Manager's Status. Manager represents and warrants that it is duly registered as a broker-dealer under FINRA, the Exchange Act and the applicable statutes and regulations of each state in which the Shares will be offered and sold, except in such states in which Manager is exempt from registration or such registration is not otherwise required.
Appears in 2 contracts
Sources: At the Market Offering Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), At the Market Offering Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)