Common use of Off-Exchange Transactions Clause in Contracts

Off-Exchange Transactions. The Transactions and/or Contracts you are entering into with us as counterparty are NOT traded on an exchange, but in the off-exchange/Over-the-Counter (OTC) Market. In general, the Over-The-Counter (OTC) Market is unregulated, there are no limitations on daily price movements (unless imposed by a government or central bank authority), no rules to regulate valuation or settlement procedures, and no minimum financial requirements for market participants. Accordingly, it may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange Transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such Transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 3 contracts

Samples: Client Agreement, Client Agreement, www.yew-trading.net

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Off-Exchange Transactions. The Transactions and/or Contracts you are entering into with us as counterparty are NOT traded on an exchangeanexchange, but in the off-exchange/Over-the-Counter (OTC) Market. In general, the Over-Over- The-Counter (OTC) Market is unregulated, there are no limitations on daily price movements (unless imposed by a government or central bank authority), no rules to regulate valuation or settlement procedures, and no minimum financial requirements for market participants. Accordingly, it may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may transactionsmay involve increased risks. Off-exchange Transactions may be maybe less regulated or subject to a separate regulatory regime. Before you undertake such Transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 1 contract

Samples: Client Agreement

Off-Exchange Transactions. The Transactions In the off-exchange / Over-the-Counter ( OTC ) market, the transactions and/or Contracts contracts you are entering enter into with us as counterparty a counter-party are NOT traded on an exchange, but in the off-exchange/Over. The over-the-Counter (counter ( OTC) Market. In general, the Over-The-Counter (OTC) Market market is generally unregulated, there are no limitations constraints on daily price movements (unless imposed by a government or central bank authority), no rules to regulate governing valuation or settlement procedures, and there are no minimum financial requirements for market participants. Accordingly, it It may therefore be difficult or impossible to liquidate an existing the current position, to assess evaluate the value, to determine a the fair price or to assess the exposure to riskrisk exposure. For These transactions can involve increased risks for these reasons, these transactions may involve increased risks. Off-exchange Transactions transactions may be less regulated or subject to less regulation or a separate regulatory regime. Before you undertake such Transactions, you You should familiarize yourself with the applicable rules and attendant risksassociated risks before you undertake such transactions.

Appears in 1 contract

Samples: Client Agreement

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Off-Exchange Transactions. The Transactions In the off-exchange / Over- the-Counter (OTC) market, the transactions and/or Contracts contracts you are entering enter into with us as counterparty a counter-party are NOT traded on an exchange, but in the off-exchange/Over. The over-the-Counter counter (OTC) Market. In general, the Over-The-Counter (OTC) Market market is generally unregulated, there are no limitations constraints on daily price movements (unless imposed by a government or central bank authority), no rules to regulate governing valuation or settlement procedures, and there are no minimum financial requirements for market participants. Accordingly, it It may therefore be difficult or impossible to liquidate an existing the current position, to assess evaluate the value, to determine a the fair price or to assess the exposure to riskrisk exposure. For These transactions can involve increased risks for these reasons, these transactions may involve increased risks. Off-exchange Transactions transactions may be less regulated or subject to less regulation or a separate regulatory regime. Before you undertake such Transactions, you You should familiarize yourself with the applicable rules and attendant risksassociated risks before you undertake such transactions.

Appears in 1 contract

Samples: Client Agreement

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