration ~~2.5(b)(i~~2.5(a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~CERCLA 4.20(a)(i) China Asset Transfer Agreement 3.2(e) Closing 3.1 6 Closing Date 3.1 Closing Inventory Amount 2.6(a)(iii) Closing Inventory Statement ~~2.10(a~~2.6(a)(iv) ~~Company~~ COBRA 7.4(k) Confidentiality Agreement 6.3 Consents 4.3(a) Copyrights 4.13(a) Dispatched Employees 4.19(g)(viii) Environment 4.20(a)(ii) Environmental Action 4.20(a)(iii) Environmental Clean-up Site 4.20(a)(iv) Environmental Laws 4.20(a)(v) Environmental Permit 4.20(a)(vi) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded Liabilities 2.4 FCPA 4.26 Flow Products Recitals Foreign Plans 4.18(n) Hazardous Substances 4.20(a)(vii) In-Bound Licenses 4.13(a)(c) Intellectual Property 4.13(a) Intellectual Property Rights 4.13(a) IP Assignments 3.2(h) Japan Buildings 2.1(a) Japan Business Employees 4.19(g)(i) Japan Collective Bargaining Agreements 4.19(g)(iii) Japan Land 2.1(a) Japan Office Space Lease 3.2(f) Japan Personnel 4.19(g)(vii) Japan Plans 4.18(o) Japan Real Estate Purchase Agreement 3.2(g) Japan Work Rules 4.19(g)(vi) JSI Agreement 7.6 June Income Statement 4.4(a) Lease 4.12(c) 7 Leased Real Property 4.12(a) Liabilities 4.5 Losses 10.2(a) Marks 4.13(a) Master Services Agreement 3.2(c) Material Contracts 4.15(b) Noncompetition Period 6.8(a) Nondisclosure Agreements 4.13(i) Notice of Claim 10.4(a) Out-Bound Licenses 4.13(d) Owned Real Property 4.12(a) Patents 4.13(a) PCBs 4.20(i) Pension Plan 4.18(b) Personal Property 4.10(a) Policies 4.21(a) Post-Closing Tax Period 7.5(b) Pre-Closing Tax Period 7.5(b) Products 4.22(a) Proprietary Information 4.13(a) Purchase Price 2.5(a) Purchased Assets 2.1 Real Property 4.12(a) Release 4.20(a)(viii) Representatives 6.3 Restricted Business 6.8(a) Restricted Contract 2.8(a) Retained Names 7.3 Section 1060 Forms 2.7 Seller Preamble ~~Company Change Objection 2.13(b~~Seller Closing Certificate 8.2(c) ~~Company Change Objection Statement 2.13(b~~Seller Disclosure Schedule Preamble Article IV Seller Employees 7.4(e) ~~Term Section Company Review Representative 2.13(b~~Seller Group Recitals Seller Group Benefit Plans 4.18(a) ~~DGCL Recitals Dispute Notice 2.14(b~~Seller Indemnitees 10.3(a) ~~Dissenting Shares 2.6(a~~8 Seller Intellectual Property 4.13(e) ~~Dissenting Stockholder 2.6(d~~Seller June Balance Sheet 2.6(a)(i) ~~DLLCA Recitals Domain Names 5.13(b~~Seller Owned Intellectual Property 4.13(b) ~~Earn-Out Determination Date 2.14(d)(ii~~Seller Registered Items 4.13(f) ~~Earn-Out Expiration Date 2.13(g~~Seller Warranty Losses 10.3(b) ~~Earn-Out Payment 2.13(a~~Software 4.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified Software License Agreement ~~2.14(d)(vi~~3.2(i) ~~Qualified Licensing Fees 2.14(d)(vii~~Statements of Operations 4.4(a) ~~Real Property Lease 5.11(b~~Sublease Agreements 3.2(j) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Third Party Claim ~~12.5(a~~10.4(a) ~~Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b~~Third Party Defense 10.4(b) Transfer Taxes ~~8.7(i~~7.5(a) ~~Voting Debt 5.3(b~~Transferred Employees 7.4(b) ~~Weeks Employment Agreement 4.2(a)(xv~~US Plans 4.18(a) ~~Written Consent 8.10~~Work Product Agreements 4.13(j)

Appears in 1 contract

Samples: Asset Purchase Agreement (Advanced Energy Industries Inc)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Account Purchase Agreements 5.18 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Anti-Corruption Laws 3.16(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Approvals 2.10(a) ~~Cash Consideration 2.5(b)(i~~Assignment Agreement and Bill of Sale 2.8(a)(v) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Assumed Liabilities 2.6 Balance Sheet Date 3.7(c) Base Purchase Price 2.2 Business Financial Information 3.7(a) Business Insurance Policies 2.4(m) Business Intellectual Property 2.4(d) Business Permits 3.16(c) Central States MEPP 5.19 Claim Expenses 2.13(f) Claim Recovery 2.13(a)(ii) Closing 2.3 Closing Date 2.3 Closing Statement ~~2.10(a~~2.9(b) ~~Company Preamble Company Change Objection 2.13(b~~Confidential Business Information 5.3(b) ~~Company Change Objection Statement 2.13(b~~Confidentiality Agreement 5.3(a) ~~Term Section Company Review Representative 2.13(b~~Continuing Employee 6.1(c) ~~DGCL Recitals~~ Contribution Amount 5.19 control 1.1 controlled by 1.1 Controlling Party 7.4(b) Current Representation 11.15(a) DC Employees 6.5 Deferred Payment Dispute Notice ~~2.14(b~~2.12(b) ~~Dissenting Shares 2.6(a~~Designated Person 11.15(a) ~~Dissenting Stockholder 2.6(d~~Dispute Notice 2.9(d) ~~DLLCA Recitals Domain Names 5.13(b~~Dispute Resolution Period 2.9(d) ~~Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g~~DOL 3.19(a) Earn-Out Payment ~~2.13(a~~2.11(a) ~~Effective Time 2.2 ERISA 5.15(a~~Earn-Out Statement 2.12(a) ~~Escrow Account 2.9 Escrow~~ EBITDA Target 2.11(a) Estimated Adjustment Amount ~~2.9 Escrow Shares 2.9~~ 2.9(b) Estimated ~~Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Closing Cash Amounts 2.9(b) Estimated Closing Funded Debt 2.9(b) Excess ~~Licensing Fees 2.14(d)(iii~~Allotment 2.13(a)(ii) ~~Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~Excluded Assets 2.5 FAR 3.12(a)(xv) Final ~~Performance Criteria 2.13(c~~Purchase Price 2.9(f) ~~Financial Statements~~ GDB Claim Expenses 2.13(f) GDB Claim Recoveries 2.13(a)(i) GGB Claim Expenses 2.13(f) GGB Claim Recoveries 2.13(a)(ii) GGB Loss Statement 2.12(a) Guarantees 5.7 ~~First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~HCERA 3.19(j) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Healthcare Reform Laws 3.19(j) Indemnified Party ~~12.5(a~~10.4(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~10.4(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.9(d) ~~Independent Engineer~~ Inside Date 2.3 IRS 3.19(a) Leased Real Property 2.4(c)(ii) Material Contracts 3.12(a) New Plans 6.2(c) Non-Controlling Party 7.4(b) Old Plans 6.2(c) Outside Date 9.1(d) Owned Real Property 2.4(c)(i) Parties Preamble Post-Closing Representation 11.15(a) Post-Closing Statement 2.9(c) PPACA 3.19(j) Pre-Closing Separate Tax Return 7.2(a) Privileged Communications 11.15(b) Public Software 3.10(d)(i) Purchased Assets 2.4 Purchased Entities 2.4(a)(i) Purchased Entity 2.4(a)(i) Purchased Entity Shares 2.4(a)(i) Purchased Venture Interests 2.4(a)(ii) Purchased Ventures 2.4(a)(ii) Purchaser Preamble Purchaser Covered Person 5.12(b) Purchaser DC Plans 6.5 Purchaser FSA Plan 6.2(e) Purchaser Indemnified Parties 10.2(a) Purchaser Licensed Intellectual Property 5.8(c) Purchaser-Filed Tax Return 7.2(b) Qualified Benefit Plan 3.19(b) R&W Insurance Policy 5.15 Real Property 2.4(c)(ii) Reimbursable Contribution Events 5.19 Retained Businesses 1.1 Retained Claim Recovery 2.13(a) ~~Initial Stock Consideration 2.5(b)(ii~~Retained Liabilities 2.7 Review Period 2.12(a) ~~Term~~ Sale Process NDA 5.3(a) Sample Closing Statement 2.9(a) Seller Preamble Seller Covered Person 5.12(a) Seller DC Plans 6.5 Seller Deferred Compensation Plans Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~6.6 Seller FSA Plan 6.2(e) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Seller Indemnified Parties 10.3 Seller Insurance Policies 5.9 Seller Licensed Intellectual Property 5.8(b) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv)~~ Seller Parent Preamble Seller Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Conditional Guaranty 5.16 Seller Parent’s Applicable GDB Portion 2.13(a)(i) ~~Parent Indemnified Parties 12.2(a~~Seller Parent’s Applicable Portion 2.13(a)(ii) ~~Parent Proposed Change 2.13(b~~Seller Returns 7.2(a) ~~Parent Proposed Change~~ Shared Contract 2.10(e) Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim ~~8.7(e) Technical Review Committee 2.13(b) Third-~~7.4 Third Party Claim ~~12.5(a~~10.4(a) ~~Threshold 12.2(c)(ii~~XXXX 3.12(a)(xv) Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.9(a) Transfer Taxes ~~8.7(i~~7.8 Transferred FSA Balances 6.2(e) ~~Voting Debt 5.3(b~~Transferred Tangible Personal Property 2.4(e) ~~Weeks Employment~~ Transition Services Agreement ~~4.2(a)(xv~~2.8(a)(iii) ~~Written Consent 8.10~~under common control with 1.1 Unreimbursed Claim Expenses 2.13(f) Unreimbursed GDB Claim Expenses 2.13(f) Unreimbursed GGB Claim Expenses 2.13(f)

Appears in 1 contract

Samples: Purchase and Sale Agreement (Shimmick Corp)

Other Defined Terms. The following capitalized terms shall have the meanings ~~defined for such terms~~ given to them in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~1994 Plan 2.12 1997 Plan 2.12 2005 Plan 2.12 Acquisition Proposal 5.4(b) Agreement Preamble ~~BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i~~Balance Sheet 4.6(b) Certificate of ~~Incorporation 5.5~~ Merger 2.2 Claims 4.21 Closing ~~4.1~~ 2.3 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share~~ Date 2.3 COBRA 4.16 Common Stock ~~Consideration 2.5(b)(iii) Closing Statement 2.10(a)~~ 4.4 Company Preamble Company ~~Change Objection 2.13(b~~Board Recommendation 2.15(b) Company ~~Change Objection Statement 2.13(b~~Disclosure Schedules 4.27 Company Intellectual Property 4.15(a) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Property 4.21 Company SEC Reports 4.6(a) ~~DGCL Recitals Dispute Notice 2.14(b)~~ Company Stock 4.4 Confidentiality Agreement 5.3 D&O Insurance 5.9 Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d)~~ 2.11 DLLCA ~~Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ 2.1 Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(cEnvironmental Claims 4.21 Environmental Law 4.21 Expense Reimbursement 7.3(b) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~4.6(b) Indemnified ~~Party 12.5(a~~Persons 5.9 Key Employees 4.16 Letter of Transmittal 2.13(c) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(iiLicensed Intellectual Property 4.15(a) Merger Recitals Merger Solicitation Efforts 2.15(c) Merger Special Meeting 2.15(a) Merger Sub Preamble ~~Objections Statement 2.10(b~~Term Section Option Agreement 2.13(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~Option Consideration 2.12 Owned Intellectual Property 4.15(a) Parent Preamble ~~Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified~~ Party/Parties ~~12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria~~ Preamble Paying Agent 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Paying Agent Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) ~~Term Section Stockholders Preamble~~ Preferred Stock 4.4 Proxy Statement 5.5 Representatives 5.4(a) Requisite Stockholder ~~Indemnified Parties 12.3(a~~Vote 4.24 SEC 4.6(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Securities Act 4.6(a) ~~Stock~~ Share Certificates ~~2.7(a~~2.13(a) ~~Survival Date 12.1~~ Specified Definitive Acquisition Agreement 7.1(c) Superior Proposal 5.4(b) Surviving Company ~~2.12(a~~2.1 Termination Date 7.1(b) ~~Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i~~Termination Fee 7.3(b) Voting ~~Debt 5.3(b) Weeks Employment~~ Agreement ~~4.2(a)(xv) Written Consent 8.10~~Recitals VSCA 2.2

Appears in 1 contract

Samples: Agreement and Plan of Merger (Halifax Corp of Virginia)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the ~~Sections~~ location set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Definition Location Accrued PTO 6.6(e) ~~Adjustment Amount 2.10(c)(iii~~Affected Foreign Employees 6.6(s) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Agreement Date Preamble Allocation 3.3 Assigned Contracts Appendix A Assigned Material Contract 4.5(a) ~~ByLaws 5.5~~ Assumed Liabilities Appendix C Books and Records 6.5(a) Business Guarantees 6.15 Business Real Property Appendix A Buyer Preamble Buyer Benefit Plans 6.6(m) Buyer Indemnified Parties 9.1(a) Buyer Indemnified Party 9.1(a) Buyer Losses 9.1(a) Buyer’s 401(k) Plan 6.6(q) Buyer’s FSA 6.6(o) Cap ~~Amount 2.14(d)(i~~9.2(a) ~~Cash Consideration 2.5(b)(i~~Cayman IP Acquisition Preamble Closing 8.1 Closing Date 8.1 Competing Activity 6.10(a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Compliant Offer 6.6(a) ~~Closing Statement 2.10(a~~Confidentiality Agreement 6.2(b) ~~Company~~ Contribution Agreement 2.5(a) Conflict Minerals 4.22(c) Contemplated Transactions Appendix F Continuation Period 6.6(b) Continuing Employee 6.6(a) Contributed Assets Preamble ~~Company Change Objection 2.13(b~~Copyright and Mask Work Assignment Agreement 2.5(a) ~~Company Change Objection Statement 2.13(b~~Deductible 9.2(b) ~~Term Section Company Review Representative 2.13(b~~Denver LLC Agreement Preamble DHS 6.6(s) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Disclosure Letter Article 4 Effective Time ~~2.2 ERISA 5.15(a~~8.1 Employee Accrued PTO Payment 6.6(e) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Employee Census 4.12(k) ~~Excess Licensing Fees 2.14(d)(iii~~Employing Entity 6.6(a) ~~Excess Licensing Fees Statement 2.14(b~~Equity Consideration 3.1 Equity Consideration Cancellation 9.3(d) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Equity Consideration Valuation 9.3(d) ~~Feasibility Completion Date 2.13(c~~Equity Transfer Documents 3.4(a) ~~Final Performance Criteria 2.13(c~~Excluded Assets Appendix D Excluded Employee Liabilities 6.6(j) Excluded IT Assets Appendix D Excluded Liabilities Appendix E Excluded Pending Litigation Appendix E Excluded Tax Liabilities 6.8(a)(i) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.11(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Foreign Continuing Employee 6.6(a) ~~Indemnified Party 12.5(a~~Government Contract 4.20 Governmental Authority 4.3(a) ~~Indemnifying Party 12.5(a~~India Asset Purchase Preamble Information 6.12 Investors 3.2 IPMA Preamble Local Transfer Agreement 2.5(a) ~~Indemnity Payouts 2.14(d)(iv~~MACOM India Preamble Material Contracts 4.5(a) ~~Independent Auditor 2.10(b~~Material Shared Contracts 4.5(a) ~~Independent Engineer 2.13(a~~Minimum Amount 9.2(b) ~~Initial Stock Consideration 2.5(b)(ii~~Modified Cap 9.2(a)(i) ~~Term Section Initial Surviving Corporation~~ New India Co. Preamble New Taiwan Co. Preamble Notification 6.8(g) OFAC 4.22(a) Offer Recipient Employee 6.6(a) Other Asset Sellers 2.1 ~~Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv~~Other Sellers 2.2 Other Share Sellers 2.2 Other Transfer Documents 2.5(a) Parent Preamble ~~Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Parties Preamble Party Preamble Patent Assignment 2.5(a) ~~Parent Indemnified Parties 12.2(a~~Post-Closing Tax Action 6.8(e)(ii) ~~Parent Proposed Change 2.13(b~~Post-Transaction Severance Benefits 6.6(i) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Privileged Information 6.12 Privileges 6.12 Products Appendix A Purchase Price 3.1 Purchase Transaction Preamble ~~Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii)~~ Purchased Assets Appendix A Real Property ~~Lease 5.11(b~~Leases Appendix A Refund Recipient 6.8(e)(i) ~~Registrable Payoff Amount Shares 2.11(a~~Registered Transferred IPR 4.7(a) ~~Registrable Stock Consideration 2.11(a~~Releasee 6.16(d) Releasors 6.16(d) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Assets 2.6(a) ~~Second Step Effective Time 2.12(c~~Restricted Split Interest 2.6(d) ~~Second Step Merger Recitals Second Merger Sub~~ Seller Preamble ~~Shares 2.5(b)(i~~Seller 401(k) ~~SilvaGas Gasifier 2.13(a~~Plan 6.6(q) ~~Term Section Stockholders~~ Seller Indemnified Party 9.1(b) Seller Losses 9.1(b) Seller’s FSA 6.6(o) Seller-Signed Tax Returns 6.8(d)(i) Share Purchases Preamble ~~Stockholder Indemnified Parties 12.3(a~~Specified Indemnification Provision Appendix F Split Interest 2.6(c) ~~Stockholder Representative~~ Statutory Financial Statements 6.14 Straddle Period Tax Returns 6.8(d)(ii) Subcontracted Work 2.6(f) Taiwan Asset Purchase Preamble ~~Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a~~Tangible Assets Appendix A Tax Attribute 6.8(e)(ii) Tax ~~Claim 8.7(e~~Benefit 9.2(h) ~~Technical Review Committee 2.13(b~~Tax Return Filer 6.8(d)(iii) ~~Third-~~Third Party Claim ~~12.5(a~~9.3(c)(i) ~~Threshold 12.2(c)(ii~~Third Party Claim Notice 9.3(c)(i) ~~Transaction Recitals Transfer 8.8(b~~Trademark Assignment 2.5(a) Transfer ~~Taxes 8.7(i~~2.6(a) ~~Voting Debt 5.3(b~~Transfer Tax Returns 6.8(b)(v) ~~Weeks Employment~~ Transferred Intellectual Property Rights Appendix A Transferred IT Assets Appendix A Transferred Real Property Assets Appendix A Transferred Technology Appendix A Transition Services Agreement ~~4.2(a)(xv~~Preamble U.S. Continuing Employee 6.6(a) ~~Written Consent 8.10~~U.S. Health and Welfare Transition Date 6.6(o) Vietnam Share Purchase Preamble WARN Act 6.6(b) Withholding Party 3.5(a)

Appears in 1 contract

Samples: Purchase Agreement (MACOM Technology Solutions Holdings, Inc.)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~shall have the meanings defined for such terms~~ has specified in the ~~Sections~~ Section set forth opposite such term below: the respective meaning Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Additional Approvals 3.05(b)(iv) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.03(b)(i) ~~ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i~~Certificate 2.03(b)(i) Certificate of ~~Incorporation 5.5~~ Merger 1.02 Closing ~~4.1~~ 1.03 Closing ~~Consideration Schedule 8.9~~ Date 1.03 Closing ~~Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a~~Year 6.10(b) Company Preamble Company ~~Change Objection 2.13(b~~Acquisition Agreement 5.03(b) Company Adverse Recommendation Change ~~Objection Statement 2.13(b~~5.03(b) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock 2.01(a) ~~DGCL Recitals Dispute~~ Company Contract 3.15(a) Company Credit Agreement 5.05(c) Company Disclosure Letter Article III Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Intervening Event 5.03(f)(iii) Company Projections 3.22 Company Recommendation Change Notice ~~2.14(b~~5.03(c) Company Reports 3.06(a) Company Required Approvals 3.05(b)(iv) Company Required Consents 3.05(a) Company Risk Management Guidelines 5.01(a)(xxi) Company Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Takeover Proposal 5.03(f)(i) Company Voting Debt 3.03(b) Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Commitment Letter 4.06 Debt Financing 4.06 Debt Financing Related Parties 9.07 Debt Financing Source Provisions 9.07 Debt Letters 4.06 Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ 2.05 Effective Time ~~2.2 ERISA 5.15(a~~1.02 End Date 8.01(b)(i) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Environmental Permit 3.14(a)(i) ~~Excess Licensing Fees 2.14(d)(iii~~Equity Commitment Agreement Recitals Equity Securities 3.03(b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Act 3.05(b)(i) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Exchange Agent 2.03(a) ~~Feasibility Completion Date 2.13(c~~Exchange Fund 2.03(a) FERC 3.05(b)(iv) Filing 3.05(b) Final ~~Performance Criteria 2.13(c~~Order 7.01(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~FPA 3.05(b)(iv) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~GAAP 3.06(a) ~~Indemnified Party 12.5(a~~HSR Act 3.05(b)(ii) ~~Indemnifying Party 12.5(a~~Insurance Policies 3.18 IRS 3.09(b) ~~Indemnity Payouts 2.14(d)(iv~~IT Policies and Procedures 3.17(d) ~~Independent Auditor 2.10(b~~IT Systems 3.17(c) ~~Independent Engineer 2.13(a~~Legal Restraint 7.01(c) ~~Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Liability Limitation 9.10 Liens 3.05(a) Maximum ~~Earn-Out Payment 2.13(k)(ii~~Amount 6.09(c) Merger Recitals Merger Consideration 2.01(a) Merger Sub Preamble ~~Objections Statement 2.10(b~~NMPRC 3.19(b) ~~Outstanding Common Stock Number 2.5(b)(iv~~NRC 3.05(b)(iv) Parent Preamble Parent ~~Documents 7.2~~ Disclosure Letter Article IV Parent ~~Fundamental Representations 12.3(b)(i~~Required Approvals 4.03(b)(ii) Parent ~~Indemnified~~ Required Consents 4.03(a) Parties ~~12.2(a~~Preamble Preferred Stock 3.03(a) ~~Parent Proposed Change 2.13(b~~Proceedings 5.02 Proxy Statement 6.01(a) ~~Parent Proposed Change Statement 2.13(b~~PUCT 3.19(b) ~~Parent Registration Statement 2.11(a~~Representatives 5.03(a) ~~Parent~~ Represented Employee 6.10(c) Required Amendment 5.05(c) Required Approvals 4.03(b)(ii) Required Consents 4.03(a) SEC ~~Documents 7.10 Performance Criteria 2.13(a~~3.05(b)(i) ~~Performance Criteria Percentage 2.13(k)(iii~~Securities Act 3.05(b)(i) ~~Permitted Objection 2.14(b~~Sponsor Recitals Substitute Financing 5.04(e) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Superior Company Proposal 5.03(f)(ii) ~~Proposed Final Performance Criteria Statement 2.13(c~~Surviving Corporation 1.01 Takeover Statute 3.13 TBOC Recitals Transaction Litigation 6.04 Trustee 5.05(c) ~~Qualified License Agreement 2.14(d)(vi~~WARN Act 3.10 Willful Breach 8.02(e) ~~Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate~~ EXHIBIT B COMMITMENTS TO BE INCLUDED IN APPLICATIONS TO THE PUCT AND NMPRC AND AGREEMENT WITH THE CITY OF EL PASO Economic Development and Community Commitments • Commitment to dedicate $100 million to promote economic development in the City of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving El Paso, Texas and Las Cruces, New Mexico to be funded at a level of $5 million per year for 20 years. Contributions to the fund will not be recoverable in rates. • Maintain the Company’s annual amount of charitable giving following the transaction at the Company’s average annual charitable giving level for the three-year period ending December 31, 2018 (i.e., approximately $1.2 million per year). • Maintain the Company’s existing low income assistance programs while evaluating potential methods to improve such programs. • Create programs that provide entry-level training focused on engineering, management and finance skills for the local labor force in collaboration with the University of Texas at El Paso and New Mexico State University. • Create apprenticeship programs for technical and professional positions for students in local high-schools and colleges. • Continue and enhance utility supplier diversity by promoting the inclusion of minority-, women-, LGBTQ- and veteran- owned businesses into the Company’s supply chain. • Study and evaluate growth opportunities related to electric vehicles, distributed generation and battery storage in collaboration with the University of Texas at El Paso and New Mexico State University. • The Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10will support Texas RPS standards and the New Mexico Energy Transition Act. • The Company shall report annually to the NMPRC the status of efforts during the prior calendar year to add renewable energy to its power supply portfolio and assure compliance toward the New Mexico Energy Transition Act. Such report shall include a description of efforts to diversify the renewable energy sources considered and an explanation as to what determinations were made and the basis therefor.

Appears in 1 contract

Samples: legacy.elpasotexas.gov

Other Defined Terms. The following capitalized terms ~~shall have the meanings~~ are defined ~~for such terms~~ in this Agreement in the ~~Sections set forth~~ Section indicated below: Defined Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi~~Assumed Liabilities 2.3 Closing 8.1 Closing Date 8.1 Closing Inventory Value 3.2(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9~~ Closing Payment ~~Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~3.1(a) ~~Closing Statement 2.10(a~~Consents 2.6 Deferred Payments 3.1(b) ~~Company Preamble Company Change Objection 2.13(b~~Direct Claim 10.3(c) ~~Company Change Objection Statement 2.13(b~~Dispute Notice 3.2(b) Excluded Assets 2.2 Excluded Liabilities 2.4 First Deferred Payment 3.1(b) Foundry Services Agreement Recitals In-Licenses 4.9(g) Indemnification Cap 10.5(b Indemnifying Party 10.3(a) Independent Accounting Firm 3.2(c) Nondisclosure Agreement 6.4 Notice of Claim 10.3(c) Defined Term Section ~~Company Review Representative 2.13(b~~Objection Notice 10.3(c) ~~DGCL~~ Out-Licenses 4.9(l) Pre-Closing Period 6.1 Product License Agreement Recitals ~~Dispute Notice 2.14(b~~Purchase Price 3.1 Purchase Price Allocation 3.4(a) ~~Dissenting Shares 2.6(a~~Purchaser Preamble Purchaser Losses 10.1 Restricted Business 6.6(a) ~~Dissenting Stockholder 2.6(d~~Restricted Period 6.6(a) ~~DLLCA Recitals Domain Names 5.13(b~~Second Deferred Payment 3.1(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Seller Preamble Seller Fundamental Representations ~~12.2(c)(ii~~10.4 Seller Losses 10.2 Seller Statement 3.2(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Target Inventory Value 3.2(f) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Termination Date ~~12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b~~9.1(b) Third-Party Claim ~~12.5(a~~10.3(a) Threshold ~~12.2(c)(ii~~10.5(a) ~~Transaction Recitals Transfer 8.8(b~~Transferred Assets 2.1 Transferred Contracts 2.1(g) ~~Transfer Taxes 8.7(i~~Transferred Copyable Technology 2.1(e) ~~Voting Debt 5.3(b~~Transferred Inventory 2.1(a) ~~Weeks Employment~~ Transferred IP 2.1(d) Transferred Non-Copyable Technology 2.1(f) Transferred Other IP 2.1(d) Transferred Patents 2.1(c) Transferred Permits 2.1(h) Transferred Tangible Assets 2.1(b) Transferred Technology 2.1(f) Transition Services Agreement ~~4.2(a)(xv) Written Consent 8.10~~Recitals

Appears in 1 contract

Samples: Asset Purchase Agreement (Ixys Corp /De/)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~shall have~~ has the ~~meanings defined for such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi~~Anti-Corruption Laws 3.13(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.02(b)(ii) Cash ~~Consideration 2.5(b)(i~~Equity 4.06(b) Certificate 2.02(b)(i) Certificate of ~~Incorporation 5.5~~ Merger 1.02 Closing ~~4.1~~ 1.03 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a~~Date 1.03 Commitment Letters 4.06(b) Company Preamble Company ~~Change Objection 2.13(b~~Acquisition Agreement 5.02(b) Company Adverse Recommendation Change ~~Objection Statement 2.13(b~~5.02(b) Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Charter 3.01 Company Common Stock 2.01(a)(i) Company Disclosure Schedule Article III Company Employee 6.09(a) Company Financial Statements 3.06(a) Company Group 8.02(d)(ii) Company Indemnified Parties 6.08(a) Company Indemnified Party 6.08(a) Company Intervening Event 5.02(g)(iii) Company IP 3.19(b)(i) Company Material Contract 3.17(a) Company Projections 3.27 Company Reports 3.06(a) Company Stockholder Approval 3.04 Company Stockholders Meeting 3.04 Company Subsidiaries 3.01 Company Takeover Proposal 5.02(g)(i) Company Termination Fee 8.02(b) Company Top Customer 3.20(a) Company Top Supplier 3.20(a) Consent 3.05(b) Consent Solicitation Documents 6.03(e) Consent Solicitations 6.03(e) Continuation Period 6.09(a) Customary Agreements 3.08(a)(iii) Term Section ~~Company Review Representative 2.13(b~~D&O Insurance 6.08(c) debt 4.12 Debt Commitment Letter 4.06(a) Debt Financing 4.06(a) Definitive Agreements 6.03(a) DGCL ~~Recitals Dispute Notice 2.14(b)~~ 1.01 Dissenting ~~Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~Share 2.04(a) Effective Time ~~2.2 ERISA 5.15(a~~1.02 End Date 8.01(b)(i) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Enforcement Expenses 8.02(c) ~~Excess Licensing Fees 2.14(d)(iii~~Equity Commitment Letter 4.06(b) ~~Excess Licensing Fees~~ Equity Investor 4.06(b) Equity Securities 3.03(b) Exchange Act 3.05(b)(i) Existing Notes Refinancing 6.03(e) Export and Sanctions Regulations 3.14(a) FCPA 3.13(a) Filing 3.05(b) Financing 4.06(b) GAAP 3.06(a) Guarantor Recitals Guaranty Recitals HSR Act 3.05(b)(ii) Insurance Policies 3.21 IRS 3.09(a) Legal Restraint 7.01(c) Liens 3.02 Merger 1.01 Merger Amounts 4.06(e) Merger Sub Preamble Multiemployer Plan 3.09(e) Nonparty Affiliate 9.15 Parent Preamble Parent Group 8.02(d)(i) Parent Termination Fee 8.02(b)(ii) Parties Preamble Paying Agent 2.02(a) Payment Fund 2.02(a) Post-Closing Plan 6.09(d) Preferred Stock 3.03(a) Prohibited Financing Modifications 6.03(b) Proxy Statement ~~2.14(b~~6.01(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Representatives 5.02 Required Consents 3.05(a) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(iiRequired Statutory Approvals 3.05(b)(ii) Term Section ~~Initial~~ Retirement Plan 6.09(a) SEC 3.05(b)(i) Securities Act 3.05(b)(i) Solvent 4.12 Superior Company Proposal 5.02(g)(ii) Supporting Stockholder Recitals Surviving Corporation ~~2.1 Licensing Fees 2.14(d)(v~~1.01 Tail Period 6.08(c) ~~Maximum Earn-Out Payment 2.13(k)(ii) Merger~~ Takeover Statute 3.15 Transaction Litigation 6.14 Voting Agreement Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Willful Breach 8.02(e)

Appears in 1 contract

Samples: Agreement and Plan of Merger (W R Grace & Co)

Other Defined Terms. The following terms shall have the meanings defined for such terms in the Sections set forth below: ~~Term~~ Definition Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Adjustment Number 2.2(b) ~~Adjustment Amount 2.10(c)(iii~~Aggregate Number 2.2(b) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Asset Transfer Recitals Asset Transfer Documents Recitals Automobile Purchase Contract 4.10(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Beneficiary 7.22 Beneficiary Exercise Price 7.23(a) Business Cooperation Agreement Recitals BVI Holdco Recitals Cash Consideration ~~2.5(b)(i~~Recitals CFC 6.9 Claims 9.2(a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a)~~ Code 6.8 Company Preamble Company ~~Change Objection 2.13(b~~Security Holder 6.13(a) ~~Company Change Objection Statement 2.13(b~~Constitutional Documents 4.14 Conversion Shares 4.3 Cooperation Recitals Cooperation Documents Recitals Covered Persons 4.13 Damages 9.2(a) ~~Term Section Company Review Representative 2.13(b~~Disclosing Party 10.10(c) ~~DGCL~~ Disclosure Schedule 4 Domco Preamble Employment Agreements 7.13 Employment Matters Agreement Recitals ~~Dispute Notice 2.14(b~~Exercise Price 7.23(a) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(cExisting Shareholders Preamble FCPA 6.13(b) Financial Statements ~~5.7~~ 4.18 First ~~Step Merger~~ Closing 3.1(a) First Closing Date 3.1(a) First Closing Purchase Price 2.2(a) Framework Agreement Recitals ~~Fundamental Representations 12.2(c)(ii~~Group Company or Business Contracts 4.14 Hammer Schedule A Hammer Director 7.9 HK Holdco Preamble HKIAC Rules 10.13(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i)~~ Indemnification Agreements 7.18 Indemnified Party ~~12.5(a~~9.2(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a~~9.2(a) Initial ~~Stock Consideration 2.5(b)(ii~~Exercise Price 7.23(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Investor Option 2.2(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Investors Preamble JD Schedule A Joint Venture Affiliate 4.2(d) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Key Employees 4.23 Leased Real Property ~~Lease 5.11(b~~4.8 Long-Stop Date 10.15(a)(ii) ~~Registrable Payoff Amount~~ Material Contracts 4.10(a) New Employers Recitals New Investor 2.2(c) Next Round Financing 2.3 Nominee Shareholder(s) 6.13(e) Non-Disclosing Parties 10.10(c) Non-Transferred Asset 6.1(c) Note Purchase Agreement Recitals Ordinary Shares ~~2.11(a~~4.2(a)(i)(A) ~~Registrable Stock Consideration 2.11(a~~Permits 4.7 PFIC 6.8 PRC Companies Preamble PRC GAAP 4.18 Preferred A Issue Price 2.2(a) ~~Restricted Stockholders 11.1~~ Privacy Laws 4.31 Proceeds 6.5 Remaining Number 2.2(c) Restated Articles 2.1 Second ~~Step Certificate of Merger 2.12(c~~Closing 3.1 Second Closing Date 3.1(b) ~~Second Step Effective Time 2.12(c~~Securities Act 4.12 Series A-1 Directors 7.9 Series A-1 Shares Recitals Series A-2 Shares Recitals Series Pre-A Shares Recitals Share Charge 7.11 Success Fee 4.27 Tencent Schedule A Tencent Director 7.9 Trust 7.22 Trust Arrangement 7.23 Trust Holdco Preamble Trust Holdco Subscription Agreement 7.23 Trust Ordinary Shares 7.23 Warrantor 4 Warrantors 4 WFOE Preamble Xintai 6.13(h) ~~Second Step Merger~~ Yixin Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Yixin Note Recitals

Appears in 1 contract

Samples: Business Cooperation Agreement

Other Defined Terms. The following terms ~~shall~~ have the meanings defined for such terms in the Sections set forth below: ~~Term~~ Definition Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounts Receivable 2.05(a) Advisors 7.01(a) ADW Introductory Clause Agreement Introductory Clause AMW Introductory Clause Bxxxxxx Introductory Clause Base Balance Sheet 2.04(a) Base Net Working Capital 2.04(a) Basket 11.03(b) Benefit Plans 3.18(a) Business Background Closing 2.06(a) Closing Adjustment Amount 2.10(c)(iii) Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii2.02(c) Closing ~~Statement 2.10(a~~Date Balance Sheet 2.04(b) Closing Date 2.06(a) Closing Net Working Capital 2.04(b) Collection Deadline 2.05(a) Company ~~Preamble~~ Introductory Clause Company ~~Change Objection 2.13(b~~Latest Balance Sheet 3.04 Company Shares Background Company Statements 3.04 Contract Termination Liability 7.21 Cxxxxx Introductory Clause Current Assets 2.04(a) ~~Company Change Objection Statement 2.13(b~~Current Liabilities 2.04(a) ~~Term Section Company Review Representative 2.13(b~~Customer Contracts 3.11(c) ~~DGCL Recitals Dispute Notice 2.14(b~~Deposit Amount 2.02(b) ~~Dissenting Shares 2.6(a~~Deposit Agreement 2.02(b) ~~Dissenting Stockholder 2.6(d~~Direct Claim 11.06(b) ~~DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~Document Retention Period 7.01(c) Effective Time ~~2.2~~ 2.06(a) EMM Introductory Clause Employees 3.17(c) Employee Termination Time 7.02(a) Environmental Laws 3.22(a)(i) Environmental Permits 3.22(c) ERISA ~~5.15(a~~Affiliate 3.18(a) Escrow ~~Account 2.9~~ Agent 2.02(c) Escrow Amount ~~2.9~~ 2.02(c) Escrow ~~Shares 2.9 Estimated~~ Agreement 2.02(c) Facilities Background Family Trust Introductory Clause Garfield Estate Introductory Clause Government Programs 3.12(d) Hanover I Introductory Clause Hanover II Introductory Clause Hazardous Materials 3.22(a)(i) Hired Employees 7.02(b) Healthcare Fraud Laws 3.12(g) HJG Introductory Clause Hxxxxx Trust Introductory Clause Independent Accountants 2.04(d) LandAmerica 2.02(b) M&A Qualified Beneficiaries 7.02(d) Net Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~2.04(a) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) New Operator Introductory Clause New Operator Indemnified Party ~~12.5(a~~11.03(a) ~~Indemnifying~~ New Operator Parent Introductory Clause PBGC 3.18(g) PCBs 3.22(d) PNCN Introductory Clause PNP Introductory Clause Private Programs 3.12(e) Purchase Price 2.02(a) Purchaser Introductory Clause Purchaser Indemnified Party ~~12.5(a~~11.03(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Purchaser Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiIntroductory Clause Real Property Tax Liability 7.15(d) Real Property ~~Lease 5.11(b~~3.06(a) ~~Registrable Payoff~~ Refund Amount ~~Shares 2.11(a~~2.04(e)(i) ~~Registrable Stock Consideration 2.11(a~~Release 3.22(a)(iii) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Required Consents 2.06(b)(xiv) ~~Second Step Effective~~ Remainder Trust Introductory Clause Rent Rolls 3.25(a) Revocable Trust Introductory Clause Shareholders Introductory Clause Shareholder Indemnified Party 11.04(a) Shareholders’ Representative 14.08 Sick Time ~~2.12(c~~Agreement 7.02(b) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Straddle Tax Period 13.01(b) ~~SilvaGas Gasifier 2.13(a~~Suburban Introductory Clause Tail Coverage 7.06(g) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Tangible Property 3.06(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Terminated Contracts 7.21 Title Policies 2.06(b)(iv) ~~Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a~~11.06(a)(i) ~~Threshold 12.2(c)(ii~~Trust Accounts 3.26 UCC Searches 8.01(g) ~~Transaction Recitals Transfer 8.8(b~~VEBA 7.02(g) ~~Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Wexford Introductory Clause Working Capital Adjustment Amount 2.03

Appears in 1 contract

Samples: Stock Purchase Agreement (Omega Healthcare Investors Inc)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~---- ------- Accounting Arbitrator 2.04(d) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Applicable Amount 6.05(c) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Arbitrator 11.13(a) ~~Cash Consideration 2.5(b)(i~~Assumed Contracts 2.02(a)(ii) Assumed Employees 6.01(d) Assumed Liabilities 2.02(a) Benefit Gap Payment 6.05(a) Benefit Plans 3.12(a) Certificate ~~of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~6.05(b) Closing ~~Statement 2.10(a~~2.05 Closing Date 2.05 Closing Accounts Receivable 2.04(a) ~~Company Preamble Company Change Objection 2.13(b~~Closing Deferred Revenue 2.04(a) ~~Company Change Objection Statement 2.13(b~~Liability Closing Specified Liabilities 2.04(a) Competitive Activities 5.03(a) Competitive Products 5.03(a) Confidentiality Agreement 5.05(a) Current Bonus Cycle 6.05(c) Customer Contracts 3.15(a)(ii) Cutoff Date 6.02(a)(vii) Deemed Liability Limit 3.15(b) Dispute 11.13(a) Employment Offer 6.01(a) European Specified Business 6.01(c) Employee Final Bonus Payment 6.05(c) Financial Statements 3.04(a) Foreign Specified Business 6.01(b) Employee ICC 11.13(a) Identified Contracts 5.13(c) Indemnifiable Terminations 6.04(d) Indemnified Party 10.05(a) Indemnifying Party 10.05(a) Lease Period 6.02(a)(iv) Leased Real Property 3.11 Loaned Employee 6.02(a)(iv) Losses 10.01 Mandatory Assumed Employee 6.04(a) Term Section ~~Company Review Representative 2.13(b~~---- ------- Mandatory Business Employee 6.01(c) ~~DGCL Recitals Dispute Notice 2.14(b~~Material Contracts 3.15(a) ~~Dissenting Shares 2.6(a~~Notification Statutes 6.06 Offer Letter 6.01(a) ~~Dissenting Stockholder 2.6(d~~Participant 3.12(a) ~~DLLCA Recitals Domain Names 5.13(b~~Permitted Goods and Services 5.03(a) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Purchaser Preamble ~~Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent~~ Purchaser Indemnified Parties ~~12.2(a~~10.02 Purchaser Plan 6.02(a)(viii) ~~Parent Proposed Change 2.13(b~~Purchaser Welfare Plans 6.02(a)(ix) ~~Parent Proposed Change Statement 2.13(b~~Purchaser's Superannuation Fund 6.03(b)(i) ~~Parent Registration Statement 2.11(a~~Refundable Transaction Taxes 7.06(b) ~~Parent~~ Retained Contracts 5.13(a) Retained Liabilities 2.02(b) Retention Options 6.05(b) Retention Pool 6.05(b) SEC ~~Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder~~ 5.15 Seller Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Seller Indemnified Parties ~~12.3(a~~10.01 Seller's Bonus Plans 6.05(c) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller's Relocation Policies 6.02(a)(xi) ~~Stock Certificates 2.7(a~~Seller's Superannuation Fund 6.03(b)(ii) ~~Survival~~ Specified Assumed Liabilities 2.02(a)(v) Specified Customer Contracts 3.15(b) Straddle Period 7.01(e) Submission Period 11.13(b) Termination Benefit 6.03(b)(ii) Termination Date ~~12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii~~9.01(b) Transaction ~~Recitals Transfer 8.8(b~~Taxes 7.01(a) ~~Transfer Taxes 8.7(i~~Transferred Obligations 6.03(a)(i) ~~Voting Debt 5.3(b~~U.S. GAAP 2.04(e) ~~Weeks Employment Agreement 4.2(a)(xv~~U.S. Specified Business Employee 6.01(b) ~~Written Consent 8.10~~Vesting Date 6.05(b)

Appears in 1 contract

Samples: Acquisition Agreement (Amdocs LTD)

Other Defined Terms. The following terms ~~shall~~ will have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock~~ Accepted Reconciliation Item 2.5(c) Affiliation Form 6.13(a) Agreement Introduction Application Party or Application Parties 6.13(a) Benefit Arrangements 4.13(i) Buyer Introduction Buyer Excluded Representations 9.1(b) Buyer Maximum Indemnification Liability 9.4(c) Buyer Parties 9.2 Cash Consideration ~~2.10(c)(iii~~2.2(a) Closing 3.1 Closing Date 3.1 Closing Indebtedness Amount 2.4(a) Closing Indebtedness Schedule 2.4(a) Closing Net Working Capital 2.5 Company Introduction Company Interests Recitals Company Transaction Expense Schedule 2.4(b) Confidential Information 10.6 Debt Payoff Letters 2.4(a) Disclosure Schedules Article 4 Disputed Reconciliation Item 2.5(c) DOH Recitals Due Diligence Period 8.1(c) Effective Date Introduction Estimated Closing Adjustment Amount ~~2.10(c)(iii~~2.3(b) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Estimated Closing Net Working Capital 2.3(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Estoppel Certificate 7.1(m) ~~Cash Consideration 2.5(b)(i~~Finished Goods Inventory Count 2.3(a) ~~Certificate of Incorporation 5.5~~ GP Permit 4.13(f) Indemnified Party 9.5 Indemnifying Party 9.5 [***] 7.1(k) Independent Accountant 2.5(e) Jushi Introduction Leased Real Property 4.10(a) Leases 4.10(a) NDA 6.5 Negative Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount ~~2.8 Excess Dissenting Share Payments 2.6(c~~2.3(b) ~~Excess Licensing Fees 2.14(d)(iii~~Net Working Capital Statement 2.3(a) ~~Excess Licensing Fees~~ Note 2.2(b) Note Consideration 2.2(b) Option 10.3 Option Period 10.3 PADS 7.1(t) PADS Equity 10.3 Party or Parties Introduction Pension Plans 4.16(a) Positive Closing Net Working Capital Amount 2.3(b) Post-Closing Straddle Period 10.2(c) Pre-Closing Straddle Period 10.2(c) Pre-Closing Tax Periods 10.2(a) Purchase Price 2.2 Reconciliation Items 2.5(a) Reconciliation Period 2.5(a) Reconciliation Statement ~~2.14(b~~2.5(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Releasing Parties 11.19 Resolution Period 2.5(d) ~~Feasibility Completion Date 2.13(c~~Review Period 2.5(b) ~~Final Performance Criteria 2.13(c~~Seller Introduction Seller Excluded Representations 9.1(a) ~~Financial Statements 5.7 First Step Merger Recitals~~ Seller Fundamental Representations ~~12.2(c)(ii~~9.1(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Seller Maximum Indemnification Liability 9.4(b) ~~Indemnified Party 12.5(a~~Statement of Objections 2.5(c) ~~Indemnifying Party 12.5(a~~Straddle Period 10.2(c) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Supply Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a7.1(t) Tax ~~Claim 8.7(e~~and ERISA Representations 9.1(a) ~~Technical Review Committee 2.13(b~~Tax Matter 10.2(g) Third-Party Claim ~~12.5(a~~9.5 Threshold 9.4(a) ~~Threshold 12.2(c)(ii~~Transition Services Agreement 7.1(t) ~~Transaction Recitals Transfer 8.8(b~~Undisclosed Material Adverse Fact WARN Act 7.1(r) ~~Transfer Taxes 8.7(i~~4.26(v) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Welfare Plans 4.16(b)

Appears in 1 contract

Samples: Equity Purchase Agreement (Vireo Health International, Inc.)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Agreement Preamble Allocation 2.10 Anti-Corruption Laws 3.23 Antitrust Laws 3.4 Approvals 2.11(a) Assignment Agreement and Xxxx of Sale 2.8(a)(iv) Assumed Liabilities 2.6 Balance Sheet Date 3.6(a) Base Purchase Price 2.2 BoA 2.8(b)(v) Brafasco Preamble Business Balance Sheet 3.6(a) Business Financial Statements 3.6(a) Business Permits 3.12(b) Buyer Preamble Buyer Fundamental Representations 9.1(b) Buyer Indemnified Parties 9.2(a) Buyer Material Adverse Effect 4.1 Buyer Portion of the Shared Contract Liabilities 2.11(c) Buyer Savings Plan 5.7(c) Buyer’s Allocation 2.10 Buyer’s Plans 5.7(b) Cap 9.2(b)(ii) Closing 2.3 Closing Date 2.3 Closing Statement 2.9(b) Combined Tax Return 6.3(a) Competing Business 5.13(b)(ii) Confidential Business Information 5.3(b) Confidentiality Agreement 5.3(a) Covered Person 5.13(a) Deductible 9.2(b)(i) Dispute Notice 2.9(d) Dispute Resolution Period 2.9(d) Estimated Adjustment Amount ~~2.10(c)(iii~~2.9(b) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Estimated Closing Cash Amounts 2.9(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Estimated Closing Funded Debt 2.9(b) ~~Cash Consideration 2.5(b)(i~~Estimated Closing Working Capital 2.9(b) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Excluded Assets 2.5 Excluded Business Taxes 6.1 Final Purchase Price 2.9(f) ~~Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b~~Fundamental Representations 9.1(a) Term Section ~~Company Review Representative 2.13(b~~GECC 2.8(b)(vi) ~~DGCL~~ GECF 2.8(b)(vi) General Conveyance and Assumption of Liabilities Agreement 2.8(a)(iv) Guarantees 5.8(a) HD Supply Preamble HD Supply Allocation Notice 2.10 HDS GP Preamble HDS Power Solutions Recitals ~~Dispute Notice 2.14(b~~HDS Power Solutions Equity Interests Recitals HDS PS Recitals HDS PS Equity Interests Recitals HDS PS Group Preamble Holdings Preamble Inactive Current Business Employees 5.7(h) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental ~~Startup Investment 2.13(k)(i~~Lease Costs 5.17 Indemnified Party 9.4(a) Indemnified ~~Party 12.5(a~~Taxes 6.5(d) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~9.4(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.9(d) ~~Independent Engineer 2.13(a~~Inventory 2.4(f) ~~Initial Stock Consideration 2.5(b)(ii~~Jacksonville Site 2.7(j) K&S 10.13(a) Licensed Field of Use 5.15(a) Listed HD Insurance Policies 5.10(b) Material Contracts 3.11(a) Money Laundering Laws 3.24 Non-Transferred Assets 2.11(d) OFAC 3.22 Outside Date 8.1(d) Owned Real Property 2.4(b) Parties. Preamble Party Preamble Per-Claim Threshold 9.2(b)(i) Post-Closing Statement 2.9(c) Pre-Closing Claims 5.10(b) Pre-Closing Restructuring 5.12 Pre-Closing Separate Tax Return 6.3(a) Privileged Deal Communications 10.13(b) Pro Canadian Recitals Pro Canadian Equity Interests Recitals Purchase Price 2.2 Purchased Assets 2.4 Purchased Companies Recitals Purchased Company Recitals Purchased Company Equity Interests Recitals Term Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Purchased Company Guarantees 5.8(b) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiPurchased Company Subsidiary Equity Interests 3.2(b) Real Property ~~Lease 5.11(b~~Leases 2.4(b) ~~Registrable Payoff Amount Shares 2.11(a~~Restrictive Covenant Contracts 2.4(k) ~~Registrable Stock Consideration 2.11(a~~Retained Businesses 5.13(b)(iii) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Retained Liabilities 2.7 Retained Marks 5.15(a) ~~Second Step Effective Time 2.12(c~~Retained Trademark License 5.15(a) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Return Date 5.7(h) ~~SilvaGas Gasifier 2.13(a~~Sample Closing Statement 2.9(a) ~~Term Section Stockholders Preamble Stockholder~~ Seller COBRA Period 5.7(f) Seller Indemnified Parties ~~12.3(a~~9.3 Seller Parties 10.13(a) ~~Stockholder Representative~~ Seller Tax Returns 6.3(a) Sellers Preamble ~~Stockholder Transmittal Letter 2.7(a~~Sellers Savings Plan 5.7(c) ~~Stock Certificates 2.7(a~~Shared Contract 2.11(c) ~~Survival Date 12.1 Surviving Company 2.12(a~~Specified Assets and Liabilities 5.23 Specified Business Contracts 2.4(a) Straddle Period Separate Tax Return 6.3(b) Tax ~~Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Indemnified Parties 6.1 Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii~~9.4(a) Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.9(a) Transfer Taxes ~~8.7(i~~6.10 Transferred Business Employees 5.7(a) ~~Voting Debt 5.3(b~~Transferred Leased Property 2.4(b) ~~Weeks Employment~~ Transferred Permits 2.4(g) Transition Services Agreement ~~4.2(a)(xv~~2.8(a)(iii) ~~Written Consent 8.10~~Xxxxxxx Costs 5.10(b) ARTICLE II.

Appears in 1 contract

Samples: Purchase Agreement (Anixter International Inc)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Adulterated Product See definition of Adverse Facilities Matter, 1.1 Agreed Items 2.11(c) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation 2.11(c) ~~ByLaws 5.5~~ Allocation Schedule 2.11(a) Alternate Arrangement 2.10(b) Anti-Corruption Laws 3.13(b) Approvals 2.10(a) Assignment Agreement and Bill of Sale 2.8(a)(ix) Assumed Liabilities 2.6 Automatic Shelf 5.27 Balance Sheet Date 3.6(c) Bankruptcy Code 5.21(h) Base Cash Purchase Price 2.2 Basket Amount 10.2(b) Business CBA 3.19(a) Business Contracts 2.4(a) Business Financial Information 3.6(a) Business Guarantees 5.7 Business Information Technology 2.4(l) Business Inventory 2.4(g) Business Patent See definition of Business Intellectual Property, 1.1 Business Permits 3.13(c) Business Top Customers 3.20(a) Business Top Suppliers 3.20(a) Canadian Bill of Sale 2.8(a)(x) Cap Amount ~~2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~10.2(b) Closing 2.3 Closing Date 2.3 Closing Statement ~~2.10(a~~2.9(b) ~~Company Preamble Company Change Objection 2.13(b~~Confidentiality Agreements 5.4(b) ~~Company Change Objection Statement 2.13(b~~Copyrights See definition of Intellectual Property Rights, 1.1 Current Representation 11.15(a) ~~Term Section Company Review Representative 2.13(b~~Data Privacy Requirements 3.10 Deed(s) ~~DGCL Recitals~~ 2.8(b)(ix) Designated Person 11.15(a) Dispute Notice ~~2.14(b~~2.9(d) ~~Dissenting Shares 2.6(a~~Dispute Resolution Period 2.9(d) ~~Dissenting Stockholder 2.6(d~~Divested Entity 5.21(g)(ii) ~~DLLCA Recitals Domain Names 5.13(b~~Estimated Adjustment Amount 2.9(b) ~~Earn-Out Determination Date 2.14(d)(ii~~Excluded Assets 2.5 Extended Period 5.26(c) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(cFCPA 3.13(b) Final ~~Performance Criteria 2.13(c~~Cash Purchase Price 2.9(f) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i)~~ Form S-3 Shelf 5.27 Immigration Documentation 6.5 Indemnified Party ~~12.5(a~~10.4(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~10.4(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.9(d) Independent ~~Engineer 2.13(a~~Audit Firm 5.24(a)(i) ~~Initial Stock Consideration 2.5(b)(ii~~Internet Properties See definition of Intellectual Property Rights, 1.1 IP Assignment Agreement 2.8(a)(viii) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Leased Real Property 2.4(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Licensee Party 5.21(e) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Marks See definition of Intellectual Property Rights, 1.1 Material Contracts 3.12(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~Monthly KPI Reports 5.5(e) New Contract 2.10(c) New Plans 6.2(c) NYSE 4.9 Old Plans 6.2(c) Outside Date 9.1(d) Owned Real Property 2.4(b) Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~DC Plans 6.4(a) Parent Permits 4.10(c) Parent Preferred Stock 4.5(a) Parties Preamble Party Preamble Patents See definition of Intellectual Property Rights, 1.1 PBGC 3.18(c) Post-Closing Adjustment Amount 5.26(b) Post-Closing Production Commitment 5.26(b) Post-Closing Production Report 5.26(b) Post-Closing Representation 11.15(a) Post-Closing Statement 2.9(c) Pre-Closing Production Report 5.26(a) Privileged Communications 11.15(b) Production Deadline 5.26(b) Purchase Price 2.2 Purchased Assets 2.4 Purchaser Preamble Purchaser Confidentiality Agreement 5.4(b) Purchaser Contract Manufacturing Agreement 2.8(a)(vi) Purchaser Covered Person 5.12(b) Purchaser Indemnified Parties ~~12.2(a~~10.2(a) ~~Parent Proposed Change 2.13(b~~Purchaser Licensees 5.21(a) ~~Parent Proposed Change Statement 2.13(b~~Purchaser Licensors 5.21(b) ~~Parent Registration Statement 2.11(a~~Purchaser Parties Preamble Purchaser Parties’ Closing Certificate 8.3(e) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Purchaser Related Parties 10.5(b) ~~Performance Criteria Percentage 2.13(k)(iii~~Purchaser Releasees 10.5(c) ~~Permitted Objection 2.14(b~~Purchaser’s Allocation 2.11(c) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Purchaser’s Real Property ~~Lease 5.11(b~~Allocation 2.11(b) ~~Registrable Payoff Amount Shares 2.11(a~~Recall 3.15 Registered Business Intellectual Property 3.9(a) ~~Registrable Stock Consideration 2.11(a~~Registration Rights Agreement 2.8(a)(vii) ~~Restricted Stockholders 11.1 Second Step Certificate~~ Required Financial Information 5.24(a)(iii) Retained Businesses See definition of ~~Merger 2.12(c~~Business, 1.1 Retained Liabilities 2.7 Retained Names and Marks 5.8 Scheduled Business Employees 3.19(b) ~~Second Step Effective Time 2.12(c~~Seller Preamble Seller Confidentiality Agreement 5.4(a) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Seller Contract Manufacturing Agreement 2.8(a)(v) ~~SilvaGas Gasifier 2.13(a~~Seller Covered Person 5.12(a) ~~Term Section Stockholders Preamble Stockholder~~ Seller DC Plans 6.4(a) Seller Equity Agreement 6.12 Seller Indemnified Parties ~~12.3(a~~10.3(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller Licensees 5.21(b) ~~Stock Certificates 2.7(a~~Seller Licensors 5.21(a) ~~Survival Date 12.1~~ Seller Related Parties 10.5(c) Seller Releasees 10.5(b) Seller Surviving ~~Company 2.12(a~~Representations 10.1(a) ~~Tax Claim 8.7(e~~Seller’s Allocation Notice 2.11(c) ~~Technical Review Committee 2.13(b~~Seller’s Closing Certificate 8.2(e) ~~Third-~~Service Provider 6.8 Share Issuance 2.2 System See definition of Adverse Facilities Matter, 1.1 Termination Payments 6.2(b) Third Party Claim ~~12.5(a~~10.4(a) ~~Threshold 12.2(c)(ii)~~ Title Company 5.25 Title Policies 5.25 Title Policy 5.25 Trade Secrets See definition of Intellectual Property Rights, 1.1 Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.9(a) Transfer Taxes ~~8.7(i~~7.4 Transferred Codes 2.4(m) ~~Voting Debt 5.3(b~~Transferred Employee 6.1(a) ~~Weeks Employment Agreement 4.2(a)(xv~~Transferred Lease 2.4(b) ~~Written Consent 8.10~~Transferred Shared Contract 2.10(d) Transferred Tangible Personal Property 2.4(f) Transition Services Agreement(s) 2.8(a)(iv) U.S. DC Employees 6.4(a) VAT 7.4 WARN Act 5.2(b)(xii)

Appears in 1 contract

Samples: Asset Purchase Agreement (Post Holdings, Inc.)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: EXHIBIT 2.1 Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Agreement Preamble Alternative Debt Financing 5.19(b) Anti-Corruption Laws 3.11(b) Antitrust Action 5.1(d) Antitrust Laws 3.3 Approvals 2.11(a) Assignment Agreement and Xxxx of Sale 2.8(a)(v) Assumed Liabilities 2.6 Base Purchase Price 2.2 Business Contracts 2.4(b) Business Financial Statements 3.5(a) Business Intellectual Property 2.4(d) Business Permits 3.11(c) Cash Equity 4.4(a) Closing 2.3 Closing Date 2.3 Closing Statement 2.9(b) Closing Structure 5.17 Commitment Letters 4.4(d) Competing Business 5.13(c) Confidential Business Information 5.3(b) Confidentiality Agreement 5.3(a) Current Representation 10.14(a) Debt Commitment Letter 4.4(d) Designated Person 10.14(a) Dispute Notice 2.9(d) Dispute Resolution Period 2.9(d) Environmental Covered Losses 5.16 Environmental Insurance Policy 5.16 Environmental Permits 3.12 Equity Commitment Letter 4.4(a) Estimated Adjustment Amount ~~2.10(c)(iii~~2.9(b) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Estimated Closing Cash Amounts 2.9(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Estimated Closing Funded Debt 2.9(b) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(cExcluded Assets 2.5 FCPA 3.11(b) Final ~~Performance Criteria 2.13(c~~Allocation 2.1 Final Purchase Price 2.9(f) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Foreign Acquisition Agreements 2.13 Foreign Closing Documents 2.8(a)(vi) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i)~~ Guarantees 5.8 Indemnified Party ~~12.5(a~~9.4(a) Indemnifying Party ~~12.5(a~~9.4(a) ~~Indemnity Payouts 2.14(d)(iv~~EXHIBIT 2.1 Independent Accounting Firm 2.9(d) ~~Independent Auditor 2.10(b~~Inventory 2.4(h) ~~Independent Engineer 2.13(a~~IP Contracts 3.10(a)(viii) ~~Initial Stock Consideration 2.5(b)(ii~~Licensed Intellectual Property 3.10(a)(viii) ~~Term Section Initial Surviving Corporation~~ Material Contracts 3.10(a) New Subsidiaries 4.12(a) Outside Date 8.1(d) Owned Real Property 2.4(c) Post-Closing Representation 10.14(a) Post-Closing Statement 2.9(c) Pre-Closing Restructuring Steps 5.17 Privileged Communications 10.14(b) Proposed Allocation 2.1 ~~Licensing Fees 2.14(d)(v~~Proprietary Information Agreement 3.8(i) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Purchased Assets 2.4 Purchased Companies 2.4(a) ~~Merger Recitals Merger Sub~~ Purchased Company 2.4(a) Purchased Company Employee 5.6(a) Purchased Company Shares 2.4(a) Purchased Company Tax Returns 6.1(a) Purchaser Preamble ~~Objections Statement 2.10(b~~Purchaser 401(k) ~~Outstanding Common Stock Number 2.5(b)(iv~~Plan 5.6(f) ~~Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Purchaser Covered Person 5.13(b) ~~Parent~~ Purchaser Indemnified Parties ~~12.2(a~~9.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Purchaser R&W Insurance Policy 5.18 Real Property ~~Lease 5.11(b~~Leases 2.4(c) ~~Registrable Payoff Amount Shares 2.11(a~~Registered Intellectual Property 3.8(a) ~~Registrable Stock Consideration 2.11(a~~Retained Liabilities 2.7 Sale Transaction Recitals Sample Closing Statement 2.9(a) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Satisfaction Date 2.3 Self-Claim Notice 9.4(c) ~~Second Step Effective Time 2.12(c~~Seller Preamble Seller 401(k) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Plans 5.6(f) ~~SilvaGas Gasifier 2.13(a~~Seller Covered Person 5.13(a) ~~Term Section Stockholders Preamble Stockholder~~ Seller Indemnified Parties ~~12.3(a~~9.3(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Shared Contract 2.11(e) ~~Stock Certificates 2.7(a~~Sponsor 4.4(a) ~~Survival Date 12.1 Surviving Company 2.12(a~~Subsequent Loss 6.2(c) Supply Agreement 2.8(a)(iii) Tax ~~Claim 8.7(e~~Proceeding 6.7(a) ~~Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a~~9.4(a) ~~Threshold 12.2(c)(ii~~Third Party Claim Notice 9.4(a) Transaction Accounting Principles 2.9(a) EXHIBIT 2.1 Transaction Amounts 4.4(f) Transactions Recitals Transfer ~~8.8(b~~Taxes 6.6 Transferred Business Employee 5.6(a) ~~Transfer Taxes 8.7(i~~Transferred Leased Property 2.4(c) ~~Voting Debt 5.3(b~~Transferred Tangible Personal Property 2.4(e) ~~Weeks Employment~~ Transition Services Agreement ~~4.2(a)(xv) Written Consent 8.10~~2.8(a)(iv)

Appears in 1 contract

Samples: Purchase and Sale Agreement (Chemours Co)

Other Defined Terms. The following terms shall have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounts Receivable 3.20 Assigned Purchaser 12.1 Audited Entities 3.7 (b) ~~Adjustment Amount 2.10(c)(iii) Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5~~ Balance Sheet 3.7 Balance Sheet Date 3.7 CSXWT Balance Sheet 3.7 Closing ~~4.1~~ 2.4 Closing ~~Consideration Schedule 8.9~~ Date 2.4 Closing ~~Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Date Computations 2.3 (a) Closing ~~Statement 2.10(a~~Date Debt Computation 2.3 (a) Closing Date Debt Estimate Amount 2.2 Closing Date Working Capital Computation 2.3 (a) Closing Date Working Capital Estimate Amount 2.2 Company Recitals Company Balance Sheet 3.7 Company Leased Property 3.14 (a) Company ~~Preamble~~ Leases 3.14 Company ~~Change Objection 2.13(b~~/ Subsidiary Group 3.13 (b) Company ~~Change Objection Statement 2.13(b~~/ Subsidiary Group Plans 3.13 (b) Continuing Employee(s) 6.1 (a) Term Section ~~Company Review Representative 2.13(b) DGCL Recitals~~ Dispute Notice ~~2.14(b~~2.3 (d) ~~Dissenting Shares 2.6(a~~DOJ 5.3 (a) ~~Dissenting Stockholder 2.6(d~~Dongya Interest 5.17 Employee Benefit Plan 3.13 (b) ~~DLLCA Recitals Domain Names 5.13(b~~ERISA Affiliate 3.13 (f) ~~Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2~~ ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(cPlan 3.13 (d) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~3.7 FTC 5.3 (a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Indemnifiable Cost 9.5 (e) Indemnified Party ~~12.5(a~~9.2 (c) Indemnifying Party ~~12.5(a~~9.2 (c) ~~Indemnity Payouts 2.14(d)(iv~~Intercompany Accounts 5.7 (a) ~~Independent Auditor 2.10(b~~IRS 3.13 (c) ~~Independent Engineer 2.13(a~~Loss 9.2 (a) ~~Initial Stock Consideration 2.5(b)(ii~~Marks 5.6 (b) ~~Term Section Initial Surviving Corporation~~ Multiemployer Plans 3.13 (b) Newco 5.17 Newco Certificate 5.17 Newco Shares 5.17 Non-US Benefit Plan 3.13 (b) PBGC 3.13 (f) Pension Plan 3.13 (d) Property Taxes 7.10 Purchase Price 2.1 ~~Licensing Fees 2.14(d)(v~~(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Purchased Business 5.3 (a) ~~Merger~~ Purchaser Business 5.3 (a) Purchaser Preamble Purchaser’s Accounting Expert 2.3 (b) Records 5.9 (b) Reduced Tax Benefit 9.5 (e) Response 2.3 (d)(i) Scheduled Intellectual Property 3.15 (c) Seconded Employees 5.10 Seller Preamble Seller Plans 3.13 (b) Seller’s Accounting Expert 2.3 (a) Services 5.10 Shares Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(aStraddle Period Tax Return 7.1 (b) Tax ~~Claim 8.7(e~~Benefit 9.5 (e) ~~Technical Review Committee 2.13(b~~Tax Controversy 9.3 (d) ~~Third-~~Third Party ~~Claim 12.5(a~~Claims 9.2 (c) ~~Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment~~ Transition Services Agreement ~~4.2(a)(xv) Written Consent 8.10~~5.10 waiving party 8.3

Appears in 1 contract

Samples: Stock Purchase Agreement (CSX Corp)

Other Defined Terms. The following terms ~~shall~~ have the ~~meanings defined for such terms~~ meaning set forth in the Sections set forth below: Defined Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquisition Proposal 6.05(e) ~~Adjustment Amount 2.10(c)(iii)~~ Action 3.09 Affiliate Transactions 3.20 Agreement Preamble ~~BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i)~~ Certificate of ~~Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Merger 1.03 Certificates 2.04(b) Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing ~~Statement 2.10(a~~1.02 Closing Date 1.02 Code 3.10(b) Company Preamble Company ~~Change Objection 2.13(b~~Approvals 3.05(b) Company ~~Change Objection Statement 2.13(b~~Board Recitals Company Board Recommendation 3.04(b) Company Common Stock 2.01(a) Company Disclosure Schedule Article III Company Permits 3.06(a) Company Preferred Stock 3.03(a) Company Rights Agreement 3.03(b) Company Stock Option 2.02(a) Company Stock Option Plans 2.02(a) Company Stockholders’ Meeting 6.03 Company Termination Fee 8.03(d) Confidentiality Agreement 6.04(b) Contracts 3.05(a) 41 Defined Term Section ~~Company Review Representative 2.13(b~~Customers 3.21(a) DGCL ~~Recitals Dispute Notice 2.14(b)~~ 1.01 Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~2.05(a) Effective Time ~~2.2~~ 1.03 Employee 6.07(a) Environmental Laws 3.15(c)(i) Environmental Permits 3.15(c)(ii) ERISA ~~5.15(a~~3.10(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~ERISA Affiliate 3.10(b) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Act 3.05(b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Fund 2.04(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Expenses 8.03(a) ~~Feasibility Completion Date 2.13(c~~FPS Customers 3.16(b)(ix) ~~Final Performance Criteria 2.13(c~~GAAP 3.07(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Governmental Entity 3.05(b) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Hazardous Substances 3.15(c)(iii) HSR Act 3.05(b) Indemnified Party ~~12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv~~6.06(b) Independent ~~Auditor 2.10(b~~Committee 3.04(a) Independent ~~Engineer 2.13(a~~Committee Recommendation 3.04(b) ~~Initial Stock Consideration 2.5(b)(ii~~Intellectual Property 3.13 In-the-Money Option 2.02(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~IRS 3.10(a) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Leased Real Properties 3.12(b) Lien 3.05(a) Material Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger Recitals Merger ~~Sub~~ Co Preamble ~~Objections Statement 2.10(b~~Merger Consideration 2.01(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~MROP Customers 3.16(b)(ix) Multiemployer Plan 3.10(b) Multiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice of Superior Proposal 6.05(b) OFAC 3.06(d) Other Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property 3.12(a) Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Approvals 4.03(b) Parent ~~Indemnified Parties 12.2(a~~Benefit Programs 6.07(a) Parent ~~Proposed Change 2.13(b~~Retiree Medical Programs 6.07(a) Parent ~~Proposed Change Statement 2.13(b~~Termination Fee 8.03(e) Parent ~~Registration Statement 2.11(a~~Welfare Benefit Plans 6.07(c) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Paying Agent 2.02(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Per Share Merger Consideration 2.01(a) Permitted ~~Objection 2.14(b~~Liens 3.12(a) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Plans 3.10(a) ~~Proposed Final Performance Criteria~~ Platinum Recitals 42 Defined Term Section Platinum Fee 3.25 Platinum Merger Agreement Recitals Proxy Statement ~~2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii)~~ 6.01 Real Property Lease ~~5.11(b~~3.12(b) ~~Registrable Payoff Amount Shares 2.11(a~~Recommendation 3.04(b) ~~Registrable Stock Consideration 2.11(a~~Representatives 6.04(a) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Shares 2.02(b) ~~Second Step Effective Time 2.12(c~~Rights 3.03(b) ~~Second Step Merger Recitals Second Merger Sub Preamble~~ Sxxxxxxx-Xxxxx Act 3.06(c) SDNs 3.06(e) SEC 3.07(a) SEC Reports 3.07(a) Securities Act 3.07(a) Shares ~~2.5(b)(i~~2.01(a) ~~SilvaGas Gasifier 2.13(a~~Solvent 4.12 Stockholder Approval 3.04(c) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Subsidiary 3.01(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Superior Proposal 8.01 Suppliers 3.21(b) ~~Stock Certificates 2.7(a) Survival Date 12.1~~ Surviving ~~Company 2.12(a~~Corporation 1.01 Takeover Laws 3.19 Tax or Taxes 3.14(f)(i) Tax ~~Claim 8.7(e~~Returns 3.14(f)(ii) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Termination Date 8.01

Appears in 1 contract

Samples: Agreement and Plan of Merger (Industrial Distribution Group Inc)

Other Defined Terms. ~~The~~ In addition to the terms defined in the Recitals to this Agreement and Section 1.1, the following terms shall have the meanings defined for such terms in the Sections set forth below: Term Section Accounting Firm 3.1 Actions 5.13 Adjusted ~~Initial Stock Consideration 2.10(c)(iii~~Reserves 5.29 Adjustments 3.1 Aggregate Settlement Amount 3.3(c)(i) ~~Adjustment Amount 2.10(c)(iii~~Buyer Payment 7.15 Buyer’s Accountants 3.1 Buyer Employees 7.19 Buyer 401(k) ~~Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5~~ Plan 7.17 Closing 4.1 Closing ~~Consideration Schedule 8.9~~ Date 4.1 Closing ~~Payment Certificate 2.8~~ Adjusted Net Worth 3.1 Closing ~~Per Share Stock Consideration 2.5(b)(iii~~Date Balance Sheet 3.1 Closing Date Income Statement 3.1 Closing Date Financial Statement 3.1 Computer Software 5.4(b) ~~Closing Statement 2.10(a~~Confidential Information Art. X Consulting Agreements 4.3(c) ~~Company Preamble Company Change Objection 2.13(b~~Controlling Shareholder Art. X Damages 11.3(a) ~~Company Change Objection Statement 2.13(b~~Deferred Purchase Price 2.1 Developments Art. X Difference 7.14(c) ~~Term Section Company Review Representative 2.13(b~~Dismissal of the Bankruptcy Proceeding 6.9 Employee Plan 5.24(a)(i) ~~DGCL Recitals Dispute Notice 2.14(b~~Endorsement Allonges 9.13 Environmental Claims 5.23(f)(ii) ~~Dissenting Shares 2.6(a~~Environmental Conditions 5.23(f)(iii) ~~Dissenting Stockholder 2.6(d~~ERISA 5.24(a)(ii) ~~DLLCA Recitals Domain Names 5.13(b~~ERISA Affilliate 5.23(f)(iii) ~~Earn-Out Determination Date 2.14(d)(ii~~Environmental Laws 5.23(f)(i) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(cFacility Side Letters 4.3(d)) Final ~~Performance Criteria 2.13(c~~Order 6.9 Gross Up Amount 7.14 Hazardous Substances 5.23(f)(iv) Intellectual Property Rights 5.4 Indemnification Amount 2.14 Indemnification Escrow Agreement 2.2(a) IRS 7.17 2004 Interim Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~7.5 KERP 7.15 KERP Payment 7.15 Leased Property 5.5 Line of Credit 5.30 Line of Credit Maximum Amount 5.30 Litigation Escrow 7.9 8 MJ GeneWorks 401(d) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Plan 7.17 Multiemployer Plan 5.24(a)(iv) ~~Indemnified Party 12.5(a~~New Products 5.4 Non-competition Period Art. X PBGC 5.24(a)(v) ~~Indemnifying Party 12.5(a~~Pension Plan 5.24(a)(vi) ~~Indemnity Payouts 2.14(d)(iv~~Personnel 5.9(c)(i) ~~Independent Auditor 2.10(b~~Purchase Price 2.1 Section 338(h)(10)Election 7.14 Senior Executive Dispute Schedule 5.13 Severance Costs 7.19 Shareholders’ Accountants 3.1 Sharehlders’ Loans 7.12 Simson Agreement 11.3(d) ~~Independent Engineer 2.13(a~~Simson Litigation 11.3(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Territory Art. X Third-Party ~~Claim 12.5(a~~Purchaser 7.19 30-Day Transfer Preparation Period 7.19 Transfer 7.19 Transfer Net Profit 7.19 Transferred Assets 7.19 Warn Act 7.6(a) ~~Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Welfare Plan 5.24(a)(viii)

Appears in 1 contract

Samples: Stock Purchase Agreement (Bio Rad Laboratories Inc)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~368 Reorganization 6.2 (j) ~~Adjustment Amount 2.10(c)(iii~~Acquired Company Recitals Action 3.16 (a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Applicable Survival Period 8.1 (d) ~~ByLaws 5.5~~ Atiam Recitals Atiam 401(k) Plan 7.1 (q) Atiam Financial Statements 3.6 (a) Atiam Intellectual Property 3.13 (e) Atiam Owned Intellectual Property 3.13 (b) Atiam Registered Items 3.13 (f) Audited Financial Statements 6.6 Auditor 6.6 Balance Sheets 3.6 (b) Balance Sheet Date 3.6 (b) Bilenia Recitals Bilenia Purchase Agreement Recitals Buyers Preamble Buyers Indemnitees 8.2 (a) Cap ~~Amount 2.14(d)(i~~8.2 (b) Claims 10.2 Closing 2.2 Closing Date 2.2 Cash ~~Consideration 2.5(b)(i~~Closing Payment 2.6 (a) Certificates 2.6 (e) Certificates of Merger Recitals Consents 3.5 (a) Constituent Entities Recitals Copyrights 3.13 (a) Corporate Record Books 3.19 DE Certificate of ~~Incorporation 5.5 Closing 4.1 Closing Consideration~~ Merger Recitals Disclosure Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals ~~Dispute Notice 2.14(b)~~ to Article III Dissenting Shares ~~2.6(a)~~ 2.5 Dissenting ~~Stockholder 2.6(d~~Share Payments 2.7 (b) DLLCA ~~Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ 2.2 Effective Time 2.2 ~~ERISA 5.15(a~~Escrow Agent 2.6 (a) Escrow ~~Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Funds 2.6 (a) ~~Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c~~Expense Certificate 7.1 (i) Financial Statements ~~5.7 First Step Merger Recitals~~ 3.6 (a) Fundamental Representations ~~12.2(c)(ii~~and Warranties 8.1 (b) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~GAAP 3.6 (a) ~~Indemnified Party 12.5(a~~GP Interests Recitals In-Bound Licenses 3.13 (c) ~~Indemnifying Party 12.5(a~~Intellectual Property 3.13 (a) ~~Indemnity Payouts 2.14(d)(iv~~Intellectual Property Rights 3.13 (a) ~~Independent Auditor 2.10(b~~IRS 3.17 (a) ~~Independent Engineer 2.13(a~~Lease 3.12 Leased Personal Property 3.11 (d) ~~Initial Stock Consideration 2.5(b)(ii~~Letter Agreement 5.3 Liabilities 3.7 LP Interests Recitals Losses 8.2 (a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Marks 3.13 (a) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Material Contracts 3.15 (b) Merger Recitals Noncompetition Period 5.8 (a) Nondisclosure Agreements 3.13 (i) Notice of Claim 8.4 (a) Out-Bound Licenses 3.13 (d) PA Articles of Merger ~~Sub Preamble Objections Statement 2.10(b) Outstanding~~ Recitals PA BCL Recitals Parent Recitals Parent Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) 2.5 Parent SEC ~~Documents 7.10 Performance Criteria 2.13(a~~Reports 4.4 (a) ~~Performance Criteria Percentage 2.13(k)(iii~~Partnership Interests Recitals Patents 3.13 (a) ~~Permitted Objection 2.14(b~~Per Share Merger Consideration 2.5 Policies 3.18 (a) ~~Principal Stockholder~~ Pre-Closing Periods 6.2 (a) Pro Rata Share 2.6 (a) Proprietary Information 3.13 (a) Pxxxxx Recitals Regulation D 5.10 Related Party Agreement 3.21 Releasees 10.2 Representatives 5.3 Restricted Business 5.8 (a) SCA Preamble ~~Proposed Final Performance Criteria 2.13(c~~SCA Financial Statements 3.6 (a) ~~Proposed Final Performance Criteria Statement 2.13(c~~SCA Shares Recital Secondary Representations and Warranties 8.1 (b) ~~Qualified License Agreement 2.14(d)(vi~~7 Shareholder Indemnitees 8.3 Shareholders Preamble Shareholders’ Representative 8.10 (a) ~~Qualified Licensing Fees 2.14(d)(vii~~Software 3.13 (a) ~~Real Property Lease 5.11(b~~Straddle Period 6.2 (c) ~~Registrable Payoff Amount Shares 2.11(a~~Subsidiary Interests 3.3 (a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving ~~Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Entity 2.1 Third Party Claim ~~12.5(a~~8.4 (a) ~~Threshold 12.2(c)(ii~~Third Party Defense 8.4 (b) ~~Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv~~Work Product Agreements 3.13 (j) Written Consent ~~8.10~~Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Health Benefits Direct Corp)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Agreement Preamble Allocation Schedule 2.2 Belgian Purchased Entity Recitals Belgian Purchased Interests Recitals Cap 10.2(b)(ii) Cash Incentive Compensation 6.7 Closing 2.3 Closing Disclosure Bringdown Letter 3.3 Closing Memorandum 2.3 Closing Statement 2.5(b) Collected [***] Receivables 5.16 Combination Domains 5.7(b) Combination Marks 5.7(b) Confidential Business Information 5.3(b) Confidentiality Agreement 5.3(a) Current Representation 11.14(a) Designated Person 11.14(a) Dispute Notice 2.5(d) Dispute Resolution Period 2.5(d) [***] Statement 5.16 Electronic Signature Laws and Regulations 11.10(a) Estimated Adjustment Amount ~~2.10(c)(iii~~2.5(b) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Estimated Cash 2.5(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Estimated Indebtedness 2.5(b) ~~Cash Consideration 2.5(b)(i~~Estimated Outstanding Intercompany Loan Balance 2.5(b) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~European Purchased Entities Recitals European Purchased Interests Recitals Final Upfront Purchase Price 2.5(f) ~~Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL~~ French Civil Code 11.7 French Purchased Entity Recitals ~~Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA~~ French Purchased Interests Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger French Seller Entity Recitals ~~Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~German Purchased Entity Recitals German Purchased Interests Recitals Indemnified Party 10.5(a) Indemnified ~~Party 12.5(a~~Tax Proceeding 7.5(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~10.5(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.5(d) ~~Independent Engineer 2.13(a~~Intercompany Loan Recitals Italian Purchased Entity Recitals Italian Purchased Interests Recitals Key Business Information 5.4(a) ~~Initial Stock Consideration 2.5(b)(ii~~Milestone Payments 2.2 New Plans 6.2(c) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Old Plans 6.2(c) ~~Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Outside Date 9.1(b) Outstanding ~~Common Stock Number 2.5(b)(iv~~[***] Receivable Balance 5.16 Parties Preamble Post-Closing Representation 11.14(a) ~~Parent~~ Post-Closing Statement 2.5(c) Pre-Closing Business Liabilities 10.4(b) Privileged Communications 11.14(b) Purchased Entities Recitals Purchased Loan Rights Recitals Purchaser Preamble ~~Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Purchaser 401(k) ~~Parent~~ Plan 6.4 Purchaser Controlled Tax Proceeding 7.5(c) Purchaser Covered Person 5.11(b) Purchaser FSA Plan 6.5 Purchaser Indemnified Parties ~~12.2(a~~10.2(a) ~~Parent Proposed Change 2.13(b~~Purchaser-Filed Pre-Closing Tax Return 7.3(a) ~~Parent Proposed Change~~ Put Option Recitals Put Option Date Recitals Sample Closing Statement ~~2.13(b~~2.5(a) ~~Parent Registration Statement 2.11(a~~Seller Preamble Seller 401(k) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Plans 6.4 Seller Controlled Tax Proceeding 7.5(b) ~~Performance Criteria Percentage 2.13(k)(iii~~Seller Covered Person 5.11(a) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Seller Entities Recitals ~~Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder~~ Seller FSA Plan 6.5 Seller Indemnified Parties ~~12.3(a~~10.4(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller Insurance Policies 5.8 Shared Contract 2.6(b) ~~Stock Certificates 2.7(a~~[***] 5.14 [***] License 5.14 Spanish Purchased Entity Recitals Spanish Purchased Interests Recitals Specified Date 9.1(b) ~~Survival Date 12.1 Surviving Company 2.12(a~~Specified Marketing Authorization Approval 2.6(a) Straddle Period Tax ~~Claim 8.7(e~~Return 7.3(b) ~~Technical Review Committee 2.13(b) Third-~~Swiss Seller Entity Recitals Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii~~10.5(a) Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.5(a) ~~Transfer Taxes 8.7(i~~Transferred FSA Balances 6.5 U.S. Purchase Price 7.10(a) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~U.S. Purchased Entity Recitals U.S. Purchased Interests Recitals U.S. Seller Entity Recitals UK Purchased Entity Recitals UK Purchased Interests Recitals willful and material breach 9.2 ARTICLE II

Appears in 1 contract

Samples: Purchase and Sale Agreement (PERRIGO Co PLC)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~shall have~~ has the ~~meanings defined for such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi~~Articles of Merger 1.02 Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.03(b)(i) ~~ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i~~Capitalization Reference Date 3.03(a) Certificate ~~of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.03(b)(i) Closing ~~Statement 2.10(a)~~ 1.03 Closing Date 1.03 Commitment Letter 4.08 Company Preamble Company ~~Change Objection 2.13(b~~Acquisition Agreement 5.03(b) Company Adverse Recommendation Change ~~Objection Statement 2.13(b~~5.03(b) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock 2.01(a) ~~DGCL Recitals Dispute~~ Company Contract 3.15(a) Company Disclosure Letter Article III Company DRIP 3.03(c) Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Intervening Event 5.03(f)(iii) Company Projections 3.22 Company Recommendation Change Notice ~~2.14(b~~5.03(c) ~~Dissenting Shares 2.6(a~~Company Reports 3.06(a) ~~Dissenting Stockholder 2.6(d~~Company Required Consents 3.05(a) ~~DLLCA Recitals Domain Names 5.13(b~~Company Required Statutory Approvals 3.05(b)(iv) ~~Earn-Out Determination Date 2.14(d)(ii~~Company Risk Management Guidelines 5.01(a)(xix) ~~Earn-Out Expiration Date 2.13(g~~Company Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Subsidiaries 3.01 Company Takeover Proposal 5.03(f)(i) ~~Earn-Out Payment 2.13(a~~Company Voting Debt 3.03(d) Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Letters 4.08 DFS Provisions 9.07 Effective Time ~~2.2 ERISA 5.15(a~~1.02 End Date 8.01(b)(i) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Environmental Permit 3.14(a)(i) ~~Excess Licensing Fees 2.14(d)(iii~~Equity Securities 3.03(d) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Act 3.05(b)(i) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Exchange Agent 2.03(a)(i) ~~Feasibility Completion Date 2.13(c~~Exchange Fund 2.03(a)(i) FERC 3.05(b)(iv) Filing 3.05(b) Final ~~Performance Criteria 2.13(c~~Order 7.01(b) ~~Financial Statements 5.7 First Step Merger~~ Financing 4.08 Financing Parties 5.04(b) Financing Source Parties 9.07 FPA 3.05(b)(iv) GAAP 3.06(a) HSR Act 3.05(b)(ii) IBCL Recitals ~~Fundamental Representations 12.2(c)(ii~~Insurance Policies 3.18 IRS IURC 3.09(b) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~3.19(b) ~~Indemnified Party 12.5(a~~Legal Restraint 7.01(c) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Liens 3.02 Maximum ~~Earn-Out Payment 2.13(k)(ii~~Amount 6.09(c) Merger Recitals Merger Consideration 2.01(a) Merger Sub Preamble ~~Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv)~~ Parent Preamble Parent ~~Documents 7.2~~ Board Recitals Parent ~~Fundamental Representations 12.3(b)(i~~Common Stock 2.01(d) Parent ~~Indemnified Parties 12.2(a~~Disclosure Letter Article IV Parent Financial Statements 4.04 Parent Reports 4.04 Parent Required Consents 4.03(a) Parent ~~Proposed Change 2.13(b~~Required Statutory Approvals 4.03(b)(iii) ~~Parent Proposed Change~~ Parties Preamble Preferred Stock 3.03(a) Proceedings 5.02 Proxy Statement ~~2.13(b~~6.01(a) ~~Parent Registration Statement 2.11(a~~PUCO 3.19(b) ~~Parent~~ PUHCA 2005 3.19(a) Representatives 5.03(a) Represented Employee 6.10(d) Required Consents 4.03(a) Required Statutory Approvals 4.03(b)(iii) SEC ~~Documents 7.10 Performance Criteria 2.13(a~~3.05(b)(i) ~~Performance Criteria Percentage 2.13(k)(iii~~Securities Act 3.05(b)(i) ~~Permitted Objection 2.14(b~~Substitute Financing 5.04(e) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Superior Company Proposal 5.03(f)(ii) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving ~~Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii)~~ Corporation 1.01 Takeover Statute 3.13 Transaction ~~Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Litigation 6.04 WARN Act 3.10

Appears in 1 contract

Samples: Agreement and Plan of Merger

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounting Firm 2.10(d) Accounting Principles 2.10(b) Adjustment ~~Amount 2.10(c)(iii~~Determination Date 2.9(e) Adjustment Review Period 2.9(c) Adjustment Standard 2.9(b) Adjustment Statement 2.9(b) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation Schedule 2.11 Approvals 2.12 Assumed Liabilities 2.6 Balance Sheet Date 3.5 Business Recitals Business Balance Sheet 3.5 Business Financial Statements 3.5 Business Intellectual Property 2.4(b) ~~ByLaws 5.5~~ Business Permits 3.12(b) Business Tangible Property 2.4(d) Cap 9.2(a) Closing 2.3 Closing Date 2.3 Closing Statement 2.10(b) Confidentiality Agreement 5.3(b) De Minimis Claim 9.2(b) Deductible 9.2(b)(i) Determination 2.10(e) Determination Date 2.10(f) Discussion Period 2.9(d) Dispute Notice 2.9(d) Excluded Assets 2.5 Fundamental Representations 9.1(a) General Assignment and Xxxx of Sale 2.8(a)(v) Identified Employee 5.13(b) Indemnified Party 9.4(a) Indemnifying Party 9.4(a) Inventory 2.4(f) Key Employee 5.13(a) Lease 3.10 Material Contracts 3.11(a) Material Customers 3.19(a) Material Suppliers 3.19(b) Names 5.8(a) Original Phase I Assessment 5.8(a) Outside Date 8.1(d) Post-Closing Statement 2.9(c) Proprietary Information License Agreement 2.8(a)(iii) Purchased Assets 2.4 Purchaser Preamble Purchaser Indemnified Parties 9.2(a) Purchaser Material Adverse Effect 4.1 Purchaser Proposed Adjustment 2.9(a) Purchaser’s Allocation 2.11 QOE 2.9(a) Resale Certificate 2.8(a)(vi) Retained Liabilities 2.7 Retention Bonus Amount ~~2.14(d)(i~~5.6(a) ~~Cash Consideration 2.5(b)(i~~Review Period 2.10(c) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii)~~ Sample Closing Statement 2.10(a) ~~Company~~ Seller Preamble ~~Company Change Objection 2.13(b~~Seller Indemnified Parties 9.3(a) ~~Company Change Objection Statement 2.13(b~~Seller Proposed Adjustment 2.9(b) ~~Term Section Company Review Representative 2.13(b~~Seller’s Allocation Notice 2.11 Shortfall Certificate 5.15(a) ~~DGCL Recitals~~ Shortfall Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Shortfall Review Priod 5.15(a) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii~~9.4(a) Transaction Recitals Transfer ~~8.8(b~~Taxes 6.2 Transferred Employees 5.6(a) ~~Transfer Taxes 8.7(i~~Transition Services Agreement 2.8(a)(iv) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Working Capital Adjusted Purchase Price 2.10(g)

Appears in 1 contract

Samples: Asset Purchase Agreement

Other Defined Terms. The following terms ~~shall~~ have the ~~meanings defined for such terms~~ meaning set forth in the Sections set forth below: Defined Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquisition Proposal 6.05(e) ~~Adjustment Amount 2.10(c)(iii)~~ Action 3.09 Affiliate Transactions 3.20 Agreement Preamble ~~BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i)~~ Certificate of ~~Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Merger 1.03 Certificates 2.04(b) Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing ~~Statement 2.10(a~~1.02 Closing Date 1.02 Code 3.10(b) Company Preamble Company ~~Change Objection 2.13(b~~Approvals 3.05(b) Company ~~Change Objection Statement 2.13(b~~Board Recitals Company Board Recommendation 3.04(b) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Common Stock 2.01(a) Company Disclosure Schedule Article III Company Permits 3.06(a) Company Preferred Stock 3.03(a) Company Rights Agreement 3.03(b) Company Stock Option 2.02(a) Company Stock Option Plans 2.02(a) Company Stockholders’ Meeting 6.03 Company Termination Fee 8.03(d) Confidentiality Agreement 6.04(b) Contracts 3.05(a) Customers 3.21(a) DGCL ~~Recitals Dispute Notice 2.14(b)~~ 1.01 Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~2.05(a) Effective Time ~~2.2~~ 1.03 Employee 6.07(a) Environmental Laws 3.15(c)(i) Environmental Permits 3.15(c)(ii) ERISA ~~5.15(a~~3.10(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~ERISA Affiliate 3.10(b) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Act 3.05(b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Fund 2.04(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Expenses 8.03(a) ~~Feasibility Completion Date 2.13(c~~FPS Customers 3.16(b)(ix) ~~Final Performance Criteria 2.13(c~~GAAP 3.07(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Governmental Entity 3.05(b) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Hazardous Substances 3.15(c)(iii) HSR Act 3.05(b) Indemnified Party ~~12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv~~6.06(b) Independent ~~Auditor 2.10(b~~Committee 3.04(a) Independent ~~Engineer 2.13(a~~Committee Recommendation 3.04(b) ~~Initial Stock Consideration 2.5(b)(ii~~Intellectual Property 3.13 In-the-Money Option 2.02(a) Defined Term Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~IRS 3.10(a) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Leased Real Properties 3.12(b) Lien 3.05(a) Material Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger Recitals Merger ~~Sub~~ Co Preamble ~~Objections Statement 2.10(b~~Merger Consideration 2.01(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~MROP Customers 3.16(b)(ix) Multiemployer Plan 3.10(b) Multiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice of Superior Proposal 6.05(b) OFAC 3.06(d) Other Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property 3.12(a) Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Approvals 4.03(b) Parent ~~Indemnified Parties 12.2(a~~Benefit Programs 6.07(a) Parent ~~Proposed Change 2.13(b~~Retiree Medical Programs 6.07(a) Parent ~~Proposed Change Statement 2.13(b~~Termination Fee 8.03(e) Parent ~~Registration Statement 2.11(a~~Welfare Benefit Plans 6.07(c) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Paying Agent 2.02(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Per Share Merger Consideration 2.01(a) Permitted ~~Objection 2.14(b~~Liens 3.12(a) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Plans 3.10(a) ~~Proposed Final Performance Criteria~~ Platinum Recitals Platinum Fee 3.25 Platinum Merger Agreement Recitals Proxy Statement ~~2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii)~~ 6.01 Real Property Lease ~~5.11(b~~3.12(b) ~~Registrable Payoff Amount Shares 2.11(a~~Recommendation 3.04(b) ~~Registrable Stock Consideration 2.11(a~~Representatives 6.04(a) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Shares 2.02(b) ~~Second Step Effective Time 2.12(c~~Rights 3.03(b) ~~Second Step Merger Recitals Second Merger Sub Preamble~~ Sxxxxxxx-Xxxxx Act 3.06(c) SDNs 3.06(e) SEC 3.07(a) SEC Reports 3.07(a) Securities Act 3.07(a) Shares ~~2.5(b)(i~~2.01(a) ~~SilvaGas Gasifier 2.13(a~~Solvent 4.12 Stockholder Approval 3.04(c) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Subsidiary 3.01(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Superior Proposal 8.01 Suppliers 3.21(b) ~~Stock Certificates 2.7(a) Survival Date 12.1~~ Surviving ~~Company 2.12(a~~Corporation 1.01 Takeover Laws 3.19 Tax or Taxes 3.14(f)(i) Tax ~~Claim 8.7(e~~Returns 3.14(f)(ii) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Termination Date 8.01

Appears in 1 contract

Samples: Agreement and Plan of Merger (King Luther Capital Management Corp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Action 3.12 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation Statement 2.9 Applicable Survival Period 6.1(b) ~~ByLaws 5.5 Cap~~ Assigned Contracts 2.1(f) Assumed Liabilities 2.3 Assigned Prepaid Expenses 2.1(j) Assumption Agreement 2.7(a)(ii) Xxxx of Sale 2.7(a)(i) Business Recitals Business Intellectual Property 3.9(b) Buyer Preamble Buyer Indemnitees 6.2(a) Clawback Escrow 2.10(b) Clawback Escrow Amount ~~2.14(d)(i~~2.10(a) ~~Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Clawback Escrow Funds 2.10(b) Closing 2.6 Closing Date 2.6 Closing Working Capital 2.8(a) Closing Working Capital Statement ~~2.10(a~~2.8(a) ~~Company Preamble Company Change Objection 2.13(b~~COBRA 5.4(g) ~~Company Change Objection Statement 2.13(b~~Contaminant 3.9(l)(i) ~~Term Section Company Review Representative 2.13(b~~Copyrights 3.9(a) ~~DGCL Recitals Dispute Notice 2.14(b~~Correspondence for the Buyer 5.10(f) ~~Dissenting Shares 2.6(a~~Correspondence for the Seller 5.10(e) ~~Dissenting Stockholder 2.6(d~~Cushion Amount 6.2(b) ~~DLLCA Recitals Domain Names 5.13(b~~Disabling Code 3.9(l)(iv) ~~Earn-Out Determination~~ Earnout Payment 2.5 Effective Date ~~2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ 2.6 Effective Time ~~2.2~~ 2.6 Employee 3.14(a) ERISA ~~5.15(a~~Affiliate 3.13(b)(iii) Escrow ~~Account 2.9~~ Agent 2.10 Escrow ~~Amount 2.9 Escrow Shares 2.9~~ Agreement 2.10 Estimated ~~Net~~ Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~2.8(a) ~~Excess Licensing Fees 2.14(d)(iii~~Excluded Assets 2.2 Excluded Books and Records 2.2(d) ~~Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~Excluded Liabilities 2.4 Designated Email Accounts 5.10(e) Final ~~Performance Criteria 2.13(c~~Working Capital 2.8(d) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~3.4(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~GAAP 3.4(a) ~~Indemnified Party 12.5(a~~General Escrow Amount 2.10(a) ~~Indemnifying Party 12.5(a~~General Escrow Funds 2.10(c)(i) ~~Indemnity Payouts 2.14(d)(iv~~In-Bound Licenses 3.9(c) Indemnitor Defense Review Period 6.4(b) Independent ~~Auditor 2.10(b~~Expert 2.8(c) ~~Independent Engineer 2.13(a~~Intellectual Property 3.9(a) ~~Initial Stock Consideration 2.5(b)(ii~~Intellectual Property Assignments 2.7(a)(iii) ~~Term Section Initial Surviving Corporation~~ Interim Financial Statements 3.4(a) Losses 6.2(a) Material Contract 3.11(b) Material Permit 3.6(b) Nondisclosure Agreements 3.9(h) Notice of Claim 6.4(a) Notice of Objection 2.8(b) Out-Bound Licenses 3.9(d) Owned Business Intellectual Property 3.9(b) Patents 3.9(a) Policies 3.16 Pre-Closing Tax Period 5.8(b) Post-Closing Tax Period 5.8(b) Proprietary Information 3.9(a) Public Software 3.9(l)(ii) Purchase Price 2.5 Purchased Assets 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(aRepresentatives 5.1 Restricted Business 5.2(a) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Period 5.2(a) ~~Second Step Effective Time 2.12(c~~Review Period 2.8(b) ~~Second Step Merger Recitals Second Merger Sub~~ Section 1060 Forms 2.9 Seller Preamble ~~Shares 2.5(b)(i~~Seller Disclosure Schedule Preamble to Article III Seller Employees 5.4(e) ~~SilvaGas Gasifier 2.13(a~~Seller Indemnitees 6.3(a) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Services Agreement 2.7(a)(vi) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Software 3.9(a) ~~Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a~~6.4 Third Party Defenses 6.4 Trademarks 3.9(a) ~~Threshold 12.2(c)(ii~~Transferred Employee 5.4(a) ~~Transaction Recitals Transfer 8.8(b~~Transition Services Agreement 2.7(a)(v) ~~Transfer Taxes 8.7(i~~Upfront Purchase Price 2.5 Work Product Agreements 3.9(i) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Annex II Earnout/Clawback

Appears in 1 contract

Samples: Asset Purchase Agreement (Medialink Worldwide Inc)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquiring Party 5.16(d) ~~Adjustment Amount 2.10(c)(iii)~~ AEB Buyer 5.17 AEB Transaction 5.17 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation Principles 2.13 Alternative Structure Reorganization 5.21 Antitrust Laws 3.3(b) ~~ByLaws 5.5~~ Approvals 2.14(a) Assignment Agreement and Xxxx of Sale 2.8(a)(iii) Assumed Liabilities 2.6 Balance Sheet Date 3.5(a) Business Balance Sheet 3.5(a) Business Contracts 2.4(a) Business Financial Statements 3.5(a) Business Intellectual Property 2.4(b) Business Intellectual Property License. 5.16(b) Business Permits 3.11(b) Business Products. 5.16(a) Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii9.2(b)(iii) Closing 2.3 Closing Adjustment 2.9 Closing Date 2.3 Closing Statement ~~2.10(a~~2.9 COBRA 5.6 Confidential Business Information 5.3(b) ~~Company Preamble Company Change Objection 2.13(b~~Confidentiality Agreement 5.3(a) ~~Company Change Objection Statement 2.13(b~~Covered Person 5.12(a) ~~Term Section Company Review Representative 2.13(b~~Cross License. 5.16(b) ~~DGCL Recitals~~ Current Business Employee 5.6(a) De Minimis Amount 9.2(b)(i) Deductible 9.2(b)(i) Dispute Notice ~~2.14(b~~2.11(a) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Exchange Act 5.15 Excluded Assets 2.5 Final Allocation 2.13 Final Working Capital Statement 2.11(c) Foreign Closing Documents 2.8(a)(iv) German Assets Purchase 6.4 German Purchased Assets 6.4 German Purchased VAT Receipt 6.4 German VAT Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 6.4 Government Officials 3.18 Guarantees 5.7 ~~First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i)~~ Indemnified Party ~~12.5(a~~9.4(a) Indemnifying Party ~~12.5(a~~9.4(a) ~~Indemnity Payouts 2.14(d)(iv~~Inter-Company Contracts 3.15 Inventory 2.4(d) ~~Independent Auditor 2.10(b~~IP Materials 5.19 Land Division Act 5.18(a) ~~Independent Engineer 2.13(a~~Material Contracts 3.10(a) ~~Initial Stock Consideration 2.5(b)(ii~~Mexican Exported Assets 6.3(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Mexican Exported Assets Purchase 6.3(a) ~~Maximum Earn~~Mexican Exported VAT Receipt 6.3(a) Mexican Purchased Assets 6.3(b) Mexican Purchased Assets Purchase 6.3(b) Mexican Purchased VAT Receipt 6.3(b) Mexican VAT Amount 6.3(c) Non-~~Out Payment 2.13(k)(ii~~Transferred Assets 2.14(d) ~~Merger Recitals Merger Sub~~ OEM 2.14(b) OEM Program 2.14(b) Outside Date 8.1(d) Pre-Closing WC Claims 5.9(b) Proposed Reorganization 5.21 Purchase Price 2.2 Purchased Assets 2.4 Purchaser Preamble ~~Objections Statement 2.10(b~~Purchaser 401(k) ~~Outstanding Common Stock Number 2.5(b)(iv~~Plan 5.6(g) ~~Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent~~ Purchaser Indemnified Parties ~~12.2(a~~9.2(a) ~~Parent Proposed Change 2.13(b~~Purchaser Portion of the Shared Contract Liabilities 2.14(c) ~~Parent Proposed Change Statement 2.13(b~~Purchaser’s Allocation 2.13 Regulation S-X 5.15 Resolution Period 2.11(b) ~~Parent Registration Statement~~ Retained Business Products 5.16(b) Retained Intellectual Property 2.5(c) Retained Intellectual Property License. 5.16(a) Retained Liabilities 2.7 Review Period 2.11(a) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Schedule Update Period 5.19 Seller Preamble Seller 401(k) ~~Performance Criteria Percentage 2.13(k)(iii~~Plans 5.6(g) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Seller Indemnified Parties ~~12.3(a~~9.3(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller’s Allocation Notice 2.13 Shared Contract 2.14(c) ~~Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii~~9.4(a) Transaction Recitals Transfer ~~8.8(b~~Taxes 6.2 Transferred Business Employee 5.6(a) ~~Transfer Taxes 8.7(i~~Transferred Permits 2.4(e) ~~Voting Debt 5.3(b~~Transition Period 5.6(b) ~~Weeks Employment Agreement 4.2(a)(xv~~VAT Treatment 6.7 WARN Act 3.14(g) ~~Written Consent 8.10~~Warranty Deductible 9.2(b)(ii) Workers Compensation Policies 5.9(b) Working Capital Adjustment 2.13 Working Capital Referee 2.11(c) Working Capital Statement 2.10

Appears in 1 contract

Samples: Asset Purchase Agreement (Gentex Corp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquisition Transaction 5.3(a) ~~Adjustment Amount 2.10(c)(iii~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iiiCertificates 2.2(a) Closing ~~Statement 2.10(a~~1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company ~~Preamble Company Change Objection 2.13(b~~CBAs 3.20(a) Company ~~Change Objection Statement 2.13(b~~Common Stock 3.5(a) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) 51 Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL ~~Recitals Dispute Notice 2.14(b)~~ 1.1 Dissenting Shares ~~2.6(a~~2.5(a) ~~Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~DOJ 7.1(a) Effective Time ~~2.2~~ 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA ~~5.15(a~~3.16(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~ERISA Affiliate 3.16(a) ~~Excess Licensing Fees 2.14(d)(iii~~ESPP 2.6(d) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Act 3.3 FTC 7.1(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~GAAP 3.7(e) ~~Feasibility Completion Date 2.13(c~~Hazardous Substances 3.21(a)(viii) ~~Final Performance Criteria 2.13(c~~HSR Act 3.3 Indemnified Parties 6.2(a) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Intellectual Property 3.19(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Intellectual Property Rights 3.19(a) ~~Indemnified Party 12.5(a~~Intervening Event 5.3(d) ~~Indemnifying Party 12.5(a~~Lease 3.18(c) ~~Indemnity Payouts 2.14(d)(iv~~Leased Real Property 3.18(a) ~~Independent Auditor 2.10(b~~Marks 3.19(a) ~~Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii~~Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub ~~Preamble Objections Statement 2.10(b~~Preface Notice Period 5.3(c) ~~Outstanding Common Stock Number 2.5(b)(iv~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent ~~Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Preface Patents 3.19(a) ~~Parent Indemnified Parties 12.2(a~~Paying Agent 2.2(a) ~~Parent Proposed Change 2.13(b~~Payment Fund 2.2(a) ~~Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii~~Pension Plan 3.16(b) Permitted ~~Objection 2.14(b~~Liens 3.17(a) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Policies 3.24(a) ~~Proposed Final Performance Criteria~~ Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement ~~2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii)~~ 3.10 Real Property ~~Lease 5.11(b~~3.18(a) ~~Registrable Payoff Amount Shares 2.11(a~~Release 3.21(a)(ix) ~~Registrable Stock Consideration 2.11(a~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~SEC 3.3 SEC Comments 5.4(b) ~~Second Step Effective Time 2.12(c~~Securities Act 3.7(a) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Superior Proposal 5.3(b) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving ~~Company 2.12(a~~Corporation 1.1 Tax 3.15(a) Tax ~~Claim 8.7(e~~Returns 3.15(a) ~~Technical Review Committee 2.13(b~~Taxing Authority 3.15(a) ~~Third-~~Termination Fee 9.4(a) Third Party ~~Claim 12.5(a~~Proposal 5.3(a) ~~Threshold 12.2(c)(ii~~Uncertificated Shares 2.2(a) ~~Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~WARN Act 3.20(d)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Lone Star Technologies Inc)

Other Defined Terms. The following terms ~~shall~~ have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~280G Amounts 3.06 (e) 280G Report 3.06 (e) 409A Amounts 3.06 (f) Adjustment ~~Amount 2.10(c)(iii~~3.01 (d) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Applicable Contracts 6.13 (b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Benefit Plans 4.09 (a) ~~Cash Consideration 2.5(b)(i~~Budgets 4.07 (c) Certificate of ~~Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Merger 2.02 (a) Certificates 3.03 (b) Claim 6.11 (b) Closing ~~Statement 2.10(a~~2.02 (a) Closing Date Payment Schedule 2.02 (b) Coal Milestone Payments 3.05 (b)(ii) Company ~~Preamble~~ Recital Company ~~Change Objection 2.13(b~~Intellectual Property 4.16 Company Licenses 4.06 (a) Company ~~Change Objection Statement 2.13(b~~Option 3.02 (b) Construction Conditions 3.05 (b)(i) Construction Milestone Payment 3.05 (b)(i) Debt Payment Amount 2.02 (a) Determination Date 3.05 (a) DGCL Recital Disputed Pre-Closing Working Capital Amount 3.04 (a) DM&E 1.01 Effective Time 2.02 (a) Emergency Tonnage 3.03 (b)(iii) ERISA 4.09 (a) Escrow Account 2.02 (b) Escrow Amount 2.02 (b) Estimated Debt Amount 3.04 (a) Estimated Working Capital 3.04 (a) Term Section ~~Company Review Representative 2.13(b~~Estimated Working Capital Statement 3.04 (a) ~~DGCL Recitals Dispute Notice 2.14(b~~Fifth Milestone Payment 3.05 (b)(ii) ~~Dissenting Shares 2.6(a~~Final Adjustment Amount 3.05 (a) ~~Dissenting Stockholder 2.6(d~~Final Debt Amount 3.04 (c) ~~DLLCA Recitals Domain Names 5.13(b~~Final Working Capital 3.04 (c) ~~Earn~~First Milestone Payment 3.05 (b)(ii) FIRPTA Amount 3.06 (d) Fourth Milestone Payment 3.05 (b)(ii) Gross-~~Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a)~~ up Escrow Account ~~2.9~~ 2.02 (b) Gross-up Escrow Agreement 2.02 (b) Gross-up Escrow Amount ~~2.9 Escrow~~ 2.02 (b) Guarantor Recital Guaranteed Obligations 6.12 Holders 3.03 (a) Incumbent Carrier 3.05 (b)(ii) Indemnified Parties 6.07 (b) Independent Accounting Firm 3.04 (d) IRS Notice 3.06 Kxxx Transaction 6.11 (c) LC Amount 6.11 (c) Letter 3.03 (b) Loss 6.11 (b) Material Contracts 4.13 (a) Merger Recital Milestone Statement 3.05 (b)(iii) Non-Releasing Equityholder 6.11 (a) Non-Releasing Equityholder Indemnity Amount 6.11 (a) Notice of Disagreement 3.05 (b)(iii) Option/Warrant Merger Consideration 3.02 (b) Parent Recital Paying Agent 3.03 (a) Paying Equityholder 6.08 (b) Per Share Merger Consideration 3.01 (a) Purchaser Recital Required Equityholders 6.08 (c) Requisite Stockholder Approval Recital Restricted Equityholder 3.05 (b)(iii) Second Milestone Payment 3.05 (b)(ii) Shares ~~2.9 Estimated Net~~ Recital Sixth Milestone Payment 3.05 (b)(ii) Stockholders’ Representative 6.08 (a) Stockholders’ Representative’s Losses 6.08 (b) Surviving Corporation 2.03 Termination Date 8.01 (a) Third Milestone Payment 3.05 (b)(ii) 13 Term Section Tonnage Condition 3.05(b)(ii) Track Maintenance Agreement 6.11 (c) Transfer 2.02 (f) Voting Trust 2.06 Voting Trust Agreement 2.06 WARN Act 4.09 (f) Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Statement 3.04 (b) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10ARTICLE II

Appears in 1 contract

Samples: Agreement and Plan of Merger (Foster L B Co)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~TERM SECTION Action 3.18(a) ~~Adjustment Amount 2.10(c)(iii~~ADSP 6.3(d)(iii) Affected Employee 6.4(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Applicable 338 Law 6.3(d)(ii) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Applicable Survival Period 8.1(d) ~~Cash Consideration 2.5(b)(i~~Audited Consolidated Financial Statements 3.5 Balance Sheet 3.5 Balance Sheet Date 3.5 Buyer Preamble Buyer 401(k) ~~Certificate of Incorporation 5.5~~ Plan 6.4(c)(i) Buyer Disclosure Schedule Preamble to Article IV Buyer Indemnitees 8.2 CERCLA 3.21(a)(iv) Closing ~~4.1~~ 2.4(a) Closing ~~Consideration Schedule 8.9~~ Accounts Receivable 3.8 Closing A/R Reserve 3.8 Closing Date 1.1 Closing Payment ~~Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.2(a)(ii) Closing ~~Statement 2.10(a~~Receivables Payment 2.4 COBRA 6.4(f) ~~Company Preamble Company Change Objection 2.13(b~~Consents 3.4(a) ~~Company Change Objection Statement 2.13(b~~Copyrights 3.15(a) ~~Term Section Company Review Representative 2.13(b~~Current Products 3.7 Election Allocations 6.3(d)(iii) ~~DGCL Recitals Dispute~~ Election Corporation 6.3(d)(iii) Election Notice ~~2.14(b~~8.10(b) ~~Dissenting Shares 2.6(a~~Environment 3.21(a)(i) ~~Dissenting Stockholder 2.6(d~~Environmental Action 3.21(a)(ii) ~~DLLCA Recitals Domain Names 5.13(b~~Environmental Clean-up Site 3.21(a)(iii) ~~Earn-Out Determination Date 2.14(d)(ii~~Environmental Laws 3.21(a)(iv) ~~Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~Environmental Permits 3.21(a)(v) Escrow ~~Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net~~ Deposit 2.2(a)(i) Excluded Target Company Intellectual Property 3.15(f) Final Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(cAdjustment 2.3(c) Financial Statements ~~5.7 First Step Merger~~ 3.5 FreezeFree Agreements 6.11 FreezeFree Assets 6.11 7 TERM SECTION Hazardous Substances 3.21(a)(vi) HIPAA 3.19(i) HIPAA Regulations 3.19(i) HIS Recitals ~~Fundamental Representations 12.2(c)(ii~~HIS Shares Recitals In-Bound Licenses 3.15(c) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Intellectual Property 3.15(a) ~~Indemnified~~ Intellectual Property Rights 3.15(a) Interim Balance Sheet 3.5 Interim Balance Sheet Date 3.5 Lease 3.14(b) Leased Personal Property 3.12(c) Leased Real Property 3.14(a) Liabilities 3.6 Loss Threshold 8.4(a) Losses 8.2 Marks 3.15(a) Material Contracts 3.17(b) NMI Recitals NMI Shares Recitals Noncompetition Period 5.5(a) Nondisclosure Agreement 3.15(i) Notice of Claim 8.5(a) Out-Bound Licenses 3.15(d) Owned Real Property 3.14(a) Party ~~12.5(a~~Preamble Patents 3.15(a) ~~Indemnifying Party 12.5(a~~PCBs 3.21(i) ~~Indemnity Payouts 2.14(d)(iv~~Pension Plan 3.19(c) ~~Independent Auditor 2.10(b~~Policies 3.22(a) ~~Independent Engineer 2.13(a~~Post-Closing Period 6.3(c)(ii) ~~Initial Stock Consideration 2.5(b)(ii~~Pre-Closing Period 6.3(c)(ii) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Preliminary Balance Sheet 2.3(a) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(cProducts 3.23(a) Proposed ~~Final Performance Criteria Statement 2.13(c~~Working Capital Adjustment 2.3(a) ~~Qualified~~ Proprietary Information 3.15(a) Purchase Price 2.1 QTT Recitals QTT Shares Recitals Quixote Corp. Preamble Quixote Group 3.9(a) TERM SECTION Quixote Safety Preamble Release 3.21(a)(vii) Required Authorizations 3.11(a) Restricted Business 5.5(a) Review Period 2.3(b) Section 338 Forms 6.3(d)(ii) Section 338(h)(10) Election 6.3(d)(i) Section 338 Tax 6.3(d)(i) Seller 401(k) Plan 6.4(c)(i) Seller Benefit Plans 3.19(a) Seller Group Benefit Plans 3.19(b) Seller Indemnitees 8.3 Seller Party 6.3(e)(ii) Sellers Preamble Sellers Disclosure Schedule Preamble to Article III Sensit License Agreement ~~2.14(d)(vi~~7.1 Shares Recitals Software 3.15(a) ~~Qualified Licensing Fees 2.14(d)(vii~~SSI Recitals SSI Shares Recitals Statement of Objections 2.3(c) ~~Real~~ Supply Agreement 7.1 Target Companies Recitals Target Companies’ Combined 2006-2009 Financial Statements 3.5 Target Companies’ Combined Interim Financial Statements 3.5 Target Company Benefit Plans 3.19(b) Target Company Intellectual Property ~~Lease 5.11(b~~3.15(e) ~~Registrable Payoff Amount Shares 2.11(a~~Target Company Owned Intellectual Property 3.15(b) ~~Registrable Stock Consideration 2.11(a~~Target Company Registered Items 3.15(f) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Third Party Claim ~~12.5(a~~8.5(a) ~~Threshold 12.2(c)(ii~~Third Party Defense 8.5(b) ~~Transaction Recitals Transfer 8.8(b~~Transafe Preamble Transition Services Agreement 7.1(h) ~~Transfer Taxes 8.7(i~~Uncollected Accounts Receivable 8.11(a) ~~Voting Debt 5.3(b~~Uncollected A/R Determination Date 8.11(a) ~~Weeks Employment Agreement 4.2(a)(xv~~Uncollected A/R Indemnity Period 8.11(a) ~~Written Consent 8.10~~Work Product Agreements 3.15(j) Workers’ Compensation Event 6.4(e)

Appears in 1 contract

Samples: Stock Purchase Agreement (Quixote Corp)

Other Defined Terms. ~~The~~ In addition, each of the following terms shall have the ~~meanings defined for~~ meaning given to such ~~terms~~ term in the ~~Sections set forth below~~applicable Section of the Agreement listed opposite such term: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi~~API Corporation Returns 2.17(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~API Leased Real Property 2.10(b) ~~Cash Consideration 2.5(b)(i~~API Registered IP 2.11(a)(i) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Anti-Bribery Laws 2.15 Book Entry Shares 1.5(e) Closing ~~Statement~~ Date 1.3 Closing 1.3 Company Preamble Company 401(k) Plan 5.5(b) Company Board Recommendation 5.2(b) Company Certifications 2.6(a) Company Change in Recommendation 5.2(b) Company Existing D&O Policy 5.6(a)(ii) Company Indemnified Persons 5.6(a)(i) Company Material Contract 2.12(a) Company Maximum Premium 5.6(a)(ii) Company Owned Real Property 2.10(a) Company ~~Preamble Company Change Objection 2.13(b~~Reimbursement Fee 8.3(b) Company SEC Documents 2.6(a) Company Specified Agreement 8.1(i) Company Stock Certificate 1.6 Company Stockholder Voting Agreements Recitals Company Stockholders’ Meeting 5.2(a) Company Termination Fee 8.3(b) Company Warrants 1.5(d) Company’s Financial Advisor 2.26 Continuing Employees 5.5(a) Effective Time 1.3 End Date 8.1(b) Exchange Act 2.12(a)(i) Exchange Agent 1.7(a) Exchange Fund 1.7(a) Exchange Ratio 1.5(a)(iii) Xxxx Corporations Returns 3.17(a) Xxxx Leased Real Property 3.10(b) Xxxx Registered IP 3.11(a)(i) Merger Sub Preamble Merger Recitals Parent Benefit Plans 5.5(c) Parent Board Recommendation 5.3(b) Parent Certifications 3.6(a) Parent Change ~~Objection Statement 2.13(b~~in Recommendation 5.3(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent ~~Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Existing D&O Policy 5.6(b)(ii) Parent Indemnified ~~Parties 12.2(a~~Persons 5.6(b)(i) Parent ~~Proposed Change 2.13(b~~Intervening Event 5.3(c)(ii) Parent ~~Proposed Change Statement 2.13(b~~Material Contract 3.12(a) Parent ~~Registration Statement 2.11(a~~Maximum Premium 5.6(b)(ii) Parent Owned Real Property 3.10(a) Parent SEC Documents ~~7.10 Performance Criteria 2.13(a~~3.6(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Parent Reimbursement Fee 8.3(c) ~~Permitted Objection 2.14(b~~Parent Specified Agreement 8.1(h) ~~Principal~~ Parent Stockholder Voting Agreements Recitals Parent Stockholders’ Meeting 5.3(a) Parent Termination Fee 8.3(c) Parent Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Parent’s Financial Advisor 3.26 Pre-Closing Period 4.1 Required Company Stockholder Vote 2.24 Required Merger Sub ~~Preamble Shares 2.5(b)(i~~Stockholder Vote 3.24 Required Parent Stockholder Vote 3.24 Surviving Corporation 1.1 Termination Fee 8.3(c) ~~SilvaGas Gasifier 2.13(a~~WARN Act 2.18(k) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10100 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION among: XXXX INNOVATIONS INCORPORATED, a Delaware corporation; API MERGER SUB, INC., a Delaware corporation; and ADVANCED PHOTONIX, INC., a Delaware corporation Dated as of January 30, 2015 101 TABLE OF CONTENTS PAGE

Appears in 1 contract

Samples: Agreement and Plan of Merger and Reorganization (Luna Innovations Inc)

Other Defined Terms. The following capitalized terms ~~shall~~ have the meanings ~~defined for such terms~~ in the Sections ~~set forth~~ indicated below: Defined Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Reference ABCB First Paragraph ABCB Capitalization Date 4.7(a) ~~Adjustment Amount 2.10(c)(iii~~ABCB Disclosure Schedule 4.1(a) ABCB Ratio 7.1(h) ABCB Regulatory Agencies 4.6 ABCB Regulatory Agreement 4.6 ABCB Retention Program 5.16 ABCB SEC Filings 4.9 Acquisition Agreement 5.8(a) Additional Cash Payment Per Share 7.1(h) Adverse Recommendation Change 2.14(b) Agreement ~~Preamble BG&E 4.2(a)(xvi~~First Paragraph Ameris Recitals Appraisal Shares 2.12 Audited Financial Statements 3.9(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Bank Merger Recitals Bank Merger Agreement Recitals BHCA 3.2 BOLI 3.27(b) ~~Cash Consideration 2.5(b)(i~~Book Entry Shares 2.9(b)(i) Certificates 2.9(b)(i) Certificate of ~~Incorporation 5.5~~ Merger 2.4(a) Claim 5.9(a) Closing ~~4.1~~ 2.3 Closing Date 2.3 Closing Date Plan Year 5.7(c) Continuing Employee 5.7(a) CRA 3.18 Discontinued Employee 5.7(b) Effective Time 2.4(a) Exchange Agent 2.9(a) Exchange Agent Agreement 2.9(a) Exchange Fund 2.9(a) Exchange Ratio 2.7(a) Excluded Shares 2.7(c) Georgia Secretary 2.4(a) Xxxxxxxx Recitals HSB First Paragraph HSB Common Stock 2.7(a) HSB Disclosure Schedule 3.1(a) HSB Financial Advisor 3.30 HSB Financial Statements 3.9(a) HSB Intellectual Property 3.21 HSB Recommendation 2.14(a) HSB Regulatory Agencies 3.6 HSB Regulatory Agreement 3.6 HSB Retention Program 5.16 HSB Shareholder Approval 6.1(b) HSB Shareholders Recitals HSB Shareholders’ Meeting 2.14(a) Indemnitees 5.9(a) Index Ratio 7.1(h) Information Systems Conversion 5.11 Leases 3.14(b) Letter of Transmittal 2.9(b)(i) Loans 3.17(a) Materially Burdensome Regulatory Condition 5.3(a) Merger Recitals Merger Consideration ~~Schedule 8.9 Closing Payment Certificate 2.8 Closing~~ 2.7(a) Non-Voting Common Stock 2.7(a) Non-Solicitation Agreements Recitals Notice of Recommendation Change 2.14(b)(iii) Per Share Cash Consideration 2.7(a) Per Share Stock Consideration ~~2.5(b)(iii~~2.7(a) ~~Closing Statement 2.10(a~~Premium Cap 5.9(b) ~~Company Preamble Company Change Objection 2.13(b~~Regulatory Agencies 4.6 Stockholders’ Agreement 5.16 Surviving Corporation 2.1(a) ~~Company Change Objection Statement 2.13(b~~Termination Fee 7.2(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Trust Preferred Securities 5.19 Unaudited Financial Statements ~~5.7 First Step Merger~~ 3.9(a) Voting Agreement Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Voting Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10)

Appears in 1 contract

Samples: Agreement and Plan of Merger

Other Defined Terms. The following terms shall have the ~~meanings defined for~~ meaning given to such ~~terms~~ term in the Sections ~~set forth~~ indicated below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Action 2.8 Additional Cash Amount 1.3(b)(i)(D) ~~Adjustment Amount 2.10(c)(iii~~Affiliate Agreements 2.23(a) Agreement ~~Preamble BG&E 4.2(a)(xvi~~Initial Paragraph Allocation 1.5 Amusement Agreements 2.10(a)(iii) ~~ByLaws 5.5 Cap~~ ATM Agreements 2.10(a)(iv) Auditor 1.3(b)(iii) Basket 7.2(e)(i) Benefit Plan 2.14(a) Business Recitals Cash Reimbursement Amount ~~2.14(d)(i~~1.3(b)(ii)(A) ~~Cash Consideration 2.5(b)(i~~Claim 7.2(b) ~~Certificate of Incorporation 5.5~~ Claim Notice 7.2(b) Closing ~~4.1~~ 1.4(a) Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Date 1.4(a) Closing Statement ~~2.10(a~~5.4(b) Companies Recitals Company ~~Preamble Company Change Objection 2.13(b~~DC Plans 5.3(d) ~~Company Change Objection Statement 2.13(b~~Confidential Information 9.1 Covered Person 5.7(a)(ii) Term Section ~~Company Review Representative 2.13(b~~Date of Last Service 1.3(b)(i)(B) ~~DGCL Recitals Dispute Notice 2.14(b~~Direct Claim 7.2(b) ~~Dissenting Shares 2.6(a~~Disbursement Schedule 5.4(a)(iv) ~~Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ Disclosing Party 9.1 Disclosure Schedules Article 2 Effective Time ~~2.2~~ 1.4(a) ERISA ~~5.15(a~~2.14(a) ERISA Affiliate 2.14(a) Escrow ~~Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9~~ Agreement 5.5(a) Estimated ~~Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Closing Statement 5.4(a) ~~Excess Licensing Fees 2.14(d)(iii~~Estimated Sellers Allocable Liabilities 5.4(a)(i) ~~Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~Estimated Unpaid Transaction Expenses 5.4(a)(iii) Final ~~Performance Criteria 2.13(c~~Cash Reimbursement Amount 1.3(b)(iv) Final Companies’ Indebtedness 5.4(b) Final Sellers Allocable Liabilities 5.4(b) Final Unpaid Transaction Expenses 5.4(b) Financial Statement or Financial Statements ~~5.7 First Step Merger~~ 2.6 GAAP 2.6 Identified Employees 5.3(a) IGB Recitals ~~Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i)~~ Indemnified Party ~~12.5(a~~7.2(b) Indemnifying Party ~~12.5(a~~7.2(b) Indemnity ~~Payouts 2.14(d)(iv~~Cap 7.2(e)(ii) ~~Independent Auditor 2.10(b~~Xxxxxxx Initial Paragraph Leased Real Property 2.11 Leases 2.11 Live Use Agreement 2.10(a)(i) ~~Independent Engineer 2.13(a)~~ Material Contract 2.10 Merger 1.1 Merger Sub Initial ~~Stock Consideration 2.5(b)(ii~~Paragraph Non-Live Use Agreements 2.10(a)(ii) Term Section Payoff Letter 4.7 Preliminary Purchase Price 1.3(a) Proposed Settlement Amount 7.2(c)(ii) Purchase Price 1.3(a) Purchaser Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Paragraph Purchaser Indemnified Parties ~~12.2(a~~7.1(a) ~~Parent Proposed Change 2.13(b~~Receiving Party 9.1 Registered Intellectual Property 2.17 Release Agreement 5.5(b) ~~Parent Proposed Change Statement 2.13(b~~Representative Initial Paragraph Representatives 4.6 Restricted Parties 5.7(a) ~~Parent Registration Statement 2.11(a~~Rock Solid Recitals Schedule Article 2 Schedule Update 4.5 SciGames Report 1.3(b)(i)(C) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Seller Indemnified Parties ~~12.3(a~~7.1(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Sellers Recitals Sellers Allocable Liabilities 5.4(a)(i) ~~Stock Certificates 2.7(a) Survival Date 12.1~~ Sellers Approval Recitals Seller Parties 2.25 Surviving ~~Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Entity 1.1 Third Party Claim ~~12.5(a~~7.2(b) ~~Threshold 12.2(c)(ii~~Top Customers 2.22 Top Suppliers 2.22 Transfer Tax 5.8 Unit Distribution Amount 1.4(b)(iv) ~~Transaction Recitals Transfer 8.8(b~~Use Agreements 2.10(a)(ii) ~~Transfer Taxes 8.7(i~~Unredeemed Voucher Liability 1.3(c) ~~Voting Debt~~ Vault and ATM Cash Reimbursement Amount 1.3(b)(i)(A) VGT Cash Amount 1.3(b)(ii)(B) VGT Cash Reimbursement Amount 1.3(b)(ii)(C) WARN Act 5.3(b~~) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Boyd Gaming Corp)

Other Defined Terms. The following additional capitalized terms shall have the meanings defined for such terms in the Sections set forth below: Term Section Acquired Assets 2.2(a) Additional Asset Sales 9.2(i)(i)(I) Adjusted ~~Initial Stock Consideration 2.10(c)(iii~~Purchase Price 3.1(c) ~~Adjustment Amount 2.10(c)(iii~~Allocation 12.16 Assumed Liabilities 2.2(c) ~~Agreement~~ Balance Sheet 5.10(a) Bankruptcy Court Recitals Broker Entities Intellectual Property Rights 5.17(a) Business Marks 8.11(a) Business Employees 8.17(a) Buyer Preamble ~~BG&E 4.2(a)(xvi~~Buyer Benefit Plan 8.17(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Buyer Qualified Plan 8.17(d) ~~Cash Consideration 2.5(b)(i~~Term Section Buyer’s Price Estimate 3.4 Case Recitals Cases Recitals Claim 11.3(a) ~~Certificate of Incorporation 5.5~~ Closing 4.1 Closing ~~Consideration Schedule 8.9~~ Date 4.1 Closing ~~Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Report 3.5(a) Closing Statement ~~2.10(a~~3.5(a) Company Preamble Company ~~Change Objection 2.13(b~~Breaches 11.2 Confidentiality Agreement 8.5(c) ~~Company Change Objection Statement 2.13(b~~Contested Claim 11.4(b) ~~Term Section Company Review Representative 2.13(b~~Daily Capital Statements 8.12 Damages 11.2 Debit 2.3 Deposit 3.1(b) ~~DGCL Recitals~~ Dispute Notice ~~2.14(b~~3.5(b) ~~Dissenting Shares 2.6(a~~Disputed Items 3.5(b) ~~Dissenting Stockholder 2.6(d~~Drop Dead Date 10.1(b) ~~DLLCA Recitals Domain Names 5.13(b~~Encumbrances 5.2(b) ~~Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~Escrow Agent 3.1(b) Escrow Account 3.1(a) Excepted Account 2.9 Excepted Account Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c8.21 Excluded Assets 2.2(b) Final ~~Performance Criteria 2.13(c~~Purchase Price 3.5(d) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(ivF/X Associates Preamble Indemnitor 11.3(a) Independent ~~Auditor 2.10(b) Independent Engineer 2.13(a~~Accountants 3.5(c) Initial ~~Stock Consideration 2.5(b)(ii~~Closing 4.1 Initial Closing Date 4.1 Intellectual Property License Agreement 2.6 Latest Regulatory Statements 5.10(a) London Election 2.3 Marks 1.1 Material Contracts 5.21(e) Non-Acceptance Offer Employee 8.17(a) Notice of Claim 11.3(a) Offer Employee 8.17(a) Owned Assets 5.13 Parent Preamble Purchase Price 3.1(a) Purchase Price Adjustment Certificate 3.4 Qualified Plan 5.16(a) RCM Preamble Term Section ~~Initial Surviving Corporation~~ Refco Global Futures Preamble Refco Global Holdings Preamble Refco Hong Kong Preamble REFCO Xxxx 8.11(a) Refco Securities Preamble Refco Singapore Preamble Refco Taiwan Preamble Reference Segregated Account Balance 3.3(b) Regulatory Consents 9.1(c) Regulatory Order 5.18(d)(v) RIS Preamble Securities 2.1 ~~Licensing Fees 2.14(d)(v~~Securities Act 7.7 Segregated Account Adjustment 3.3 Segregated Account Estimate 3.4 Seller 401(k) ~~Maximum Earn~~Plan 8.17(d) Seller Liquidated Damages 10.3 Sellers Preamble Sellers’ Price Estimate 3.4 Software 1.1 SRO Reports 5.18(c) Standard Customer Agreements 5.21(a) Standard Give-~~Out Payment 2.13(k)(ii~~Up Agreements 5.21(d) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Standard Introducing Broker Agreements 5.21(c) ~~Outstanding Common Stock Number 2.5(b)(iv~~Subsequent Closings 4.1 Subsequent Closing Date 4.1 Transferred Employee 8.17(a) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter Transition Leases 2.7(a) ~~Stock Certificates~~ Transition Services 2.7(a) ~~Survival Date 12.1 Surviving Company 2.12(a~~Unresolved Items 3.5(c) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Welfare Plan 8.17(f)

Appears in 1 contract

Samples: Acquisition Agreement (MF Global Ltd.)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Action 4.19(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Applicable Survival Period 10.1(d) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Arbitrator 2.6(c)(i) ~~Cash Consideration 2.5(b)(i~~Assigned Contracts 2.1(b)(iv) Assignment and Assumption Agreements 3.2(d) Assignment and Assumption of Lease Agreements 3.2(e) Assumed Employment Contracts 7.2(g) Assumed Liabilities 2.3 Automatic Transfer Employees 7.2(b) Balance Sheets 4.4(a)(i) Balance Sheet Date 4.4(a)(i) Base Pay 7.2(a) Bills of Sale 3.2(c) Business Recitals Business Authorizations 4.11(a) Buyer Preamble Buyer Closing Certificate ~~of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~8.3(c) Buyer Indemnitees 10.2(a) Buyer’s Proposed Calculations 2.6(a) Closing ~~Statement 2.10(a~~3.1 Closing Date 3.1 Confidentiality Agreement 6.3 Consents 4.3(a) ~~Company Preamble Company Change Objection 2.13(b~~Credit Agreement 3.2(a) ~~Company Change Objection Statement 2.13(b~~Deductible 10.2(b) ~~Term Section Company Review Representative 2.13(b~~Diligent Efforts 7.9 Disputed Amounts 2.6(c) ~~DGCL Recitals Dispute Notice 2.14(b~~DOJ 7.1(a) ~~Dissenting Shares 2.6(a~~Entry Claimant 7.2(m) ~~Dissenting Stockholder~~ Estimated Closing Working Capital 2.5(a) Environmental Permits 4.22(a) European Assets 7.3(b)(i) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded In-Bound Licenses 2.2(b) Excluded Liabilities 2.4 Extra Territory Business 4.15(b) Final Allocation 2.10(b) Final Purchase Price 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final ~~Performance Criteria 2.13(c~~Purchase Price Adjustment 2.6(d) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.4(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~French Distribution Agreements 2.2(k) ~~Indemnified Party 12.5(a~~FTC 7.1(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum EarnFull-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Year Financial Statements 4.4(a)(i)

Appears in 1 contract

Samples: Purchase and Sale Agreement (Globus Medical Inc)

Other Defined Terms. The following terms shall have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock~~ Acquisition Agreements 3.18(a)(ix) Affiliate Letter 2.4 Agent Expenses 7.3(f) Aggregate Consideration ~~2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~2.1(e) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Appraisal Provisions 2.2(e) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Appraisal Shares 2.2(e) ~~Cash Consideration 2.5(b)(i~~By-Laws 1.5(b) Certificate of Incorporation ~~5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment~~ 1.5(a) Certificate ~~2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~of Merger 1.3 Certificate 2.2(a) Closing ~~Statement 2.10(a~~1.2 Closing Date 1.2 Closing Price 2.1(a) Closing Stockholder and Expense Schedule 2.1(g) Code Preamble Common Cash Amount 2.1(d) Common Exchange Ratio 2.1(d) Common Merger Consideration 2.1(d) Common Proceeds per Share 2.1(d) Common Stock 2.1(d) Company Preamble Company ~~Change Objection 2.13(b~~401(k) Plan 5.8(b) Company ~~Change Objection Statement 2.13(b~~Balance Sheet 3.8 Company Board 3.3(c) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Closing Certificate 2.1(g) Company Disclosure Schedule Article III Company Financial Statements 3.7 Company Permits 3.12 Company Plans 3.13(a) Company Stamp Tax Amount 5.12(a) Company Stock 3.3(a) Confidentiality Agreement 5.4 DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a1.1 Diluted Common Stock Number 2.1(g) Effective Time ~~2.2~~ 1.3 Employee Incentive Pool 5.13 Equity Right 3.3(b) ERISA ~~5.15(a~~3.13(a) ERISA Affiliate 3.13(a) Escrow ~~Account 2.9~~ Agent 2.3(a) Escrow Agreement 2.3(a) Escrow Amount ~~2.9~~ 2.1(e) Escrow ~~Shares 2.9 Estimated Net Working Capital~~ Cash Amount ~~2.8 Excess Dissenting Share Payments 2.6(c~~2.1(e) ~~Excess Licensing Fees 2.14(d)(iii~~Escrow Period 2.3(a) ~~Excess Licensing Fees Statement 2.14(b~~Escrow Stock Amount 2.1(e) Exchange Act 4.5(a) Exon Xxxxxx ~~Employment Agreement 4.2(a)(xiv~~3.6(b) ~~Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7~~ Fairness Approval 5.5 First Step Merger ~~Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Preamble Governmental Entity 3.6 (b) Indemnified ~~Party 12.5(a~~Parties 7.2 (a) ~~Indemnifying Party 12.5(a~~In-the-Money Option 2.1 (g) ~~Indemnity Payouts 2.14(d)(iv~~Knowledge of the Company 3.10 Knowledge of Parent 4.5 (e) ~~Independent Auditor 2.10(b~~Laws 3.6 (a) ~~Independent Engineer 2.13(a~~Liabilities 3.8 Liens 3.2 Losses 7.2 (a) ~~Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Material Contracts 3.18 (a) Maximum ~~Earn-Out Payment 2.13(k)(ii~~Number 2.1 (f) Merger ~~Recitals~~ Preamble Merger Consideration 2.2 (a) Merger Sub Preamble ~~Objections Statement 2.10(b~~Option Pool Number 2.1 (g) ~~Outstanding Common Stock Number 2.5(b)(iv~~Ordinary Shares 2.1 (a) Outside Date 8.1 (c) Ownership Percentage Interest 2.1 (e) Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Board 4.5 (e) Parent ~~Indemnified Parties 12.2(a~~Disclosure Schedule Article IV Parent Plans 5.8 (c) Parent ~~Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a~~Stamp Tax Amount 5.12 (a) Parent SEC Documents ~~7.10 Performance Criteria 2.13(a~~4.5 (a) ~~Performance Criteria Percentage 2.13(k)(iii~~Parent Subsidiaries 4.1 Post Closing 30-Day Period 2.3 (h)(ii) ~~Permitted Objection 2.14(b~~Preferred Stock 2.1 (c) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Proceedings 3.10 Purchaser Representative 5.10 Record Date 6.2 (k) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Retention Stock ~~Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c~~5.13 SEC 4.5 (a) Second Step Merger ~~Recitals Second~~ 1.7 Section 262 2.2 (e) Securities Act 2.3 (h)(i) Securityholder Agent 7.3 (a) Series A Cash Amount 2.1 (a) Series A Exchange Ratio 2.1 (a) Series A Merger ~~Sub Preamble Shares 2.5(b)(i~~Consideration 2.1 (a) ~~SilvaGas Gasifier 2.13(a~~Series A Preferred Stock 2.1 (a) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Series B Cash Amount 2.1 (b) Series B Exchange Ratio 2.1 (b) Series B Merger Consideration 2.1 (b) Series B Preferred Stock 2.1 (b) Series C Cash Amount 2.1 (c) Series C Exchange Ratio 2.1 (c) Series C Merger Consideration 2.1 (c) Series C Preferred Stock 2.1 (c) Series C Proceeds per Share 2.1 (c) Stockholder ~~Representative~~ 2.1 (g) Stockholder Approval 3.4 Support Agreements Preamble ~~Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1~~ Surviving Company ~~2.12(a)~~ 1.1 Tax ~~Claim 8.7(e) Technical Review Committee 2.13(b~~Opinions 5.15 Termination Fee 8.2 (c) Third-Party Claim ~~12.5(a) Threshold 12.2(c)(ii~~7.2 (b) Transaction ~~Recitals Transfer 8.8(b~~Proposals 5.3 Transferred Employee 5.8 (c) Transfer Taxes ~~8.7(i~~5.12 (a) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Warrant 2.1 (g)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Verisity LTD)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~shall have~~ has the ~~meanings defined for such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi~~Preamble Annual Bonus Plan 6.10(e) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.02(b)(i) Cash ~~Consideration 2.5(b)(i~~LTI Award 2.03(b) Certificate 2.02(b)(i) Certificate of ~~Incorporation 5.5~~ Merger 1.02 Closing ~~4.1~~ 1.03 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a)~~ Date 1.03 Collective Bargaining Agreement 3.10 Company Preamble Company ~~Change Objection 2.13(b~~Acquisition Agreement 5.02(b) Company Adverse Recommendation Change ~~Objection Statement 2.13(b~~5.02(b) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock 2.01(a)(i) Company Disclosure Schedule Article III Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Indemnified Party 6.09(a) Company Intervening Event 5.02(g)(iii) Company Material Contract 3.15(a) Company Projections 3.21 Company Reports 3.06(a) Company Stockholder Approval 3.04 Company Stockholders Meeting 3.04 Company Subsidiaries 3.01 Company Takeover Proposal 5.02(g)(i) Company Termination Fee 8.02(b) Company Voting Debt 3.03(b) Consent 3.05(b) Continuation Period 6.10(a) D&O Insurance 6.09(c) DGCL ~~Recitals Dispute Notice 2.14(b~~1.01 Dissenting Share 2.04(a) ~~Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ EAR 3.12 Effective Time ~~2.2 ERISA 5.15(a~~1.02 End Date 8.01(b) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Environmental Permit 3.14(a)(i) ~~Excess Licensing Fees 2.14(d)(iii~~Equity Securities 3.03(b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Act 3.05(b)(i) ~~Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~Filing 3.05(b) Final ~~Performance Criteria 2.13(c~~Purchase Date 2.03(c) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~GAAP 3.06(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Guarantor Preamble HSR Act 3.05(b)(ii) ~~Indemnified Party 12.5(a~~Insurance Policies 3.18 IRS 3.09(b) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(iiITAR 3.12 Legal Restraint 7.01(b) Merger ~~Recitals~~ 1.01 Merger Sub Preamble ~~Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv)~~ Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Termination Fee 8.02(b) ~~Parent Indemnified~~ Parties ~~12.2(a~~Preamble Paying Agent 2.02(a) ~~Parent Proposed~~ Payment Fund 3.03(a) Preferred Stock 6.01(a) Proxy Statement 5.02(d) Recommendation Change ~~2.13(b~~Notice 5.02(a) ~~Parent Proposed Change Statement 2.13(b~~Representatives 3.05(a) ~~Parent Registration Statement 2.11(a~~Required Consents 3.05(b)(ii) ~~Parent~~ Required Statutory Approvals 6.10(d) Retention Program 6.03(d)(ii) ROW Conclusion 3.12 Sanctions 3.05(b)(i) SEC ~~Documents 7.10 Performance Criteria 2.13(a~~3.05(b)(i) ~~Performance Criteria Percentage 2.13(k)(iii~~Securities Act 5.02(g)(ii) ~~Permitted Objection 2.14(b~~Superior Company Proposal 5.02(c) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Superior Proposal Notice 5.02(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving ~~Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii)~~ Corporation 1.01 Takeover Statute 3.13 Transaction ~~Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Litigation 6.03(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Joy Global Inc)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~indicated section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquired Companies Recitals Acquired Company Assets 2.4(a) ~~Adjustment Amount 2.10(c)(iii~~Acquisition Transaction 5.14(a)(i) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation 2.8 Allocation Schedule 2.8 Antitrust Approval 9.1 Approvals 2.9 Assigned Contracts 2.4(a)(ii) ~~ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5~~ Asturiano Recitals Base Purchase Price 2.2 Closing ~~4.1~~ 2.3 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii)~~ Date 2.3 CNDC 9.1 Closing Statement ~~2.10(a~~2.7(b) ~~Company Preamble Company Change Objection 2.13(b~~Competing Activity 5.13(b) ~~Company Change Objection Statement 2.13(b~~Confidentiality Agreement 5.3 Convey 2.4(a) ~~Term Section Company Review Representative 2.13(b) DGCL Recitals~~ Dispute Notice ~~2.14(b~~2.7(c) ~~Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~Dispute Resolution Period 2.7(c) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(ivPreamble Excluded Assets 2.5 General Assignment and Bxxx of Sale 2.6(a)(iv) Independent ~~Auditor 2.10(b~~Accounting Firm 2.7(c) ~~Independent Engineer 2.13(a~~Inventory 2.4(a)(vi) ~~Initial Stock Consideration 2.5(b)(ii~~Lender Mortgage 5.15 Lenders 5.15 Loan Obligations 5.15 Mondalva Recitals Names 5.8(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Naviera Recitals Naviera Interests Recitals Ocean Business Recitals Ocean Business Guarantees 5.7 Ocean Business Intellectual Property 2.4(a)(iii) ~~Maximum Earn~~Ocean Business Permits 3.5 Palmdeal Preamble Panama Companies Recitals Pre-~~Out Payment 2.13(k)(ii~~Closing WC Claims 5.9(b) ~~Merger~~ Purchase Price 2.2 Purchased Interests Recitals ~~Merger Sub~~ Purchaser Preamble ~~Objections~~ Purchaser Material Adverse Effect 4.1 Purchaser's Allocation 2.8 Release Confirmation 5.15 Required Charters 5.11 Restricted Entities 5.13(a) Sample Closing Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) ~~Stock Certificates 2.7(a) Survival~~ Scheduled Closing Date ~~12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii)~~ 2.3 Seller Preamble Seller's Allocation Notice 2.8 Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.7(b) Transfer Taxes ~~8.7(i~~6.2 Transferred Ocean Business Employees 5.6(a) ~~Voting Debt 5.3(b~~Transition Services Agreement 2.6(a)(iii) ~~Weeks Employment Agreement 4.2(a)(xv~~UABL Preamble UP Argentina Preamble Vessels Recitals WC Insurer 5.9(b) ~~Written Consent 8.10~~Workers Compensation Policies 5.9(b)

Appears in 1 contract

Samples: Equity Interest Purchase Agreement (Ultrapetrol Bahamas LTD)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the ~~meanings defined for such terms~~ meaning ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: ~~Term~~ Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Adverse Recommendation Change 5.02(b) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Articles of Merger 1.03 Bankruptcy and Equity Exception 3.03(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Board of Directors Recitals Book-Entry Shares 2.01(c) ~~Cash Consideration 2.5(b)(i~~Capitalization Date 3.02(a) Certificate ~~of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.01(c) Closing ~~Statement 2.10(a)~~ 1.02 Closing Date 1.02 Code Recitals Company Preamble Company ~~Change Objection 2.13(b~~Board Recommendation 3.03(b) Company ~~Change Objection Statement 2.13(b~~Common Stock 2.01 Company Disclosure Letter III Company Employee 5.09(a) ~~Term Section~~ 71 Company ~~Review Representative 2.13(b~~Financial Statements 3.06(b) ~~DGCL~~ Company Required Vote 3.05 Company SAP Statements 3.15(a) Company SEC Documents 3.06(a) Company Shareholders Recitals ~~Dispute Notice 2.14(b~~Company Shareholders’ Meeting 5.03(b) Contract 3.04(a) Contributed Shares Recitals Contributing Shareholders Recitals Contribution Agreement Recitals Delaware Courts 8.07(b) Dissenting ~~Shares 2.6(a~~Shareholder 2.01(d) Dissenting ~~Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~Shareholder Shares 2.01(d) Effective Time ~~2.2 ERISA 5.15(a~~1.03 Environmental Laws 3.13 Equity Commitment Letter 4.09(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Equity Financing 4.09(a) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Fund 2.02(a) ~~Excess Licensing Fees Statement 2.14(b~~Expense Payment 7.03(c) ~~Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial~~ Forward-Looking Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~III Indebtedness 5.01(a)(ii) Indemnified ~~Party 12.5(a~~Parties 5.07(a) ~~Indemnifying Party 12.5(a~~Insurance Laws 3.15(a) ~~Indemnity Payouts 2.14(d)(iv~~Insurance Reserves 3.15(b) ~~Independent Auditor 2.10(b~~Investment Assets 3.20(a) ~~Independent Engineer 2.13(a~~Investment Guidelines 3.20(a) ~~Initial Stock Consideration 2.5(b)(ii~~KBCA Recitals Kentucky Form A Filing 5.04(b) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Leased Real Property 3.24(b)(ii) Lessee Real Property Leases 3.24(b)(i) Material Contract 3.23(a) Maximum ~~Earn-Out Payment 2.13(k)(ii~~Premium 5.07(b) Merger Recitals Merger Consideration 2.01(c) Merger Sub Preamble ~~Objections Statement 2.10(b~~Notice of Superior Proposal 5.02(b) ~~Outstanding Common Stock Number 2.5(b)(iv~~OTCMKTS 3.04(b) Outside Termination Date 7.01(b)(i) Owned Real Properties 3.24(a)(i) Owned Real Property 3.24(a)(i) Parent Preamble Parent ~~Documents 7.2~~ Disclosure Letter IV Parent ~~Fundamental Representations 12.3(b)(i~~Plans 5.09(b) ~~Parent Indemnified Parties 12.2(a~~Paying Agent 2.02(a) ~~Parent Proposed Change 2.13(b~~72 Permits 0 Privacy Laws 3.14(j) ~~Parent Proposed Change~~ Proxy Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii3.04(b) Real Property ~~Lease 5.11(b~~Leases 3.24(b)(i) ~~Registrable Payoff Amount Shares 2.11(a~~Reinsurance Contracts 3.19 Related Party Transactions 3.26 Risk Factors III Xxxxxxxx-Xxxxx Act 3.06(d) ~~Registrable Stock Consideration 2.11(a~~Securities Act 3.02(c) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger~~ Special Committee Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Xxxxx 3.27 Surviving ~~Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii)~~ Corporation 1.01 Transaction Recitals ~~Transfer 8.8(b) Transfer Taxes 8.7(i)~~ Voting ~~Debt 5.3(b) Weeks Employment~~ Agreement ~~4.2(a)(xv) Written Consent 8.10~~Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Investors Heritage Capital Corp)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth on Section 2 of Exhibit A, each of the following capitalized terms ~~shall have~~ has the ~~meanings defined for such terms~~ meaning specified in the ~~Sections~~ Section set forth opposite such term below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Advance Termination Notice 5.13 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation 2.10(a) ~~ByLaws 5.5~~ Assumed Liabilities 2.03 Available Funds Agreement Recitals Available Funds L/C Recitals Bankruptcy and Equity Exceptions 3.02(a) Beneficial Interest 5.08(c) Books and Records 2.01(g) Buyer Preamble Buyer Burdensome Condition 5.04(h) Buyer Disclosure Schedule Article IV Buyer Fundamental Representations 7.01 Buyer Required Consents 4.03(a) Buyer Termination Fee 9.02(a) Cap ~~Amount 2.14(d)(i~~8.01(c) ~~Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Claim Notice 8.03(a) Closing ~~Statement 2.10(a~~2.08 Closing Date. 2.08 Consent 3.03(a) ~~Company Preamble Company Change Objection 2.13(b~~Consent Required-Warranties 2.12 Deductible 8.01(b)(i) ~~Company Change Objection Statement 2.13(b~~Direct Claim 8.03(c) ~~Term Section Company Review Representative 2.13(b~~Emergency Preparedness Agreements 2.01(l)(ii) ~~DGCL~~ Entergy Recitals ~~Dispute Notice 2.14(b~~Entergy Name and Marks 2.02(g) ~~Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA~~ Excluded Assets 2.02 Excluded Liabilities 2.04 Facility Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(iFiling 3.03(a) Indemnified ~~Party 12.5(a~~Buyer Entities 8.01(a) Indemnified Entity 8.03(a) Indemnified Seller Entities 8.02(a) Indemnifying Entity 8.03(a) Insurance Policies 3.20 IT Transition 5.09(b) Legal Restraint 6.01(c) Material Contracts 3.07(a) Minimum Claim Amount 8.01(b)(ii) Nine Mile Termination Notice 5.13 Non-Assigned Contracts 2.02(l) Non-Transferred Asset 5.05 Non-Transferred Liability 5.05 NRC Financial Assurances 5.04(h) Observers 5.03(a) Outside Date. 9.01(b) Parties Preamble Party ~~12.5(a~~Preamble Pre-Closing Contractual Liabilities. 2.03(b) ~~Indemnity Payouts 2.14(d)(iv~~Pre-Refueling Buyer Burdensome Condition 5.06(d) ~~Independent Auditor 2.10(b~~Pre-Refueling Seller Burdensome Condition 5.06(c) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiPurchase Price 2.06(a) Real Property ~~Lease 5.11(b~~2.01(a) ~~Registrable Payoff Amount Shares 2.11(a~~Reports 3.14 Required Consents 4.03(a) ~~Registrable Stock Consideration 2.11(a~~Reversal Event 5.06(e) ~~Restricted Stockholders 11.1 Second Step Certificate~~ Reversal Notice 5.06(e) Schedule of ~~Merger 2.12(c~~Ruling Amounts 3.19(b) ~~Second Step Effective Time 2.12(c~~Schedule Update 5.07 Seller Preamble Seller Burdensome Condition 5.04(f) ~~Second Step Merger~~ Seller Disclosure Schedule Article III Seller Entities Recitals ~~Second Merger Sub Preamble Shares 2.5(b)(i~~Seller Fundamental Representations 7.01 Seller Required Consents 3.03(a) ~~SilvaGas Gasifier 2.13(a~~Seller Tax Representations 7.01 Seller Termination Fee 9.02(b) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(aSigning Fee 2.05 Specified Shared Contracts 2.01(m) Tax ~~Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii)~~ Claim. 10.05 Termination Event 9.01 Transaction Recitals Transferable Permits 2.01(d) Transferee Party 5.05 Transferor Party 5.05 Transferred Assets 2.01 Transfer ~~8.8(b~~Tax Valuation 2.10(b) ~~Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Transition Committee 5.09(b)

Appears in 1 contract

Samples: Asset Purchase Agreement

Other Defined Terms. ~~The~~ In addition, each of the following terms shall have the ~~meanings defined for~~ meaning given to such ~~terms~~ term in the ~~Sections set forth below~~applicable Section of this Agreement listed opposite such term: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~A&S Business Unaudited Financial Data 2.4(a) A&S Company Returns 2.13(a) A&S Top Customers 2.18(a) A&S Top Suppliers 2.18(b) Accounting Firm 5.13(c) Additional Antitrust Consents 6.9 Adjustment Amount ~~2.10(c)(iii)~~ 1.16 Adjustment Excess 1.16 Adjustment Payment 1.16 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Ainge Preamble Ainge Board Recommendation 5.2(b) ~~ByLaws 5.5 Cap~~ Ainge Certifications 3.4(a) Ainge Change in Recommendation 5.2(b) Ainge Company Returns 3.13(a) Ainge Leased Real Property 3.7(b) Ainge Material Contract 3.9(a) Ainge Registered IP 3.8(a) Ainge SEC Documents 3.4(a) Ainge Share Amount ~~2.14(d)(i~~Reduction 1.16 Ainge Stockholders’ Meeting 5.2(a) Ainge Tax Opinion 6.7(a) Ainge Termination Fee 8.3(b) Ainge Top Customers 3.18(a) Ainge Top Suppliers 3.18(b) Alternative Commitment Letters 5.15(b) Alternative Direct Sales Commitment Letter 5.15(a) Alternative Direct Sales Financing 5.15(a) Alternative Financing Agreements 5.15(c) Alternative Financings 5.15(b) Alternative Newco Commitment Letter 5.15(b) Alternative Newco Financing 5.15(b) Antitrust Filings 5.3(a) Audited Financial Statements 5.13(a) Xxxx of Sale 1.8(a)(i) Burdensome Condition 5.3(c) Cash ~~Consideration 2.5(b)(i) Certificate~~ Dividend Recitals Closing 1.7 Closing Date 1.7 Cravath 1.7 Exhibit A-17 Table of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Contents Term Section ~~Company~~ D&O Indemnitee 5.18(a) Debt Exchange Recitals Debt Exchange Parties Recitals Deferred Asset 1.6 Direct Sales Recitals Direct Sales Allocation Statement 1.4(b) Direct Sales Financing Agreements 5.15(a) Direct Sales Leased Real Property 2.7(b) Direct Sales Purchase Price 1.4(a) Direct Sales Review ~~Representative 2.13(b~~Period 1.4(c) ~~DGCL Recitals~~ Dispute Notice ~~2.14(b~~1.4(c) ~~Dissenting Shares 2.6(a~~EBITDA Statement 5.13(c) ~~Dissenting Stockholder 2.6(d~~EBITDA Statement Rejection Notice 5.13(c) ~~DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~EBITDA Statement Review Period 5.13(c) Effective Time ~~2.2 ERISA~~ 1.7 End Date 8.1(b) Environmental Laws 2.15 Environmental Liabilities 2.15 Exchange Agent 1.11(b) Exchange Fund 1.11(b) FCPA 2.11(a) Financing Agreement 5.15(b) Financing Source Related Parties 8.3(i) Financings 5.15(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Fox Preamble Fox Tax Opinion 7.8(a) ~~Excess Licensing Fees 2.14(d)(iii~~Fox Termination Fee 8.3(d) ~~Excess Licensing Fees Statement 2.14(b~~Hazardous Materials 2.15 Hazardous Materials Event 2.15 Initial Receipt Period 5.2(a) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(iiIntervening Event 5.2(c)(ii) Merger Recitals Merger Sub Preamble ~~Objections Statement 2.10(b~~Newco Preamble Newco Bridge Facility 5.15(f) ~~Outstanding Common Stock Number 2.5(b)(iv~~Newco Commitment Letter 5.15(b) ~~Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Newco Financing Agreements 5.15(b) ~~Parent Indemnified Parties 12.2(a~~Newco Leased Real Property 2.7(b) ~~Parent Proposed Change 2.13(b~~Newco Material Contract 2.9(a) ~~Parent Proposed Change Statement 2.13(b~~Newco Registered IP 2.8(a) ~~Parent~~ Newco Registration ~~Statement 2.11(a~~Statements 5.1(a) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Newco Securities 5.16(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Newco Unsecured Notes 5.15(f) Notice Period 5.2(c)(i) participate 5.12(c) Permitted ~~Objection 2.14(b~~Alternative Financing 5.15(c) ~~Principal~~ Pre-Closing Period 4.1 Required A&S Financial Information 5.15(d) Required Ainge Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate Vote 3.21 Exhibit A-18 Table of ~~Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second~~ Contents Term Section Required Merger Sub ~~Preamble Shares 2.5(b)(i~~Stockholder Vote 3.21 Schedule TO 5.1(a) ~~SilvaGas Gasifier 2.13(a~~Shrink-Wrap 2.8(b) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Skadden 5.5(a)(v) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1~~ Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Corporation 1.1 Takeover Statute 2.20 Total Adjustment Amount 1.16

Appears in 1 contract

Samples: Agreement and Plan of Merger and Reorganization (Altra Industrial Motion Corp.)

Other Defined Terms. The following terms shall have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquired Business 2.3(i) ~~Adjustment Amount 2.10(c)(iii~~Acquired Entity 2.3(e) ~~Agreement Preamble BG&E 4.2(a)(xvi~~ADSP 10.3(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Antitrust Division 6.1(a) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(bBenefit Plans 4.13(a) Term Section Buyer 125 Plan 6.4 Buyer Plan 4.13(a) Claim Notice 9.2(c) Closing 3.1 Closing Date 3.1 Closing Purchase Price 2.1 Company ~~Review Representative 2.13(b~~Benefit Plans 4.13(a) ~~DGCL Recitals Dispute~~ Company Intellectual Property 4.19(b) Company Permits 4.16(a) Company Systems 4.19(g) Competing Business 6.8(a) Competing Products 2.3(e) Delivery Date 2.3(b) DHR 11.14(a) Disputed Items 2.3(e) Earnout Final Settlement Date 2.3(c) Earnout Notice ~~2.14(b~~of Disagreement 2.3(c) ~~Dissenting Shares 2.6(a~~Earnout Payoff Amount 2.3(e) ~~Dissenting Stockholder 2.6(d~~Earnout Statement 2.3(b) ~~DLLCA Recitals Domain Names 5.13(b~~Estimated Adjustment Amount 2.1 Estimated Closing Balance Sheet 2.1 Estimated Closing Cash 2.1 Estimated Closing Financial Certificate 2.1 Estimated Closing Indebtedness 2.1 Estimated Overall Purchase Price Adjustment 2.1 Excess Payment 2.2(d)(i) ~~Earn~~FDA 4.16(b) FDA Cost-~~Out Determination Date 2.14(d)(ii~~Sharing Covenant 6.15(b) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(cFD&C Act 4.16(b) Final ~~Performance Criteria 2.13(c~~Adjustment Amount 2.2(a) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(iiFinal Closing Balance Sheet 2.2(a) Term Section Final Closing Cash 2.2(a) Final Closing Financial Certificate 2.2(a) Final Closing Indebtedness 2.2(a) Final Overall Cash Purchase Price Adjustment 2.1 Final Settlement Date 2.2(b) Guaranty 11.14(b) Indemnified Claim 9.2(d) Initial Cash Price 2.1 Insurance Policies 4.25 Insured Loss 9.3(b) Interim Financial Information 6.11 NJDEP 6.3(e) Non-Competition Period 6.8(b) Notice of Disagreement 2.2(b) Notice Period 9.2(c) Preliminary Allocation 10.3 Regulatory Approvals 6.1(a) Reimbursement Accounts 6.4 Restricted Party 6.8(a) Retained Earnout Amount 2.3(c) Sale Notice 2.3(j) Section 2.3(e)(X) Notice 2.3(e) Section 2.3(e)(Y) Notice 2.3(e) Seller 125 Plan 6.4 Shortfall Reduction 2.2(d)(i) Significant Customer 4.24(a) Significant Supplier 4.24(a) Surviving ~~Corporation 2.1 Licensing Fees 2.14(d)(v~~Covenants 9.1(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Tax Claims 10.6 Territory 6.8(a) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(aThird Party Claim 9.2(c) Term Section ~~Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Thoratec Financial Statements 4.9 Threshold Amount 9.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Transition Services Agreement ~~4.2(a)(xv) Written Consent 8.10~~6.12(b)

Appears in 1 contract

Samples: Stock Purchase Agreement (Thoratec Corp)

Other Defined Terms. The following capitalized terms ~~shall~~ have the meanings ~~defined for such terms~~ in the Sections ~~set forth~~ indicated below: Defined Term Section ~~Adjusted Initial~~ Reference ABCB Preamble ABCB 401(k) Plan 5.7(e) ABCB Capitalization Date 4.7(a) ABCB Common Stock ~~Consideration 2.10(c)(iii~~Issuance Recitals ABCB Contract 4.23(a) ~~Adjustment Amount 2.10(c)(iii~~ABCB Disclosure Schedule 4.1(a) ABCB Financial Advisor 4.29 ABCB Financial Statements 4.10(a) ABCB Loans 4.17(a) ABCB Recommendation 2.13 ABCB Regulatory Agencies 4.6 ABCB Regulatory Agreement 4.6 ABCB SEC Filings 4.9 ABCB Shareholder Approval 4.3(a) ABCB Shareholders Recitals ABCB Shareholders’ Meeting 2.13 ABCB Stock Option 2.7(a) Acquisition Agreement 5.8(a) Adverse Recommendation Change 2.12(b) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Ameris Recitals Bank Merger Recitals Bank Merger Agreement Recitals BHCA 3.2(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i~~Book-Entry Shares 2.8(b)(i) Certificate of ~~Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Merger 2.4(a) Certificates 2.8(b)(i) Chosen Courts 8.7(b) Claim 5.9(a) Closing ~~Statement 2.10(a~~2.3 Closing Date 2.3 Code Recitals Continuing Employee 5.7(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(aCRA 3.18 Data Conversion 5.11 Discontinued Employee 5.7(b) Effective Time ~~2.2 ERISA 5.15(a~~2.4(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow~~ Exchange Agent 2.8(a) Exchange Agent Agreement 2.8(a) Exchange Fund 2.8(a) Exchange Ratio 2.6(a) Excluded Shares ~~2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments~~ 2.6(c) ~~Excess Licensing Fees 2.14(d)(iii~~Fidelity Recitals FSC Preamble FSC 401(k) ~~Excess Licensing Fees Statement 2.14(b~~Plan 5.7(e) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~FSC Capitalization Date 3.7(a) ~~Feasibility Completion Date 2.13(c~~FSC Contract 3.23(a) ~~Final Performance Criteria 2.13(c~~FSC Disclosure Schedule 3.1(a) FSC Financial Advisor 3.30 FSC Financial Statements ~~5.7 First Step Merger~~ 3.10(a) FSC Insiders 5.17 FSC Loans 3.17(a) FSC Recommendation 2.12(a) FSC Regulatory Agencies 3.6 FSC Regulatory Agreement 3.6 FSC SEC Filings 3.9 FSC Shareholder Approval 3.3(a) FSC Shareholders Recitals ~~Fundamental Representations 12.2(c)(ii~~FSC Shareholders’ Meeting 2.12(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~FSC Voting Agreement Recitals Georgia Secretary 2.4(a) ~~Indemnified Party 12.5(a~~Indemnitees 5.9(a) ~~Indemnifying Party 12.5(a~~Letter of Transmittal 2.8(b)(i) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(iiMaterially Burdensome Regulatory Condition 5.3(a) Merger Recitals Merger ~~Sub Preamble Objections Statement 2.10(b~~Consideration 2.6(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~Notice of Recommendation Change 2.12(b)(iii) ~~Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Premium Cap 5.9(b) ~~Parent Indemnified Parties 12.2(a~~Providing Party 5.4(a) ~~Parent Proposed Change 2.13(b~~Regulatory Agencies 4.6 Requesting Party 5.4(a) ~~Parent Proposed Change Statement 2.13(b~~Surviving Bank Recitals Surviving Corporation 2.1(a) ~~Parent Registration Statement 2.11(a~~Takeover Statutes 3.3(b) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Termination Fee 7.2(b) ~~Performance Criteria Percentage 2.13(k)(iii~~Transition Plan Year 5.7(c) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Trust Preferred Securities 5.16

Appears in 1 contract

Samples: Agreement and Plan of Merger (Fidelity Southern Corp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for such terms~~ set forth in the Sections set forth below: Defined Term ~~Section~~ Location of Definition Adjusted ~~Initial Stock~~ Citrix RSU § 3.04(c) Aggregate Merger Consideration ~~2.10(c)(iii~~§ 2.04(a) ~~Adjustment Amount 2.10(c)(iii) Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i~~Antitrust Remedial Actions § 7.06(c) Certificate of ~~Incorporation 5.5~~ Merger § 2.02 Change in the Parent Recommendation § 7.03(d) Citrix Preamble Citrix Board Recitals Citrix Board Designees § 2.07(a) Xxxxxx Xxxxxx Stock Recitals Citrix Merger Tax Opinion § 7.07(b) Citrix Plan § 7.14(a) Citrix RMT Tax Opinions § 7.07(b) Citrix Separation Tax Opinion § 7.07(b) Citrix Tax Counsel § 7.07(b) Clean-Up Spin-Off Recitals Closing ~~4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii)~~ § 2.02 Closing Statement ~~2.10(a~~§ 3.05(a) ~~Company Preamble Company Change Objection 2.13(b~~Commercial Arrangements § 4.18 Confidentiality Agreement § 7.11(a) ~~Company Change Objection Statement 2.13(b~~Continuing SpinCo Employee § 7.14(a) ~~Term Section Company Review Representative 2.13(b) DGCL~~ Contribution Recitals Copyrights § 1.01 Dispute Notice ~~2.14(b~~§ 3.05(c) ~~Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA~~ Distribution Recitals ~~Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ Effective Time ~~2.2~~ § 2.02 Xxxxxxx § 2.07(a) ERISA ~~5.15(a~~§ 4.13(a) ~~Escrow Account 2.9 Escrow~~ Estimated Cash Amount ~~2.9 Escrow Shares 2.9~~ § 3.05(a) Estimated ~~Net~~ SpinCo Deferred Revenue § 3.05(a) Estimated SpinCo Indebtedness § 3.05(a) Estimated Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~§ 3.05(a) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Agent § 3.01(a) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Fund § 3.01(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Exchange Offer Recitals Extended Termination Date § 9.01(a) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(ivFCPA § 4.10(b) Independent ~~Auditor 2.10(b) Independent Engineer 2.13(a~~Accounting Firm § 3.05(d) Initial ~~Stock Consideration 2.5(b)(ii~~Termination Date § 9.01(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii)~~ Marks § 1.01 Merger Recitals Merger Consideration § 2.04(a) Merger Sub Preamble ~~Objections Statement 2.10(b~~Non-U.S. Parent Plans § 5.12(b) ~~Outstanding Common Stock Number 2.5(b)(iv~~Non-U.S. SpinCo Plans § 4.13(b) Notice Period § 7.03(d)(ii) One-Step Spin-Off Recitals Operating Committee § 2.07(c) Parent Preamble Parent ~~Documents 7.2~~ Board Recitals Parent ~~Fundamental Representations 12.3(b)(i~~Capitalization Date § 5.02(a) Parent ~~Indemnified Parties 12.2(a~~Charter Approval § 1.01 Parent Customer Data § 5.10(l) Parent ~~Proposed Change 2.13(b~~Employee Representative Agreements § 5.13 Parent IP Contracts § 5.15(a)(iv) Parent ~~Proposed Change Statement 2.13(b~~IT Systems § 5.10(j) Parent Material Contracts § 5.15(a) Parent Merger Tax Opinion § 7.07(b) Parent Plans § 5.12(b) Parent Products § 5.10(i) Parent Tax Counsel § 7.07(b) Parent Registration Statement ~~2.11(a~~§ 7.01(a) Parent ~~SEC Documents 7.10 Performance Criteria 2.13(a~~Stockholders’ Meeting § 7.02 Patents § 1.01 Proxy Statement § 7.01(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Registered Parent Intellectual Property § 5.10(b) ~~Permitted Objection 2.14(b~~Registered SpinCo Intellectual Property § 4.11(b) ~~Principal~~ Registration Statements § 7.01(a) Replacement Citrix Board Designee § 2.07(a) Required Parent Stockholder Vote § 1.01 Revised Transaction Proposal § 7.03(d)(ii) Schedule TO § 7.01(a) Shares § 2.04(a) SpinCo Preamble ~~Proposed Final Performance Criteria 2.13(c~~SpinCo Board Recitals SpinCo Closing Report § 3.05(b) ~~Proposed Final Performance Criteria~~ SpinCo Common Stock Recitals SpinCo Contractor Schedule § 4.14 SpinCo Customer Data § 4.11(l) SpinCo Employee Representative Agreement § 4.14 SpinCo Employee Schedule § 4.14 SpinCo Financial Statements § 4.06(a) SpinCo IP Contracts § 4.16(a)(iv) SpinCo IT Systems § 4.11(j) SpinCo Material Contracts § 4.16(a) SpinCo Plans § 4.13(b) SpinCo Products § 4.11(i) SpinCo Registration Statement ~~2.13(c~~§ 7.01(a) ~~Qualified License Agreement 2.14(d)(vi~~Surviving Corporation § 2.01 Termination Date § 9.01(a) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Third Party ~~Claim 12.5(a~~Rights § 4.11(d) Threshold ~~12.2(c)(ii~~Percentage § 2.04(e) ~~Transaction Recitals Transfer 8.8(b~~Trade Secrets § 1.01 U.S. Parent Plans § 5.12(a) ~~Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~U.S. SpinCo Plans § 4.13(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (LogMeIn, Inc.)

Other Defined Terms. The following terms ~~shall have the meanings~~ are defined ~~for such terms~~ in the ~~Sections set forth below: Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~sections indicated. Agreement preamble Arizona Transaction Approval 7.2(f) ~~Adjustment~~ Assessments 3.16(c) Asset Purchase Price Allocation 6.3(f) Basket Amount ~~2.10(c)(iii~~6.2(b) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Business Relation 6.7(a)(ii) ~~ByLaws 5.5~~ Buyer preamble Buyer Prepared Returns 6.3(a)(iii) Cannabist preamble Cap ~~Amount 2.14(d)(i~~6.2(b) ~~Cash Consideration 2.5(b)(i~~CC VA preamble Claim Notice 6.4(d) ~~Certificate of Incorporation 5.5~~ Closing ~~4.1~~ 2.5(a) Closing ~~Consideration Schedule 8.9~~ Date 2.5(a) Closing ~~Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Item 2.4(a) Closing Statement ~~2.10(a~~2.4(a) COBRA 3.14(b) Collateral 5.7(a)(ii) Company ~~Preamble~~ Recitals Company ~~Change Objection 2.13(b~~Collateral 5.7(a)(i) Company ~~Change Objection~~ Employee Benefit Plan 3.14(a) Company Governing Documents 2.5(b)(iv) Confidential Information 5.8(a)(ii) CSA 9.13 Deposit 2.5(c)(i)(a) Employment and Services Agreement 3.14(f) Environmental Claims 3.17(b) Equity Recitals Estimated Cash 2.3 Estimated Closing Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 2.3 Estimated ~~Net~~ Indebtedness 2.3 Estimated Transaction Expenses 2.3 Estimated Transaction Payments 2.3 Estimated Working Capital 2.3 Excess Amount ~~2.8 Excess Dissenting Share Payments 2.6(c~~2.4(c) ~~Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~Excluded Federal Claims 9.13 Final Cash 2.4(a) Final ~~Performance Criteria 2.13(c~~Indebtedness 2.4(a) Final Transaction Expenses 2.4(a) Final Transaction Payments 2.4(a) Final Working Capital 2.4(a) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~3.4(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Funds Flow 2.5 IRS 3.14(a) ~~Indemnified Party 12.5(a~~Latest Balance Sheet 3.4(a) ~~Indemnifying Party 12.5(a~~Latest Balance Sheet Date 3.4(a) ~~Indemnity Payouts 2.14(d)(iv~~Lien Releases 2.5(b)(iii) ~~Independent Auditor 2.10(b~~Marijuana Permits 3.16(b) ~~Independent Engineer 2.13(a~~Material Contract 3.9(b) ~~Initial Stock Consideration~~ Member Prepared Returns 6.3(a)(ii) Member preamble Notes 2.5(b)(ii) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Objection Notice 6.2(d) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Party preamble Pledged Collateral 5.7(a)(ii) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Purchase Price 2.2 Restricted Period 6.7(b) ~~Outstanding Common Stock Number 2.5(b)(iv~~Schedules 9.11 Service Contracts 3.6(j) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Shortfall Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a2.4(d) Survival ~~Date 12.1 Surviving Company 2.12(a~~Period 6.1 SWC Arizona Purchase Agreement preamble Tax Contest 6.3(d) ~~Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b~~6.4(a) Transfer Taxes ~~8.7(i~~6.3(f) ~~Voting Debt 5.3(b~~UCC 5.7(a)(iii) ~~Weeks Employment~~ Utility Systems 3.6(h) Valuation Firm 2.4(b) Virginia Purchase Agreement ~~4.2(a)(xv) Written Consent 8.10~~preamble WARN Act 3.13(e)

Appears in 1 contract

Samples: Equity Purchase Agreement (Cannabist Co Holdings Inc.)

Other Defined Terms. The following terms ~~shall~~ will have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Acquired Assets 2.1 Acquired Material Contracts 4.17 Acquisition Proposal 3.4(d) Agreement Preamble ~~BG&E 4.2(a)(xvi~~ALC Act 4.11(d) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~ALC Consent 4.11(d) ~~Cash Consideration 2.5(b)(i~~Assignment and Assumption Agreement 2.3(a) ~~Certificate~~ Assumed Accounts Payable 2.3(a) Assumed Contracts 2.1(e) Assumed Liabilities 2.3(a) Benefit Plan 4.14(c) Xxxx of ~~Incorporation 5.5~~ Sale 3.6(a) Business Recitals Business Assets 2.3(b) Buyer Preamble Buyer Damages 7.2 Table of Contents Buyer Indemnifying Party 7.3 Buyer Indemnitees 7.2 Buyer Material Adverse Effect 5.1 Buyer Transaction Documents 3.7(j) Claims Notice 7.5 Closing ~~4.1~~ 3.1 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Balance Sheet 2.5(a) Closing ~~Statement 2.10(a~~Date 3.1 Closing Net Working Capital 2.5(a) ~~Company Preamble Company Change Objection 2.13(b~~Closing Purchase Amount 2.4(b) ~~Company Change Objection Statement 2.13(b~~Confidential Information 6.2 Consulting Agreement 3.2(g) ~~Term Section Company Review Representative 2.13(b~~Contracts 2.1(e) ~~DGCL Recitals Dispute Notice 2.14(b~~Disclosure Schedule 1.1 Disputed Amounts 2.5(c) ~~Dissenting Shares 2.6(a~~Environment 1.1 Environmental Liability Cap 7.6(e) ~~Dissenting Stockholder 2.6(d~~Environmental Liability Deductible 7.6(e) ~~DLLCA Recitals Domain Names 5.13(b~~Environmental Permits 2.3(b) ~~Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~Environmental Representations 7.1 ETA 4.20(d) Escrow ~~Account 2.9~~ Agent 2.4(d) Escrow Agreement 2.4(d) Escrow Amount ~~2.9 Escrow Shares 2.9~~ 2.4(d) Estimated Closing Statement 2.4(c) Estimated Net Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~2.4(c) ~~Excess Licensing Fees 2.14(d)(iii~~Excluded Assets 2.2 Excluded Liabilities 2.3(b) ~~Excess Licensing Fees Statement 2.14(b~~Exclusivity Period 3.4(d) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Existing Environmental Condition 2.3(b) ~~Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c~~Facility 2.1(b) Financial Statements ~~5.7 First Step Merger Recitals~~ 4.6(a) Fundamental Representations ~~12.2(c)(ii~~7.1 General Indemnification Cap 7.6(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~GST 4.20(d) ~~Indemnified Party 12.5(a~~HCA 4.11(e) ~~Indemnifying Party 12.5(a~~Indemnification Threshold 7.6(a) ~~Indemnity Payouts 2.14(d)(iv~~indemnified party 7.4(a) Independent ~~Auditor 2.10(b~~Accountant 2.5(c) ~~Independent Engineer 2.13(a~~Intellectual Property 2.1(f) ~~Initial Stock Consideration 2.5(b)(ii~~ILPP 4.14(f) ~~Term Section Initial Surviving Corporation~~ Inventory 2.1(a) Koppers Preamble Liens 2.1 ~~Licensing Fees 2.14(d)(v~~Material Contracts 4.17 Table of Contents Net Working Capital 2.4(c) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iiiObjection Notice 2.5(b) Permitted ~~Objection 2.14(b~~Liens 4.10(a) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Permits 2.1(i) ~~Proposed Final Performance Criteria Statement 2.13(c~~Post-Balance Sheet Liabilities 4.6(b) ~~Qualified License Agreement 2.14(d)(vi~~Post-Closing Adjustment 2.5(e) ~~Qualified Licensing Fees 2.14(d)(vii~~PSTA 3.13 Purchase Orders 2.1(j) ~~Real Property Lease 5.11(b~~Purchase Price 2.4(a) ~~Registrable Payoff Amount Shares 2.11(a~~Purchase Price Decrease 2.5(e) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Purchase Price Increase 2.5(e)

Appears in 1 contract

Samples: Asset Purchase Agreement (Koppers Holdings Inc.)

Other Defined Terms. The following additional capitalized terms shall have the meanings defined for such terms in the Sections set forth below: Term Section Acquired Assets 2.2(a) Additional Asset Sales 9.2(i)(i)(I) Adjusted ~~Initial Stock Consideration 2.10(c)(iii~~Purchase Price 3.1(c) ~~Adjustment Amount 2.10(c)(iii~~Allocation 12.16 Assumed Liabilities 2.2(c) ~~Agreement~~ Balance Sheet 5.10(a) Bankruptcy Court Recitals Broker Entities Intellectual Property Rights 5.17(a) Business Marks 8.11(a) Business Employees 8.17(a) Buyer Preamble ~~BG&E 4.2(a)(xvi~~Buyer Benefit Plan 8.17(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Buyer Qualified Plan 8.17(d) ~~Cash Consideration 2.5(b)(i~~Term Section Buyer’s Price Estimate 3.4 Case Recitals Cases Recitals Claim 11.3(a) ~~Certificate of Incorporation 5.5~~ Closing 4.1 Closing ~~Consideration Schedule 8.9~~ Date 4.1 Closing ~~Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Report 3.5(a) Closing Statement ~~2.10(a~~3.5(a) Company Preamble Company ~~Change Objection 2.13(b~~Breaches 11.2 Confidentiality Agreement 8.5(c) ~~Company Change Objection Statement 2.13(b~~Contested Claim 11.4(b) ~~Term Section Company Review Representative 2.13(b~~Daily Capital Statements 8.12 Damages 11.2 Debit 2.3 Deposit 3.1(b) ~~DGCL Recitals~~ Dispute Notice ~~2.14(b~~3.5(b) ~~Dissenting Shares 2.6(a~~Disputed Items 3.5(b) ~~Dissenting Stockholder 2.6(d~~Drop Dead Date 10.1(b) ~~DLLCA Recitals Domain Names 5.13(b~~Encumbrances 5.2(b) ~~Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~Escrow Agent 3.1(b) Escrow Account 3.1(a) Excepted Account 2.9 Excepted Account Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c8.21 Excluded Assets 2.2(b) Final ~~Performance Criteria 2.13(c~~Purchase Price 3.5(d) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(ivF/X Associates Preamble Indemnitor 11.3(a) Independent ~~Auditor 2.10(b) Independent Engineer 2.13(a~~Accountants 3.5(c) Initial ~~Stock Consideration 2.5(b)(ii~~Closing 4.1 Initial Closing Date 4.1 Intellectual Property License Agreement 2.6 Latest Regulatory Statements 5.10(a) London Election 2.3 Marks 1.1 Material Contracts 5.21(e) Non-Acceptance Offer Employee 8.17(a) Notice of Claim 11.3(a) Offer Employee 8.17(a) Owned Assets 5.13 Parent Preamble Purchase Price 3.1(a) Purchase Price Adjustment Certificate 3.4 Qualified Plan 5.16(a) RCM Preamble Term Section ~~Initial Surviving Corporation~~ Refco Global Futures Preamble Refco Global Holdings Preamble Refco Hong Kong Preamble REFCO Mark 8.11(a) Refco Securities Preamble Refco Singapore Preamble Refco Taiwan Preamble Reference Segregated Account Balance 3.3(b) Regulatory Consents 9.1(c) Regulatory Order 5.18(d)(v) RIS Preamble Securities 2.1 ~~Licensing Fees 2.14(d)(v~~Securities Act 7.7 Segregated Account Adjustment 3.3 Segregated Account Estimate 3.4 Seller 401(k) ~~Maximum Earn~~Plan 8.17(d) Seller Liquidated Damages 10.3 Sellers Preamble Sellers’ Price Estimate 3.4 Software 1.1 SRO Reports 5.18(c) Standard Customer Agreements 5.21(a) Standard Give-~~Out Payment 2.13(k)(ii~~Up Agreements 5.21(d) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Standard Introducing Broker Agreements 5.21(c) ~~Outstanding Common Stock Number 2.5(b)(iv~~Subsequent Closings 4.1 Subsequent Closing Date 4.1 Transferred Employee 8.17(a) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter Transition Leases 2.7(a) ~~Stock Certificates~~ Transition Services 2.7(a) ~~Survival Date 12.1 Surviving Company 2.12(a~~Unresolved Items 3.5(c) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Welfare Plan 8.17(f)

Appears in 1 contract

Samples: Acquisition Agreement

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation 2.10 Allocation Schedule 2.10 Antitrust Laws 3.4 Approvals 2.11(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Asset Removal Notice 5.18(a) ~~Cash Consideration 2.5(b)(i~~Assignment Agreement and Xxxx of Sale 2.8(a)(viii) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Assumed Liabilities 2.6 Bankruptcy Code 6.1 Base Purchase Price 2.2 Business Contracts 2.4(b) Business Financial Statements 3.6(a) Business Information Technology 2.4(h) Business Permits 3.12(c) Closing 2.3 Closing Date 2.3 Closing Statement ~~2.10(a~~2.9(a) ~~Company Preamble Company Change Objection 2.13(b~~Collective Bargaining Agreement 3.15(f) ~~Company Change Objection Statement 2.13(b~~Competing Business 5.15(b)(i) ~~Term Section Company Review Representative 2.13(b~~Confidentiality Agreement 5.3(a) ~~DGCL Recitals~~ Current Representation 11.12(a) D&O Indemnitees 5.17(a) Designated Person 11.12(a) Dispute Notice ~~2.14(b~~2.9(c) ~~Dissenting Shares 2.6(a~~Dispute Resolution Period 2.9(c) ~~Dissenting Stockholder 2.6(d~~Divestiture Action 5.1(a) ~~DLLCA Recitals Domain Names 5.13(b~~Divestiture Agreement 5.1(a) ~~Earn-Out Determination Date 2.14(d)(ii~~Employment Laws 3.15(k) ~~Earn-Out Expiration Date 2.13(g~~Enforceability Exceptions 3.3 Environmental Permits 3.13(a)(ii) ~~Earn-Out Payment 2.13(a~~Estimated Closing Cash Amounts 2.9(a) ~~Effective Time 2.2 ERISA 5.15(a~~Estimated Closing Indebtedness 2.9(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9~~ Estimated ~~Net~~ Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~2.9(a) ~~Excess Licensing Fees 2.14(d)(iii~~Exceptions 5.11(c) ~~Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~Excluded Assets 2.5 FDA 3.21(a) Final ~~Performance Criteria 2.13(c~~Purchase Price 2.9(f) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Food Authorities 3.21(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~FTC 3.21(a) GDPR 5.8(m) Guarantees 5.9 Indemnified Party ~~12.5(a~~10.5(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~10.5(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.9(c) ~~Independent Engineer 2.13(a~~Internet Properties 1.1 Inventory 2.4(i) ~~Initial Stock Consideration 2.5(b)(ii~~IP Assignment Agreement 2.8(a)(x) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Keebler Trademark License Agreement 2.8(a)(xi) ~~Maximum Earn~~Kellogg Trademark License Agreement 2.8(a)(vi) Leave Recipients 5.8(a)(ii) Marks 1.1 Material Contracts 3.11(a) Non-~~Out Payment 2.13(k)(ii~~Assignable Assets 2.11(a) ~~Merger Recitals Merger Sub~~ Non-Regulatory Approvals 2.11(b) Other Assets 2.4(q) Other Multiemployer Plan 3.15(b) Other Party 10.5(d) Other Seller Business 2.5(z) Outside Date 9.1(d) Owned Real Property 2.4(c) Parties Preamble ~~Objections~~ Party Preamble Patents 1.1 Personal Information 3.9(k) Post-Closing Representation 11.12(a) Post-Closing Statement ~~2.10(b~~2.9(b) ~~Outstanding Common Stock Number 2.5(b)(iv~~Purchase Price 2.2 Purchased Assets 2.4 Purchased Companies 2.4(a) ~~Parent~~ Purchased Company 2.4(a) Purchased Company Assets 2.4(t) Purchased Company Liabilities 2.6(l) Purchased Company Securities 3.2 Purchased Company Shares 2.4(a) Purchaser Preamble ~~Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Purchaser 401(k) ~~Parent~~ Plan 5.8(e) Purchaser FSA Plan 5.8(i) Purchaser Indemnified Parties ~~12.2(a~~10.3 Purchaser Licensed Patent 6.2(b) ~~Parent Proposed Change 2.13(b~~Purchaser Material Adverse Effect 4.1 Purchaser Parties 10.2(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiPurchaser R&W Insurance Policy 5.7 Purchaser Tax Indemnified Parties 7.1 Purchaser’s Allocation Notice 2.10 Real Property Lease Assignment 2.8(a)(ix) Real Property ~~Lease 5.11(b~~Leases 2.4(c) ~~Registrable Payoff Amount Shares 2.11(a~~Registered Business Intellectual Property 3.9(a) ~~Registrable Stock Consideration 2.11(a~~Related Party Agreement 3.16(a) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Release 5.9 Relevant Party 10.5(d) ~~Second Step Effective Time 2.12(c~~Represented Employee Multiemployer Plan 3.15(b) ~~Second Step Merger Recitals Second Merger Sub~~ Represented Transferred Business Employee 5.8(a)(i) Required Regulatory Approvals 8.1(a) Retained Claims 2.5(u) Retained Liabilities 2.7 Reverse Supply Agreement 2.8(a)(iv) Securities Act 4.7 Seller Preamble ~~Shares 2.5(b)(i~~Seller 401(k) ~~SilvaGas Gasifier 2.13(a~~Plans 5.8(e) ~~Term Section Stockholders Preamble Stockholder~~ Seller Equity Award 5.8(k)(i) Seller FSA Plan 5.8(i) Seller Indemnified Parties ~~12.3(a~~10.4 Seller Licensed Patent 6.1(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller Parties 10.2(b) ~~Stock Certificates 2.7(a~~Seller Shares 5.8(k)(i) ~~Survival Date 12.1 Surviving Company 2.12(a~~Seller Tax Indemnified Parties 7.2 Seller’s Allocation 2.10 Shared Contract 2.11(d) ~~Tax Claim 8.7(e~~Specified Competing Business 5.15(b)(i) ~~Technical Review Committee 2.13(b~~Supply Agreement 2.8(a)(iii) ~~Third-~~Terms and Provisions 3.10(d) Third Party Claim ~~12.5(a~~10.5(a) ~~Threshold 12.2(c)(ii~~Third Party Provider 3.9(k) Title Affidavits 2.8(b)(xii) Top Customers 3.20(a) Top Suppliers 3.20(b) Trade Secrets 1.1 Transaction Recitals Transfer ~~8.8(b~~Taxes 7.8 Transferred Business Employee 5.8(a)(i) ~~Transfer Taxes 8.7(i~~Transferred Commercial Data 2.4(e) ~~Voting Debt 5.3(b~~Transferred FSA Balances 5.8(i) ~~Weeks Employment~~ Transferred Leased Property 2.4(c) Transferred Permits 2.4(l) Transferred Personnel Files 2.4(p) Transition Product Assets 2.4(j) Transition Services Agreement ~~4.2(a)(xv~~2.8(a)(v) ~~Written Consent 8.10~~USDA 3.21(a) Volume Commitment Contracts 5.19

Appears in 1 contract

Samples: Stock and Asset Purchase Agreement (Kellogg Co)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial~~ Action 3.18(a) Agent 5.7 Agreement Preface Allocation Certificate 5.9 Applicable Survival Period 10.1(d) Application Survival Period 10.1(d) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Baseline Measurement Period 2.9(b) Baseline Revenue 2.9(b) Baytree Capital 3.26 CERCLA 3.21(a)(iv) Certificates 2.2(c) Charter Documents 3.1(b) Common Stock ~~Consideration 2.10(c)(iii~~2.1(a) ~~Adjustment Amount 2.10(c)(iii) Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5~~ Closing ~~4.1~~ 1.3 Closing Consideration ~~Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.1(b)(i) Closing ~~Statement 2.10(a~~Date 1.3 Code Recitals Company Preface Company Benefit Plan 3.19(a) Company ~~Preamble Company Change Objection 2.13(b~~Common Stock 2.1(a) Company ~~Change Objection Statement 2.13(b~~Common Stock Equivalents 2.1(a) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Disclosure Schedule Preamble Article III Company Equity Holders 5.9 Company Intellectual Property 3.15(e) ~~DGCL~~ 74 Company Owned Intellectual Property 3.15(b) Company Owned Software 3.15(n)(i) Company Registered Items 3.15(f) Company Shares 3.2(a) Company Stock Options 2.1(a) Company Stockholder 2.1(b) Company Stockholder Approval 3.4(b) Company Stockholder Indemnitees 10.2(b) Company Voting Agreements Recitals ~~Dispute Notice 2.14(b~~Confidentiality Agreement 5.3 Consents 3.5(a) Constituent Corporations 1.1 Copyrights 3.15(a) Delaware Code 1.1 Dissenting Share Payments 2.7(b) Dissenting Shares ~~2.6(a~~2.7(a) ~~Dissenting Stockholder 2.6(d~~Earnout Consideration 2.1(b)(i) ~~DLLCA Recitals Domain Names 5.13(b~~Earnout Dispute Notice 2.9(c)(ii) ~~Earn-Out Determination Date 2.14(d)(ii~~Earnout Measurement Period 2.9(a)(ii) ~~Earn-Out Expiration Date 2.13(g) Earn-Out~~ Earnout Payment ~~2.13(a~~2.9(a) Effective Time ~~2.2~~ 1.3 Environment 3.21(a)(i) Environmental Action 3.21(a)(ii) Environmental Clean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental Liabilities 3.21(a)(v) Environmental Permit 3.21(a)(vi) ERISA ~~5.15(a~~3.19(a) ERISA Affiliate 3.19(a) Escrow ~~Account 2.9~~ Agent 2.2(d) Escrow ~~Amount 2.9~~ Agreement 2.2(d) Escrow ~~Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Fund 10.3(a) Excess ~~Licensing Fees 2.14(d)(iii~~Revenue 2.9(b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Act 4.4(b) ~~Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~Exchange Ratio 2.1(b)(i) Final ~~Performance Criteria 2.13(c~~Statement of Revenue 2.9(c)(ii) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~3.6(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~FIRPTA Certificate 5.10 Funding 3.6(b) ~~Indemnified Party 12.5(a~~GAAP 3.6(b) ~~Indemnifying Party 12.5(a~~Hazardous Substances 3.21(a)(vii) In-Bound Licenses 3.15(c) Indemnification Date 10.2(c) Indemnification Threshold 10.2(c) Indemnitors 10.2(a) Indemnity ~~Payouts 2.14(d)(iv~~Stock Price 10.3(b) ~~Independent Auditor 2.10(b~~Intellectual Property 3.15(a) ~~Independent Engineer 2.13(a~~Intellectual Property Rights 3.15(a) ~~Initial Stock Consideration 2.5(b)(ii~~Interim Balance Sheet 3.6(b) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Interim Balance Sheet Date 3.6(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Interim Financial Statements 3.6(a) Joint Operating Agreement Recitals Liabilities 3.7 Liens 3.3(a) Lockup Agreement 6.2 Losses 10.2(a) Marks 3.15(a) Material Contracts 3.17(b) Merger ~~Recitals~~ 1.1 Merger Consideration 2.1(b)(i) Merger Sub ~~Preamble Objections Statement 2.10(b~~Preface Minor Contracts 3.17(e) ~~Outstanding~~ 2006 Monthly Budget 6.4 Nondisclosure Agreements 3.15(i) Notice of Claim 10.4(a) Out-Bound Licenses 3.15(d) Parent Preface Parent Common Stock ~~Number 2.5(b)(iv~~2.1(b)(i) 76 Parent Indemnitees 10.2(a) Parent ~~Preamble~~ Preferred Stock 4.2 Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~SEC Reports 4.5(a) Parent ~~Indemnified Parties 12.2(a~~Stockholder Approval 6.3 Patents 3.15(a) ~~Parent Proposed Change 2.13(b~~PCBs 3.21(h) ~~Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii~~Pension Plan 3.19(b) Permitted ~~Objection 2.14(b~~Liens 3.12(a) Policies 3.23(a) Principal Company Stockholder ~~Preamble Proposed Final Performance Criteria 2.13(c~~Recitals Proposal 5.7 Proprietary Information 3.15(a) ~~Proposed Final Performance Criteria~~ Proxy Statement ~~2.13(c~~7.2(a) ~~Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii~~RCRA 3.21(a)(iv) Real Property ~~Lease 5.11(b~~3.14(a) ~~Registrable Payoff Amount~~ Release 3.21(a)(viii) Representatives 5.3 Revenue 2.9(a) Reviewing Accountant 2.9(c)(ii) SEC 4.5(a) Securities Act 4.5(a) Software 3.15(a) Statement of Revenue 2.9(c)(i) Stockholders' Representative Preface Stockholders' Representative Agreement 2.2(d) Surviving Corporation 1.1 Tax 3.9(a)(i) Tax Returns 3.9(a)(ii) Taxing Authority 3.9(a)(iii) Third Party Claim 10.4(a) Third Party Defense 10.4(b) Total Parent Shares ~~2.11(a~~2.1(b)(i) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transitioned Employees 6.1 Transmittal Letter ~~2.7(a~~2.2(b) ~~Stock Certificates 2.7(a~~Treasury Shares 2.1(b)(i) ~~Survival Date 12.1 Surviving Company 2.12(a~~Warranty Losses 10.2(c) ~~Tax Claim 8.7(e~~Work Product Agreements 3.15(j) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.1077

Appears in 1 contract

Samples: Agreement and Plan of Merger (International Microcomputer Software Inc /Ca/)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~shall have~~ has the ~~meanings defined for such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acceptable Confidentiality Agreement 5.03(c) ~~Adjustment Amount 2.10(c)(iii~~Acquisition Agreement 5.03(d) Adverse Recommendation Change 5.03(d) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.02(b)(i) ~~ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i~~Certificate 2.02(b)(i) Certificate of ~~Incorporation 5.5~~ Merger 1.02 Closing ~~4.1~~ 1.03 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a)~~ Date 1.03 Company Preamble Company ~~Change Objection 2.13(b~~Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Common Stock 2.01(a)(i) Company ~~Change Objection Statement 2.13(b~~Disclosure Letter Preamble to Article III Company DRIP 5.01(a)(v) Company Employees 6.10(a) Company Financial Advisor 3.22 Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Preferred Stock 3.03(a) Company Projections 3.24 Company Real Property 3.16 Company Regulations 3.01 Company Reports 3.06(a) Company Required Consents 3.05(a) Company Required Statutory Approvals 3.05(b)(iv) Company Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Subsidiaries 3.01 Company Union Contracts 3.10 Company Voting Debt 3.03(b) Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Dissenting Shareholder 2.03 Dissenting Shares 2.03 Effective Time 1.02 End Date 8.01(b)(i) Environmental Permit 3.14(a)(i) Equity Letter 4.06 Equity Securities 3.03(b) Exchange Act 3.05(b)(i) FERC 3.20(a) Filing 3.05(b) Term Section Final Order 7.01(b) First Reserve 6.02(b) Fund 4.06 GAAP 3.06(a) Go-Shop Period 5.03(a) HSR Act 3.05(b)(ii) Insurance Policies 3.19 Legal Restraint 7.01(c) Letter of Transmittal 2.02(b)(i)(1) Material Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(vContract 3.15(a) Maximum ~~Earn-Out Payment 2.13(k)(ii~~Amount 6.09(c) Measurement Date 3.03(a) Merger ~~Recitals~~ 1.01 Merger Sub Preamble ~~Objections Statement 2.10(b~~Multiemployer Plan 3.09(d) ~~Outstanding Common Stock Number 2.5(b)(iv~~No-Shop Period Start Date 5.03(b) Notice of Superior Proposal 5.03(e) OGCL 1.01 Parent Preamble Parent ~~Documents 7.2~~ Disclosure Letter Preamble to Article IV Parent ~~Fundamental Representations 12.3(b)(i~~Required Consents 4.03(a) Parent ~~Indemnified~~ Required Statutory Approvals 4.03(b)(ii) Parties ~~12.2(a~~Preamble Paying Agent 2.02(a) ~~Parent Proposed~~ Payment Fund 2.02(a) Proceedings 5.02 Proxy Statement 6.01(a) PUHCA 2005 3.20(a) Recommendation Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiNotice 5.03(f) Real Property ~~Lease 5.11(b~~Agreements 3.16 Related Party 9.15 Representatives 5.03(a) ~~Registrable Payoff Amount Shares 2.11(a~~Required Consents 4.03(a) ~~Registrable Stock Consideration 2.11(a~~Required Statutory Approvals 4.03(b)(ii) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Restructuring 5.04(a) ~~Second Step Effective Time 2.12(c~~Sxxxxxxx-Xxxxx Act 3.06(c) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~SEC 3.05(b)(i) ~~SilvaGas Gasifier 2.13(a~~Securities Act 3.05(b)(i) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~State Utilities Commissions 3.05(b)(iv) Stockholder ~~Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1~~ Party Recitals Support Agreement Recitals Surviving ~~Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii)~~ Corporation 1.01 Takeover Statute 3.13 Transaction ~~Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Litigation 6.04

Appears in 1 contract

Samples: Agreement and Plan of Merger (Gas Natural Inc.)

Other Defined Terms. The following capitalized terms ~~shall~~ have the meanings ~~defined for such terms~~ in the Sections ~~set forth~~ indicated below: Defined Term Section ~~Adjusted Initial~~ Reference ABCB First Paragraph ABCB Capitalization Date 4.6(a) ABCB Disclosure Schedule Article IV ABCB Financial Statements 4.9(a) ABCB Ratio 7.1(g) ABCB Regulatory Agencies 4.5 ABCB SEC Filings 4.8 Acquisition Agreement 5.9(a) Additional Cash Payment Per Share 7.1(g) Adverse Recommendation Change 2.15(b) Aggregate Cash Limit 2.9(c) Aggregate Stock ~~Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Limit 2.9(c) Agreement ~~Preamble BG&E 4.2(a)(xvi~~First Paragraph Ameris Bank Recitals Appraisal Shares 2.13 Average ABCB Stock Price 7.1(g) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Average Index Price 7.1(g) Bank Merger Recitals Bank Merger Agreement Recitals BHCA 3.1(a) Book Entry Shares 2.10(b) Cash ~~Consideration 2.5(b)(i~~Election Number 2.9(a) Cash Election Shares 2.9(a) Certificates 2.10(b) Certificates of Merger 2.3 Charter Amendment 5.16 Claim 5.10(a) Closing 2.2 Closing Date 2.2 Closing Date Plan Year 5.8(c) Continuing Employee 5.8(a) CRA 3.17 Determination Date 7.1(g) Discontinued Employee 5.8(b) DOL 3.23(a) Effective Time 2.3 Election Deadline 2.9(a) Election Statement 2.9(a) Exchangeable Shares 2.7(a) Exchange Agent 2.10(a) Exchange Agent Agreement 2.10(a) Exchange Fund 2.10(a) Excluded Shares 2.7(c) Florida Articles of Merger 2.3 Florida Department 2.3 Georgia Certificate of ~~Incorporation 5.5 Closing 4.1 Closing~~ Merger 2.3 Georgia Secretary 2.3 Indemnitees 5.10(a) Index 7.1(g) Index Price 7.1(g) Index Ratio 7.1(g) Intellectual Property 3.20 Jacksonville Bank Recitals JAXB First Paragraph JAXB Common Stock 2.7(a) JAXB Disclosure Schedule Article III JAXB Financial Statements 3.9(a) JAXB Recommendation 2.15(a) JAXB Regulatory Agencies 3.5 JAXB Regulatory Agreement 3.5 JAXB SEC Filings 3.8 JAXB Shareholder Approval 6.1(b) JAXB Shareholders Recitals JAXB Shareholders’ Meeting 2.15(a) Loans 3.16(a) Materially Burdensome Regulatory Condition 5.3(a) Merger Recitals Merger Consideration ~~Schedule 8.9 Closing Payment Certificate 2.8 Closing~~ 2.7(a) No Election Shares 2.9(a) Nonvoting Common Stock 2.7(a) Notice of Recommendation Change 2.15(b)(iii) Per Share Cash Consideration 2.7(a) Per Share Equity Award Consideration 2.16 Per Share Stock Consideration ~~2.5(b)(iii~~2.7(a) ~~Closing Statement 2.10(a~~Premium Cap 5.10(b) ~~Company Preamble Company Change Objection 2.13(b~~Record Date 2.9(a) ~~Company Change Objection Statement 2.13(b~~Regulatory Agencies 4.5 Sxxxxxxx-Xxxxx Act 3.9(c) ~~Term Section Company Review Representative 2.13(b~~Starting Date 7.1(g) ~~DGCL Recitals Dispute Notice 2.14(b~~Starting Price 7.1(g) ~~Dissenting~~ Stock Election Number 2.9(a) Stock Election Shares ~~2.6(a~~2.9(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation ~~2.1 Licensing Fees 2.14(d)(v~~2.1(a) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Termination Fee 7.2(b) ~~Merger~~ Trust Preferred Securities 5.15 Voting and Support Agreement(s) Recitals ~~Merger Sub Preamble Objections Statement 2.10(b) Outstanding~~ Voting Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ameris Bancorp)

Other Defined Terms. ~~The following terms shall have the meanings defined for such terms in the Sections set forth below:~~ Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ $ 7.3 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Board Size Increase Restricted Period Termination Option 2.1(a) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iiiCBC Act Effect 1.8(c) Closing ~~Statement 2.10(a)~~ 1.1 Company ~~Preamble~~ Recitals Company ~~Change Objection 2.13(b) Company Change Objection Statement 2.13(b~~Bank Subsidiary Recitals control 7.1 controlled 7.1 controlling 7.1 Demand 5.1(a) Term Section ~~Company Review Representative 2.13(b~~Demand Registration 5.1(a) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(cdollars 7.3 Eligibility Criteria 1.3(a) Excess ~~Licensing Fees 2.14(d)(iii~~Transaction Expenses 6.2 Exempt Issuance 2.2(b) ~~Excess Licensing Fees Statement 2.14(b~~extent 7.3 Federal Reserve Board Confirmation 1.10(d) ~~Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step~~ Follow-On Merger Recitals ~~Fundamental Representations 12.2(c)(ii~~Form S-3 5.3(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Free Writing Prospectus 5.5(a)(iv) ~~Indemnified Party 12.5(a~~in writing 7.3 Inspectors 5.5(a)(x) ~~Indemnifying Party 12.5(a~~Investor Preamble Investor Related Parties 1.2(h) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(iiLosses 5.8(a) Merger Recitals Merger ~~Sub Preamble Objections Statement 2.10(b~~Agreement Recitals NASDAQ 1.3(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~Other Demanding Sellers 5.2(b) Other Proposed Sellers 5.2(b) Parent Preamble Parent ~~Documents 7.2~~ Bank Board 1.1 Parent ~~Fundamental Representations 12.3(b)(i~~Bank Subsidiary Recitals Parent Board 1.1 Parent Common Stock Recitals Parent Control Effect 1.8(a) Parent ~~Indemnified Parties 12.2(a~~Indemnitee 6.1 Parent Share Issuance 2.2(a) Parent Share Issuance Notice 2.2(a)(ii) party 7.3 Permitted Transfer 2.1(b) Permitted Transferee 2.1(b) Piggyback Notice 5.2(a) Piggyback Registration 5.2(a) Proposed ~~Change 2.13(b~~Securities 2.4(a)(i) ~~Parent Proposed Change Statement 2.13(b~~Records 5.5(a)(x) ~~Parent~~ Regulatory Exempt Issuance 2.2(b)(iii) Representatives 1.9(a)(iii) Requested Information 5.7(a) Restricted Activities 3.1(b) Restricted Period 2.1(a) Shelf Notice 5.3(a) Shelf Offering 5.3(d) Shelf Registration Statement ~~2.11(a~~5.3(a) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Standstill Period 2.3(d) ~~Performance Criteria Percentage 2.13(k)(iii~~Take-Down Notice 5.3(d) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10written 7.3

Appears in 1 contract

Samples: Agreement and Plan of Merger (Valley National Bancorp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Acceptance Date 1.01(a) ~~Adjustment Amount 2.10(c)(iii~~Acquired Companies 4.10(a) Acquisition Agreement 6.02(d) Acquisition Proposal 6.02(a) Adverse Recommendation Change 6.02(d) Adverse Recommendation Change Notice 6.02(e) Agreement ~~Preamble BG&E 4.2(a)(xvi~~Preface Arrangements 4.11(o) ~~ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate~~ Articles of ~~Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Merger 2.02 Authorizations 4.09 Certificates 3.02(b) Closing ~~Statement 2.10(a~~2.02 Closing Date 2.02 Company Preface 59 Company Balance Sheet 4.04(a) Company ~~Preamble Company Change Objection 2.13(b~~Balance Sheet Date 4.04(a) Company ~~Change Objection Statement 2.13(b~~Benefit Plan 4.11(a) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Common Stock Recitals Company Compensation Committee 4.11(o) ~~DGCL~~ Company Equity Interests 4.02(b) Company Financial Advisor 4.07 Company Financial Statements 4.04 Company Leases 4.14 Company Letter Preamble Article IV Company Material Contracts 4.13(b) Company Owned Intellectual Property 4.16(b) Company Permits 4.09(a) Company Personnel 4.10(k) Company Preferred Stock 4.02(a) Company Product 4.17(a) Company Recommendations 1.02(a) Company Registered Items 4.16(f) Company Restricted Shares 2.08(a)(ii) Company SEC Reports 4.04(b) Company Shareholders Recitals ~~Dispute Notice 2.14(b~~Company Shareholder Approval 4.19(c) Company Stock Option 2.08(a)(i) Company Support Agreements Recitals Confidentiality Agreement 6.02(b) Copyrights 4.16(a) Counterproposal 6.02(e) Covered Securityholder 4.11(o) Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~3.01 DOJ 6.04(a) Effective Time ~~2.2~~ 2.02 Employment Compensation Arrangement 4.11(o) Environmental Health and Safety Claim 4.18(a)(i) Environmental Health and Safety Laws 4.18(a)(ii) 60 ERISA ~~5.15(a~~4.11(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~ERISA Affiliate 4.11(a) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Agent 3.02(a) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Fund 3.02(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Expense Reimbursement 8.02(b) ~~Feasibility Completion~~ Expiration Date ~~2.13(c~~1.01(c) ~~Final Performance Criteria 2.13(c~~FDA 4.17(a) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~FTC 6.04(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~GAAP 4.04(a) Hazardous Materials 4.18(a)(iii) HSR Act 4.03(c) In-Bound Licenses 4.16(c) Indemnified ~~Party 12.5(a~~Parties 6.06(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~6.06(a) Independent ~~Auditor 2.10(b~~Director 4.03(a) ~~Independent Engineer 2.13(a~~Information Statement 1.03(b) ~~Initial Stock Consideration 2.5(b)(ii~~Intellectual Property 4.16(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Intellectual Property Rights 4.16(a) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Liabilities 4.08 Marks 4.16(a) MBCA Recitals Merger Recitals Merger ~~Sub Preamble Objections Statement 2.10(b~~Consideration 2.07(b) ~~Outstanding Common Stock Number 2.5(b)(iv~~Minimum Condition Appendix B Negotiation Period 6.02(c) Offer Recitals Offer Documents 1.01(d) Offer Price 1.01(a) Other Antitrust Laws 6.04(a) Out-Bound Licenses 4.16(d) Outside Date 8.01(b) Parent Preface Parent Letter Preamble ~~Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~to Article V Patents 4.16(a) ~~Parent Indemnified Parties 12.2(a~~Pension Plan 4.11(b) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate Plan of Merger ~~2.12(c~~Recitals Post-Signing Arrangement 6.11(b) ~~Second Step Effective Time 2.12(c~~Premium Limit 6.06(b) ~~Second Step Merger Recitals Second Merger Sub Preamble~~ Proceeding 4.06 Proprietary Information 4.16(a) Proxy Statement 2.09(a)(iii) Purchaser Preface Purchaser Insider 1.03(a) Representatives 6.03 Rights 1.01(a) Rights Plan 1.01(a) Schedule 14D-9 1.02(a) Schedule TO 1.01(d) Shares ~~2.5(b)(i~~1.01(a) ~~SilvaGas Gasifier 2.13(a~~Social Security Act 4.17(f) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Software 4.16(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Special Meeting 2.09(a)(i) ~~Stock Certificates 2.7(a~~Superior Proposal 6.02(b) ~~Survival Date 12.1~~ Superior Proposal Notice 6.02(c) Surviving ~~Company 2.12(a~~Corporation 2.01 Termination Fee 8.02(b) ~~Tax Claim 8.7(e~~Top-Up Option 1.04(a) ~~Technical Review Committee 2.13(b) Third~~Top-~~Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Up Shares 1.04(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Possis Medical Inc)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounting Principles 2.6(a)(i) ~~Adjustment Amount 2.10(c)(iii~~Action 4.19(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation Statement 2.7 Altersteilzeit 7.4(b)(ix) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Applicable Survival Period 10.1(d) Assigned Contracts 2.1(d) Assignment and Assumption Agreement 3.2(b) Assignment and Assumption of Lease 3.2(g) Assumed Liabilities 2.3 Audited Financial Statements 4.5(a)(i) Balance Sheet 4.5(b) Balance Sheet Date 4.5(b) Base Net Assets 2.6(a)(ii) Business Recitals Business Authorizations 4.11(a) Buyer Preamble Buyer Closing Certificate 8.3(c) Buyer Disclosure Schedule Preamble Article V Buyer Indemnitees 10.2(a) Cash Consideration ~~2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.5(a) Closing 3.1 Closing Assets 2.6(a)(iii) Closing Date 3.1 Closing Liabilities 2.6(a)(iv) Closing Net Assets 2.6(a)(v) Closing Net Assets Statement ~~2.10(a~~2.6(a)(vi) ~~Company Preamble Company Change Objection 2.13(b~~COBRA 7.4(i) ~~Company Change Objection Statement 2.13(b~~Confidentiality Agreement 6.3 Consents 4.4(a) ~~Term Section Company Review Representative 2.13(b~~Copyrights 4.15(a) ~~DGCL~~ CTC Recitals ~~Dispute Notice 2.14(b~~Deficit Amount 2.6(e)(i) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(aDOJ 7.1(a) Escrow ~~Account 2.9~~ Agent 3.3(a) Escrow ~~Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Fund 3.3(a) Excess ~~Licensing Fees 2.14(d)(iii~~Amount 2.6(e)(ii) ~~Excess Licensing Fees Statement 2.14(b~~Excluded Assets 2.2 Excluded Contracts 2.2(b) ~~Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c)~~ Excluded Liabilities 2.4 Final ~~Performance Criteria 2.13(c~~Net Assets 2.6(a)(vii) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.5(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Foreign Plans 4.20(q) ~~Indemnified Party 12.5(a~~FTC 7.1(a) ~~Indemnifying Party 12.5(a~~German Employees 7.4(b)(i) ~~Indemnity Payouts 2.14(d)(iv~~In-Bound Licenses 4.15(c) Independent ~~Auditor 2.10(b~~Expert 2.6(d) ~~Independent Engineer 2.13(a~~Intellectual Property 4.15(a) ~~Initial Stock Consideration 2.5(b)(ii~~Intellectual Property Rights 4.15(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Interim Balance Sheet 4.5(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Interim Balance Sheet Date 4.5(b) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Interim Financial Statements 4.5(a)(ii) ~~Outstanding Common Stock Number 2.5(b)(iv~~Lease 4.14(c) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Leased Real Property ~~Lease 5.11(b~~4.14(b) ~~Registrable Payoff Amount Shares 2.11(a~~Liabilities 4.6 Losses 10.2(a) ~~Registrable Stock Consideration 2.11(a~~Marks 4.15(a) Material Contract 4.17(a) Minor Contracts 4.17(b) Names 7.3(a) Noncompetition Period 6.8(a) Notice of Claim 10.4(a) Notice of Objection 2.6(c) Out-Bound Licenses 4.15(d) Patents 4.15(a) Pension Plan 4.20(b) Pensionssicherungsverein 7.4(b)(ix) Personal Property 4.12(a) Policies 4.23(a) Post-Closing Tax Period 7.5(e) Pre-Closing Tax Period 7.5(e) Products 4.24(a) Proprietary Information 4.15(a) Purchase Price 2.5(a) Purchased Assets 2.1 Qualified Lawsuit 7.12 Real Property 4.14(b) Representatives 6.3 Restricted Business 6.8(a) Restricted ~~Stockholders 11.1 Second Step~~ Contract 2.8(a) Review Period 2.6(c) Section 1060 Forms 2.7 Seller Preamble Seller Benefit Plans 4.20(a) Seller Closing Certificate ~~of Merger 2.12(c~~8.2(c) ~~Second Step Effective Time 2.12(c~~Seller Disclosure Schedule Preamble Article IV Seller Employees 2.4(f) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Seller Benefit Plans 4.20(a) ~~SilvaGas Gasifier 2.13(a~~Seller Indemnitees 10.3(a) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Seller Intellectual Property 4.15(e) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller Owned Intellectual Property 4.15(b) Seller Registered Items 4.15(f) Software 4.15(a) Subsidiary Stock ~~Certificates 2.7(a~~4.3(a) ~~Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a~~10.4(a) ~~Threshold 12.2(c)(ii~~Third Party Defense 10.4(b) ~~Transaction Recitals Transfer 8.8(b~~Transferred Employees 7.4(a)(ii) ~~Transfer Taxes 8.7(i~~Transition Services Agreement 7.10 Unexpected Employees 7.4(b)(v) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Wertguthaben 7.4(b)(ix)

Appears in 1 contract

Samples: Asset Purchase Agreement (Composite Technology Corp)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~338 Election 6.10(a) Acquisition 5.20 Agreement Preamble Allocation Schedule 2.10 Allocations 2.10 Alternative Financing 5.16(b) Alternative Financing Commitment Letter 5.16(b) Anti-Corruption Laws 3.19(a) Antitrust Laws 3.4 Approvals 2.11(a) Assignment and Assumption Agreement 2.8(a)(vi) Assumed Liabilities 2.6 Balance Sheet Date 3.6(a) Base Purchase Price 2.2 BBU 5.17(a) Xxxx of Sale 2.8(a)(v) Burdensome Condition 5.1(c) Business Balance Sheet 3.6(a) Business Financial Statements 3.6(a) Business Permits 3.12(b) Business Provided Credit Enhancements 5.8(b) Capex Period Capex Underspend definition Casualty Policies 5.10(b) Closing 2.3 Closing Date 2.3 Closing Statement 2.9(b) COBRA 5.7(j) Combined Tax Return 6.4(a) Commitment Letters 4.4 Company Representatives 3.19(a) Competing Business 5.14(b)(ii) Confidentiality Agreement 5.3 Covered Person 5.14(a) Debt Commitment Letter 4.4 Debt Financing 4.4 Deductible 9.2(c) Deeds 2.8(a)(vii) Definitive Financing Agreements 5.16(a) Dispute Notice 2.9(d) Dispute Resolution Period 2.9(d) Divestiture Action 5.1(c) Divestiture Offer 5.14(b)(iii) Divestiture Offer Acceptance Period 5.14(b)(iii) Divestiture Offer Price 5.14(b)(iii) Divestiture Offer Proposal Period 5.14(b)(iii) Divestiture Period 5.14(b)(iii) Enforceability Exceptions 3.3 Environmental Permits 3.13(a) Equity Commitment Letter 4.4 Equity Financing 4.4 Estimated Adjustment Amount ~~2.10(c)(iii~~2.9(b) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Estimated Closing Cash Amounts 2.9(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Estimated Closing Funded Debt 2.9(b) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(cExcluded Assets 2.5 Excluded Business Taxes 6.1 Excluded Information 5.17(a) Final ~~Performance Criteria 2.13(c~~Purchase Price 2.9(f) ~~Financial Statements 5.7 First Step Merger~~ Financing 4.4 Financing Uses 4.4 Foreign Acquisition Agreements 2.12 Foreign Closing Documents 2.8(a)(viii) Guarantor Recitals ~~Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Guaranty Recitals HK Company 2.8(a)(iv) Indemnified Party ~~12.5(a~~9.4(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~9.4(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.9(d) ~~Independent Engineer 2.13(a~~Infringe 3.9(b) ~~Initial Stock Consideration 2.5(b)(ii~~Insurance Administration Procedures 5.10(b) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Interest Rate 8.2(c) ~~Maximum Earn~~Material Contracts 3.11(a) Mirror Plan 5.7(k)(ii) Mirror Trust 5.7(k)(ii) New Captive Insurance Company 5.10(a) OFAC 3.19(d) Offered Divestiture Business 5.14(b)(iii) Outside Date 8.1(d) Post-~~Out Payment 2.13(k)(ii~~Closing Statement 2.9(c) ~~Merger Recitals Merger Sub~~ Post-Retirement Plan 5.7(k)(ii) Pre-Closing Reorganization 5.13(a) Pre-Closing Separate Tax Return 6.4(a) Purchased Assets 2.4 Purchased Consolidated Venture 2.4(a) Purchased Entities 2.4(a) Purchased Entity 2.4(a) Purchased Entity Securities 3.2(a) Purchased Entity Shares 2.4(a) Purchased Non-Consolidated Venture 2.4(a) Purchased Venture Governing Documents 3.2(b) Purchased Venture Interests 2.4(a) Purchased Venture Securities 3.2(b) Purchased Ventures 2.4(a) Purchaser Preamble ~~Objections Statement 2.10(b~~Purchaser 401(k) ~~Outstanding Common Stock Number 2.5(b)(iv~~Plan 5.7(g) ~~Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Purchaser FSA Plan 5.7(h) ~~Parent~~ Purchaser Indemnified Parties ~~12.2(a~~9.2(a) ~~Parent Proposed Change 2.13(b~~Purchaser Material Adverse Effect 4.1(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Purchaser Tax Indemnified Parties ~~12.3(a~~6.1 Purchaser’s Allocation Notice 2.10 R&W Insurance Policy 5.18 Related Parties 10.14 Related Party Agreement 3.16 Released Purchaser Parties 5.21(a) ~~Stockholder Representative~~ Released Seller Parties 5.21(b) Releasing Party Employees 5.21(a) Releasing Purchaser Parties 5.21(b) Releasing Seller Parties 5.21(a) Required Regulatory Approvals 7.1(a) Retained Liabilities 2.7 Sample Closing Statement 2.9(a) Sanctions 3.19(d) Securities Act 4.8 Self-Insured Claims 5.10(a) Seller Preamble ~~Stockholder Transmittal Letter 2.7(a~~Seller 401(k) ~~Stock Certificates 2.7(a~~Plans 5.7(g) ~~Survival Date 12.1 Surviving Company 2.12(a~~Seller FSA Plan 5.7(h) Seller Indemnified Parties 9.3 Seller Licensed IP 5.9(b)(i) Seller Provided Credit Enhancements 5.8(a) Seller Tax ~~Claim 8.7(e~~Indemnified Parties 6.2 Seller’s Allocations 2.10 Shared Contract 2.11(c) ~~Technical Review Committee 2.13(b~~Solvent 4.9 Specially Designated National or Blocked Person 3.19(d) ~~Third~~Specified Business Contracts 2.4(b) Specified Non-Consolidated Venture 2.4(a) Specified Non-Consolidated Venture Interests 2.4(a) Step Plan 5.13(a) Straddle Period Separate Tax Return 6.4(b) Subsequent Loss 6.5(c) Termination Fee 8.2(b) Third Party Claim ~~12.5(a~~9.4(a) ~~Threshold 12.2(c)(ii~~Top Customers 3.21(a) Top Suppliers 3.21(b) Trademarks Intellectual Property definition Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.9(a) Transfer Taxes ~~8.7(i~~6.12 Transferred Business Employee 5.7(a)(ii) ~~Voting Debt 5.3(b~~Transferred FSA Balances 5.7(h) ~~Weeks Employment~~ Transferred Intellectual Property 2.4(d) Transferred International Business Employees 5.7(m) Transferred IT Assets 2.4(r) Transferred Leased Property 2.4(c)(ii) Transferred Leases 2.4(c)(ii) Transferred Owned Property 2.4(c)(i) Transferred Permits 2.4(j) Transition Period 5.9(a) Transition Services Agreement ~~4.2(a)(xv~~2.8(a)(iii) ~~Written Consent 8.10~~Venture Equity Interests 3.2(b) ARTICLE II

Appears in 1 contract

Samples: Stock and Asset Purchase Agreement (Johnson Controls International PLC)

Other Defined Terms. The following capitalized terms ~~shall~~ have the meanings ~~defined for such terms~~ in the Sections ~~set forth~~ indicated below: Defined Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Reference ABCB First Paragraph ABCB Capitalization Date 4.7(a) ~~Adjustment Amount 2.10(c)(iii~~ABCB Disclosure Schedule 4.1(a) ABCB Ratio 7.1(h) ABCB Regulatory Agencies 4.6 ABCB Regulatory Agreement 4.6 ABCB Retention Program 5.16 ABCB SEC Filings 4.9 Acquisition Agreement 5.8(a) Additional Cash Payment Per Share 7.1(h) Adverse Recommendation Change 2.14(b) Agreement ~~Preamble BG&E 4.2(a)(xvi~~First Paragraph Ameris Recitals Appraisal Shares 2.12 Audited Financial Statements 3.9(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Bank Merger Recitals Bank Merger Agreement Recitals BOLI 3.27(b) ~~Cash Consideration 2.5(b)(i~~Book Entry Shares 2.9(b)(i) Certificates 2.9(b)(i) Certificate of ~~Incorporation 5.5~~ Merger 2.4(a) Claim 5.9(a) Closing ~~4.1~~ 2.3 Closing Date 2.3 Closing Date Plan Year 5.7(c) Continuing Employee 5.7(a) CRA 3.18 Discontinued Employee 5.7(b) Effective Time 2.4(a) Exchange Agent 2.9(a) Exchange Agent Agreement 2.9(a) Exchange Fund 2.9(a) Exchange Ratio 2.7(a) Excluded Shares 2.7(c) Georgia Secretary 2.4(a) Hxxxxxxx Recitals HSB First Paragraph HSB Common Stock 2.7(a) HSB Disclosure Schedule 3.1(a) HSB Financial Advisor 3.30 HSB Financial Statements 3.9(a) HSB Intellectual Property 3.21 HSB Recommendation 2.14(a) HSB Regulatory Agencies 3.6 HSB Regulatory Agreement 3.6 HSB Retention Program 5.16 HSB Shareholder Approval 6.1(b) HSB Shareholders Recitals HSB Shareholders’ Meeting 2.14(a) Indemnitees 5.9(a) Index Ratio 7.1(h) Information Systems Conversion 5.11 Leases 3.14(b) Letter of Transmittal 2.9(b)(i) Loans 3.17(a) Materially Burdensome Regulatory Condition 5.3(a) Merger Recitals Merger Consideration ~~Schedule 8.9 Closing Payment Certificate 2.8 Closing~~ 2.7(a) Non-Voting Common Stock 2.7(a) Non-Solicitation Agreements Recitals Notice of Recommendation Change 2.14(b)(iii) Per Share Cash Consideration 2.7(a) Per Share Stock Consideration ~~2.5(b)(iii~~2.7(a) ~~Closing Statement 2.10(a~~Premium Cap 5.9(b) ~~Company Preamble Company Change Objection 2.13(b~~Regulatory Agencies 4.6 Stockholders’ Agreement 5.16 Surviving Corporation 2.1(a) ~~Company Change Objection Statement 2.13(b~~Termination Fee 7.2(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Trust Preferred Securities 5.19 Unaudited Financial Statements ~~5.7 First Step Merger~~ 3.9(a) Voting Agreement Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Voting Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ameris Bancorp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounting Referee 2.6(d) ~~Adjustment Amount 2.10(c)(iii~~Acquisition 2.1 Action 4.13 Agents 7.1(b) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Applicable Survival Period 11.1(c) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Balance Sheet Cash 2.6(c) Balance Sheet Reserve 2.6(c) Balance Sheet Working Capital 2.6(c) Base Identification Period 11.1(a) Buyer Preamble Buyer Disclosure Schedule Preamble to Article V Buyer Indemnitees 11.2(a) Cash ~~Consideration 2.5(b)(i~~Estimate 2.6(a) Cash Surplus 2.6(e) CERCLA 4.16 Closing 2.3 Closing Date 2.3 Closing Purchase Price 2.1 Closing Transaction Expense Certificate ~~of Incorporation~~ 12.3 COBRA 4.14 Commitment Letters 5.5 ~~Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a)~~ Company Preamble Company ~~Change Objection 2.13(b~~Benefit Plan 4.14 Company Debt Amount 2.2 Company Disclosure Schedule Preamble to Article IV Company Intellectual Property 4.10(c) Company ~~Change Objection~~ Licenses 4.10(c) Company Owned Intellectual Property 4.10(b) Confidential Information 7.1(a)(i) Continuing Employees 7.3(a) Core Representations 11.1(a) Deductible 11.2(b) Environmental Laws 4.16 Escrow Agent 2.4 Escrow Amount 2.4 Estimated Balance Sheet Statement ~~2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares~~ 2.6(a) ~~Dissenting Stockholder~~ Estimated Working Capital 2.6(a) Fair Market Value Statement 8.4(g) Final Cash 2.6(d) ~~DLLCA Recitals Domain Names 5.13(b~~Final Reserve 2.6(d) ~~Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net~~ Final Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c2.6(d) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.5 Hazardous Substance 4.16 Indemnification Escrow 2.8 Indemnity Cap 11.2(b) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Intellectual Property 4.10(a) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Leased Real Property ~~Lease 5.11(b~~4.9(b) ~~Registrable~~ Leases 4.9(b) Liquor License Holders 6.12(a) MAE Notice 6.6 Material Contract 4.12(b) Most Recent Fiscal Month End 4.5(a) Notice of Claim 11.4(a) Notice of Disagreement 2.6(d) Objection Period 2.6(d) Offering Documents 6.11(a) Payoff ~~Amount~~ Certificate 2.2 Policies 4.17 Purchase Price 2.1 Reports 7.1(a)(i) S-1 Financial Statements 6.11(b) Section 338(h)(10) Election 8.4(f) Seller Disclosure Schedule Preamble to Article III Seller Indemnitees 11.3(a) Subsidiary Shares ~~2.11(a~~4.3(b) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Third Party Claim ~~12.5(a~~11.4(a) ~~Threshold 12.2(c)(ii~~Third Party Defenses 11.4(b) ~~Transaction Recitals Transfer 8.8(b~~Third Party Licenses 4.10(c) ~~Transfer Taxes 8.7(i~~WARN Act 4.15(b) ~~Voting Debt 5.3(b~~Working Capital Escrow 2.8 Working Capital Shortfall 2.6(e) ~~Weeks Employment Agreement 4.2(a)(xv~~Working Capital Statement 2.6(c) ~~Written Consent 8.10~~Working Capital Surplus 2.6(e)

Appears in 1 contract

Samples: Stock Purchase Agreement (Palace Entertainment Holdings, Inc.)

Other Defined Terms. The following terms ~~shall~~ have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquisition Proposal 6.6(a) ~~Adjustment Amount 2.10(c)(iii)~~ Articles of Merger 2.2 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Antitrust Law 6.7(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Balance Sheet 7.2(c) ~~Cash Consideration 2.5(b)(i~~Balance Sheet Date 7.2(c) Benefit Plans 4.13(a) Board of Directors Recitals Board Recommendation 4.2 Capitalization Date 4.5(a) Certificate 3.5(b) Certificate of ~~Incorporation 5.5~~ Merger 2.2 Closing ~~4.1~~ 2.2 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a)~~ Date 2.2 Commitment Letters 5.6 Company Preamble Company ~~Change Objection 2.13(b~~Common Stock 3.1(a) Company ~~Change Objection Statement 2.13(b~~Disclosure Letter Article IV Company Personnel 6.1(a) ~~Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b~~Costs 6.9(a) Dissenting Shares ~~2.6(a~~3.4(a) ~~Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~DOJ 6.7(b) Effective Time 2.2 Environmental Laws 4.17(b) Environmental Permits 4.17(b) ERISA ~~5.15(a~~Affiliate 4.13(c) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow~~ Excluded Shares ~~2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~3.1(a) ~~Excess Licensing Fees 2.14(d)(iii~~Existing Credit Facility 6.12 Financing 5.6 Foreign Plans 4.13(a) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(iFTC 6.7(b) Indemnified ~~Party 12.5(a~~Directors and Officers 6.9(a) ~~Indemnifying Party 12.5(a~~Infringement 4.16(b)(iii) ~~Indemnity Payouts 2.14(d)(iv~~Key Employee 7.2(f) ~~Independent Auditor 2.10(b~~Leased Real Property 4.15(b) ~~Independent Engineer 2.13(a~~Licenses 4.11(a) ~~Initial Stock Consideration 2.5(b)(ii~~Material Contract 4.10(b) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii~~Materials of Environmental Concern 4.17(b) Merger Recitals Merger Consideration 3.1(a) Merger Sub Preamble ~~Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv~~Term Section NASDAQ 4.4 Owned Real Property 4.15(a) Parent Preamble ~~Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Payee 8.2(f) ~~Parent Indemnified Parties 12.2(a~~Paying Agent 3.5(a) ~~Parent Proposed Change 2.13(b~~Payor 8.2(f) ~~Parent Proposed Change~~ Proxy Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii6.4(a) Real Property Lease ~~5.11(b~~4.15(b) ~~Registrable Payoff Amount~~ Regulation S-K 4.7(b) Regulation S-X 4.7(a) Representatives 6.6(a) Requisite Stockholder Vote 4.2 Xxxxxxxx-Xxxxx Act 4.11(b) SEC 3.5(a) SEC Reports 4.7(a) Shares ~~2.11(a~~3.1(a) ~~Registrable Stock Consideration 2.11(a~~Stockholders Meeting 6.3 Superior Proposal 6.6(a) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Surviving Corporation 2.1 Termination Date 8.1(c) ~~Second Step Effective Time 2.12(c~~Termination Fee 8.2(b) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10WARN 4.14(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Boston Acoustics Inc)

Other Defined Terms. ~~The~~ For the purpose of this Agreement, the following terms shall have the meanings ~~defined for such terms~~ given in the indicated Sections ~~set forth below~~of this Agreement: INDEX Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~1935 Act 2.18 Aggregate Northern Border Damages 9.3(a) ~~Adjustment Amount 2.10(c)(iii~~Aggregate ONEOK Damages 9.3(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Audits 2.6(e) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Balance Sheet 2.5(a) ~~Cash Consideration 2.5(b)(i~~Balance Sheet Date 2.5(a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Books and Records 5.2(b)(i) Business Recitals Claim 9.7(a) Closing 1.3(a) 60 Closing Date 1.3(a) Closing Working Capital 1.5(a) Closing Working Capital Statement 1.5(a) Common Units 1.2 Companies Recitals Company Recitals Company Subsidiary 2.2 Contributing NBP General Partners 1.1 Controlling Party 10.7(c) Conversion Transactions 6.11 Conversion Units 1.2 CPR Rules 11.12 Entities 2.2 Entity 2.2 Entity Intellectual Property Assets 2.9 FERC 6.1(a) Final Closing Working Capital 1.5(c) Financial Statements 2.5(a) FMV Schedules 10.10(a) Governmental Approvals 6.3(a) GP Purchase Agreement 7.1(h) Indemnitee 9.7(a) Indemnitor 9.7(a) Indemnity Threshold 9.3(a) Interim Financial Statements 6.12 KCC Consent 7.1(g) License Period 6.9 Material Contracts 2.10(a) ~~Company~~ Minimum Claim Amount 9.3(a) NBILP Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated NBILP Partnership Agreement 1.4 NBP Partnerships Preamble NBP Partnerships Disclosure Schedules 3 Net Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Adjustment 1.5(d)(ii) ~~Excess Licensing Fees 2.14(d)(iii~~Neutral Auditors 1.5(c) ~~Excess Licensing Fees Statement 2.14(b~~NGA 2.18 Non-Controlling Party 10.7(c) ~~Xxxxxx Employment~~ Northern Border Preamble Northern Border Credit Agreement ~~4.2(a)(xiv~~Amendments 7.2(j) ~~Feasibility Completion Date 2.13(c~~Northern Border Credit Agreements 7.2(j) ~~Final Performance Criteria 2.13(c~~Northern Border Indemnity Cap 9.3(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Northern Border Partnership Agreement 1.2 Northern Border Purchase Agreement 7.1(h) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Northern Border Returns 10.4(b) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent Northern Border SEC Documents ~~7.10 Performance Criteria 2.13(a~~3.9(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Northern Plains 1.1 OBPI 7.1(k) ~~Permitted Objection 2.14(b~~OCC Consent 7.1(g) ~~Principal Stockholder~~ ONEOK Preamble ~~Proposed Final Performance Criteria 2.13(c~~ONEOK Disclosure Schedules 2 ONEOK Guaranty Agreement 1.3(b)(ii) ~~Proposed Final Performance Criteria Statement 2.13(c~~ONEOK Indemnity Cap 9.3(b) ~~Qualified License~~ ONEOK Marks 6.9 Operating Assets 2.19(a) Other Transaction Agreements 7.1(h) Pan Border 1.1 Parties Preamble Party Preamble Part-Year Fraction 10.5(a) Pre-Closing Period 4.1 Pre-Closing Taxable Period 10.6(a) Related Party 2.14 Resolution Period 1.5(b) Services Agreement ~~2.14(d)(vi~~1.3(b)(ii) ~~Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount~~ Shares ~~2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger~~ Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(aStraddle Periods 10.4(b) Tax ~~Claim 8.7(e~~Controversy 10.7(a) ~~Technical Review Committee 2.13(b~~Tax Indemnitor 10.7(a) ~~Third-Party Claim 12.5(a~~Tax Records 10.1 TransCanada Agreement 7.1(h) ~~Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Units 1.2 Viking Indenture 7.2(l)

Appears in 1 contract

Samples: Contribution Agreement (Oneok Inc /New/)

Other Defined Terms. ~~The following terms shall have the meanings defined for such terms in the Sections set forth below:~~ Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ $ 7.3 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Board Size Increase Restricted Period Termination Option 2.1(a) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iiiCBC Act Effect 1.8(c) Closing ~~Statement 2.10(a~~1.1 Company Recitals Company Bank Subsidiary Recitals control 7.1 controlled 7.1 controlling 7.1 Demand 5.1(a) ~~Company Preamble Company Change Objection 2.13(b~~Demand Registration 5.1(a) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(cdollars 7.3 Eligibility Criteria 1.3(a) Excess ~~Licensing Fees 2.14(d)(iii~~Transaction Expenses 6.2 Exempt Issuance 2.2(b) ~~Excess Licensing Fees Statement 2.14(b~~extent 7.3 Federal Reserve Board Confirmation 1.10(d) ~~Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step~~ Follow-On Merger Recitals ~~Fundamental Representations 12.2(c)(ii~~Form S-3 5.3(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Free Writing Prospectus 5.5(a)(iv) ~~Indemnified Party 12.5(a~~in writing 7.3 Inspectors 5.5(a)(x) ~~Indemnifying Party 12.5(a~~Investor Preamble Investor Related Parties 1.2(h) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(iiLosses 5.8(a) Merger Recitals Merger ~~Sub Preamble Objections Statement 2.10(b~~Agreement Recitals NASDAQ 1.3(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~Other Demanding Sellers 5.2(b) Other Proposed Sellers 5.2(b) Parent Preamble Parent ~~Documents 7.2~~ Bank Board 1.1 Parent ~~Fundamental Representations 12.3(b)(i~~Bank Subsidiary Recitals Parent Board 1.1 Parent Common Stock Recitals Parent Control Effect 1.8(a) Parent ~~Indemnified Parties 12.2(a~~Indemnitee 6.1 Parent Share Issuance 2.2 (a) Parent Share Issuance Notice 2.2 (a)(ii) party 7.3 Permitted Transfer 2.1 (b) Permitted Transferee 2.1 (b) Piggyback Notice 5.2 (a) Piggyback Registration 5.2 (a) Proposed ~~Change 2.13(b~~Securities 2.4 (a)(i) ~~Parent Proposed Change Statement 2.13(b~~Records 5.5 (a)(x) ~~Parent~~ Regulatory Exempt Issuance 2.2 (b)(iii) Representatives 1.9 (a)(iii) Requested Information 5.7 (a) Restricted Activities 3.1 (b) Restricted Period 2.1 (a) Shelf Notice 5.3 (a) Shelf Offering 5.3 (d) Shelf Registration Statement ~~2.11(a~~5.3 (a) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Standstill Period 2.3 (d) ~~Performance Criteria Percentage 2.13(k)(iii~~Take-Down Notice 5.3 (d) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10written 7.3

Appears in 1 contract

Samples: Investor Rights Agreement (Valley National Bancorp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquired Audited Financial Statements 3.7 Acquired Balance Sheet 3.7 Acquired Balance Sheet Date 3.7 Acquired Companies 3.2(a) ~~Adjustment Amount 2.10(c)(iii~~Acquired Company Benefit Plans 3.19(a) Acquired Financial Statements 3.7 Acquired Interim Balance Sheet 3.7 Acquired Interim Financial Statements 3.7 Acquired Subsidiary Shares 3.4(b) Action 3.18(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Applicable Survival Period 9.1(d) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Belizean Companies 3.1(a) ~~Cash Consideration 2.5(b)(i~~Buyer Preamble Buyer Indemnitees 9.2(a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Buyer Warranty Losses 9.2(b) Closing ~~Statement 2.10(a~~2.3 Closing Date 2.3 Consents 3.6(a) ~~Company~~ Cooperation Agreement 6.5(a) Copyrights 3.15(a) Election Notice 9.10(b) Environment 3.21(a)(i) Environmental Action 3.21(a)(ii) Environmental Clean-up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental Permits 3.21(a)(v) Exchange Act 5.9 50 Excluded HemcoNic Assets 3.8(b) Forestry Credits 3.9(b) Forestry Note 2.4(i) Hazardous Substances 3.21(a)(vi) Hemco Recitals Hemco Shares 3.3(e) HemcoNic Recitals HemcoNic Interests Recitals HemcoNic Properties 3.14(a) HemcoNic Shares 3.4(b) IFRS 3.7 Intellectual Property 3.15(a) Intellectual Property Rights 3.15(a) Leased Personal Property 3.12(b) Leased Real Property 3.13(a) Liabilities 3.8(a) Losses 9.2(a) Lough Preamble ~~Company Change Objection 2.13(b~~Management Recitals Management Shares Recitals Management Services Agreement 6.4(d) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(bMarks 3.15(a) Xxxxxx ~~Employment~~ Preamble Material Contracts 3.17(b) Matuzulen Recitals Nicaraguan Companies 3.2(a) Nicaragua GAAP 3.7 Notice of Claim 9.4(a) Owned Personal Property 3.12(a) Owned Real Property 3.13(a) Permitted Dividends 3.16(c) Personal Properties 3.12(a) Plan Shares 2.5(b) Policies 3.22(a) Prohibited Transaction 8.4 Proprietary Information 3.15(a) Purchase Price 2.1 Purchase Price Balance 2.2 Real Property 3.13(a) Release 3.21(a)(vii) Report 3.17(f) Representatives 5.4 Restructured Legacy Businesses 3.8(a) Xxxx Preamble Section 338 Election 3.6(d) Seller Documents 3.5 51 Seller Indemnitees 9.3(a) Seller Release 6.4(c) Seller Warranty Losses 9.3(b) Sellers Preamble Third Party Claim 9.4(a) Third Party Defense 9.4(b) Transition Services Agreement ~~4.2(a)(xiv~~6.4(b) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub TWL Preamble ~~Objections Statement 2.10(b) Outstanding~~ UG Common Stock ~~Number 2.5(b)(iv~~6.4(d) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Vesubio Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Vesubio Loan 5.10

Appears in 1 contract

Samples: Share Purchase Agreement (Universal Gold Mining Corp.)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: Defined Term Section ~~Adjusted Initial~~ Acceleration Milestones 2.5(b)(i) Acceleration Milestone Period 2.5(b)(i) Action 3.13 Agreement Preface Allocation Certificate 8.2(d) Assignment and Assumption Agreement 8.2(p) Assumed Liabilities 2.2 Business Recitals Closing 2.6 Closing Date 2.6 Code Recitals Common Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii) Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a2.4(a) Company ~~Preamble~~ Preface Company ~~Change Objection 2.13(b~~Disclosure Schedule ARTICLE III Company Owned Intellectual Property 3.11(a) Company ~~Change Objection Statement 2.13(b~~Plans 3.17(a) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Shares 3.2(a) Company Stockholders Preface Confidentiality Agreement 7.8 Consideration 2.4(b) Converted Common Shares 2.5(a) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a5.8 Employment Agreement 5.2 Escrow Agent 9.2(a) Escrow ~~Account 2.9~~ Agreement 2.7 Escrow Amount ~~2.9~~ 2.7 Escrow ~~Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Fund 9.2(a) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Act 4.4(b) ~~Excess Licensing Fees Statement 2.14(b~~Excluded Assets 2.1 GAAP 4.5(b) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~General Assignment and Xxxx of Sale 8.2(o) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(iIn-Bound Licenses 3.11(c) Indemnified Party ~~12.5(a~~or Indemnified Parties 9.2(b) ~~Indemnifying~~ Key Employees 6.1 Liabilities 3.6 Licensed Intellectual Property 3.11(c) Loss or Losses 9.2(b) MEWA 3.17(a) Noncompetition Agreements 5.3 Offer Letter 6.1 Officer’s Certificate 9.2(c) Option Plan Amendment 6.2 Orion Recitals Party ~~12.5(a~~or Parties Preface Parent Preface Parent Advisors 5.5 Parent Option Plan 6.2 Parent SEC Reports 4.5(a) ~~Indemnity Payouts 2.14(d)(iv~~Parent Stockholder Approval 6.3(a) ~~Independent Auditor 2.10(b~~Parent Stockholders’ Meeting 6.3(a) ~~Independent Engineer 2.13(a) Initial~~ Preferred Stock Consideration ~~2.5(b)(ii~~2.4(b) ~~Term Section Initial Surviving Corporation~~ Preliminary Proxy Statement 6.3(b) Proxy Statement 6.3(b) Purchased Assets 2.1 ~~Licensing Fees 2.14(d)(v~~Purchaser Preface Regulation D 5.1 Required Consents 8.2(k) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Retained Liabilities 2.3 Schedule of Assets and Liabilities 3.5(a) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Schedule of Assets and Liabilities Date 3.5(a) ~~Outstanding Common~~ SEC 4.5(a) Securities Act 4.5(a) Series A Convertible Preferred Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable 4.2 Series B-1 Convertible Preferred Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) 4.2 Series B-2 Convertible Preferred Stock 4.2 Series C Convertible Preferred Stock 4.2 Series D Convertible Preferred Stock 4.2 Stockholder Representative ~~Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a~~9.2(e) Survival ~~Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a)~~ Period 9.1 Threshold ~~12.2(c)(ii~~Amount 9.2(c) Transaction ~~Recitals Transfer 8.8(b~~Expenses 7.4 Transferred Approvals 2.1(b)(v) ~~Transfer Taxes 8.7(i~~Transferred Contracts 2.1(b)(ii) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Transitioned Employees 6.4 VEBA 3.17(a)

Appears in 1 contract

Samples: Asset Purchase Agreement (Oxygen Biotherapeutics, Inc.)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Spectrum Pharmaceuticals Inc)

Other Defined Terms. ~~The~~ For purposes of this Agreement, each of the following terms ~~shall have the meanings~~ is defined ~~for such terms~~ in the ~~Sections~~ Section set forth ~~below~~opposite such term: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~2006 Audited Financial Statements 5.16 2007 Audited Financial Statements 5.16 2008 Audited Financial Statements 5.16 Acquisition Recitals Actions 5.05(c) ~~Adjustment Amount 2.10(c)(iii~~Active Employee 5.06(a) Additional Financial Information 5.16 ADSP 5.05(h)(iii) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Ancillary Agreements 2.02 ASMIO Recitals Term Section Assumed Benefit Agreement 3.14(a) ~~ByLaws 5.5~~ Assumed Benefit Plan 3.14(a) Assumed Employee Payments 5.06(j) Assumed Severance Agreements 5.06(j) Auditors 5.16 Basket Amount 9.03(a) Business Recitals Business Customer 6.01(d) Business Employees 3.14(a) Business Portion 5.15 Business Product 3.24 Cap ~~Amount 2.14(d)(i~~9.03(b) ~~Cash Consideration 2.5(b)(i~~Cap Ex Budget 5.01(b)(x) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~CBA 3.18 Class I Representations 7.02(a) Closing ~~Statement 2.10(a~~1.02 Closing Adjustments 1.01(a) ~~Company Preamble Company Change Objection 2.13(b~~Closing Date 1.02 Competitive Activities 6.01(a) ~~Company Change Objection Statement 2.13(b~~Confidentiality Agreement 6.02(a) ~~Term Section Company Review Representative 2.13(b~~Consent 2.03 Continuation Period 5.06(c) ~~DGCL~~ Contract 2.03 Currently Utilized Real Property 3.07(a) Debt Financing Commitment Recitals ~~Dispute Notice 2.14(b~~DOJ 5.03(a)(ii)(1) ~~Dissenting Shares 2.6(a~~DOL 3.14(a) ~~Dissenting Stockholder 2.6(d~~Draft Allocation 5.05(h)(iii) ~~DLLCA~~ Effect 10.11(a) Equity Financing Commitment Recitals ~~Domain Names 5.13(b~~ERISA 3.14(a) ~~Earn-Out Determination Date 2.14(d)(ii~~Exchange Act 2.03 Expense Reimbursement 8.02(d) ~~Earn-Out Expiration Date 2.13(g~~Final Allocation 5.05(h)(iii) ~~Earn-Out Payment 2.13(a~~Final Assumed Indebtedness Amount 1.01(b) ~~Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net~~ Final Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c1.01(b) Financial Statements ~~5.7 First Step~~ 3.05(a) Foreign Merger Control Laws 2.03 Foreign Plan 3.14(n) FTC 5.03(a)(ii)(1) GAAP 1.01(b) Governmental Entity 2.03 Harbinger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Harbinger Guarantee Recitals HCPMF Recitals Term Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~HCPSSF Recitals HSR Act 2.03 Improvements 3.07(c) ~~Maximum Earn~~Inbound Licensed Intellectual Property 3.08(a) Incentive Plans 5.06(j) indemnified party 9.09(a)(i) Interim Financial Statements 3.05(a) IRS 3.12(m) Judgment 2.03 Key Employee 3.18 Labor Laws 3.18 Law 2.03 Lease 3.07(b) Leased Property 3.07(a) Leasing Entity 3.07(a) Liens 3.06(a) Liquidated Damages 8.02(b) Losses 9.02 Material Contracts 3.09(c) Multiemployer Plan 3.14(a) New Welfare Plans 5.06(c) Non-~~Out Payment 2.13(k)(ii~~Business Portion 5.15 Notes 1.01(a) ~~Merger~~ NYSE 2.03 Outbound Licensed Intellectual Property 3.08(d) Outside Date 8.01(a)(iv) Owned Intellectual Property 3.08(a) Owned Property 3.07(a) PBGC 3.14(a) Permits 3.10 Permitted Liens 3.06(a) Pet LLC Preamble PLTA 5.20(b) Pre-Closing Consolidated Return 9.09(c)(ii) Pre-Closing Service 5.06(d) Property Owning Entity 3.07(a) Property Taxes 9.01(c)(i) Purchased Direct Subsidiary Recitals ~~Merger Sub~~ Purchased Direct Subsidiary’s Equity Interests Recitals Purchased Indirect Subsidiaries Recitals Purchased Indirect Subsidiaries’ Equity Interests Recitals Purchase Price 1.01 Purchaser Preamble ~~Objections Statement 2.10(b~~Purchaser 401(k) ~~Outstanding Common Stock Number 2.5(b)(iv~~Plan 5.06(k) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Purchaser Cure Period 8.01(a)(ii)

Appears in 1 contract

Samples: Purchase Agreement (Spectrum Brands, Inc.)

Other Defined Terms. The following terms ~~shall~~ will have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~2013 Cxxx Memo 4.13(b) ~~Adjustment Amount 2.10(c)(iii~~Accounting Firm 2.17(c) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Additional Shares 2.18(b) ~~ByLaws 5.5~~ Anti-Money Laundering Laws 4.26 Apps 4.28 Assumed Option 2.7(a)(i) Audited Financial Statements 6.19 Balance Sheet Date 4.8(b) Benefit Arrangements 4.16(i) Buyer Introduction Buyer Disclosure Schedules 5 Buyer Excluded Representation 9.1(a)(ii) Buyer’s, Mxxxxx Sub’s and the SPAC’s Contractual Representations 5.20 Buyer’s, Mxxxxx Sub’s and the SPAC’s Extra Contractual Representations 5.20 Buyer’s Counsel 10.15(b) Cap ~~Amount 2.14(d)(i~~9.1(d)(ii) ~~Cash Consideration 2.5(b)(i~~Certificate 2.9(c) Certificate of ~~Incorporation 5.5~~ Merger 2.2 Claim 6.11 Closing ~~4.1~~ 3.1 Closing ~~Consideration Schedule 8.9~~ Date 3.1 Closing ~~Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Indebtedness 1.1(n) Closing Working Capital Statement ~~2.10(a~~2.5(d) or (e) Coattail Agreement 2.14 Company Introduction Company Closing Cash 1.1(n) Company ~~Preamble~~ Disclosure Schedules 4 Company ~~Change Objection 2.13(b~~Intellectual Property 4.12(a) Company ~~Change Objection Statement 2.13(b~~Shareholder Notice 6.17 Confidential Information 9.4 Confidentiality Agreement 6.4(a) ~~Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b~~Conversion Offering 6.22(c) Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~2.8 Draft Working Capital Statement 2.17(a) Effective Time 2.2 ~~ERISA 5.15(a~~Estimated Cash 2.6(c)(i) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9~~ Estimated ~~Net~~ Closing Merger Consideration 2.6(c)(i) Estimated Indebtedness 2.6(c)(i) Estimated Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~2.6(c)(i) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Agent 2.9(b) ~~Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment~~ Exchange Rights Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i2.14 Founder Subscription Agreements Introduction Holdback Shares 2.6(d) Indemnified Party ~~12.5(a~~9.1(e) Indemnifying Party ~~12.5(a~~9.1(e) ~~Indemnity Payouts 2.14(d)(iv~~Intended Tax Treatment Introduction Leased Real Property 4.10(a) ~~Independent Auditor 2.10(b~~Letter of Transmittal 2.9(c) ~~Independent Engineer 2.13(a~~Lockup Agreement 2.14 Merger Consideration Spreadsheet 2.6(c)(i) ~~Initial Stock Consideration 2.5(b)(ii~~Non-Accredited Seller 2.9(i) ~~Term Section Initial~~ OFAC 4.27 Outside Date 8.1(b)(i) Owned Real Property 4.10(b) Party Introduction Pension Plans 4.16(a) Personal Information 4.28 PIPE Investment Introduction PIPE Investment Amount Introduction PIPE Investor Introduction Post-Closing Straddle Period 9.9(c) Post-Signing Matters 6.18 Pre-Closing Straddle Period 9.8(c) Pre-Closing Tax Periods 9.8(a) Principal Seller 9.5 Privacy Requirements 4.28 Registration Rights Agreement 2.14 Related Party Transaction 4.17 Releasee 9.9 RSU 2.7(a)(iii) Sanctions 4.27 Security Breach 4.28 Seller Introduction Seller Excluded Representation 9.1(a)(i) Seller Fundamental Representations 9.1(a)(i) Sellers’ and the Company’s Contractual Representations 4.34 Sellers’ and the Company’s Extra Contractual Representations 4.34 Sellers’ Counsel 10.15(a) Sellers’ Representative Introduction SPAC Introduction SPAC Board Recommendation 6.10(b) SPAC Closing Cash 7.3(g) SPAC Closing Statement 3.2 SPAC Financial Statements 5.10(a) SPAC Incentive Plan 9.10 Investor Rights Agreement 2.15 Straddle Period 9.8(c) Subscription Agreements Introduction Surrender Documentation 2.9(c) Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Tax Act 10.16 Tax Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a9.1(a)(i) Tax ~~Claim 8.7(e~~Matter 9.8(g) ~~Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a~~9.1(e) Threshold ~~12.2(c)(ii~~9.1(d)(i) ~~Transaction Recitals Transfer 8.8(b~~Unvested Exchanged Option 2.7(a)(iii) ~~Transfer Taxes 8.7(i~~Vested Exchanged Option 2.7(a)(ii) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Welfare Plans 4.16(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Glass House Brands Inc.)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Acquisition Transaction 4.3(a) ~~Adjustment Amount 2.10(c)(iii~~Action 2.13 Agent 4.3(a) Agreement ~~Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate~~ Preface Board Preface Canadian Competition Act 2.3 Change of ~~Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Recommendation 4.3(c) Closing ~~Statement 2.10(a~~1.12 Closing Date 1.12 Company Preface Company Balance Sheet 2.8 Company Balance Sheet Date 2.8 Company Disclosure Letter Preamble Article II Company Financial Advisor 2.26 Company Financial Statements 2.8 Company Intellectual Property 2.19(b) Company ~~Preamble Company Change Objection 2.13(b~~Registered Items 2.19(c) Company ~~Change Objection Statement 2.13(b~~Securities 2.5(c) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Securities Reports 2.7(a) ~~DGCL Recitals Dispute~~ Company Shareholder Approval 2.2(a) Company Shares Preface Company Subsidiary Securities 2.6(b) Confidentiality Agreement 4.2 Copyrights 2.19(a) GAAP 2.7(e) HSR Act 2.3 Indemnified Parties 5.1(a) Intellectual Property 2.19(a) Intellectual Property Rights 2.19(a) Lease 2.18(c) Leased Real Property 2.18(a) Marks 2.19(a) Material Contract 2.14(a) Notes 6.5 Notice ~~2.14(b~~Period 4.3(c)(iii) ~~Dissenting Shares 2.6(a~~Options 2.5(a) ~~Dissenting Stockholder 2.6(d~~OSC 2.7(a) ~~DLLCA Recitals Domain Names 5.13(b~~Other Antitrust Laws 2.3 Outside Date 8.1(a)(ii)(A) ~~Earn-Out Determination Date 2.14(d)(ii~~Owned Real Property 2.18(a) ~~Earn-Out Expiration Date 2.13(g~~Parent Preface Patents 2.19(a) ~~Earn-Out Payment 2.13(a~~Policies 2.24(a) ~~Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments~~ Principal Joint Venture Interests 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiProducts 2.25(a) Real Property ~~Lease 5.11(b~~2.18(a) ~~Registrable Payoff Amount Shares 2.11(a~~Regulatory Conditions 8.1(a)(ii)(A) ~~Registrable Stock~~ Representatives 4.2 Securities Laws 2.3 Share Consideration ~~2.11(a~~1.13(a) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Shareholders Preface Special Committee Preface Subco Preface Superior Proposal 4.3(b) ~~Second Step Effective Time 2.12(c~~Support Agreement Preface Termination Fee 8.4(a) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Third Party Proposal 4.3(a) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Warrants 2.5(a)

Appears in 1 contract

Samples: Arrangement Agreement (United States Steel Corp)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Agreement Preamble Allocation 2.10 Anti-Corruption Laws 3.23 Antitrust Laws 3.4 Approvals 2.11(a) Assignment Agreement and Xxxx of Sale 2.8(a)(iv) Assumed Liabilities 2.6 Balance Sheet Date 3.6(a) Base Purchase Price 2.2 BoA 2.8(b)(v) Brafasco Preamble Business Balance Sheet 3.6(a) Business Financial Statements 3.6(a) Business Permits 3.12(b) Buyer Preamble Buyer Fundamental Representations 9.1(b) Buyer Indemnified Parties 9.2(a) Buyer Material Adverse Effect 4.1 Buyer Portion of the Shared Contract Liabilities 2.11(c) Buyer Savings Plan 5.7(c) Buyer’s Allocation 2.10 Buyer’s Plans 5.7(b) Cap 9.2(b)(ii) Closing 2.3 Closing Date 2.3 Closing Statement 2.9(b) Combined Tax Return 6.3(a) Competing Business 5.13(b)(ii) Confidential Business Information 5.3(b) Confidentiality Agreement 5.3(a) Covered Person 5.13(a) Deductible 9.2(b)(i) Dispute Notice 2.9(d) Dispute Resolution Period 2.9(d) Estimated Adjustment Amount ~~2.10(c)(iii~~2.9(b) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Estimated Closing Cash Amounts 2.9(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Estimated Closing Funded Debt 2.9(b) ~~Cash Consideration 2.5(b)(i~~Estimated Closing Working Capital 2.9(b) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Excluded Assets 2.5 Excluded Business Taxes 6.1 Final Purchase Price 2.9(f) ~~Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b~~Fundamental Representations 9.1(a) Term Section ~~Company Review Representative 2.13(b~~GECC 2.8(b)(vi) ~~DGCL~~ GECF 2.8(b)(vi) General Conveyance and Assumption of Liabilities Agreement 2.8(a)(iv) Guarantees 5.8(a) HD Supply Preamble HD Supply Allocation Notice 2.10 HDS GP Preamble HDS Power Solutions Recitals ~~Dispute Notice 2.14(b~~HDS Power Solutions Equity Interests Recitals HDS PS Recitals HDS PS Equity Interests Recitals HDS PS Group Preamble Holdings Preamble Inactive Current Business Employees 5.7(h) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental ~~Startup Investment 2.13(k)(i~~Lease Costs 5.17 Indemnified Party 9.4(a) Indemnified ~~Party 12.5(a~~Taxes 6.5(d) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~9.4(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.9(d) ~~Independent Engineer 2.13(a~~Inventory 2.4(f) ~~Initial Stock Consideration 2.5(b)(ii~~Jacksonville Site 2.7(j) K&S 10.13(a) Licensed Field of Use 5.15(a) Listed HD Insurance Policies 5.10(b) Material Contracts 3.11(a) Money Laundering Laws 3.24 Non-Transferred Assets 2.11(d) OFAC 3.22 Outside Date 8.1(d) Owned Real Property 2.4(b) Parties. Preamble Party Preamble Per-Claim Threshold 9.2(b)(i) Post-Closing Statement 2.9(c) Pre-Closing Claims 5.10(b) Pre-Closing Restructuring 5.12 Pre-Closing Separate Tax Return 6.3(a) Privileged Deal Communications 10.13(b) Pro Canadian Recitals Pro Canadian Equity Interests Recitals Purchase Price 2.2 Purchased Assets 2.4 Purchased Companies Recitals Purchased Company Recitals Purchased Company Equity Interests Recitals Term Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Purchased Company Guarantees 5.8(b) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiPurchased Company Subsidiary Equity Interests 3.2(b) Real Property ~~Lease 5.11(b~~Leases 2.4(b) ~~Registrable Payoff Amount Shares 2.11(a~~Restrictive Covenant Contracts 2.4(k) ~~Registrable Stock Consideration 2.11(a~~Retained Businesses 5.13(b)(iii) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Retained Liabilities 2.7 Retained Marks 5.15(a) ~~Second Step Effective Time 2.12(c~~Retained Trademark License 5.15(a) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Return Date 5.7(h) ~~SilvaGas Gasifier 2.13(a~~Sample Closing Statement 2.9(a) ~~Term Section Stockholders Preamble Stockholder~~ Seller COBRA Period 5.7(f) Seller Indemnified Parties ~~12.3(a~~9.3 Seller Parties 10.13(a) ~~Stockholder Representative~~ Seller Tax Returns 6.3(a) Sellers Preamble ~~Stockholder Transmittal Letter 2.7(a~~Sellers Savings Plan 5.7(c) ~~Stock Certificates 2.7(a~~Shared Contract 2.11(c) ~~Survival Date 12.1 Surviving Company 2.12(a~~Specified Assets and Liabilities 5.23 Specified Business Contracts 2.4(a) Straddle Period Separate Tax Return 6.3(b) Tax ~~Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Indemnified Parties 6.1 Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii~~9.4(a) Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.9(a) Transfer Taxes ~~8.7(i~~6.10 Transferred Business Employees 5.7(a) ~~Voting Debt 5.3(b~~Transferred Leased Property 2.4(b) ~~Weeks Employment~~ Transferred Permits 2.4(g) Transition Services Agreement ~~4.2(a)(xv~~2.8(a)(iii) ~~Written Consent 8.10~~Xxxxxxx Costs 5.10(b)

Appears in 1 contract

Samples: Purchase Agreement (Hd Supply, Inc.)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~shall have the meanings defined for such terms~~ has specified in the ~~Sections~~ Section set forth opposite such term below: the respective meaning Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Additional Approvals 3.05(b)(iv) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.03(b)(i) ~~ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i~~Certificate 2.03(b)(i) Certificate of ~~Incorporation 5.5~~ Merger 1.02 Closing ~~4.1~~ 1.03 Closing ~~Consideration Schedule 8.9~~ Date 1.03 Closing ~~Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a~~Year 6.10(b) Company Preamble Company ~~Change Objection 2.13(b~~Acquisition Agreement 5.03(b) Company Adverse Recommendation Change ~~Objection Statement 2.13(b~~5.03(b) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock 2.01(a) ~~DGCL Recitals Dispute~~ Company Contract 3.15(a) Company Credit Agreement 5.05(c) Company Disclosure Letter Article III Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Intervening Event 5.03(f)(iii) Company Projections 3.22 Company Recommendation Change Notice ~~2.14(b~~5.03(c) Company Reports 3.06(a) Company Required Approvals 3.05(b)(iv) Company Required Consents 3.05(a) Company Risk Management Guidelines 5.01(a)(xxi) Company Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Takeover Proposal 5.03(f)(i) Company Voting Debt 3.03(b) Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Commitment Letter 4.06 Debt Financing 4.06 Debt Financing Related Parties 9.07 Debt Financing Source Provisions 9.07 Debt Letters 4.06 Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ 2.05 Effective Time ~~2.2 ERISA 5.15(a~~1.02 End Date 8.01(b)(i) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Environmental Permit 3.14(a)(i) ~~Excess Licensing Fees 2.14(d)(iii~~Equity Commitment Agreement Recitals Equity Securities 3.03(b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Act 3.05(b)(i) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Exchange Agent 2.03(a) ~~Feasibility Completion Date 2.13(c~~Exchange Fund 2.03(a) FERC 3.05(b)(iv) Filing 3.05(b) Final ~~Performance Criteria 2.13(c~~Order 7.01(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~FPA 3.05(b)(iv) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~GAAP 3.06(a) ~~Indemnified Party 12.5(a~~HSR Act 3.05(b)(ii) ~~Indemnifying Party 12.5(a~~Insurance Policies 3.18 IRS 3.09(b) ~~Indemnity Payouts 2.14(d)(iv~~IT Policies and Procedures 3.17(d) ~~Independent Auditor 2.10(b~~IT Systems 3.17(c) ~~Independent Engineer 2.13(a~~Legal Restraint 7.01(c) ~~Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Liability Limitation 9.10 Liens 3.05(a) Maximum ~~Earn-Out Payment 2.13(k)(ii~~Amount 6.09(c) Merger Recitals Merger Consideration 2.01(a) Merger Sub Preamble ~~Objections Statement 2.10(b~~NMPRC 3.19(b) ~~Outstanding Common Stock Number 2.5(b)(iv~~NRC 3.05(b)(iv) Parent Preamble Parent ~~Documents 7.2~~ Disclosure Letter Article IV Parent ~~Fundamental Representations 12.3(b)(i~~Required Approvals 4.03(b)(ii) Parent ~~Indemnified~~ Required Consents 4.03(a) Parties ~~12.2(a~~Preamble Preferred Stock 3.03(a) ~~Parent Proposed Change 2.13(b~~Proceedings 5.02 Proxy Statement 6.01(a) ~~Parent Proposed Change Statement 2.13(b~~PUCT 3.19(b) ~~Parent Registration Statement 2.11(a~~Representatives 5.03(a) ~~Parent~~ Represented Employee Required Amendment Required Approvals Required Consents 6.10(c) 5.05(c) 4.03(b)(ii) 4.03(a) SEC ~~Documents 7.10 Performance Criteria 2.13(a~~3.05(b)(i) ~~Performance Criteria Percentage 2.13(k)(iii~~Securities Act 3.05(b)(i) ~~Permitted Objection 2.14(b~~Sponsor Recitals Substitute Financing 5.04(e) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Superior Company Proposal 5.03(f)(ii) ~~Proposed Final Performance Criteria Statement 2.13(c~~Surviving Corporation 1.01 Takeover Statute 3.13 TBOC Recitals Transaction Litigation 6.04 Trustee 5.05(c) ~~Qualified License Agreement 2.14(d)(vi~~WARN Act 3.10 Willful Breach 8.02(e) ~~Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate~~ EXHIBIT B COMMITMENTS TO BE INCLUDED IN APPLICATIONS TO THE PUCT AND NMPRC AND AGREEMENT WITH THE CITY OF EL PASO Economic Development and Community Commitments • Commitment to dedicate $100 million to promote economic development in the City of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving El Paso, Texas and Las Cruces, New Mexico to be funded at a level of $5 million per year for 20 years. Contributions to the fund will not be recoverable in rates. • Maintain the Company’s annual amount of charitable giving following the transaction at the Company’s average annual charitable giving level for the three-year period ending December 31, 2018 (i.e., approximately $1.2 million per year). • Maintain the Company’s existing low income assistance programs while evaluating potential methods to improve such programs. • Create programs that provide entry-level training focused on engineering, management and finance skills for the local labor force in collaboration with the University of Texas at El Paso and New Mexico State University. • Create apprenticeship programs for technical and professional positions for students in local high-schools and colleges. • Continue and enhance utility supplier diversity by promoting the inclusion of minority-, women-, LGBTQ- and veteran- owned businesses into the Company’s supply chain. • Study and evaluate growth opportunities related to electric vehicles, distributed generation and battery storage in collaboration with the University of Texas at El Paso and New Mexico State University. • The Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10will support Texas RPS standards and the New Mexico Energy Transition Act. • The Company shall report annually to the NMPRC the status of efforts during the prior calendar year to add renewable energy to its power supply portfolio and assure compliance toward the New Mexico Energy Transition Act. Such report shall include a description of efforts to diversify the renewable energy sources considered and an explanation as to what determinations were made and the basis therefor.

Appears in 1 contract

Samples: legacy.elpasotexas.gov

Other Defined Terms. The following terms ~~shall have the meanings~~ are defined ~~for such terms~~ in the ~~Sections set forth below: Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~sections indicated. Accounting Arbiter 2.5(b) ~~Adjustment Amount 2.10(c)(iii~~Acquisition Agreement 5.8(a) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Assigned Contracts 2.1(c) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Assumed Liabilities 2.3 Available Employees 5.7(a) ~~Cash Consideration 2.5(b)(i~~Xxxx of Sale 2.1 Bode 5.12(c)(i) ~~Certificate of Incorporation 5.5~~ Century II 2.3 Closing ~~4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.8(a) Closing ~~Statement 2.10(a~~Balance Sheet 2.5(b) ~~Company Preamble Company Change Objection 2.13(b~~Closing Date 2.8(a) ~~Company Change Objection Statement 2.13(b~~Closing Schedule 2.5(b) ~~Term Section Company Review Representative 2.13(b~~Closing Working Capital 2.5(a) ~~DGCL Recitals Dispute Notice 2.14(b~~Consumer Privacy Information 4.11(h) ~~Dissenting Shares 2.6(a~~COBRA 5.7(c) ~~Dissenting Stockholder 2.6(d~~Code 5.7(c) ~~DLLCA Recitals Domain Names 5.13(b~~Confidential Information 5.9 Determination Materials 2.5(b) ~~Earn~~Drop-~~Out Determination~~ Dead Date ~~2.14(d)(ii~~8.1(b) ~~Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~Employee Leasing Agreement 2.3 Equipment 2.1(b) Escrow Account 2.9 Escrow ~~Amount~~ Agreement 2.9 ~~Escrow Shares 2.9 Estimated Net~~ Execution Date preamble Excluded Liabilities 2.3(c) Final Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c2.5(b) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.5 Goodwill 2.1(l) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Indemnification Cap 9.2(a) ~~Indemnified Party 12.5(a~~Indemnification Threshold 9.2(a) ~~Indemnifying Party 12.5(a~~Intangibles 2.1(k) ~~Indemnity Payouts 2.14(d)(iv~~Intellectual Property 2.1(f) ~~Independent Auditor 2.10(b~~Intellectual Property Assignments 2.1 Inventory 2.1(a) ~~Independent Engineer 2.13(a~~Leased Employees 4.16(a) ~~Initial Stock Consideration 2.5(b)(ii~~Leased Real Property 2.1(d) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~License Agreement 2.8(b)(iii) ~~Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv~~Major Customer 4.20 Major Vendor 4.20 Material Contracts 4.10 Objection 2.5(b) Parent ~~Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~preamble Party preamble Personal Property Leases 2.1(e) ~~Parent Indemnified Parties 12.2(a~~Pre-Paid Expenses 2.1(m) ~~Parent Proposed Change 2.13(b~~Purchase Price 2.4 Purchased Assets 2.1 Purchaser preamble Purchaser Indemnitee 9.2(a) ~~Parent Proposed Change Statement 2.13(b~~Purchaser’s Working Capital Calculation 2.5(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified Rapid License Agreement ~~2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii~~2.8(b)(iv) Real Property ~~Lease 5.11(b~~Leases 2.1(d) ~~Registrable Payoff Amount Shares 2.11(a~~Records 2.1(g) ~~Registrable Stock Consideration 2.11(a~~Required Consents 6.4 Remaining Businesses 5.12(c)(i) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Persons 5.12(a) ~~Second Step Effective Time 2.12(c~~SafirRosetti 5.12(c)(i) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Seller preamble Seller Indemnitee 9.2(b) ~~SilvaGas Gasifier 2.13(a~~Seller’s Estimated Working Capital 2.5(a) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Seller’s Working Capital Calculation 2.5(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Subject Employees 4.16(a) ~~Stock Certificates 2.7(a~~Terminating Purchaser Breach 8.1(c) ~~Survival Date 12.1 Surviving Company 2.12(a~~Terminating Seller Breach 8.1(b)(ii) ~~Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b~~Termination Fee 8.2(b) Transfer Taxes ~~8.7(i~~2.6 Transferred Employees 5.7(a) ~~Voting Debt 5.3(b~~Transferred Permits 2.1(h) ~~Weeks Employment~~ Transition Services Agreement ~~4.2(a)(xv~~2.8(b)(ii) ~~Written Consent 8.10~~Xxxx 5.12(c)(i)

Appears in 1 contract

Samples: Asset Purchase Agreement (GlobalOptions Group, Inc.)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Acquisition Proposal 5.6 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Approval 2.8(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Assumed Liabilities 2.6(a) Bankruptcy Code 5.13(i) -12- Capitalization Date 4.2(a) Cash ~~Consideration 2.5(b)(i~~Award 5.9(h) ~~Certificate~~ CBA 3.9(i) Change Definition of ~~Incorporation 5.5~~ Material Adverse Effect Claim Notice 9.4(a) Claim Objection Notice 9.4(b) Closing ~~4.1~~ 2.2(a) Closing Consideration ~~Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.3(a) Closing ~~Statement 2.10(a~~Date 2.2(a) ~~Company~~ Consideration Adjustment 2.10(b) Continuation Period 5.9(c) Continuing Employee 5.9(b) Copyrights Definition of Intellectual Property Customer Experience Software Definition of Transferred MRC Software Damages Cap 8.2 Data Contracts 5.15(a) Deductible 9.3(a)(i) Dividend 2.10(b) Employee Outsourcing and Transfer Agreement Term Sheet Definition of Employee Outsourcing and Transfer Agreement Employee Transfer Date 5.9(b) Enforceability Exceptions 4.3(a) Equity Term Sheet Definition of Amended LLC Agreement Excluded Assets 2.4 Fundamental Representation Survival Date 9.1(b) General Cap 9.3(a)(ii) General Survival Date 9.1(b) Guarantor Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names Guarantor Licensees 5.13(b) ~~Earn-Out Determination Date 2.14(d)(ii~~Guarantor Original Software 5.13(a) ~~Earn-Out Expiration Date 2.13(g~~Guarantor RSU Award 5.9(h) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(iHSR Act 3.3 Inactive Employee 5.9(b) Indemnified Party ~~12.5(a~~9.2(c) Indemnifying Party ~~12.5(a~~9.2(c) ~~Indemnity Payouts 2.14(d)(iv~~Indian Liabilities 2.6(a)(iv) ~~Independent Auditor~~ Indian Liabilities Cap 2.6(a)(iv) Inside Date 2.2(a) Liquidity Event 2.10(b) ~~Independent Engineer 2.13(a~~Loss 9.2(a) ~~Initial Stock Consideration 2.5(b)(ii~~Losses 9.2(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Marks Definition of Intellectual Property Material Contracts 3.13(a) ~~Maximum Earn~~Measurement Date 2.11(b) Misallocated Asset or Liability 5.8(b) Mortgage Servicing Platform Recitals Non-~~Out Payment 2.13(k)(ii~~Antitrust Approvals 2.8(b) ~~Merger Recitals Merger Sub~~ Non-Assignable Assets 2.8(a) Non-Material Source Code 5.13(h) Non-Recourse Party 9.2(f) Parties Preamble ~~Objections Statement 2.10(b~~Patents Definition of Intellectual Property Per Claim Amount 9.3(a)(i) ~~Outstanding Common Stock Number 2.5(b)(iv~~Periodic Taxes 6.3 Reference Date 4.5(a) ~~Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Registered Transferred IP 3.10(a) ~~Parent Indemnified Parties 12.2(a~~Releasees 5.18 Releasors 5.18 Replacement Award 5.9(h) ~~Parent Proposed Change 2.13(b~~Required Approvals and Filings 5.2(a) ~~Parent Proposed Change Statement 2.13(b~~Resolution Memorandum 9.4(c) ~~Parent Registration Statement 2.11(a~~Retained Liabilities 2.5(a) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Sanctioned Countries 3.7(c) ~~Performance Criteria Percentage 2.13(k)(iii~~Shared Software 5.13(a) ~~Permitted Objection 2.14(b~~Spin‑Out 5.13(e)(ii) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Subject Provision 9.4(a) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate Support Software Definition of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(aTransferred MRC Software Tax Claim 9.5(b) Tax ~~Claim 8.7(e~~Controlling Party 9.5(b) ~~Technical Review Committee 2.13(b~~Tax Non-Controlling Party 9.5(b) Third-Party Claim ~~12.5(a~~9.4(a) ~~Threshold 12.2(c)(ii~~Trade Laws 3.7(c) Trade Secrets Definition of Intellectual Property Transaction Recitals Transfer ~~8.8(b~~Taxes 6.2 Transferee Preamble Transferee 401(k) ~~Transfer~~ Plan 5.09(e) Transferee Financial Statements 4.5(a) Transferee Fundamental Representations 9.1(c) Transferee Indemnified Parties 9.2(a) Transferee India Employee Benefits 5.9(i) Transferee Releasee 5.18 Transferee Releasor 5.18 Transferee Securities 4.2(c) Transferee Taxes ~~8.7(i~~9.5(b) ~~Voting Debt 5.3(b~~Transferor Preamble Transferor 401(k) ~~Weeks Employment Agreement 4.2(a)(xv~~Plans 5.09(e) ~~Written Consent 8.10~~Transferor Financial Statements 3.6(a) Transferor Fundamental Representations 9.1(b) Transferor Indemnified Parties 9.2(b) Transferor Releasee 5.18 Transferor Releasor 5.18 Transferor Taxes 9.5(b) Transferred Contracts Definition of Transferred Assets Transferred Employee 5.9(b) Transferred Software Definition of Transferred Assets Transferred Tangible Personal Property Definition of Transferred Assets Transferring Entities Definition of Transferring Entity Trigger Event 2.11(b) Units 4.2(a) WARN 3.9(j) Xome 5.15(b) Xome Data Contracts 5.15(b) ARTICLE II CONTRIBUTION

Appears in 1 contract

Samples: Contribution Agreement (Mr. Cooper Group Inc.)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Action 3.14 Acquired Company Preamble Acquired Company Benefit Plan 3.15 Acquired Company Disclosure Schedule Preamble to Article III Acquired Company Disclosure Schedule Supplement 6.6(a) ~~Adjustment Amount 2.10(c)(iii~~Acquired Company Intellectual Property 3.9(d) Acquired Company Licenses 3.9(d) Acquired Company Owned Intellectual Property 3.9(b) Acquisition 2.1 Affected Employee 7.2(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Applicable Survival Period 11.1(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Balance Sheet 3.4(a) ~~Cash Consideration 2.5(b)(i~~Buyer Preamble Buyer Disclosure Schedule Preamble to Article V Buyer Guaranty 14.3(a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Buyer’s Guarantor Preamble Buyer Indemnitees 11.2(a) Closing ~~Statement 2.10(a~~2.2 Closing Date 2.2 Closing Date Balance Sheet 2.4(b)(i) ~~Company Preamble Company Change Objection 2.13(b~~Common Stock Recitals Confidential Information 13.3 Deductible 11.2(d) ~~Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals~~ Dispute Notice ~~2.14(b~~2.4(c) ~~Dissenting Shares~~ Dispute Period 2.4(c) Employee Supplemental Retention Amount 7.2(b) Ending Escrow Amount 2.6(a~~) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~) Escrow Account ~~2.9 Escrow Amount 2.9 Escrow Shares 2.9~~ 2.3(a)(ii) Estimated Closing Date Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(cAsset Value 2.4(a) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~3.4(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~GAAP 3.4(a) ~~Indemnified Party 12.5(a) Indemnifying Party 12.5(a~~Improvements 3.25 Indemnifiable Tax 12.7(a) Indemnity ~~Payouts 2.14(d)(iv~~Cap 11.2(d) Independent ~~Auditor 2.10(b~~Accountants 2.4(f) ~~Independent Engineer 2.13(a~~Intellectual Property 3.9(a) ~~Initial Stock Consideration 2.5(b)(ii~~Interim Financial Statements 3.4(a) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Leases 3.8(b) ~~Maximum Earn~~Losses 11.2(a) Management Incentive Plan Tax Benefit Amount 12.9 Management Supplemental Retention Amount 7.2(c) Material Contracts 3.13(c) Material Customers 3.22 Negative Net Asset Adjustment 2.4(g) Non-~~Out Payment 2.13(k)(ii~~Compete Period 13.1 Non-Compete Sellers 13.1 Notice of Claim 11.4(a) ~~Merger~~ Policies 3.18 Position Statement 2.4(f) Post-Closing Delivery 2.4(b) Preliminary Title Report 8.4(b) Purchased Securities Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property ~~Lease 5.11(b~~4.8 Resolution Period 2.4(e) ~~Registrable Payoff Amount Shares 2.11(a~~Rivergate Preamble Seller Preamble Seller Disclosure Schedule Preamble to Article IV Seller Disclosure Schedule Supplement 6.6(b) ~~Registrable Stock Consideration 2.11(a~~Seller Indemnitees 11.3 Sellers’ Guarantor Preamble Sellers’ Guaranty 14.2(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(aShort Year Returns 12.3 Survey 8.4(c) Tax ~~Claim 8.7(e~~Proceeding 12.7(a) ~~Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a~~11.4(a) ~~Threshold 12.2(c)(ii~~Third Party Defense 11.4(b) ~~Transaction Recitals Transfer 8.8(b~~Third Party Licenses 3.9(d) ~~Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Transactional Reps 11.1(a)

Appears in 1 contract

Samples: Stock Purchase Agreement (Ralcorp Holdings Inc /Mo)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~shall have~~ has the ~~meanings defined for such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ A&R Westar Disclosure Letter Article III A&R GPE Disclosure Letter Article IV Agreement Preamble ~~BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i~~Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.02(b)(i) Certificate ~~of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.02(b)(i) Closing ~~Statement 2.10(a~~1.03 Closing Date 1.03 Confidentiality Agreement 6.02(b) ~~Company Preamble Company Change Objection 2.13(b~~Consent 3.05(b) ~~Company Change Objection Statement 2.13(b~~Continuation Period 6.10(a) ~~Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b~~Controlled Group Liability 3.09(d) Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~2.04(a) Effective Time ~~2.2 ERISA 5.15(a~~1.02 End Date 8.01(b)(i) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Environmental Permit 3.14(a)(i) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Act 3.05(b)(i) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Agent 2.02(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Exchange Fund 2.02(a) ~~Feasibility Completion Date 2.13(c~~FERC 3.05(b)(iv) Filed GPE Contract 4.14(a) Filed Westar Contract 3.15(a) Filing 3.05(b) Final ~~Performance Criteria 2.13(c~~Order 7.01(b) Form S-4 6.01(a) FPA 3.05(b)(iv) GAAP 3.06(a) GBCLM 1.01(a) GPE Preamble GPE Acquisition Agreement 5.05(b) GPE Adverse Recommendation Change 5.05(b) GPE Articles 4.01 GPE Articles of Merger 1.02 GPE Board Recitals GPE Board Recommendation 4.04 GPE Bylaws 4.01 GPE Common Stock 2.01(a)(i) GPE Designees 6.06(a)(ii) GPE DRIP 5.02(a)(iv) GPE Equity Securities 4.03(b) GPE Exchange Ratio 2.01(b)(i) GPE Fiduciary Out Termination Fee 8.02(b)(iii) GPE Financial Statements ~~5.7 First Step~~ 4.06(a) GPE Insurance Policies 4.17 GPE Intervening Event 5.05(f)(iii) GPE Merger 1.01(a) GPE Merger Consideration 2.01(b)(i) GPE No Vote Termination Fee 8.02(b)(vi) GPE Other Equity-Based Right 2.03(b)(iii) GPE Preferred No Par Stock 4.03(a) GPE Preferred Par Value Stock 4.03(a) GPE Preference Stock 4.03(a) GPE Proceedings 5.03(b) GPE Projections 4.24 GPE Recommendation Change Notice 5.05(c) GPE Reports 4.06(a) GPE Required Consents 4.05(a) GPE Required Statutory Approvals 4.05(b)(iii) GPE Risk Management Guidelines 5.02(a)(xvii) GPE Shareholder Approval 4.04 GPE Shareholders Meeting 4.04 GPE Subsidiaries 4.01 GPE Takeover Proposal 5.05(f)(i) GPE Termination Fee 8.02(b)(i) GPE Utilities 4.20(b) GPE Voting Debt 4.03(b) Holdco Preamble Holdco Board Recitals ~~Fundamental Representations 12.2(c)(ii~~Holdco Common Stock 2.01(b)(i) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Holdco Restated Articles 6.06(d) Holdco Restated Bylaws 6.06(d) Holdco Surviving Corporation 1.01(a) HSR Act 3.05(b)(ii) Indemnified ~~Party 12.5(a~~Parties 6.09(a) ~~Indemnifying Party 12.5(a~~IRS 3.09(b) ~~Indemnity Payouts 2.14(d)(iv~~KCC 3.05(b)(iv) ~~Independent Auditor 2.10(b~~KGCC 1.01(b) ~~Independent Engineer 2.13(a~~Legal Restraint 7.01(c) ~~Initial Stock Consideration 2.5(b)(ii~~Liens 3.02 Maximum Amount 6.09(c) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii~~Mergers 1.01(b) Merger ~~Recitals~~ Consideration 2.01(b)(ii) Merger Sub Preamble ~~Objections Statement 2.10(b~~MPSC 3.05(b)(iv) ~~Outstanding Common Stock Number 2.5(b)(iv~~NRC 3.05(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Original Merger Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals ~~Second~~ Original Merger Sub Preamble ~~Shares 2.5(b)(i~~Parties Preamble Proxy Statement/Prospectus 6.01(a) ~~SilvaGas Gasifier 2.13(a~~PUHCA 2005 3.20(a) ~~Term Section Stockholders~~ Representatives 5.04(a) Required Consents 4.05(a) Required Statutory Approvals 4.05(b)(iii) SEC 3.05(b)(i) Securities Act 3.05(b)(i) Superior GPE Proposal 5.05(f)(ii) Superior Westar Proposal 5.04(f)(ii) Takeover Statute 3.13 Transaction Litigation 6.04 WARN 3.10 Westar Preamble ~~Stockholder Indemnified Parties 12.3(a~~Westar Acquisition Agreement 5.04(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Westar Adverse Recommendation Change 5.04(b) Westar Articles 3.01 Westar Articles of Merger 1.02 Westar Board Recitals Westar Board Recommendation 3.04 Westar Bylaws 3.01 Westar Common Stock ~~Certificates 2.7(a~~2.01(a)(ii) ~~Survival Date 12.1~~ Westar Designees 6.06(a)(ii) Westar DRIP 5.01(a)(iv) Westar Employee 6.10 Westar Equity Securities 3.03(b) Westar Exchange Ratio 2.01(b)(ii) Westar Financial Statements 3.06(a) Westar Insurance Policies 3.18 Westar Intervening Event 5.04(f)(iii) Westar Merger 1.01(b) Westar Merger Consideration 2.01(b)(ii) Westar Other Equity-Based Right 2.03(a)(iii) Westar Preferred Stock 3.03(a) Westar Proceedings 5.03(a) Westar Projections 3.23 Westar Recommendation Change Notice 5.04(c) Westar Reports 3.06(a) Westar Represented Employee 6.10(b) Westar Required Consents 3.05(a) Westar Required Statutory Approvals 3.05(b)(iv) Westar Risk Management Guidelines 5.01(a)(xvii) Westar Shareholder Approval 3.04 Westar Shareholders Meeting 3.04 Westar Subsidiaries 3.01 Westar Surviving ~~Company 2.12(a~~Corporation 1.01(b) ~~Tax Claim 8.7(e~~Westar Takeover Proposal 5.04(f)(i) ~~Technical Review Committee 2.13(b~~Westar Termination Fee 8.02(b)(ii) ~~Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i)~~ Westar Voting Debt ~~5.3(b~~3.03(b) ~~Weeks Employment Agreement 4.2(a)(xv~~Willful Breach 8.02(e) ~~Written Consent 8.10~~EXHIBIT B BOARD MATTERS

Appears in 1 contract

Samples: Agreement and Plan of Merger (Great Plains Energy Inc)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Action 3.16 Agreement Preface Allocation Certificate 5.7 Applicable Survival Period 9.1(c) ~~Adjustment Amount 2.10(c)(iii~~Audited Financial Statements 3.6(a) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Benefit Plan 3.17(a) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iiiCertificates 2.2(d) Closing ~~Statement 2.10(a~~1.2 Closing Date 1.2 COBRA 3.17(c) Code Recitals Company Preface Company Capital Stock 3.4(a) Company ~~Preamble Company Change Objection 2.13(b~~Common Stock 3.4(a) Company ~~Change Objection Statement 2.13(b~~Contracts 3.15 Company Disclosure Schedule Preamble Article III Company Equity Holders 5.10 60 Company Preferred Stock 3.4(a) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Stockholder 2.1(a) Company Stockholder Letter Agreements Recitals Company Stock Option Plan 2.1(b) Constituent Corporations 1.1 Contingent Earn-Out Payments 2.7 DGCL ~~Recitals Dispute Notice 2.14(b~~1.1 Dissenting Share Payments 2.9(b) Dissenting Shares ~~2.6(a~~2.9(a) ~~Dissenting Stockholder 2.6(d~~Effective Time 1.2 Ending Date 9.1(c) ~~DLLCA Recitals Domain Names 5.13(b~~ERISA 3.17(a) Escrow Amount 2.2(e) Estimated Adjusted Closing Cash 7.2(j) Exchange Agent 2.2(a) Financial Statements 3.6(a) FIRPTA Certificate 7.2(l) GAAP 3.6(a) Grants 3.9 HIPAA 3.17(c) Indemnitees 9.2(a) Indemnitor 9.2(a) Indemnity Escrow Agent 2.2(e) Indemnity Escrow Agreement 2.2(e) Information Statement 6.1(a) Intellectual Property 3.16(a) Intellectual Property Rights 3.16(a)(v) Interim Financial Statements 3.6(a) Liabilities 3.7 Licensor 3.22(a) Liens 3.3(a) Losses 9.3(a) Merger 1.1 Merger Consideration 2.1(c)(i) Merger Sub Preface Minimum Earn-Out ~~Determination Date 2.14(d)(ii~~Rate 2.7(b) ~~Earn-Out Expiration Date 2.13(g~~Notice 10.1(a) ~~Earn-Out Payment 2.13(a~~Notice of Claim 9.4(a) ~~Effective Time 2.2 ERISA 5.15(a~~Parent Preface Parent Common Stock 2.1(c)(i) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Parent Disclosure Schedule Preamble Article IV Parent Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.5 Parent Indemnitees 9.2(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Parent Indemnitor 9.3(a) ~~Indemnified Party 12.5(a~~Parent Losses 9.2(a) ~~Indemnifying Party 12.5(a~~Parent Representative 5.4 Patents 11.1 Permitted Liens 3.13(b) ~~Indemnity Payouts 2.14(d)(iv~~Policies 3.20 Public Documents 4.4 Recoupment 9.6 Recoupment Limit 9.6 62 Regulation D 5.8 Release 3.22(a)(viii) ~~Independent Auditor 2.10(b~~Release Date 2.3(d) ~~Independent Engineer 2.13(a~~Required Certificate of Amendment Vote 3.2(d) ~~Initial Stock Consideration 2.5(b)(ii~~Required Company Stockholder Vote 3.2(d) ~~Term Section Initial~~ Reserve 9.11(g) Securities Act 4.5(a) Share Price 2.4(b) Shares 3.4(a) Stockholder 2.1(a) Stockholders’ Representative Preface Stockholder Indemnitees 9.3(a) Stockholder Indemnitor 9.2(a) Stockholder Losses 9.3(a) Straddle Period 6.6(a) Surviving Corporation ~~2.1 Licensing Fees 2.14(d)(v~~1.1 Tax Contest 6.6(c) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Third Party Claim 9.4(a) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Third Party Consideration 2.7(a) ~~Outstanding Common Stock Number 2.5(b)(iv~~Third Party Defense 9.3(b) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter ~~2.7(a~~2.2(c) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Treasury Shares 2.1(a)(ii)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Sangamo Biosciences Inc)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock~~ Additional Merger Consideration ~~2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~2.1 (c) Agreement ~~Preamble BG&E 4.2(a)(xvi~~Preface Applicable Survival Period 8.4 (c) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Arbitration Firm 2.1 (b) ~~Cash Consideration 2.5(b)(i~~Cancellation Acknowledgement 2.5 (a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Certificates 2.5 (a) Claim Notice 8.2 (a) Closing ~~Statement 2.10(a~~1.2 Closing Date 1.2 Closing Working Capital 2.1 (b) Company ~~Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b)~~ Preface Confidentiality Agreement 5.5 Constituent Corporations 1.1 DGCL ~~Recitals Dispute Notice 2.14(b)~~ 1.1 Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~2.8 DOJ 5.2 (a) Effective Time ~~2.2 ERISA 5.15(a~~1.2 Escrow Agent 2.4 (a) Escrow ~~Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9~~ Agreement 2.4 (a) Estimated ~~Net~~ Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~2.1 (b) ~~Excess Licensing Fees 2.14(d)(iii~~Exchange Agent 2.4 (b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Agreement 2.4 (b) ~~Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~Exchange Fund 2.4 (b) Final ~~Performance Criteria 2.13(c~~Working Capital 2.1 (b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Financing 4.5 FTC 5.2 (a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Holder Documents 2.5 (a) Xxxx-Xxxxx-Xxxxxx Act 3.4 (b) Incentive Plan Participant 2.3 (d) Indemnified Party ~~12.5(a)~~ 8.1 Indemnifying Party ~~12.5(a~~8.1 Indemnity Escrow Funds 2.4 (a) ~~Indemnity Payouts 2.14(d)(iv~~Intellectual Property Licenses 3.13 (e) ~~Independent Auditor 2.10(b~~In-Licenses 3.13 (e) ~~Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii~~Losses 8.1 Material Contracts 3.14 (b) Merger ~~Recitals~~ 1.1 Merger Consideration 2.1 (a) Merger Sub ~~Preamble Objections Statement 2.10(b~~Preface Notice Period 8.2 (a) ~~Outstanding Common Stock Number 2.5(b)(iv~~Out-Licenses 3.13 (d) Parent ~~Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Preface Participating Common Holder 2.5 (c) ~~Parent Indemnified Parties 12.2(a~~Participating Common Convertible Holder 2.5 (e) ~~Parent Proposed Change 2.13(b~~Participating Preferred Holder 2.5 (b) ~~Parent Proposed Change Statement 2.13(b~~Participating Preferred Warrant Holder 2.5 (d) ~~Parent Registration Statement 2.11(a~~Per Share C-1 Merger Consideration 2.2 (c) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Per Share D-1 Merger Consideration 2.2 (d) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(aPre-Close Short Period 5.9 (c) Stockholder Representative ~~Preamble~~ Preface Stockholder Representative Agreement 2.5 (a) Straddle Period 5.9 (c) Surviving Corporation 1.1 Target Working Capital 2.1 (b) Transitioned Employees 5.8 (a) Transmittal Letter ~~2.7(a~~2.5 (a) ~~Stock Certificates 2.7(a~~Working Capital Shortfall 2.1 (b)(v) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Working Capital Statement 2.1 (b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Online Resources Corp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Asset Purchase Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounting Principles 2.6(a)(i) ~~Adjustment Amount 2.10(c)(iii~~Action 4.15(a) Allocation Statement 2.7 Applicable Survival Period 10.1(d) Asset Purchase Agreement Preamble ~~BG&E 4.2(a)(xvi~~Assigned Contracts 2.1(e) ~~ByLaws 5.5 Cap~~ Assignment and Assumption Agreement 3.2(c) Assumed Liabilities 2.3 Base Amount ~~2.14(d)(i~~2.6(a)(ii) Business Authorizations 4.7(a) Buyer Preamble 6 Buyer Closing Certificate 8.3(c) Buyer Indemnitees 10.2(a) Buyer Restricted Business 6.8(b) Buyer Warranty Losses 10.2(b) Cash Consideration ~~2.5(b)(i~~2.5(a) ~~Certificate of Incorporation 5.5~~ CERCLA 4.18(a)(iv) Closing ~~4.1~~ 3.1 Closing Consideration ~~Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.5(b) Closing Date 3.1 Closing Equipment Part Inventory Amount 2.6(a)(iii) Closing Equipment Part Inventory Statement ~~2.10(a~~2.6(a)(iv) ~~Company Preamble Company Change Objection 2.13(b~~COBRA 7.3(i) ~~Company Change Objection Statement 2.13(b~~Confidentiality Agreement 6.3 Consents 4.3(a) ~~Term Section Company Review Representative 2.13(b~~Environment 4.18(a)(i) ~~DGCL Recitals Dispute Notice 2.14(b~~Environmental Action 4.18(a)(ii) ~~Dissenting Shares 2.6(a~~Environmental Clean-up Site 4.18(a)(iii) ~~Dissenting Stockholder 2.6(d~~Environmental Laws 4.18(a)(iv) ~~DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~Environmental Permit 4.18(a)(v) Escrow ~~Account 2.9~~ Agent 3.3(a) Escrow ~~Amount 2.9~~ Agreement 3.2(a) Escrow ~~Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Fund 3.3(a) ~~Excess Licensing Fees 2.14(d)(iii~~Excluded Assets 2.2 Excluded Contracts 2.2(e) ~~Excess Licensing Fees Statement 2.14(b~~Excluded Liabilities 2.4 Facility Preamble Hazardous Substances 4.18(a)(vi) ~~Xxxxxx Employment~~ In-Bound Licenses 4.11(a) Insured Real Properties 8.2(g) Intellectual Property License Agreement ~~4.2(a)(xiv~~3.2(d) ~~Feasibility Completion Date 2.13(c~~Losses 10.2(a) ~~Final Performance Criteria 2.13(c~~Material Contracts 4.13(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~7 Noncompetition Period 6.8(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Notice of Claim 10.5(a) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(ivOption Agreement 2.5(b) Parent Preamble ~~Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Personal Property 4.8(a) ~~Parent Indemnified Parties 12.2(a~~Policies 4.19(a) ~~Parent Proposed Change 2.13(b~~Post-Closing Tax Period 7.4(b) ~~Parent Proposed Change Statement 2.13(b~~Pre-Closing Tax Period 7.4(b) ~~Parent Registration Statement 2.11(a~~Proposal 6.9(a) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Purchase Price 2.5(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Purchased Assets 2.1 Real Property ~~Lease 5.11(b~~4.10(a) ~~Registrable Payoff Amount Shares 2.11(a~~Release 4.18(a)(vii) ~~Registrable Stock Consideration 2.11(a~~Representatives 6.3 Restricted Contract 2.8(a) Seller Preamble Seller Benefit Plans 4.16(a) Seller Closing Certificate 8.2(c) Seller Disclosure Schedule Article IV Seller Employees 7.3(f) Seller Fundamental Covenants 10.2(c) Seller Indemnitees 10.3(a) Seller Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Business 6.8(a) ~~Second Step Effective Time 2.12(c~~Seller Warranty Losses 10.3(b) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Special Warranty Deed 3.2(e) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Third Party Claim ~~12.5(a~~10.5(a) ~~Threshold 12.2(c)(ii~~Third Party Defense 10.5(b) ~~Transaction Recitals Transfer 8.8(b~~Transferred Employees 7.3(b) ~~Transfer Taxes 8.7(i~~Transferred Vacation Benefits 7.3(c) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Xxxxxxxxxxxx Farms Termination 6.1

Appears in 1 contract

Samples: Asset Purchase Agreement (ALPHA & OMEGA SEMICONDUCTOR LTD)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~shall have~~ has the ~~meanings defined for such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i~~Articles of Merger 1.03 Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.02(b)(i) Cash Consideration ~~2.5(b)(i~~2.01(a)(ii) Certificate ~~of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.02(b)(i) Closing ~~Statement 2.10(a)~~ 1.04 Closing Date 1.04 Commitment Letter 4.10 Company Preamble Company ~~Change Objection 2.13(b~~Acquisition Agreement 5.03(b) Company Adverse Recommendation Change ~~Objection Statement 2.13(b~~5.03(b) Company Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock 2.01(a)(i) Company Disclosure Letter Article III Company DRIP 5.01(a)(iv) Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Intervening Event 5.03(f)(iii) Company Projections 3.22 Company Recommendation Change Notice 5.03(c) Company Reports 3.06(a) Company Required Consents 3.05(a) Company Required Statutory Approvals 3.05(b)(iv) Company Risk Management Guidelines 5.01(a)(xvii) Company Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Subsidiaries 3.01 Company Takeover Proposal 5.03(f)(i) Company Termination Fee 8.02(b)(ii) Company Voting Debt 3.03(b) Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Letters 4.10 Term Section ~~Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b)~~ DFS Provisions 9.07 Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~2.04(a) Effective Time ~~2.2 ERISA 5.15(a~~1.03 End Date 8.01(b)(i) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Environmental Permit 3.14(a)(i) ~~Excess Licensing Fees 2.14(d)(iii~~Equity Securities 3.03(b) ~~Excess Licensing Fees Statement 2.14(b~~Exchange Act 3.05(b)(i) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Exchange Agent 2.02(a) ~~Feasibility Completion Date 2.13(c~~Exchange Fund 2.02(a) Exchange Ratio 2.01(a)(ii) FERC 3.05(b)(iv) Filed Company Contract 3.15(a) Filing 3.05(b) Final ~~Performance Criteria 2.13(c~~Order 7.01(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Financing 4.10 Financing Parties 5.05(b) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Financing Source Parties 9.07 Form S-4 6.01(a) ~~Indemnified Party 12.5(a~~FPA 3.05(b)(iv) ~~Indemnifying Party 12.5(a~~GAAP 3.06(a) ~~Indemnity Payouts 2.14(d)(iv~~HSR Act 3.05(b)(ii) ~~Independent Auditor 2.10(b~~Insurance Policies 3.18 IRS 3.09(b) ~~Independent Engineer 2.13(a~~KCC 3.05(b)(iv) ~~Initial Stock Consideration 2.5(b)(ii~~KGCC 1.02 Legal Restraint 7.01(c) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v)~~ Liens 3.02 Maximum ~~Earn-Out Payment 2.13(k)(ii~~Amount 6.09(c) Merger ~~Recitals~~ 1.02 Merger Consideration 2.01(a)(ii) Merger Sub Preamble ~~Objections Statement 2.10(b~~NRC 3.05(b)(iv) ~~Outstanding Common Stock Number 2.5(b)(iv~~Other Equity-Based Right 2.03(c) Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Acquisition Agreement 5.04(b) Parent ~~Indemnified Parties 12.2(a~~Adverse Recommendation Change 5.04(b) Parent ~~Proposed Change 2.13(b~~Board Recitals Parent Board Recommendation 4.04 Parent Charter Approval 4.04 Parent Common Stock 2.01(a)(ii) Parent ~~Proposed Change Statement 2.13(b~~Disclosure Letter Article IV Parent Equity Securities 4.03(b) Parent ~~Registration Statement 2.11(a~~Fiduciary Out Termination Fee 8.02(b)(iii) Parent ~~SEC Documents 7.10 Performance Criteria 2.13(a~~Financial Statements 4.06(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Parent Intervening Event 5.04(f)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(aParent No Vote Termination Fee 8.02(b)(vi) Term Section ~~Stockholders~~ Parent Preferred No Par Stock 4.03(a) Parent Preferred Par Value Stock 4.03(a) Parent Preference Stock 4.03(a) Parent Projection 4.17 Parent Recommendation Change Notice 5.04(c) Parent Reports 4.06(a) Parent Required Consents 4.05(a) Parent Required Statutory Approvals 4.05(b)(iii) Parent Shareholder Approval 4.04 Parent Shareholders Meeting 4.04 Parent Subsidiaries 4.01 Parent Termination Fee 8.02(b)(i) Parent Takeover Proposal 5.04(f)(i) Parent Utilities 4.14(b) Parent Voting Debt 4.03(b) Parties Preamble ~~Stockholder Indemnified Parties 12.3(a~~Preferred Stock 3.03(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Proceedings 5.02 Proxy Statement/Prospectus 6.01(a) PUHCA 2005 3.19(a) Representatives 5.03(a) Represented Employee 6.10(b) Required Consents 4.05(a) Required Statutory Approvals 4.05(b)(iii) SEC 3.05(b)(i) Securities Act 3.05(b)(i) Stock ~~Certificates 2.7(a~~Consideration 2.01(a)(ii) ~~Survival Date 12.1~~ Substitute Financing 5.05(e) Superior Company Proposal 5.03(f)(ii) Superior Parent Proposal 5.04(f)(ii) Surviving ~~Company 2.12(a~~Corporation 1.02 Takeover Statute 3.13 Transaction Litigation 6.04 WARN 3.10 Willful Breach 8.02(e) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10EXHIBIT B Parent agrees that the initial application submitted to the Kansas Corporation Commission with respect to the Merger will include specific commitments and agreements consistent with the items set forth below. Although the Merger is not subject to an approval proceeding in Missouri, Parent would expect to make similar commitments and agreements for the benefit of the Missouri customers of its utility subsidiaries in the context of future rate case proceedings of its utility subsidiaries before the Missouri Public Service Commission.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Westar Energy Inc /Ks)

Other Defined Terms. The following capitalized terms ~~shall~~ have the meanings ~~defined for such terms~~ in the Sections ~~set forth~~ indicated below: Defined Term Section Reference Adjusted ~~Initial~~ Stock ~~Consideration 2.10(c)(iii~~Option 2.8(a) ~~Adjustment Amount 2.10(c)(iii~~Adverse Recommendation Change 2.14(b) Agreement ~~Preamble BG&E 4.2(a)(xvi~~First Paragraph Appraisal Shares 2.12 Audited Financial Statements 3.9(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Balance Sheet 3.9(a) ~~Cash Consideration 2.5(b)(i~~Balance Sheet Date 3.9(a) Bank Merger 2.17 Bank Merger Agreement 2.17 Bank Merger Certificates 2.17 BHC Act 3.1 Book Entry Shares 2.9(b) CABF First Paragraph CABF Common Stock 2.7(a) CABF Disclosure Schedule Article III CABF Equity Awards 2.8(b) CABF Exercisable Option 2.8(a) CABF Recommendation 2.14(a) CABF Regulatory Agreement 3.5 CABF Restricted Stock Award 2.8(b) CABF Shareholders Recitals CABF Shareholders’ Meeting 2.14(a) Call Reports 3.9(a) Carolina Alliance Bank 2.17 Certificate 2.9(b) Certificates of ~~Incorporation 5.5~~ Merger 2.3 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) 2.2 - 10 - Defined Term Section ~~Company Review Representative 2.13(b~~Reference Closing Date 2.2 Closing Date Plan Year 5.7(d) ~~DGCL Recitals Dispute Notice 2.14(b~~Continuing Employee 5.7(a) ~~Dissenting Shares 2.6(a~~CRA 3.35 Disclosure Schedules Article IV Discontinued Employee 5.7(c) ~~Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~DOL 3.24(a) Effective Time ~~2.2 ERISA 5.15(a~~2.3 Equity Award Exchange Ratio 2.8(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow~~ Exchange Agent 2.9(a) Exchange Agent Agreement 2.9(a) Exchange Fund 2.9(a) Exchange Ratio 2.7(a) Excluded Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c2.7(c) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~3.9(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Indemnitees 5.9(a) ~~Indemnified Party 12.5(a~~Immediate Family 1.1(pp) ~~Indemnifying Party 12.5(a~~Intellectual Property 3.21 Interim Balance Sheet 3.9(a) ~~Indemnity Payouts 2.14(d)(iv~~Interim Balance Sheet Date 3.9(a) ~~Independent Auditor 2.10(b~~Interim Financial Statements 3.9(a) ~~Independent Engineer 2.13(a~~Leased Property 3.14(c) ~~Initial Stock Consideration 2.5(b)(ii~~Leases 3.14(c) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Loans 3.17(a) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Materially Burdensome Regulatory Condition 5.2(a) Merger Recitals Merger ~~Sub Preamble Objections Statement 2.10(b~~Consideration 2.7(a) ~~Outstanding~~ Net Share 2.8(a) Notice of Recommendation Change 2.14(b)(iii) OGCL 2.4 Ohio Secretary 2.3 Option Cancellation Agreements 2.8(a) OREO 3.14(b) Owned Real Property 3.14(b) Parent First Paragraph Parent Common Stock ~~Number 2.5(b)(iv)~~ 2.4 - 11 - Defined Term Section Reference Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(aPlans 5.7(d) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiFilings 4.11 Park Disclosure Schedule Article IV Park National 2.17 Per Share Cash Consideration 2.7(a) Real Property ~~Lease 5.11(b~~3.14(c) ~~Registrable Payoff Amount~~ SCBCA 2.4 SCBFI 1.1(nn)(i) Shares ~~2.11(a~~3.6(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 South Carolina Secretary 2.3 Surviving ~~Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i~~Corporation 2.1 Termination Fee 7.2(b) Voting ~~Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~and Support Agreements Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger and Reorganization (Park National Corp /Oh/)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Action 4.19(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation Statement 2.7 Annual Financial Statements 4.4(a)(i) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Assigned Contracts 2.1(d) ~~Cash Consideration 2.5(b)(i~~Assignment and Assumption of Lease 3.2(e) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Assumed Liabilities 2.3 Balance Sheet 4.4(b) Balance Sheet Date 4.4(b) Business Recitals Business Authorizations 4.10(a) Buyer Preamble CERCLA 4.22(a)(iv) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination 3.1 Closing Date ~~2.14(d)(ii) Earn-Out Expiration~~ 3.1 Closing Date ~~2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net~~ Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Differential 2.6 COBRA 6.3(i) ~~Excess Licensing Fees 2.14(d)(iii~~Consents 4.3(a) ~~Excess Licensing Fees Statement 2.14(b~~Copyrights 4.14(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Environment 4.22(a)(i) ~~Feasibility Completion Date 2.13(c~~Environmental Action 4.22 (a)(ii) ~~Final Performance Criteria 2.13(c~~Environmental Clean-up Site 4.22 (a)(iii) Environmental Laws 4.22 (a)(iv) Environmental Permit 4.22(a)(v) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded Liabilities 2.4 Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.4(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Hazardous Substances 4.22(a)(vi) In-Bound Licenses 4.14(c) Indemnification Deductible 7.1(a) Indemnified Party ~~12.5(a)~~ 7.2 Indemnifying Party ~~12.5(a~~7.2 Intellectual Property 4.14(a) ~~Indemnity Payouts 2.14(d)(iv~~Intellectual Property Rights 4.14(a) ~~Independent Auditor 2.10(b~~Interim Balance Sheet 4.4(b) ~~Independent Engineer 2.13(a~~Interim Balance Sheet Date 4.4(b) ~~Initial Stock Consideration 2.5(b)(ii~~Interim Financial Statements 4.4(a)(ii) ~~Term Section Initial Surviving Corporation~~ Lease 4.13(c) Leased Real Property 4.13(a) Liabilities 4.5 Marks 4.14(a) Material Contract 4.17(b) Minor Contracts 4.17(e) Nondisclosure Agreements 4.14(i) Out-Bound Licenses 4.14(d) Owned Real Property 4.13(a) Patents 4.14(a) PCBs 4.22(i) Pension Plan 4.20(b) Personal Property 4.11(a) Policies 4.23(a) Post-Closing Tax Period 6.4(b) Pre-Closing Tax Period 6.4(b) Products 4.24(a) Proprietary Information 4.14(a) Purchase Price 2.5 Purchased Assets 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiRCRA 4.22(a)(iv) Real Property ~~Lease 5.11(b~~4.13(a) ~~Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a~~Release 4.22(a)(vii) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Contract 2.8(a) ~~Second Step Effective Time 2.12(c~~Section 1060 Forms 2.7 Seller Preamble Seller’s Disclosure Schedule Preamble Article IV Seller’s Employees 6.3(f) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Seller’s Benefit Plans 4.20(a) ~~SilvaGas Gasifier 2.13(a~~Seller’s Intellectual Property 4.14(e) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Seller’s Owned Intellectual Property 4.14(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller’s Registered Items 4.14(f) ~~Stock Certificates 2.7(a~~Software 4.14(a) ~~Survival~~ Transferred Employees 6.3(b) Transition Services Agreement 3.2(h) Closing Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Working Capital Target 2.6 Work Product Agreements 4.14(j)

Appears in 1 contract

Samples: Asset Purchase Agreement (Symmetry Medical Inc.)

Other Defined Terms. ~~The~~ For the purpose of this Agreement, the following terms shall have the meanings ~~defined for such terms~~ given in the indicated Sections ~~set forth below~~of this Agreement: INDEX Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~1935 Act 2.17 Aggregate Northern Border Damages 9.3(a) ~~Adjustment Amount 2.10(c)(iii~~Aggregate ONEOK Damages 9.3(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Audits 2.6(e) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Balance Sheet 2.5(a) ~~Cash Consideration 2.5(b)(i~~Balance Sheet Date 2.5(a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Books and Records 5.2(b)(i) Business Recitals Claim 9.7(a) Closing 1.3(a) Closing Date 1.3(a) Closing Working Capital 1.4(a) Closing Working Capital Statement 1.4(a) Common Units 3.1(e)(v) Companies Recitals Company Recitals Company Subsidiary 2.2 Contribution Agreement 7.1(h) Controlling Party 10.7(c) Conversion Transactions 6.11 CPR Rules 11.12 Entities 2.2 Entity 2.2 Entity Intellectual Property Assets 2.9 FERC 6.1 Final Closing Working Capital 1.4(c) Financial Statements 2.5(a) FMV Schedules 10.10(a) Governmental Approvals 6.3(a) GP Purchase Agreement 7.1(h) Indemnitee 9.7(a) 55 Indemnitor 9.7(a) Indemnity Threshold 9.3(a) Interim Financial Statements 6.12 KCC Consent 7.1(g) License Period 6.9 Material Contracts 2.10(a) ~~Company Preamble Company Change Objection 2.13(b~~Minimum Claim Amount 9.3(a) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital ~~Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Adjustment 1.4(d)(ii) ~~Excess Licensing Fees 2.14(d)(iii~~Neutral Auditors 1.4(c) ~~Excess Licensing Fees Statement 2.14(b~~NGA 2.17 Non-Controlling Party 10.7(c) ~~Xxxxxx Employment~~ Northern Border Preamble Northern Border Credit Agreement ~~4.2(a)(xiv~~Amendments 7.2(k) ~~Feasibility Completion Date 2.13(c~~Northern Border Credit Agreements 7.2(k) ~~Final Performance Criteria 2.13(c~~Northern Border Disclosure Schedules 3 Northern Border Indemnity Cap 9.3(b) ~~Financial Statements 5.7 First Step Merger~~ Northern Border Returns 10.4(b) OCC Consent 7.1(g) ONEOK Preamble ONEOK Disclosure Schedules 2 ONEOK Guaranty Agreement 1.3(b)(ii) ONEOK Indemnity Cap 9.3(b) ONEOK Marks 6.9 Operating Assets 2.18(a) Other Transaction Agreements 7.1(h) 56 Parties Preamble Party Preamble Part-Year Fraction 10.5(a) Pre-Closing Period 4.1 Pre-Closing Taxable Period 10.6(a)(i) Purchase Price 1.2 Related Party 2.14 Resolution Period 1.4(b) Services Agreement 1.3(b)(ii) Shares Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(aStraddle Periods 10.4(b) Tax ~~Claim 8.7(e~~Controversy 10.7(a) ~~Technical Review Committee 2.13(b~~Tax Indemnitor 10.7(a) ~~Third-Party Claim 12.5(a~~Tax Records 10.1 TransCanada Agreement 7.1(h) ~~Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Viking Indenture 7.2(m)

Appears in 1 contract

Samples: Purchase and Sale Agreement (Oneok Inc /New/)

Other Defined Terms. The following terms ~~shall~~ have the meanings defined for such terms in the Sections set forth below: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi~~Amalgamated Company Recitals Amalgamated Company Shares 2.03 Amalgamation Recitals Amalgamation Agreement 2.01 Amalgamation Consideration 2.06(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Amalgamation Sub Preamble AT 3.12 Business Recitals Business Day 2.02 Bye-Laws 2.03 Capital Budget 5.01 Capitalization Date 0 Certificate 2.06(a) ~~Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~CFIUS 6.03(a) Closing ~~Statement 2.10(a~~2.02 Closing Date 2.02 Communications Act 3.08(a) Companies Act Recitals Company Preamble Company ~~Change Objection 2.13(b~~Disclosure Schedule Article III Company Financial Statements 3.03(b) Company ~~Change Objection Statement 2.13(b~~Ground Stations 3.18(c) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Incentive Plan 2.09 Company Material IP 3.17 Company Permits 3.12 Company Plan 3.13(a) ~~DGCL Recitals Dispute Notice 2.14(b~~Company Plans 3.13(a) Company Satellites 3.18(a) Company Securities 3.01(e) Company Shareholders Meeting 6.02 Company Shares 2.06 Company Stock Option 2.09 Company Subsidiary Securities 3.01(f) Confidentiality Agreement 5.02(b) Controlled Group 3.13(b) Dissenting Shareholder 2.06(a) Dissenting Shares ~~2.6(a~~2.06(a) ~~Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a)~~ Dutch Permits 3.12 Effective Time ~~2.2 ERISA 5.15(a~~2.03 Excluded Shares 2.06(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Exon-Xxxxxx Review 6.03(a) ~~Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c~~FCC 3.08(a) Final ~~Performance Criteria 2.13(c~~Termination Date 9.02(a) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Xxxxxxx Sachs 3.20(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Health Status Reports 3.18(a) HSR Act 3.08(a) Indemnified ~~Party 12.5(a~~Parties 6.06(a) ~~Indemnifying Party 12.5(a~~Insurance Policy 3.06 ITAR 3.08(a) ~~Indemnity Payouts 2.14(d)(iv~~ITU 3.18(b) ~~Independent Auditor 2.10(b~~Leased Property 3.21(b) ~~Independent Engineer 2.13(a~~Letter of Transmittal 2.07(b) ~~Initial Stock Consideration 2.5(b)(ii~~Major Stations 3.18(c) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Material Backlog Contracts 3.11(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Memorandum of Association 2.03 NS B.V. Recitals NYSE 3.08(a) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv~~Owned Property 3.21(a) Parent Preamble Parent Disclosure Schedule Article IV Parties Preamble Paying Agent 2.07(a) Payment Fund 2.07(a) Representatives 6.04(a) Required Approvals 8.01(b) Required Company Vote 3.02 Revised Confidentiality Terms 6.04(a) SEC 3.03(a) Section 108 Documents ~~7.2 Parent Fundamental Representations 12.3(b)(i~~2.03 SER Notification 3.08(a) ~~Parent Indemnified Parties 12.2(a~~Superior Proposal 6.04(b) ~~Parent Proposed Change 2.13(b~~Tail Policy 6.06(c) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(iVAT 3.16(e) Voting ~~Debt 5.3(b) Weeks Employment~~ Agreement ~~4.2(a)(xv) Written Consent 8.10~~Recitals

Appears in 1 contract

Samples: Transaction Agreement and Plan of Amalgamation (New Skies Satellites Holdings Ltd.)

Other Defined Terms. ~~The~~ In addition, each of the following terms ~~shall have the meanings~~ is defined ~~for such terms~~ in the ~~Sections~~ Section set forth ~~below~~opposite such term: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Access Agreement 4.2(l) ~~Adjustment Amount 2.10(c)(iii~~Accrued PTO Obligations 8.1(c) Acquired Asset Contract 2.6 Acquired Real Property 2.1(h) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Assignment and Assumption Agreement 4.2(b) ~~ByLaws~~ Assumed Liabilities 2.3 Audited Financial Statements 5.5 ~~Cap Amount 2.14(d)(i~~Benefit Plans 5.15(a) ~~Cash Consideration 2.5(b)(i~~Xxxx of Sale 4.2(a) ~~Certificate of Incorporation 5.5~~ Business Employees 5.14(a) Casualty 11.1(g) Closing 4.1 Closing ~~Consideration Schedule 8.9~~ Date 4.1 Closing Payment ~~Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~3.1(a) ~~Closing Statement 2.10(a~~Continued Plans 9.1(d) ~~Company~~ Customers 2.1(f) Damages 10.2 Deductible 10.4(a) DII Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(aEEOC 5.14(d) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Work Orders 2.5 Employment Agreement ~~4.2(a)(xiv~~4.2(j) ~~Feasibility Completion Date 2.13(c~~Equipment 2.1(a) ~~Final Performance Criteria 2.13(c)~~ Excluded Assets 2.2 Financial Statements ~~5.7 First Step Merger Recitals~~ 5.5 Fixed-Price Contracts 2.5 FLSA 5.14(d) Fundamental Representations ~~12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i)~~ 10.1 Indemnified Party ~~12.5(a~~10.5(a) Indemnifying Party ~~12.5(a~~10.5(a) ~~Indemnity Payouts 2.14(d)(iv~~Interim Period 8.1 Interim Statement of Operations 5.5 IP Assignment 4.2(c) ~~Independent Auditor 2.10(b~~Leased Real Property 5.20(b) ~~Independent Engineer 2.13(a~~LQT 2.1 LQT Leased Assets 2.2(e) ~~Initial Stock Consideration 2.5(b)(ii~~Name 9.3 Oral Contract 2.1(c) 5 Term Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~OSHA 5.14(d) ~~Maximum Earn~~Organizational Documents 5.1 Outside Date 4.1 Owned Real Property 5.20(a) Pre-~~Out Payment 2.13(k)(ii~~Closing Date Period 9.2(a) ~~Merger Recitals Merger Sub~~ Property Tax Proration Period 2.7 Property Transfer Documents 4.2(l) Prorated Tax Amount 9.2(b) Purchase Price 3.1 Purchaser Preamble ~~Objections Statement 2.10(b~~Purchaser Indemnitees 10.2 Purchaser’s Plan 9.1(d) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiReal Property 5.20(b) Real Property Lease ~~5.11(b~~5.20(b) ~~Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a~~Reimbursable Contracts 2.5 Restricted Area 5.20(a) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Period 8.3(a) ~~Second Step Effective Time 2.12(c~~Retained Liabilities 2.4 Scheduled Contracts 2.1(c) ~~Second Step Merger Recitals Second Merger Sub~~ Scheduled Permits 2.1(d) Seller Preamble ~~Shares 2.5(b)(i~~Seller Indemnitees 10.3 Seller’s Premium Reimbursement 8.1(d) ~~SilvaGas Gasifier 2.13(a~~Straddle Period 9.2(b) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(aSubleases 4.2(k) Tax ~~Claim 8.7(e~~Paying Party 9.2(b) ~~Technical Review Committee 2.13(b~~Tax Reimbursing Party 9.2(b) Title Company 7.1(f) Title Policy 7.1(f) Third-Party Claim ~~12.5(a~~10.5(a) ~~Threshold 12.2(c)(ii~~Transferred Employees 9.1(a) ~~Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment~~ Transition Services Agreement ~~4.2(a)(xv)~~ 2.6 Unaudited Financial Statements 5.5 Warranty Claim 9.7 Written ~~Consent 8.10~~Contracts 2.1(b)

Appears in 1 contract

Samples: Asset Purchase Agreement (Gulf Island Fabrication Inc)

Other Defined Terms. The following capitalized terms ~~shall~~ have the meanings ~~defined for such terms~~ in the Sections ~~set forth~~ indicated below: Defined Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Reference Adverse Recommendation Change 2.14(b) Agreement ~~Preamble BG&E 4.2(a)(xvi~~First Paragraph Appraisal Shares 2.12 Audited Financial Statements 3.9(a) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Balance Sheet 3.9(a) ~~Cash Consideration 2.5(b)(i~~Balance Sheet Date 3.9(a) Call Reports 3.9(a) Certificate 2.9(b) Certificate of ~~Incorporation 5.5~~ Merger 2.3 Closing ~~4.1~~ 2.2 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) Date 2.2 -9- Defined Term Section ~~Company Review Representative 2.13(b~~Reference Continuing Employee 5.7(a) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(aCRA 3.33 DOL 3.24(a) Effective Time ~~2.2 ERISA 5.15(a~~2.3 Exchange Agent 2.9(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow~~ Exchange Agent Agreement 2.9(a) Exchange Fund 2.9(a) Excluded Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c2.7(c) Financial Statements ~~5.7~~ 3.9(a) Indemnitees 5.10(a) Insight First ~~Step~~ Paragraph Insight Common Stock 2.7(a) Insight Recommendation 2.14(a) Insight Series A Preferred Stock 3.6(a) Insight Shareholders Recitals Insight Shareholders’ Meeting 2.14 Intellectual Property Rights 3.21 Interim Balance Sheet 3.9(a) Interim Balance Sheet Date 3.9(a) Interim Financial Statements 3.9(a) Leased Property 3.14(c) Leases 3.14(c) Loans 3.17(a) Merger ~~Recitals Fundamental Representations 12.2(c)(ii~~Consideration 2.7(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Notice of Recommendation Change 2.14(b)(iii) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum EarnORC 2.3 Ohio Secretary 2.3 Ohio Superintendent 2.3 Option Cash-Out ~~Payment 2.13(k)(ii~~Agreement 2.8 OREO 3.14(b) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b~~Owned Property 3.14(b) ~~Outstanding~~ Parent First Paragraph Parent Common Stock ~~Number 2.5(b)(iv~~2.7(a)(i) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(aPlans 5.7(d) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiFilings 4.10 -10- Defined Term Section Reference Pre-Closing Financial Statements 5.15 Merger Consideration 2.7(a) Real Property ~~Lease 5.11(b~~3.14(c) ~~Registrable Payoff Amount~~ Regulatory Agencies 3.5 Shares ~~2.11(a~~3.6(a) ~~Registrable~~ SRB Obligations 3.9(e) Surviving Bank 2.1 Tax Adjuster Cash Consideration 2.17 Tax Adjuster Stock Consideration ~~2.11(a~~2.17 Tax-Free Reorganization Recital Termination Fee 7.2(b) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Total Option Cash Consideration 2.8

Appears in 1 contract

Samples: Agreement and Plan of Merger (First Financial Bancorp /Oh/)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the ~~Sections~~ location set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Definition Location 2013 Audited Financial Statements 6.14 2015 Quarterly Statements 6.14 Accountant’s Determination 6.8(f)(ii) ~~Adjustment Amount 2.10(c)(iii~~Acquisition Proposal 6.20 Affected Foreign Employees 6.6(u) After-Acquired Business Real Property Appendix A After-Identified Common Software 6.11(c)(ii) After-Identified E-4 Software 6.11(c) After-Identified IPR 6.11(c)(i) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Agreement Date Preamble Allocation 3.3(a) ~~ByLaws 5.5~~ Allocation Methodology 3.3(a) Allocation Statement 3.3(a) Antitrust Order 6.3(c) Applicable IM Business Property 6.11(d) Applicable Seller Retirement Plan 6.6(x)(i) Applicable Shared Contracts 4.18(a) Assigned Contracts Appendix A Assigned Material Contract 4.5(a) Assumed Debt Appendix C Assumed Liabilities Appendix C Assumed Pending Litigation Appendix C Audited Financial Statements 4.11(a) Bxxx of Sale 2.5(a) Books and Records 6.5(a) Business Guarantees 6.17 Business Indemnitees 6.9(a) Business Real Property Appendix A Business Retirement Plans 6.6(x)(ii) Buyer Preamble Buyer Benefit Plans 6.6(n) Buyer Equity Commitments 5.5(a) Buyer Equity Financing 5.5(a) Buyer Indemnified Parties 9.1(a) Buyer Indemnified Party 9.1(a) Buyer Long Term Incentive Program 6.6(d) Buyer Losses 9.1(a) Buyer NQDCP 6.6(w) Buyer Rabbi Trust 6.6(w) Buyer Related Parties 10.3(d) Buyer’s 401(k) Plan 6.6(r) Buyer’s FSA 6.6(p) Buyer-Signed Tax Returns 6.8(c)(ii) Calculation Principles 3.2(b) Cap ~~Amount 2.14(d)(i~~9.2(a) ~~Cash Consideration 2.5(b)(i~~CFO Certificate 6.15(f) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~C-H Holdings 5.5(a) C-H Holdings Equity Financing Commitment 5.5(a) Channel Agreements 4.5(a) Classified Government Contracts Retention Election 6.3(b) Cleared Employees 6.3(b) Closing 8.1 Closing Business Cash Deficit Amount 3.5(a) Closing Business Cash Surplus Amount 3.5(a) Closing Business Indebtedness 3.5(a) Closing Date 8.1 Closing Date Waiver 8.1 Closing Statement ~~2.10(a~~3.5(a) ~~Company Preamble Company Change Objection 2.13(b~~Competing Activity 6.10(a) ~~Company Change Objection Statement 2.13(b~~Compliant Offer 6.6(b) ~~Term Section Company Review Representative 2.13(b~~Confidentiality Agreement 6.2(b) ~~DGCL Recitals~~ Continuation Period 6.6(c) Continuing Employee 6.6(b) Copyright and Mask Work Assignment Agreement 2.5(a) D&O Indemnity Arrangements 6.9(a) Debt Financing 5.5(a) Debt Financing Commitment 5.5(a) Deductible 9.2(b) Delayed Matching Contributions 6.6(r) Delayed Transfer Closing 2.7(c) Delayed Transfer Jurisdiction 2.7(c) Determination Date 3.5(f) DHS 6.6(u) Disclosure Letter Article 4 Discontinued Products Appendix A Dispute Notice ~~2.14(b~~3.5(c) ~~Dissenting Shares 2.6(a~~DOL 6.6(u) ~~Dissenting Stockholder 2.6(d~~DSS 6.3(b) ~~DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~DSS Approval 6.3(b) Effective Time ~~2.2 ERISA 5.15(a~~8.1 Employee Census 4.12(n) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9~~ Employing Entity 6.6(b) Equity Financing 5.5(a) Equity Financing Commitments 5.5(a) Equity Transfer Documents 3.4(a) Estimated Business Indebtedness 3.2(b) Estimated Closing Net Working Capital 3.2(b) Estimated Closing Statement 3.2(b) Estimated Consideration 3.2(a) Estimated Net Pension Liabilities 3.6(a) Estimated Net Pension Liabilities Adjustment Amount ~~2.8 Excess Dissenting Share Payments 2.6(c~~3.6(a) ~~Excess Licensing Fees 2.14(d)(iii~~Estimated Pension Statement 3.6(a) ~~Excess Licensing Fees Statement 2.14(b~~Estimated Working Capital Adjustment Amount 3.2(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Excluded Assets Appendix D Excluded Contracts Appendix D Excluded Employee Liabilities 6.6(k) ~~Feasibility Completion Date 2.13(c~~Excluded Liabilities Appendix E Excluded Pending Litigation Appendix E Excluded Software Appendix D Excluded Tax Liabilities 6.8(a)(i) Exclusive Period 6.20 Exon-Fxxxxx Filing 6.3(b) FAR 4.20(c) Final ~~Performance Criteria 2.13(c~~Business Cash Deficit Amount 3.5(f) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Final Business Cash Surplus Amount 3.5(f) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Final Business Indebtedness 3.5(f) ~~Indemnified Party 12.5(a~~Final Closing Net Working Capital 3.5(f) ~~Indemnifying Party 12.5(a~~Final Closing Statement 3.5(f) ~~Indemnity Payouts 2.14(d)(iv~~Final Consideration 3.5(f) Final Net Pension Liabilities 3.6(e) Final Net Pension Liabilities Adjustment Amount 3.6(e) Final Working Capital Adjustment Amount 3.5(f) Financing 5.5(a) Financing Agreements 6.15 Financing Commitments 5.5(a) FOCI 6.3(b) Foreign Continuing Employee 6.6(b) GIC Preamble GIC Equity Financing Commitment 5.5(a) Government Contract 4.20(a) Government Contract Bid(s) 4.20(c) Governmental Authority 4.3(a) Governmental Consent 6.3(a) GSA Contract 4.20(b) Independent ~~Auditor 2.10(b~~Accountant 3.5(e) Independent ~~Engineer 2.13(a~~Actuary 3.6(d) ~~Initial Stock Consideration 2.5(b)(ii~~Information 6.12 Information Management Applications 6.10(a) ~~Term Section Initial Surviving Corporation~~ Infringement Claims 9.1(c) Inventory Appendix A IPMA Preamble Key Separation Obligations 9.5 Leased Real Property Appendix A Lenders 5.5(a) Limited Guarantees Preamble Local Transfer Agreement 2.5(a) Material Blended Pricing Agreements 4.18(b) Material Contracts 4.5(a) Material Shared Contracts 4.5(a) Minimum Amount 9.2(b) Negative Adjustment Amount 3.5(g) New Business Retirement Plan 6.6(x)(i) New U.S. Transition Health and Welfare Plans 6.6(dd) Notification 6.8(g) OFAC 4.22(a) Offer Recipient Employee 6.6(b) Officer Certificates 6.15(f) Operational Separation Activities 2.7(a) Other Asset Sellers 2.1 ~~Licensing Fees 2.14(d)(v~~Other Buyer 2.1 Other Sellers 2.2 Other Share Sellers 2.2 Other Transfer Documents 2.5(a) ~~Maximum Earn~~Outside Date 10.1(b) Parties Preamble Party Preamble Patent Assignment 2.5(a) Paying Party 6.6(aa) Pension Calculation Principles 3.6(a) Pension Determination Date 3.6(e) Pension Dispute Notice 3.6(b) Positive Adjustment Amount 3.5(g) Post-~~Out Payment 2.13(k)(ii~~Closing Tax Action 6.8(e)(ii) ~~Merger Recitals Merger Sub~~ Post-Transaction Severance Benefits 6.6(i) Potential Contributor 9.2(h) Preliminary Allocation 3.3(a) Privileged Information 6.12 Privileges 6.12 Products Appendix A Proposed Spin-Off 4.16 Purchase Price 3.1 Purchase Transaction Preamble ~~Objections Statement 2.10(b~~Purchased Assets Appendix A Qualified Representations 9.2(e) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiQualifying Termination 6.6(i) Real Property ~~Lease 5.11(b~~Leases Appendix A Refund Recipient 6.8(e)(i) ~~Registrable Payoff~~ Registered Transferred IPR 4.7(a) Releasee 6.18(d) Releasors 6.18(d) Required Amount ~~Shares 2.11(a~~5.5(d) ~~Registrable Stock Consideration 2.11(a~~Responsible Party 6.6(aa) Restricted ~~Stockholders 11.1 Second Step~~ Assets 2.6(a) Restricted Split Interest 2.6(c) Retained Contracts Agreement 2.6(d) Retention RSUs 6.6(d) Scheduled Guarantees 6.17 SEC 4.3(a) Section 3.3 Assets 3.3(a) Section 338(g) Elections 6.8(h) Securities Purchase Agreement Officer’s Certificate ~~of Merger 2.12(c~~6.15(f) ~~Second Step Effective Time 2.12(c~~Seller Preamble Seller 401(k) ~~Second Step Merger Recitals Second Merger Sub~~ Plan 6.6(r) Seller Indemnified Party 9.1(b) Seller Losses 9.1(b) Seller Related Parties 11.5 Seller Severance Policies 6.6(i) Seller U.S. Benefits Transition Plans 6.6(dd) Seller’s FSA 6.6(p) Seller-Paid Transferred Pension Assets Appendix G Seller-Signed Tax Returns 6.8(d)(i) Split Interest 2.6(c) Sponsor Preamble ~~Shares 2.5(b)(i~~Sponsor Equity Financing 5.5(a) ~~SilvaGas Gasifier 2.13(a~~Sponsor Equity Financing Commitment 5.5(a) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Statutory Financial Statements 6.14 Straddle Period Tax Returns 6.8(c)(iii) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Subleases 2.5(a) ~~Stock Certificates 2.7(a~~Substitute Unvested Award 6.6(d) ~~Survival Date 12.1 Surviving Company 2.12(a~~Tangible Assets Appendix A Tax Attribute 6.8(e)(ii) Tax Benefit 9.2(i) Tax Claim ~~8.7(e~~6.8(g) ~~Technical Review Committee 2.13(b~~Tax Restoration Amount 10.3(b)(ii) ~~Third-~~Tax Return Filer 6.8(d)(iv) Termination Fee 10.3(b)(i) Third Party Claim ~~12.5(a~~9.3(c)(i) ~~Threshold 12.2(c)(ii~~Third Party Claim Notice 9.3(c)(i) ~~Transaction Recitals Transfer 8.8(b~~Trade Secret Assignment Agreement 2.5(a) Trademark Assignment 2.5(a) Transfer ~~Taxes 8.7(i~~2.6(a) ~~Voting Debt 5.3(b~~Transfer Date 6.6(x)(iii) ~~Weeks Employment~~ Transfer Tax Returns 6.8(b)(v) Transferred Intellectual Property Rights Appendix A Transferred IT Asset Appendix A Transferred Technology Appendix A Transition Services Agreement ~~4.2(a)(xv~~Preamble U.S. Benefits Transition Date 6.6(dd) ~~Written Consent 8.10~~U.S. Continuing Employee 6.6(b) U.S. Health and Welfare Transition Date 6.6(p) Unvested RSUs 6.6(d) Withholding Party 3.7(a) ARTICLE 2 SALE OF ASSETS AND SHARES AND ASSUMPTION OF LIABILITIES

Appears in 1 contract

Samples: Purchase Agreement (Symantec Corp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ 280G Approval 6.11 Action 4.13 Agreement Preamble ~~BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i)~~ CERCLA 4.16 Certificate of ~~Incorporation 5.5~~ Merger 2.2 Closing ~~4.1~~ 2.2 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a)~~ Date 2.2 Company Preamble Company ~~Change Objection 2.13(b~~Benefit Plan 4.14(a) Company ~~Change Objection Statement 2.13(b~~Disclosure Schedule Preamble to Article IV Company Disclosure Schedule Supplement 6.5 Company Intellectual Property 4.10(a) ~~Term Section~~ Company ~~Review~~ Licenses 4.10(c) Company Stock Certificates 3.2(e)(iv) Company Stockholder Representative ~~2.13(b~~3.7(a) ~~DGCL Recitals Dispute Notice 2.14(b~~Company Stockholder Representative Completion Date 3.7(c) Company Stockholder Representative Costs 3.7(c) Confidentiality Agreement 7.1 Continuing Employees 7.2(a) Disbursement Amount 3.2(e)(ii) Disbursing Agent 3.2(e)(ii) Dissenting Shares ~~2.6(a)~~ 3.5 Dissenting Shares Payment 3.5 Dissenting Stockholder ~~2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~3.5 EGTRRA 4.14(a) Escrow ~~Account 2.9 Escrow~~ Release Amount ~~2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~11.3(e)(ii) ~~Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c~~Exchange Documents 3.2(e)(iv) Financial Statements ~~5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~4.5 GAAP 4.5 GUST 4.14(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Indemnitee 11.3(i) ~~Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv~~12 Indemnitor 11.3(i) Independent ~~Auditor 2.10(b~~Expert 2.9(a)(iii) ~~Independent Engineer 2.13(a~~Intellectual Property 4.10(a) ~~Initial Stock Consideration 2.5(b)(ii~~Leased Real Property 4.9(b) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Leases 4.9(b) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Letter of Transmittal 3.2(e)(iv) Material Contract 4.12(a) Merger Recitals Merger Sub Preamble ~~Objections Statement 2.10(b~~Notice of Objection 2.9(a)(ii) ~~Outstanding Common Stock Number 2.5(b)(iv)~~ Parachute Payment 6.11 Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i)~~ Disclosure Schedule Preamble to Article V Parent Indemnified Parties ~~12.2(a~~11.3(a) ~~Parent Proposed Change 2.13(b~~Policies 4.17 Preliminary Closing Date Calculations 2.9(a)(i) ~~Parent Proposed Change Statement 2.13(b~~Preliminary Company Transaction Expenses 2.9(a)(i) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiPreliminary Working Capital Adjustment 2.9(a)(i) Real Property ~~Lease 5.11(b~~4.9(b) ~~Registrable Payoff Amount Shares 2.11(a~~Review Period 2.8(b)(ii) ~~Registrable Stock Consideration 2.11(a~~Severance Policies 4.14(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties ~~12.3(a~~11.3(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Straddle Period 8.5(a)(i) ~~Stock Certificates 2.7(a~~Subsidiary Shares 4.3(b) ~~Survival Date 12.1~~ Surviving ~~Company 2.12(a~~Corporation 2.1 Terminated Employees 7.2(c) ~~Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Third Party ~~Claim 12.5(a~~Licenses 4.10(c) Threshold ~~12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Amount 11.3(c)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Triple-S Management Corp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for such terms~~ set forth in the Sections set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii~~Actions 4.7 ADSs 3.1(a) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Alternative Acquisition Agreement 6.2(d)(ii) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Alternative Financing 6.9(b) ~~Cash Consideration 2.5(b)(i~~Alternative Financing Documents 6.9(b) ~~Certificate~~ Applicable Date 4.5(a) Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 3.1(a) BVI Companies Act Recitals BVI Plan of ~~Incorporation 5.5~~ Merger 2.3 Closing ~~4.1~~ 2.2 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a)~~ Date 2.2 Company Preamble Company ~~Change Objection 2.13(b~~Adverse Recommendation 6.2(d)(ii) Company ~~Change Objection Statement 2.13(b~~Benefit Plans 4.8(a) ~~Term Section~~ Company ~~Review Representative 2.13(b~~Disclosure Schedule Article IV Company IP 4.14(a) ~~DGCL Recitals~~ Company Option 3.3(a) Company Recommendation 4.3(c) Company Reports 4.5(a) Company Termination Fee 8.3(a)(ii) Confidential Information 9.12(b) Contract 4.3(d) Damages 6.11(b) Debt Commitment Letter 5.3(a) Debt Financing 5.3(a) Deposit Agreement 3.1(a) Depositary 3.1(a) Dispute ~~Notice 2.14(b~~9.4(b) Dissenting Shareholders 3.1(a) Dissenting Shares ~~2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a~~3.1(a) Effective Time ~~2.2~~ 2.3 Employees 4.13 Equity Commitment Letter 5.3(a) Equity Financing 5.3(a) ERISA ~~5.15(a~~4.8(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow~~ Exchange Act 4.4 Exchange Fund 3.2(a) Excluded Party 6.2(b) Excluded Shares ~~2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~3.1(a) ~~Excess Licensing Fees 2.14(d)(iii~~Facility Agreement 6.9(a) ~~Excess Licensing Fees Statement 2.14(b~~Financing 5.3(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Financing Documents 5.3(a) ~~Feasibility Completion~~ Founder Shares 3.1(a) GAAP 4.5(b) Go-Shop Period End Date ~~2.13(c~~6.2(a) ~~Final Performance Criteria 2.13(c~~Governmental Entity 3.2(d) HKIAC 9.4(b)(i) HKIAC Rules 9.4(b)(i) IC Financial ~~Statements 5.7 First Step Merger~~ Advisor 4.16 Indemnified Parties 6.11(a) Injunction 7.1(b) Judgment 4.7 Laws 4.9(a) Lender 5.3(a) Liabilities 4.7 Licenses 4.9(b) Liens 4.2 Limited Guarantee Recitals ~~Fundamental Representations 12.2(c)(ii~~Limited Guarantor Recitals Material Contract 4.10(a)(vi) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Memorandum and Articles of Association 2.4 Merger Recitals Merger Consideration 3.1(a) Merger Sub Preamble ~~Objections Statement 2.10(b~~Non-Wholly Owned Subsidiaries 4.2 Notice of Superior Proposal 6.2(d)(ii) ~~Outstanding Common Stock Number 2.5(b)(iv~~Owned Real Property 4.11(a) Parent Preamble Parent ~~Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Termination Fee 8.3(b) ~~Parent Indemnified Parties 12.2(a~~Paying Agent 3.2(a) ~~Parent Proposed Change 2.13(b~~Per ADS Merger Consideration 3.1(a) ~~Parent Proposed Change~~ Per Share Merger Consideration 3.1(a) Proxy Statement ~~2.13(b~~4.4 Requisite Company Vote 4.3(b) ~~Parent Registration Statement 2.11(a~~Rollover Agreement Recitals Rollover Shareholders 3.1(a) ~~Parent~~ Rollover Shares 3.1(a) Xxxxxxxx-Xxxxx Act 4.5(a) SEC ~~Documents 7.10 Performance Criteria 2.13(a~~Article IV Securities Act 4.5(a) ~~Performance Criteria Percentage 2.13(k)(iii~~Share 3.1(a) ~~Permitted Objection 2.14(b~~Share Certificate 3.1(a) ~~Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c~~Shareholders’ Meeting 6.4(a) ~~Proposed Final Performance Criteria Statement 2.13(c~~Shares 3.1(a) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(aSolicited Person 6.2(a) Stock ~~Certificates 2.7(a~~Plan 4.2 Surviving Corporation 2.1 Terminated Acquisition Proposal 6.2(b) ~~Survival~~ Termination Date ~~12.1 Surviving Company 2.12(a~~8.1(b)(i) ~~Tax Claim 8.7(e~~Tier I Termination Fee 8.3(a)(ii) ~~Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i~~Tier II Termination Fee 8.3(a)(ii) Voting ~~Debt 5.3(b) Weeks Employment~~ Agreement ~~4.2(a)(xv) Written Consent 8.10~~Recitals Wholly Owned Subsidiaries 4.2

Appears in 1 contract

Samples: Agreement and Plan of Merger (Camelot Information Systems Inc.)

Other Defined Terms. ~~The~~ In addition, each of the following terms shall have the ~~meanings defined for~~ meaning given to such ~~terms~~ term in the ~~Sections set forth below~~applicable Section of this Agreement listed opposite such term: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Agreement Preamble ~~BG&E 4.2(a)(xvi~~Alternative Arrangement 6.3(h) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Alternative Debt Commitment Letter 6.8(a) ~~Cash Consideration 2.5(b)(i~~Alternative Fee Letter 6.8(a) ~~Certificate of Incorporation 5.5~~ Alternative Financing 6.8(a) Alternative Financing Agreements 6.8(a) Anti-Money Laundering Laws 2.12(c) Antitrust Approvals 7.5 Antitrust Filings 6.3(b) Applicable Gaming Approvals 7.5 Audited Financial Statements 6.8(k) Bankruptcy and Equity Exceptions 2.4 Buyer Preamble Buyer Breach Termination Fee 10.3(e) Buyer Enforcement Costs 10.3(h)(ii), 10.3(h)(ii) Buyer Extraordinary Action 6.3(d) Buyer No Vote Termination Fee 10.3(c) Buyer Notice Period 6.2(c) Buyer Permitted Claims 10.3(f) Buyer Pre-Closing ~~4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Damages Proceeding 10.3(f) Buyer Regulatory Termination Fee 10.3(e) Buyer Sub Preamble Buyer Subsequent Deal Termination Fee 10.3(c) Certificates 1.8(b) Closing ~~Statement 2.10(a~~1.3 Closing Date 1.3 D&O Indemnitee 6.10(a) ~~Company Preamble Company Change Objection 2.13(b~~Debt Commitment Letter 4.6(a) ~~Company Change Objection Statement 2.13(b) Term Section Company Review Representative 2.13(b) DGCL Recitals Dispute Notice 2.14(b~~Debt Financing 4.6(a) Dissenting Shares ~~2.6(a~~1.7 DTC 1.8(d) ~~Dissenting Stockholder 2.6(d~~DTC Payment 1.8(d) ~~DLLCA~~ Ember Sub Recitals ~~Domain Names 5.13(b~~Equity Commitment Letter Recitals Equity Financing 4.6(a) ~~Earn-Out Determination Date 2.14(d)(ii~~Equity Sale Recitals Equity Sale Closing Time Recitals Excluded Action 5.5(h) ~~Earn-Out Expiration Date 2.13(g~~Existing Agreements Recitals Fair Labor Standards Act 2.16(i) ~~Earn-Out Payment 2.13(a~~FDI Approvals 7.5 FDI Filings 6.3(b) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(cFee Letter 4.6(a) Financial Services Approvals 7.5 Financial Services Authority 6.3(g) Financial Services Notice Filings and Approvals 6.3(b) Financing 4.6(a) Financing Agreements 6.8(a) Financing Commitments 4.6(a) Gaming Holdco Recitals Gaming Law Filings 6.3(b) GLP 3.22 Guaranty Recitals Hxxxxxxx Lxxxx 3.22 Indenture 6.8(h) Interim Financial Period 6.8(k) Interim Financial Statements ~~5.7 First Step~~ 6.8(k) Lxxx and Guarantee Release 6.8(j) Material Merger ~~Recitals Fundamental Representations 12.2(c)(ii~~Partner Business Asset 5.3(b)(iv) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(vMaterial Spinco Business Asset 5.2(b)(iv) Maximum ~~Earn-Out Payment 2.13(k)(ii)~~ Liability Amount 10.2 Merger Recitals Merger ~~Sub~~ Effective Time 1.2 Exhibit A - 31 Merger Partner Preamble ~~Objections Statement 2.10(b~~Merger Partner Board Recitals Merger Partner Board Determination 3.4 Merger Partner Board Recommendation 6.2(b) ~~Outstanding Common~~ Merger Partner Certifications 3.6(a) Merger Partner Change in Recommendation 6.2(b) Merger Partner Employees 6.13(a) Merger Partner International Benefit Plan 3.16(g) Merger Partner Intervening Event 6.2(d) Merger Partner Leased Real Property 3.9(b) Merger Partner Material Contract 3.11(a) Merger Partner Preferred Stock ~~Number 2.5(b)(iv~~3.3(a) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Merger Partner Real Property Lease ~~5.11(b~~3.9(b) ~~Registrable~~ Merger Partner Returns 3.15(a) Merger Partner SEC Documents 3.6(a) Merger Partner Specified Time 3.3(a) Merger Partner Stockholders’ Meeting 6.2(a) Merger Partner Tail Transaction 10.3(c) Merger Partner Termination Fee 10.3(b) Merger Partner Top Customers 3.20(a) Merger Partner Top Suppliers 3.20(a) Non-Recourse Party 11.16 Notice of Merger Partner Intervening Event 6.2(d) Notice of Merger Partner Superior Proposal 6.2(c) Outside Date 10.1(b) Owned Merger Partner Share 1.5(a)(ii) participate 6.7(c) Parties Preamble Party Preamble Paying Agent 1.8(a) Payment Fund 1.8(a) Payoff Amount ~~Shares~~ 6.8(i) PCAOB 2.6(g) Per Share Price 1.5(a)(i) Pre-Closing Period 5.1 Qualifying Merger Partner SEC Documents Article III Qualifying Remainco SEC Documents Article II R&W Insurance Policy 6.14 Redemption Notice 6.8(h) Regulatory Meeting 6.3(b) Remainco Preamble Remainco Alternative Proposal 6.2(c) Remainco Board Recitals Remainco Burdensome Action 6.3(f) Remainco Certifications 2.6(d) Remainco Specified Time 2.3(b)(i) Remedial Action 6.3(c) Required Amount 6.8(b) Required Merger Partner Stockholder Vote 3.21 Seller Permitted Claims 10.3(f) Special Committee Recitals Spinco Preamble Spinco Business Audited Financial Statements 2.6(a) Spinco Business Financial Statements 2.6(a) Spinco Business Interim Financial Statements 2.6(a) Spinco Company Returns 2.15(a) Spinco International Benefit Plan 2.16(g) Spinco Leased Real Property 2.9(b) Spinco Material Contract 2.11(a) ~~Registrable Stock Consideration 2.11(a~~Spinco Real Property Lease 2.9(b) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Spinco Reference Balance Sheet 2.6(a) ~~Second Step Effective Time 2.12(c~~Spinco Registered IP 2.10(a) ~~Second Step Merger Recitals Second Merger Sub Preamble~~ Spinco Senior Executive Employee 5.2(b)(ix) Spinco Top Customers 2.20(a) Spinco Top Suppliers 2.20(a) Subject Indebtedness 6.8(i) Surviving Corporation 1.2 Surviving Corporation Option Cash Award 1.6(a)(iii) Surviving Corporation PSU Cash Award 1.6(a)(ii) Surviving Corporation RSU Cash Award 1.6(a)(i) U.X. Xxxxxx Partner Employees 3.16(j) U.S. Spinco Employees 2.16(k) Uncertificated Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.101.8(c)

Appears in 1 contract

Samples: Agreement and Plan of Merger (International Game Technology PLC)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~338 Election 6.10(a) ~~Adjustment Amount 2.10(c)(iii~~Accrued PTO 5.7(e) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation 2.1 Allocation Schedule 2.1 Antitrust Laws 3.4 Apportionment 5.7(g)(i) ~~ByLaws 5.5~~ Approvals 2.11(a) Assignment Agreement and Xxxx of Sale 2.8(a)(v) Assumed Liabilities 2.6 Base Purchase Price 2.2 Beneficial Shares 2.1 Business Balance Sheet 3.6(a) Business Employee Census 3.16(a) Business Financial Information 3.6(a) Business Intellectual Property 2.4(d) Business Permits 3.13(b) Cap ~~Amount 2.14(d)(i~~9.2(b)(ii) ~~Cash Consideration 2.5(b)(i~~Chicago Facility 2.7(b) ~~Certificate of Incorporation 5.5~~ Chosen Court 10.7 Closing ~~4.1~~ 2.3 Closing ~~Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii)~~ Date 2.3 Closing Statement ~~2.10(a~~2.9(b) ~~Company Preamble Company Change Objection 2.13(b~~Combined Tax Return 6.4(a) ~~Company Change Objection Statement 2.13(b~~Competing Business 5.13(b) ~~Term Section Company Review Representative 2.13(b~~Confidentiality Agreement 5.3 Consultation Processes 5.7(l) ~~DGCL Recitals~~ Continuation Period 5.7(b)(i) Covered Person 5.13(a) De Minimis Amount 9.2(b)(i) Deductible 9.2(b)(i) Deferred Asset Closing Countries 2.16(a) Deferred Assets 2.16(a) Deferred Closing 2.16(b) Deferred Closing Conditions 2.16(b) Deferred Closing Country Amount 2.16(i) Deferred Closing Country Closing Working Capital 2.9(c) Deferred Closing Date 2.16(b) Deferred Income Tax Liabilities 6.5(b) Deferred Liabilities 2.16(a) Deferred Retained Assets 2.17(a) Deferred Retained Closing 2.17(b) Deferred Retained Closing Conditions 2.17(b) Deferred Retained Closing Date 2.17(b) Deferred Retained Liabilities 2.17(a) Determination 2.10(e) Dispute Notice ~~2.14(b~~2.9(d) ~~Dissenting Shares 2.6(a~~Dispute Resolution Period 2.9(d) ~~Dissenting Stockholder 2.6(d~~Draft Deferred Retained Settlement Statement 2.17(j) ~~DLLCA Recitals Domain Names 5.13(b~~Draft Deferred Settlement Statement 2.16(j) ~~Earn-Out Determination Date 2.14(d)(ii~~Equipment Lease 2.8(a)(x) ~~Earn-Out Expiration Date 2.13(g~~Estimated Adjustment Amount 2.9(b) ~~Earn-Out Payment 2.13(a~~Estimated Closing Cash Amounts 2.9(b) ~~Effective Time 2.2 ERISA 5.15(a~~Estimated Closing Funded Debt 2.9(b) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Excluded Assets 2.5 Final Purchase Price 2.9(f) ~~Excess Licensing Fees 2.14(d)(iii~~Foreign Acquisition Agreements 2.12 Foreign Closing Documents 2.8(a)(vii) ~~Excess Licensing Fees Statement 2.14(b~~GCP Tecnologías Venezuela, S.A. Tax Return 6.4(a) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Guarantees 5.8 Indemnified Party ~~12.5(a~~9.4(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~9.4(a) Independent ~~Auditor 2.10(b) Independent Engineer 2.13(a~~Accounting Firm 2.9(d) Initial ~~Stock Consideration 2.5(b)(ii~~Deferred Retained Settlement Amount 2.17(h) ~~Term~~ Initial Deferred Settlement Amount 2.16(h) Intercompany Arrangements 5.6 Interim Allocation 2.1 International Asset Employee 5.7(d)(i) Inventory 2.4(i) IP Assignment 2.8(a)(xi) Material Contracts 3.12(a) Material Employee 3.16(i) Non-Regulatory Approvals 2.11(b) Non-Settling Party 2.10(e) Original Agreement Preamble Original Execution Date Preamble Outside Date 8.1(d) Owned Real Property 2.4(c) Parties Preamble Party Preamble Post-Closing Statement 2.9(c) Pre-Closing Seller Tax Return 6.4(a) Pre-Closing WC Claims 5.10(b) Proposed Allocation Settlement Notice 2.10(e) Purchase Price 2.2 Purchased Assets 2.4 Purchased Entities 2.4(a) Purchased Entity Shares 2.4(a) Purchaser Preamble Purchaser 401(k) Plan Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~5.7(b)(iii) ~~Maximum Earn-Out Payment 2.13(k)(ii~~Purchaser FSA Plan Section 5.7(b)(iv) ~~Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent~~ Purchaser Indemnified Parties ~~12.2(a~~9.2(a) ~~Parent Proposed Change 2.13(b~~Purchaser Material Adverse Effect 4.1 Purchaser Operational Instructions 2.16(e) ~~Parent Proposed Change Statement 2.13(b~~Purchaser Tax Indemnified Parties 6.1 Purchaser’s Allocation Notice 2.1 Qualifying O.U.S. Offer 5.7(d)(i) ~~Parent Registration Statement 2.11(a~~Qualifying Offer 5.7(d)(i) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(viiQualifying U.S. Offer 5.7(b)(i) Real Property ~~Lease 5.11(b~~2.4(c) ~~Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a~~Registered Business Intellectual Property 3.10(a) Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Period 5.13(b) ~~Second Step Effective Time 2.12(c~~Retained Claims 2.5(k) ~~Second Step Merger Recitals Second Merger Sub~~ Retained Liabilities 2.7 Sample Closing Statement 2.9(a) Securities Act 4.7 Seller Preamble ~~Shares 2.5(b)(i~~Seller 401(k) ~~SilvaGas Gasifier 2.13(a~~Plans Section 5.7(b)(iii) ~~Term~~ Seller FSA Plan Section ~~Stockholders Preamble Stockholder~~ 5.7(b)(iv) Seller Indemnified Parties ~~12.3(a~~9.3(a) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller Operational Instructions 2.17(e) ~~Stock Certificates 2.7(a~~Seller Tax Indemnified Parties 6.2 Seller’s Allocation 2.1 Settling Party 2.10(e) ~~Survival Date 12.1 Surviving Company 2.12(a~~Shared Contract 2.11(c) Significant Customer 3.18(a) Significant Supplier 3.18(d) Specified Business Contracts 2.4(b) Specified Tax ~~Claim 8.7(e~~Proceeding 6.6(a) ~~Technical Review Committee 2.13(b~~Straddle Period Combined Tax Return 6.4(b) ~~Third-~~Straddle Period Purchaser Tax Return 6.4(b) Supply Agreement 2.8(a)(ix) Termination Liabilities 5.7(d)(i) Third Party Claim ~~12.5(a~~9.4(a) ~~Threshold 12.2(c)(ii~~Tolling Agreement 2.8(a)(iii) Trademark License Agreement 2.8(a)(viii) Transaction Recitals Transfer ~~8.8(b~~Taxes 6.12(a) ~~Transfer Taxes 8.7(i~~Transferred Business Employees 5.7(a) ~~Voting Debt 5.3(b~~Transferred Business Independent Contractor Agreements 2.4(p) ~~Weeks Employment~~ Transferred FSA Balances Section 5.7(b)(iv) Transferred Leased Property 2.4(c) Transferred Permits 2.4(k) Transferred U.S. Business Employee 5.7(b)(i) Transition Services Agreement ~~4.2(a)(xv~~2.8(a)(iv) ~~Written Consent 8.10~~TSA Counterparty 6.6(a) Warranty Deed 2.8(b)(viii) Workers Compensation Policies 5.10(b) Working Capital Accounting Principles 2.9(a) ARTICLE II

Appears in 1 contract

Samples: Stock and Asset Purchase Agreement (GCP Applied Technologies Inc.)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Agreement set forth below: ~~Term Section Adjusted Initial~~ Action 3.16 Additional Financial Statements 5.14 Agent 5.10 Agreement Preface Applicable Survival Period 9.1(c) Arbitration Firm 2.10(c) Audited Financial Statements 3.6(a) Auditor 5.14 Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Cap 9.2(c) Certificates 2.3 Charter Documents 3.1(b) Closing 1.2 Closing Date 1.2 Closing Working Capital 2.10(b) Code 2.9 Common Stock Merger Consideration ~~2.10(c)(iii~~2.1 Company Preface Company Common Stock 2.2(a) 50 Company Intellectual Property 3.13(f) Company Option Plan 2.4 Company Owned Intellectual Property 3.13(c) Company Owned Software 3.13(n)(i) Company Preferred Stock 3.2(a) Company Registered Items 3.13(g) Company Stockholder Approval 3.4(b) Company Stockholders 2.6 Confidential Information 2.10(d) Confidentiality Agreement 5.2 Consents 3.5(a) Contaminant 3.13(n)(v) Copyrights 3.13(a) Disabling Code 3.13(n)(v) Dissenting Share Payments 2.8(b) Dissenting Shares 2.8(a) Document Production 3.13(b) Domain Names 3.13(a) Effective Time 1.2 Employee Benefit Plan 3.17(a) Estimated Working Capital 2.10(a) Estimated Working Capital Closing Adjustment ~~Amount 2.10(c)(iii~~2.10(a) ~~Agreement Preamble BG&E 4.2(a)(xvi~~Exchange Act 4.4(b) ~~ByLaws~~ Final Working Capital 2.10(c) Financial Statements 3.6(a) FIRPTA Certificate 5.12 Fundamental Representations and Warranties 9.1(b) GAAP 3.6(b) In-Bound Licenses 3.13(d) Indemnification Threshold 9.2 Indemnitors 9.2 Intellectual Property 3.13(a) Intellectual Property Rights 3.13(a) Interim Balance Sheet 3.6(b) Interim Balance Sheet Date 3.6(b) Interim Financial Statements 3.6(a) Interim Parent Note 2.1 IRS 3.17(a) Landlord 5.5 ~~Cap Amount 2.14(d)(i~~Liabilities 3.7 Liens 3.3(a) Losses 9.2(a) Marks 3.13(a) Merger 1.1 Merger Consideration 2.1 Merger Sub Preface Net Asset Statement 2.10(b) Net Proceeds 9.6 Nondisclosure Agreements 3.13(j) Notice of Claim 9.3 NRS 1.1 Optionholder 2.4 Out-Bound Licenses 3.13(e) Parent Preface Parent Indemnitees 9.2 Parent Preferred Stock 4.2 Patents 3.13(a) Per Share Cash Merger Consideration ~~2.5(b)(i~~2.2(a) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing~~ Per Share Stock Merger Consideration ~~2.5(b)(iii~~2.2(a) ~~Closing Statement~~ Permitted Liens 3.11 Principal Stockholders Recital Proposal 5.10 Proprietary Information 3.13(a) Public Software 3.13(n)(vi) Real Estate Lease 5.5 Registration Period 5.13 Representatives 5.2 52 SEC 4.5 Securities Act 4.5(a) Software 3.13(a) Stockholders’ Representative Preface Surviving Corporation 1.1 Systems 3.13(n)(v) Target Working Capital 2.10(a) ~~Company Preamble Company Change Objection 2.13(b~~Tax 3.18(a)(i) ~~Company Change Objection Statement 2.13(b~~Tax Returns 3.18(a)(ii) ~~Term Section Company Review Representative 2.13(b~~Taxing Authority 3.18(a)(iii) ~~DGCL Recitals Dispute Notice 2.14(b~~Terminated Employees 5.4(a) ~~Dissenting~~ Third Party Claim 9.3(a) Third Party Defense 9.3(b) Transmittal Letter 2.3(a) Treasury Shares ~~2.6(a~~2.1(a)(i) ~~Dissenting Stockholder 2.6(d~~Tucows Common Stock 2.1 Parent Note 2.1 Tucows Party 4.1 Tucows Parties 4.1 Tucows SEC Reports 4.5(a) ~~DLLCA Recitals Domain Names 5.13(b~~Warranty Losses 9.2 Work Product Agreements 3.13(k) ~~Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net~~ Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c) Second Step Effective Time 2.12(c) Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.102.10(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Tucows Inc /Pa/)

Other Defined Terms. The following capitalized terms ~~shall~~ have the meanings ~~defined for such terms~~ in the Sections ~~set forth~~ indicated below: Defined Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Reference Acquisition Agreement 5.9(a) ~~Adjustment Amount 2.10(c)(iii~~Adverse BKYF Recommendation Change 2.14(b) Agreement Preamble BG&E 4.2(a)(xvi) ByLaws 5.5 Cap Amount 2.14(d)(i) Cash Consideration 2.5(b)(i) Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii) Closing Statement 2.10(a) Company Preamble Company Change Objection 2.13(b) Company Change Objection Statement 2.13(b) First Paragraph Appraisal Shares 2.12 Bank Merger Recitals Defined Term Section ~~Company Review Representative 2.13(b~~Reference Bank Merger Agreement Recitals BHCA 3.1(a) ~~DGCL~~ BOK Recitals ~~Dispute Notice 2.14(b~~BKYF First Paragraph BKYF Common Stock 2.7(a) ~~Dissenting~~ BKYF Disclosure Schedule Article III BKYF’s Financial Statements 3.9(a) BKYF Recommendation 2.14(a) BKYF Regulatory Agencies 3.5 BKYF Regulatory Agreement 3.5 BKYF SEC Filings 3.8 BKYF Shareholder Approval 6.1(b) BKYF Shareholders Recitals BKYF Shareholders’ Meeting 2.14(a) Book Entry Shares ~~2.6(a~~2.9(b) ~~Dissenting Stockholder 2.6(d~~Certificates 2.9(b) ~~DLLCA Recitals Domain Names 5.13(b~~Certificates of Merger 2.3 Closing 2.2 Closing Date 2.2 Closing Date Plan Year 5.8(c) ~~Earn-Out Determination Date 2.14(d)(ii~~Continuing Employee 5.8(a) ~~Earn-Out Expiration Date 2.13(g~~CRA 3.18 Discontinued Employee 5.8(b) ~~Earn-Out Payment 2.13(a~~DOL 3.24(a) Effective Time ~~2.2 ERISA 5.15(a~~2.3 Exchange Agent 2.9(a) ~~Escrow Account 2.9 Escrow Amount 2.9 Escrow~~ Exchange Agent Agreement 2.9(a) Exchange Fund 2.9(a) Excluded Shares ~~2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~2.7(c) ~~Excess Licensing Fees 2.14(d)(iii~~Indemnitees 5.10(a) ~~Excess Licensing Fees Statement 2.14(b~~Intellectual Property 3.21 Kentucky Articles of Merger 2.3 Kentucky Secretary 2.3 Loans 3.17(a) ~~Xxxxxx Employment Agreement 4.2(a)(xiv~~Materially Burdensome Regulatory Condition 5.3(a) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) - 11 - Defined Term Section ~~Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii)~~ Reference Merger Recitals Merger ~~Sub Preamble Objections Statement 2.10(b~~Consideration 2.7(a) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Indemnified Parties 12.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step North Carolina Certificate of Merger ~~2.12(c~~2.3 North Carolina Secretary 2.3 Notice of BKYF Recommendation Change 2.14(b)(iii) ~~Second Step Effective Time 2.12(c~~Parent First Paragraph Parent Capitalization Date 4.6(a) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Parent Disclosure Schedule Article IV Parent’s Financial Statements 4.9(a) ~~SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter~~ Parent Regulatory Agencies 4.5 Parent SEC Filings 4.8 Per Share Cash Consideration 2.7(a) ~~Stock Certificates 2.7(a~~Per Share Equity Award Consideration 2.15 Premium Cap 5.10(b) ~~Survival Date 12.1~~ Regulatory Agencies 4.5 Sxxxxxxx-Xxxxx Act 3.9(c) Subsidiary Bank Recitals Surviving ~~Company 2.12(a~~Corporation 2.1(a) ~~Tax Claim 8.7(e~~Termination Fee 7.2(b) Technical Review Committee 2.13(b) Third-Party Claim 12.5(a) Threshold 12.2(c)(ii) Transaction Recitals Transfer 8.8(b) Transfer Taxes 8.7(i) Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10Trust Preferred Securities 5.18

Appears in 1 contract

Samples: Agreement and Plan of Merger (Bank of Kentucky Financial Corp)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii) Adjustment Amount 2.10(c)(iii)~~ Acquisition Proposal 5.17 Affiliate Transactions or Interests 3.21 Agreement Preamble ~~BG&E 4.2(a)(xvi~~Alternative Financing 5.18(b) ~~ByLaws 5.5 Cap Amount 2.14(d)(i~~Alternative Financing Commitment Letter 5.18(b) ~~Cash Consideration 2.5(b)(i~~Antitrust Law 5.1(b) ~~Certificate of Incorporation 5.5 Closing 4.1 Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Back-to-Back Arrangement 5.7(b) Balance Sheet Date 3.7(a) Base Purchase Price 2.2 Business Balance Sheet 3.7(a) Business Financial Statements 3.7(a) Capital Investment 5.20(d)(i) Capital Transaction 5.20(d)(ii) Closing 2.3 Closing Date 2.3 Closing Statement ~~2.10(a~~2.5(b) Commitment Letters 4.5 Company Preamble Company ~~Change Objection 2.13(b~~Data 3.15(h) Company ~~Change Objection Statement 2.13(b~~IPR Agreements 3.12(a)(v) ~~Term~~ Company IT Systems 3.15(i) Company Material Contract 3.12(a) Company Permits 3.6(a) Company Proceeds 5.20(d)(iii) Company Software 3.15(g) Company Subsidiary 3.1(c) Competing Business 5.15(b) Confidential Information 5.3 Confidentiality Agreement 5.3 Contract Separation 5.7(a) Covered Person 5.15(a) Credit Enhancements 5.10(a) Credit Support …………………………………………………………………………… Section ~~Company Review Representative 2.13(b~~5.10(c) ~~DGCL Recitals~~ Data Protection Program 3.15(h) Debt Commitment Letter 4.5 Debt Financing 4.5 Debt Financing Sources 4.5 Definitive Financing Agreements 5.18(a) Dispute Notice ~~2.14(b~~2.5(d) ~~Dissenting Shares 2.6(a~~Dispute Resolution Period 2.5(d) ~~Dissenting Stockholder 2.6(d~~Divestiture Period 5.15(b)(iii) ~~DLLCA~~ DOJ 5.1(b) Enforceability Exceptions 3.3 Equity Commitment Letter 4.5 Equity Financing 4.5 Equity Interests Recitals ~~Domain Names 5.13(b~~Estimated Adjustment Amount 2.5(b) ~~Earn-Out Determination Date 2.14(d)(ii~~Estimated Closing Cash Amounts 2.5(b) ~~Earn-Out Expiration Date 2.13(g~~Estimated Closing Company Transaction Expenses 2.5(b) ~~Earn-Out~~ Estimated Closing Funded Debt 2.5(b) Excluded Information 5.19(a) Exclusivity Period 5.17 Exempt Transaction 5.17 Extraordinary Action 5.8 Final Purchase Price 2.5(f) Financing 4.5 Financing Uses 4.5 Foreign Closing Documents 2.4(v) FTC 5.1(b) Guarantor Recitals Guaranty Recitals Heritage Name 5.11(a) Holding Fee Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i5.21 HSR Act 5.1(b) Indemnified Party ~~12.5(a~~9.4(a) Indemnifying Party ~~12.5(a) Indemnity Payouts 2.14(d)(iv~~9.4(a) Independent ~~Auditor 2.10(b~~Accounting Firm 2.5(d) ~~Independent Engineer 2.13(a~~Insurance Policies 3.17 Inventions 5.11(b)(i) ~~Initial Stock Consideration 2.5(b)(ii~~Inventor 3.15(f) ~~Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v~~Labor Agreement 3.11(b) ~~Maximum Earn~~Leased Real Property 3.19 Organizational Documents 3.1(d) Outside Date 8.1(d) Post-~~Out Payment 2.13(k)(ii~~Closing Statement 2.5(c) ~~Merger Recitals Merger Sub~~ Promissory Note 2.4(iv) Purchaser Preamble ~~Objections Statement 2.10(b~~Purchaser 401(k) ~~Outstanding Common Stock Number 2.5(b)(iv~~Plan 5.9(g) ~~Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Purchaser Covenant Parties 5.11(b)(ii) ~~Parent~~ Purchaser Group 5.1(a) Purchaser Indemnified Parties ~~12.2(a~~9.2(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Purchaser Material Adverse Effect 4.1, 4.1 Real Property ~~Lease 5.11(b~~Leases 3.19 Regulatory Remedy 5.1(c) ~~Registrable Payoff Amount Shares 2.11(a~~Related Parties 10.14 Review Period 2.5(d) ~~Registrable Stock Consideration 2.11(a~~Sample Closing Statement 2.5(a) ~~Restricted Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Securities Act 4.9 Seller Preamble Seller 401(k) ~~Second Step Effective Time 2.12(c~~Plans 5.9(g) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Seller Consolidated Returns 6.1(b) ~~SilvaGas Gasifier 2.13(a~~Seller Covenant Parties 5.11(b)(i) ~~Term Section Stockholders Preamble Stockholder~~ Seller Indemnified Parties ~~12.3(a~~9.3 Seller Pre-Closing Covenants 9.1 Seller Prepared Returns 6.1(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~Seller Separate Returns 6.1(b) ~~Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a~~Solvent 4.10 Stranded Shared Contract 5.7(b) Tax ~~Claim 8.7(e~~Sharing Agreements 3.16(h) ~~Technical Review Committee 2.13(b~~Termination Fee 8.2(b) ~~Third-~~Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii~~9.4(a) Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.5(a) Transfer Taxes ~~8.7(i~~6.6 Transferred Business Employee 5.9(a)(ii) ~~Voting Debt 5.3(b~~Transferred International Business Employees 5.9(i) ~~Weeks Employment~~ Transition Period 5.11(a) Transition Services Agreement ~~4.2(a)(xv) Written Consent 8.10~~2.4(iii)

Appears in 1 contract

Samples: Securities Purchase Agreement (ODP Corp)

Other Defined Terms. The following terms ~~shall~~ have the meanings ~~defined for~~ assigned to such terms in the Sections of the Asset Purchase Agreement set forth below: ~~Term Section Adjusted Initial Stock Consideration 2.10(c)(iii~~Accounting Principles 2.6(a)(i) ~~Adjustment Amount 2.10(c)(iii~~Action 4.15(a) Allocation Statement 2.7 Applicable Survival Period 10.1(d) Asset Purchase Agreement Preamble ~~BG&E 4.2(a)(xvi~~Assigned Contracts 2.1(e) ~~ByLaws 5.5 Cap~~ Assignment and Assumption Agreement 3.2(c) Assumed Liabilities 2.3 Base Amount ~~2.14(d)(i~~2.6(a)(ii) Business Authorizations 4.7(a) Buyer Preamble Buyer Closing Certificate 8.3(c) Buyer Indemnitees 10.2(a) Buyer Restricted Business 6.8(b) Buyer Warranty Losses 10.2(b) Cash Consideration ~~2.5(b)(i~~2.5(a) ~~Certificate of Incorporation 5.5~~ CERCLA 4.18(a)(iv) Closing ~~4.1~~ 3.1 Closing Consideration ~~Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~2.5(b) Closing Date 3.1 Closing Equipment Part Inventory Amount 2.6(a)(iii) Closing Equipment Part Inventory Statement ~~2.10(a~~2.6(a)(iv) ~~Company Preamble Company Change Objection 2.13(b~~COBRA 7.3(i) ~~Company Change Objection Statement 2.13(b~~Confidentiality Agreement 6.3 Consents 4.3(a) ~~Term Section Company Review Representative 2.13(b~~Environment 4.18(a)(i) ~~DGCL Recitals Dispute Notice 2.14(b~~Environmental Action 4.18(a)(ii) ~~Dissenting Shares 2.6(a~~Environmental Clean-up Site 4.18(a)(iii) ~~Dissenting Stockholder 2.6(d~~Environmental Laws 4.18(a)(iv) ~~DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a~~Environmental Permit 4.18(a)(v) Escrow ~~Account 2.9~~ Agent 3.3(a) Escrow ~~Amount 2.9~~ Agreement 3.2(a) Escrow ~~Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c~~Fund 3.3(a) ~~Excess Licensing Fees 2.14(d)(iii~~Excluded Assets 2.2 Excluded Contracts 2.2(e) ~~Excess Licensing Fees Statement 2.14(b~~Excluded Liabilities 2.4 Facility Preamble Hazardous Substances 4.18(a)(vi) ~~Xxxxxx Employment~~ In-Bound Licenses 4.11(a) Insured Real Properties 8.2(g) Intellectual Property License Agreement ~~4.2(a)(xiv~~3.2(d) ~~Feasibility Completion Date 2.13(c~~Losses 10.2(a) ~~Final Performance Criteria 2.13(c~~Material Contracts 4.13(b) ~~Financial Statements 5.7 First Step Merger Recitals Fundamental Representations 12.2(c)(ii~~Noncompetition Period 6.8(a) ~~Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i~~Notice of Claim 10.5(a) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(ivOption Agreement 2.5(b) Parent Preamble ~~Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i~~Personal Property 4.8(a) ~~Parent Indemnified Parties 12.2(a~~Policies 4.19(a) ~~Parent Proposed Change 2.13(b~~Post-Closing Tax Period 7.4(b) ~~Parent Proposed Change Statement 2.13(b~~Pre-Closing Tax Period 7.4(b) ~~Parent Registration Statement 2.11(a~~Proposal 6.9(a) ~~Parent SEC Documents 7.10 Performance Criteria 2.13(a~~Purchase Price 2.5(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Purchased Assets 2.1 Real Property ~~Lease 5.11(b~~4.10(a) ~~Registrable Payoff Amount Shares 2.11(a~~Release 4.18(a)(vii) ~~Registrable Stock Consideration 2.11(a~~Representatives 6.3 Restricted Contract 2.8(a) Seller Preamble Seller Benefit Plans 4.16(a) Seller Closing Certificate 8.2(c) Seller Disclosure Schedule Article IV Seller Employees 7.3(f) Seller Fundamental Covenants 10.2(c) Seller Indemnitees 10.3(a) Seller Restricted ~~Stockholders 11.1 Second Step Certificate of Merger 2.12(c~~Business 6.8(a) ~~Second Step Effective Time 2.12(c~~Seller Warranty Losses 10.3(b) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Special Warranty Deed 3.2(e) SilvaGas Gasifier 2.13(a) Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a) Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a) Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-Third Party Claim ~~12.5(a~~10.5(a) ~~Threshold 12.2(c)(ii~~Third Party Defense 10.5(b) ~~Transaction Recitals Transfer 8.8(b~~Transferred Employees 7.3(b) ~~Transfer Taxes 8.7(i~~Transferred Vacation Benefits 7.3(c) ~~Voting Debt 5.3(b) Weeks Employment Agreement 4.2(a)(xv) Written Consent 8.10~~Xxxxxxxxxxxx Farms Termination 6.10

Appears in 1 contract

Samples: Asset Purchase Agreement (Integrated Device Technology Inc)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~defined for such terms~~ ascribed to them in the ~~Sections set forth below~~corresponding section of this Agreement: Term Section ~~Adjusted Initial Stock Consideration 2.10(c)(iii~~Acceptance Notice 2.15(b) ~~Adjustment Amount 2.10(c)(iii~~Acquiring Party 5.16(d) Agreement Preamble ~~BG&E 4.2(a)(xvi~~Allocation 2.11 Antitrust Laws 3.4 Approvals 2.12(a) ~~ByLaws 5.5~~ Assignment Agreement and Xxxx of Sale 2.8(a)(iv) Assumed Liabilities 2.6 Balance Sheet Date 3.6(a) Base Purchase Price 2.2 Business Balance Sheet 3.6(a) Business Financial Statements 3.6(a) Business Information Technology 2.4(f) Business Intellectual Property 2.4(d) Business Intellectual Property License 5.16(b) Business Permits 3.12(b) Cap 9.2(b)(iii) China JV 5.25 China JV Separation 5.25 Closing 2.3 Closing Date 2.3 Closing Statement 2.10(b) Combined Tax Return 6.4(a) Competing Business 5.14(b) Completion of the Consultation Process 2.15(a) Confidential Business Information 5.3(b) Confidentiality Agreement 5.3(a) Consultation Process 2.15(a) Controlling Party 6.6(c) Covered Person 5.14(a) Deductible 9.2(b)(i) Dispute Notice 2.10(d) Dispute Resolution Period 2.10(d) Divestiture Period 5.14(b) Environmental Permits 5.17 Estimated Adjustment Amount ~~2.14(d)(i~~2.10(b) Estimated Closing Cash ~~Consideration 2.5(b)(i~~Amounts 2.10(b) ~~Certificate~~ Estimated Closing Funded Debt 2.10(b) Estimated Closing Working Capital 2.10(b) Excluded Assets 2.5 Excluded Business Taxes 6.1 FCPA 3.21 Final Purchase Price 2.10(f) Foreign Acquisition Agreements 2.14 Foreign Closing Documents 2.8(a)(v) French Assets 2.15(a) French Entities 2.15(a) French Interests 2.15(a) French Offer 2.15(b) French Offer Letter 2.15(b) French Purchase Price 2.15(b) French Ventures 2.15(a) German Asset Sale 6.12(d)(i) German Assets 6.12(d)(i) German Seller Entity 6.12(d)(iii) Holland Facility 5.20 Identified Guarantees 5.8 Indemnified Party 9.4(a) Indemnifying Party 9.4(a) Independent Accounting Firm 2.10(d) Inventory 2.4(i) IP Retained Litigations 5.11(c) Lease Agreement 5.20 Licensing Notice 5.16(b) Licensing Request Period 5.16(b) Material Contracts 3.11(a) Money Laundering Laws 3.22 Named IP Retained Litigation 5.11(d) Non-Controlling Party 6.6(c) Non-Transferred Assets 2.12(d) OFAC 3.20 Outside Date 8.1(d) Overhead Restructuring Cap 2.7(m) Owned Real Property 2.4(c) parties Preamble Post-Closing Statement 2.10(c) Pre-Closing Restructuring 5.13 Pre-Closing Separate Tax Return 6.4(a) Pre-Closing WC Claims 5.10(b) Pricol Venture 5.22 Purchase Price 2.2 Purchased Assets 2.4 Purchased Consolidated Venture 2.4(a) Purchased Entities 2.4(a) Purchased Entity 2.4(a) Purchased Entity Shares 2.4(a) Purchased Non-Consolidated Venture 2.4(a) Purchased Venture Interests 2.4(a) Purchased Ventures 2.4(a) Purchaser Preamble Purchaser 401(k) Plan 5.7(g) Purchaser Field of ~~Incorporation 5.5 Closing~~ Use 5.16(a) Purchaser Fundamental Representations 9.1(b) Purchaser Indemnified Parties 9.2(a) Purchaser Material Adverse Effect 4.1 ~~Closing Consideration Schedule 8.9 Closing Payment Certificate 2.8 Closing Per Share Stock Consideration 2.5(b)(iii~~Purchaser Portion of the Shared Contract Liabilities 2.12(c) Purchaser Tax Indemnified Parties 6.1 Purchaser’s Allocation Notice 2.11 Real Property Lease 2.4(c) Retained Business Products 5.16(b) Retained Intellectual Property 5.16(a) Retained Intellectual Property License 5.16(a) Retained Liabilities 2.7 Sample Closing Statement 2.10(a) ~~Company~~ Securities Act 4.6 Seller Preamble ~~Company Change Objection 2.13(b~~Seller 401(k) ~~Company Change Objection Statement 2.13(b~~Plans 5.7(g) ~~Term Section Company Review Representative 2.13(b~~Seller Field of Use 5.16(b) DGCL Recitals Dispute Notice 2.14(b) Dissenting Shares 2.6(a) Dissenting Stockholder 2.6(d) DLLCA Recitals Domain Names 5.13(b) Earn-Out Determination Date 2.14(d)(ii) Earn-Out Expiration Date 2.13(g) Earn-Out Payment 2.13(a) Effective Time 2.2 ERISA 5.15(a) Escrow Account 2.9 Escrow Amount 2.9 Escrow Shares 2.9 Estimated Net Working Capital Amount 2.8 Excess Dissenting Share Payments 2.6(c) Excess Licensing Fees 2.14(d)(iii) Excess Licensing Fees Statement 2.14(b) Xxxxxx Employment Agreement 4.2(a)(xiv) Feasibility Completion Date 2.13(c) Final Performance Criteria 2.13(c) Financial Statements 5.7 First Step Merger Recitals Seller Fundamental Representations ~~12.2(c)(ii~~9.1(a) Fundamental Transaction 2.17 Incremental Startup Investment 2.13(k)(i) Indemnified Party 12.5(a) Indemnifying Party 12.5(a) Indemnity Payouts 2.14(d)(iv) Independent Auditor 2.10(b) Independent Engineer 2.13(a) Initial Stock Consideration 2.5(b)(ii) Term Section Initial Surviving Corporation 2.1 Licensing Fees 2.14(d)(v) Maximum Earn-Out Payment 2.13(k)(ii) Merger Recitals Merger Sub Preamble Objections Statement 2.10(b) Outstanding Common Stock Number 2.5(b)(iv) Parent Preamble Parent Documents 7.2 Parent Fundamental Representations 12.3(b)(i) Parent Seller Indemnified Parties ~~12.2(a~~9.3(a) Parent Proposed Change 2.13(b) Parent Proposed Change Statement 2.13(b) Parent Registration Statement 2.11(a) Parent SEC Documents 7.10 Performance Criteria 2.13(a) Performance Criteria Percentage 2.13(k)(iii) Permitted Objection 2.14(b) Principal Stockholder Preamble Proposed Final Performance Criteria 2.13(c) Proposed Final Performance Criteria Statement 2.13(c) Qualified License Agreement 2.14(d)(vi) Qualified Licensing Fees 2.14(d)(vii) Real Property Lease 5.11(b) Registrable Payoff Amount Shares 2.11(a) Registrable Stock Consideration 2.11(a) Restricted Stockholders 11.1 Second Step Certificate Seller Portion of ~~Merger~~ the Shared Contract Liabilities 2.12(c) ~~Second Step Effective Time~~ Seller Tax Indemnified Parties 6.2 Seller’s Allocation 2.11 Shared Contract 2.12(c) ~~Second Step Merger Recitals Second Merger Sub Preamble Shares 2.5(b)(i~~Specified Business Contracts 2.4(b) ~~SilvaGas Gasifier 2.13(a~~Specified Retained Litigation 2.7(n) ~~Term Section Stockholders Preamble Stockholder Indemnified Parties 12.3(a~~Specified Schedules Update Period 5.16(b) ~~Stockholder Representative Preamble Stockholder Transmittal Letter 2.7(a~~St. Petersburg Agreement 5.26 Straddle Period Separate Tax Return 6.4(b) ~~Stock Certificates 2.7(a) Survival Date 12.1 Surviving Company 2.12(a) Tax Claim 8.7(e) Technical Review Committee 2.13(b) Third-~~Third Party Claim ~~12.5(a) Threshold 12.2(c)(ii~~9.4(a) Transaction Recitals ~~Transfer 8.8(b~~Transaction Accounting Principles 2.10(b) Transfer Taxes ~~8.7(i~~6.12(a) ~~Voting Debt 5.3(b~~Transferred Business Employee 5.7(a) ~~Weeks Employment Agreement 4.2(a)(xv~~Transferred Leased Property 2.4(c) ~~Written~~ Transferred Permits 2.4(k) U.S. Export Control Law 3.20 U.S. Sanctions Law 3.20 VAT Leakage 6.12(b)(ii) VAT Recovery Outside Date 6.12(b)(ii) Venture Consent ~~8.10~~5.22 Venture Equity Interests 3.2(b) Warranty Claim 5.18 Warranty Deed 2.8(b)(v) Workers Compensation Policies 5.10(b) Works’ Councils 2.15(a) ARTICLE II

Appears in 1 contract

Samples: Purchase Agreement (Visteon Corp)

Common use of Other Defined Terms Clause in Contracts