Common use of Obligations and Compensation of Dealer Manager Clause in Contracts

Obligations and Compensation of Dealer Manager. 3.1 The Company hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 Shares through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (NASD). The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions. The Dealer Manager represents to the Company that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares of the Company. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ ____, 2005, among Xxxxx Fargo Bank, N.A., as escrow agent, the Dealer Manager and the Company, a copy of which is enclosed (the "Escrow Agreement").

Appears in 2 contracts

Samples: Selected Investment Advisor Agreement (Cole Credit Property Trust II Inc), Selected Investment Advisor Agreement (Cole Credit Property Trust II Inc)

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Obligations and Compensation of Dealer Manager. 3.1 The Company hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 44,000,000 Shares through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (NASD). The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions. The Dealer Manager represents to the Company that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 20012001 or will require that its Dealers establish such programs, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares of the Company. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _, 2005 among ____, 2005, among Xxxxx Fargo Bank, N.A.____________, as escrow agent, the Dealer Manager and the Company, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Selected Investment Advisor Agreement (Behringer Harvard Opportunity REIT I, Inc.)

Obligations and Compensation of Dealer Manager. 3.1 The Company Partnership hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 Shares 44,000,000 Units through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (the "NASD"). The Dealer Manager may also sell Shares Units for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares Units on said terms and conditions. The Dealer Manager represents to the Company Partnership that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares Units of the CompanyPartnership. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _February ___, 2005, 2003 among Xxxxx Fargo BankBank Iowa, N.A.National Association, as escrow agent, the Dealer Manager and the CompanyPartnership, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Dealer Manager Distribution Agreement (Behringer Harvard Mid Term Value Enhancement Fund I Lp)

Obligations and Compensation of Dealer Manager. 3.1 The Company hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 88,000,000 Shares through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (NASD). The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions. The Dealer Manager represents to the Company that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares of the Company. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _January ___, 20052003 among Wells Fargo Bank Iowa, among Xxxxx Fargo Bank, N.A.National Association, as escrow agent, the Dealer Manager Dealxx Xxnager and the Company, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Behringer Harvard Reit I Inc

Obligations and Compensation of Dealer Manager. 3.1 The Company Partnership hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 Shares 11,000,000 Units through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (the "NASD"). The Dealer Manager may also sell Shares Units for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares Units on said terms and conditions. The Dealer Manager represents to the Company Partnership that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares Units of the CompanyPartnership. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _January ___, 20052003 among Wells Fargo Bank Iowa, among Xxxxx Fargo Bank, N.A.National Association, as escrow agent, the Dealer Manager Dealxx Xxnager and the CompanyPartnership, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Dealer Manager Distribution Agreement (Behringer Harvard Short Term Opportunity Fund I Lp)

Obligations and Compensation of Dealer Manager. 3.1 The Company hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 44,000,000 Shares through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (NASD). The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions. The Dealer Manager represents to the Company that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 20012001 or will require that its Dealers establish such programs, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares of the Company. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _, 2005 among ____, 2005, among Xxxxx Fargo Bank, N.A.____________, as escrow agent, the Dealer Manager and the Company, a copy of which is enclosed (the "β€œEscrow Agreement"”).

Appears in 1 contract

Samples: Selected Dealer Agreement (Behringer Harvard Opportunity REIT I, Inc.)

Obligations and Compensation of Dealer Manager. 3.1 The Company hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 44,000,000 Shares through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (NASD). The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions. The Dealer Manager represents to the Company that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares of the Company. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _, 2005 among ____, 2005, among Xxxxx Fargo Bank, N.A.____________, as escrow agent, the Dealer Manager and the Company, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Behringer Harvard Opportunity REIT I, Inc.

Obligations and Compensation of Dealer Manager. 3.1 The Company Partnership hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 Shares 11,000,000 Units through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (the "NASD"). The Dealer Manager may also sell Shares Units for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares Units on said terms and conditions. The Dealer Manager represents to the Company Partnership that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares Units of the CompanyPartnership. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _February ___, 2005, 2003 among Xxxxx Fargo BankBank Iowa, N.A.National Association, as escrow agent, the Dealer Manager and the CompanyPartnership, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Dealer Manager Distribution Agreement (Behringer Harvard Short Term Opportunity Fund I Lp)

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Obligations and Compensation of Dealer Manager. 3.1 The Company Partnership hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 Shares 44,000,000 Units through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (the "NASD"). The Dealer Manager may also sell Shares Units for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares Units on said terms and conditions. The Dealer Manager represents to the Company Partnership that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares Units of the CompanyPartnership. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _January ___, 20052003 among Wells Fargo Bank Iowa, among Xxxxx Fargo Bank, N.A.National Association, as escrow agent, the Dealer Manager Deaxxx Xanager and the CompanyPartnership, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Dealer Manager Distribution Agreement (Behringer Harvard Mid Term Value Enhancement Fund I Lp)

Obligations and Compensation of Dealer Manager. 3.1 The Company hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 Shares through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (NASD). The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions. The Dealer Manager represents to the Company that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares of the Company. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ ____June 2, 2005, 2005 among Xxxxx Wells Fargo Bank, N.A., as escrow agent, the Dealer Manager and the CompanyCoxxxxx, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Selected Investment Advisor Agreement (Cole Credit Property Trust II Inc)

Obligations and Compensation of Dealer Manager. 3.1 The Company hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 Shares through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (NASD). The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions. The Dealer Manager represents to the Company that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares of the Company. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ ____, 2005, among Xxxxx Fargo Bank, N.A.______________, as escrow agent, the Dealer Manager and the Company, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Selected Investment Advisor Agreement (Cole Credit Property Trust II Inc)

Obligations and Compensation of Dealer Manager. 3.1 The Company hereby appoints the Dealer Manager as its agent and principal distributor for the purpose of selling for cash up to a maximum of 45,000,000 88,000,000 Shares through Dealers, all of whom shall be members of the National Association of Securities Dealers, Inc. (NASD). The Dealer Manager may also sell Shares for cash directly to its own clients and customers at the public offering price and subject to the terms and conditions stated in the Prospectus. The Dealer Manager hereby accepts such agency and distributorship and agrees to use its best efforts to sell the Shares on said terms and conditions. The Dealer Manager represents to the Company that (i) it is a member of the NASD; (ii) it and its employees and representatives have all required licenses and registrations to act under this Agreement; and (iii) it has established and implemented anti-money laundering compliance programs in accordance with applicable law, including applicable NASD rules, SEC rules, rules and the USA PATRIOT Act of 2001, reasonably expected to detect and cause the reporting of suspicious transactions in connection with the sale of Shares of the Company. The Dealer Manager agrees to be bound by the terms of the Escrow Agreement executed as of _______________ _February ___, 2005, 2003 among Xxxxx Fargo BankBank Iowa, N.A.National Association, as escrow agent, the Dealer Manager and the Company, a copy of which is enclosed (the "Escrow Agreement").

Appears in 1 contract

Samples: Investment Advisor Agreement (Behringer Harvard Reit I Inc)

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