Non-Accountable Expense Allowance. 8.1 Subject to Section 11, and in addition to the Fees described in Section 7, the Company will reimburse the Managing Broker-Dealer and Selling Group Members for their expenses, on a non-accountable basis, based upon the principal amount of a sold Debenture, in amounts not to exceed the following table: Term of Sold Debenture Non-Accountable Expense Reimbursement (%) Six-Month Debenture 0.50% One-Year Debenture 1.00% Two-Year Debenture 1.00% Three-Year Debenture 1.00% Four-Year Debenture 1.00% Five-Year Debenture 1.00% Seven-Year Debenture 1.00%
Appears in 3 contracts
Samples: www.sec.gov, GWG Holdings, Inc., GWG Holdings, Inc.
Non-Accountable Expense Allowance. 8.1 Subject to Section 11, and in addition to the Fees described in Section 7, the Company will reimburse the Managing Broker-Dealer and Selling Group Members for their expenses, on a non-accountable basis, based upon the principal amount of a sold Debenture, in amounts not to exceed the following table: Term of Sold Debenture Non-Accountable Expense Reimbursement (%) Six-Month Debenture 0.500.50 % One-Year Debenture 1.001.00 % Two-Year Debenture 1.001.00 % Three-Year Debenture 1.001.00 % Four-Year Debenture 1.001.00 % Five-Year Debenture 1.001.00 % Seven-Year Debenture 1.001.00 %
Appears in 2 contracts
Samples: GWG Holdings, Inc., GWG Holdings, Inc.
Non-Accountable Expense Allowance. 8.1 Subject to Section 11, and in addition to the Fees described in Section 7, the Company will reimburse the Managing Broker-Dealer and Selling Group Members for their expenses, on a non-accountable basis, based upon the principal amount of a sold Debenture, in amounts not to exceed the following table: Term of Sold Debenture Non-Accountable Expense Reimbursement (%) Six-Month Debenture 0.50% One-Year Debenture 1.00% Two-Year Debenture 1.00% Three-Year Debenture 1.00% Four-Year Debenture 1.00% Five-Year Debenture 1.00% Seven-Year Debenture 1.00%
Appears in 1 contract
Samples: GWG Life Settlements, LLC
Non-Accountable Expense Allowance. 8.1 Subject to Section 11, and in addition to the Fees described in Section 7, the Company will reimburse the Managing Broker-Dealer and Selling Group Members for their expenses, on a non-accountable basis, based upon the principal amount of a sold Debenture, in amounts not to exceed the following table: Term of Sold Debenture Non-Accountable Expense Reimbursement (%) Six-Month Debenture 0.500.50 % One-Year Debenture 1.001.00 % Two-Year Debenture 1.001.00 % Three-Year Debenture 1.00% Four-Year Debenture 1.001.00 % Five-Year Debenture 1.001.00 % Seven-Year Debenture 1.001.00 %
Appears in 1 contract
Samples: GWG Holdings, Inc.
