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Common use of Initial Interview Clause in Contracts

Initial Interview. at the opening of the Account, the Adviser shall obtain from the Client information sufficient to determine the Client’s financial situation and investment objectives;

Appears in 3 contracts

Sources: Regular Discretionary Investment Advisory Agreement, Regular Discretionary Investment Advisory Agreement, Regular Discretionary Investment Advisory Agreement

Related Clauses

  • Associate
  • Fees and Payment for Purchased Services
  • Representations Respecting Sub-Adviser
  • Sub-Advisor
  • Distributor Independent Contractor

Parent Clauses

  • Scope of Engagement
  • Vacancies
  • Attorney Client Relationship
  • Index and Derivative Asset Management Program
  • MAINTENANCE OF STANDARDS

Sub-Clauses

  • ASSISTANT DIVISION CHIEF OF THE FIRE PREVENTION BUREAU
  • Verbal Warning
  • DEPUTY FIRE CHIEF
  • DIVISION CHIEF OF THE FIRE PREVENTION BUREAU
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