Common use of Off-Exchange Transactions Clause in Contracts

Off-Exchange Transactions. The Transactions and/or Contracts you are entering into with us as counterparty are NOT traded on an exchange, but in the off-exchange/Over-the-Counter (OTC) Market. In general, the Over-The-Counter (OTC) Market is unregulated, there are no limitations on daily price movements (unless imposed by a government or central bank authority), no rules to regulate valuation or settlement procedures, and no minimum financial requirements for market participants. Accordingly, it may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange Transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such Transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 5 contracts

Sources: Client Agreement, Online Trading Agreement, Online Trading Agreement

Off-Exchange Transactions. The Transactions Transaction and/or Contracts you are entering into with us as counterparty are NOT traded on an exchange, but in the off-exchange/Over-the-Counter (OTC) Market. In general, the Over-The-Counter (OTC) Market is unregulated, there are no limitations on daily price movements (unless imposed by a government or central bank authority), no rules to regulate valuation or settlement procedures, and no minimum financial requirements for market participants. Accordingly, it may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price price, or to assess the exposure to risk. For these reasons, these transactions Transaction and/or Contracts may involve increased risks. Off-exchange Transactions Transaction and/or Contracts may be less regulated or subject to a separate regulatory regime. Before you undertake such TransactionsTransaction and/or Contracts, you should familiarize familiarise yourself with applicable rules and attendant risks.. In addition to the foregoing, it is important that you be fully aware of the following points:

Appears in 1 contract

Sources: Client Agreement

Off-Exchange Transactions. The Transactions and/or Contracts you are entering into with us as counterparty are NOT traded on an exchangeanexchange, but in the off-exchange/Over-the-Counter (OTC) Market. In general, the Over-Over- The-Counter (OTC) Market is unregulated, there are no limitations on daily price movements (unless imposed by a government or central bank authority), no rules to regulate valuation or settlement procedures, and no minimum financial requirements for market participants. Accordingly, it may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may transactionsmay involve increased risks. Off-exchange Transactions may be maybe less regulated or subject to a separate regulatory regime. Before you undertake such Transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Client Agreement

Off-Exchange Transactions. The Transactions and/or Contracts you are entering into with us as counterparty are NOT traded on an exchange, but in the off-off- exchange/Over-the-Counter (OTC) Market. In general, the Over-The-Counter (OTC) Market is unregulated, there are no limitations on daily price movements (unless imposed by a government or central bank authority), no rules to regulate valuation or settlement procedures, and no minimum financial requirements for market participants. Accordingly, it may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange Transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such Transactions, you should familiarize yourself with applicable rules and attendant risks.

Appears in 1 contract

Sources: Client Agreement