Manager's Status. Manager shall continue to be duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations of each state in which the Shares will be offered and sold, except in such states in which Manager is exempt from registration or such registration is not otherwise required, during the term of this Agreement. Manager will comply with all applicable law and regulations, including, but not limited to, Regulation M, in connection with the transactions contemplated by this Agreement, including, without limitation, the issuance and sale through Manager of the Shares.
Appears in 2 contracts
Sources: At the Market Offering Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), At the Market Offering Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)