Common use of INDEX OF DEFINED TERMS Clause in Contracts

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Agreement and the Section number where such definition is contained: TERM SECTION: 409A Liability Section 3.16.9 1998 Plan Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 Affiliate Section 9.2.1 Agreement First Paragraph Business Day Section 9.2.2 Certificate of Merger Section 1.3 Certificates Section 2.4.2 Certifications Section 3.4.1 Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 Code Section 2.4.6 Company First Paragraph Company Acquisition Agreement Section 6.2.3 Company Board Approval Section 3.1.2 Company Business First Recital Company Common Stock Section 2.2.1 Company Financial Statements Section 3.4.2 Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d) Company Listed Contracts Section 3.8.1 Company Material Breach Section 8.1(c) Company Options Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f) Company Registered Intellectual Property Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g) Company Stockholders Section 2.2.1 Company Stockholder Approval Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 Company Transaction Costs Section 3.26 Company Triggering Event Section 8.1(d) Confidentiality Agreement Section 6.3 Contract Section 9.2.3 Copyrights Section 3.13.9(a) Credit Agreement Amendment Section 4.6 DGCL Second Recital Delaware Secretary of State Section 1.3 Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 Effective Time Section 1.3 End Date Section 8.1(b)(i) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 Exchange Agent Section 2.4.1 Execution Date First Paragraph file Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a) IRS Section 3.11(c) Knowledge Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 Liens Section 3.3 Losses Section 2.5.4(c) Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave Section 9.2.10 Non-affiliated Nextwave Directors Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 Proxy Statement Section 6.1.1 Public Software Section 3.13.7 Real Property Lease Section 3.7.2 Release Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii) Target Working Capital Section 2.5.1 Tax or Taxes Section 3.11(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.1

Appears in 1 contract

Samples: Agreement and Plan of Merger (Datawave Systems Inc)

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INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Agreement and the Term Section number where such definition is contained: TERM SECTION: 409A Liability Section 3.16.9 1998 Plan Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 Affiliate Section 9.2.1 8.3(a) Agreement First Paragraph Preamble Applicable Period Section 4.2(a) Appraisal Shares Section 2.1(d) Acquisition Agreement Section 4.2(b) Business Day Section 9.2.2 1.2 Bylaws Section 1.5(b) Capital Stock Section 8.3(b) Certificates Section 2.2(b) Certificate of Merger Section 1.3 Certificates Certificate of Incorporation Section 2.4.2 Certifications 1.5(a) Change of Recommendation Section 3.4.1 4.2(c) Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 Code Section 2.4.6 2.2(i) Company First Paragraph Preamble Company Acquisition Agreement Benefit Plans Section 6.2.3 Company Board Approval Section 3.1.2 Company Business First Recital 3.1(q) Company Common Stock Section 2.2.1 2.1(b) Company Financial Statements Disclosure Schedule Section 3.4.2 3.1 Company Employees Section 5.4(a) Company License Agreements Section 3.1(o) Company Material Adverse Change Section 8.3(c) Company Material Adverse Effect Section 8.3(c) Company Material Business Section 4.2(a) Company Option Section 2.1(e) Company Permits Section 3.1(t) Company Preferred Stock Section 3.1(c) Company Reports Section 3.1(g) Company Stock Plans Section 2.1(e) Confidentiality Agreement Section 4.2(a) Contract Section 3.1(v) Costs Section 5.5(c) DGCL Section 1.1 Effective Time Section 1.3 Environmental Law Section 3.1(x) ERISA Section 3.1(q) ERISA Affiliate Section 3.1(q) ESPP Section 2.1(f) Exchange Act Section 3.1(g) Exchange Fund Section 2.2(a) FDA Section 3.1(t) Governmental Entity Section 2.2(e) Hazardous Substance Section 3.1(x) HSR Act Section 3.1(f) HSR Filing Section 5.3 Indemnified Person Section 5.5(c) Intellectual Property Section 3.13.1 Company-owned Intellectual Property 3.1(p) IRS Section 3.13.9(d3.1(q) Company Listed Material Contracts Section 3.8.1 Company 3.1(v) Merger Recitals Merger Consideration Section 2.1(c) Xxxxxx Xxxxxxx Section 3.1(m) NDA Section 3.1(t) Option Cash Payment Section 2.1(e) Organizational Documents Section 3.1(b) Parent Preamble Parent Disclosure Schedule Section 3.2 Parent Material Breach Adverse Effect Section 8.1(c8.3(d) Company Options Parent Organizational Documents Section 2.3.1 Company Option Plans 3.2(b) Paying Agent Section 2.3.1 Company 2.2(a) Pension Plan or Company Plans Section 3.16.1 Company Products 3.1(q) Permits Section 3.13.9(f3.1(t) Company person Section 8.3(e) Proxy Statement Section 3.1(h) Registered Intellectual Property Section 3.13.1 Company 3.1(p) Restraints Section 6.1(c) Rights Section 2.1(c) Rights Agreement Section 2.1(c) Xxxxxxxx-Xxxxx Act Section 3.1(g) SEC Documents Section 3.4.1 Company SEC Financial Statements 3.1 Section 3.4.2 Company Source Code 262 Section 3.13.9(g2.1(d) Company Stockholders Securities Act Section 2.2.1 Company 3.1(g) Series A Preferred Stock Section 2.1(c) Stockholder Approval Section 3.1.2 Company 3.1(k) Stockholders’ Meeting Section 6.2.1 Company Transaction Costs 3.1(h) Sub Preamble Subsequent Takeover Proposal Section 3.26 Company Triggering Event Section 8.1(d5.6(b) Confidentiality Agreement Section 6.3 Contract Section 9.2.3 Copyrights Section 3.13.9(a) Credit Agreement Amendment Section 4.6 DGCL Second Recital Delaware Secretary of State Section 1.3 Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 Effective Time Section 1.3 End Date Section 8.1(b)(i) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 Exchange Agent Section 2.4.1 Execution Date First Paragraph file Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a) IRS Section 3.11(c) Knowledge Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 Liens Section 3.3 Losses Section 2.5.4(c) Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave Section 9.2.10 Non-affiliated Nextwave Directors Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 Proxy Statement Section 6.1.1 Public Software Section 3.13.7 Real Property Lease Section 3.7.2 Release Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 8.3(f) Superior Proposal Section 5.2.1(b)(ii4.2(c) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii4.2(a) Target Working Capital Tax Section 2.5.1 3.1(r) Tax or Taxes Returns Section 3.11(a3.1(r) Termination Fee Section 6.6.2 Third Party 5.6(b) Termination Date Section 5.2.1(b)(ii7.1(b) Trademarks Section 3.1(p) Trade Secrets Section 3.13.9(a3.1(p) Trademarks U.S. GAAP Section 3.13.9(a3.1(g) WC Escrow Warrant Cash Payment Section 2.5.4(a2.1(f) WhollyWarrants Section 2.1(f) AGREEMENT AND PLAN OF MERGER (this “Agreement”) dated as of June 15, 2005, among Pfizer Inc., a Delaware corporation (“Parent”), Viper Acquisition Corp., a Delaware corporation and a wholly-Owned owned Subsidiary Section 2.5.1 Working Capital Section 2.5.1of Parent (“Sub”), and Vicuron Pharmaceuticals, Inc., a Delaware corporation (the “Company”). THE PARTIES ENTER INTO THIS AGREEMENT, on the basis of the following facts, intentions and understandings.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Vicuron Pharmaceuticals Inc)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Agreement and the Active Employees Section number where such definition is contained: TERM SECTION: 409A Liability Section 3.16.9 1998 Plan Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 5.8(a) Affiliate Section 9.2.1 8.1(a) Agreement First Paragraph Business Day Preamble Alternative Merger Section 9.2.2 Certificate 2.9 Alternative Merger Effective Time Section 2.9 Alternative Merger Sub I Section 2.9 Articles of Merger Section 1.3 Certificates Asset Purchase Agreement Section 2.4.2 Certifications 8.1(b) Asset Sale Section 3.4.1 8.1(c) Business Day Section 8.1(d) Capitalization Date Section 3.10(a) Certificate Section 2.1(a) Class B OP Units Section 2.2(a) Class C OP Units Section 2.2(a) Class D OP Units Section 3.10(a) Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Club Documents Section 2.5.5 3.24(f) COBRA Section 3.18(g) Code Section 2.4.6 Company First Paragraph Company Acquisition Agreement 2.3(f) Commitment Letter Section 6.2.3 Company Board Approval 4.7 Common OP Units Section 3.1.2 Company Business First Recital Company 2.2(a) Common Stock Section 2.2.1 3.10(a) Company Preamble Company Assets Section 3.9(b) Company Awards Section 2.4(b) Company Benefit Plans Section 3.18(a) Company Board Recommendation Section 3.3(a) Company Contracts Section 3.9(c) Company Disclosure Letter Article III Company Employee Section 3.18(a) Company Financial Statements Advisor Section 3.4.2 3.29 Company Intellectual Property Material Adverse Effect Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d8.1(d) Company Listed Contracts Option Section 3.8.1 Company Material Breach Section 8.1(c2.4(a) Company Options Organizational Documents Section 2.3.1 3.5 Company Option Permits Section 3.26(a) Company Proxy Statement Section 3.8(b) Company Stock Award Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f) Company Registered Intellectual Property Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g3.10(c) Company Stockholders Section 2.2.1 Company Stockholder Approval Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 3.8(b) Company Transaction Costs Termination Fee Section 3.26 Company Triggering Event Section 8.1(d7.6(b) Confidentiality Agreement Section 6.3 Contract 5.3(b) Continuation Period Section 9.2.3 Copyrights 5.8(a) Contracts Section 3.13.9(a8.1(f) Credit Agreement Amendment Section 4.6 DGCL Second Recital Delaware Secretary of State Section 1.3 Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 Effective Time Section 1.3 End Date Section 8.1(b)(i8.1(g) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Damages Amount Section 2.5.4(a8.13(b) Estimated Working Capital Damages Opinion Section 2.5.3 Estimated Working Capital Adjustment 8.13(b) Damages Ruling Section 2.5.3 Estimated Working Capital Statement 8.13(b) Debt Financing Section 2.5.2 Exchange Act 4.7 Debt Offers Section 3.2.4 Exchange Agent 2.10(a) Department Section 2.4.1 Execution Date First Paragraph file Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a) IRS Section 3.11(c) Knowledge Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 Liens Section 3.3 Losses Section 2.5.4(c) Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave Section 9.2.10 Non-affiliated Nextwave Directors Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 Proxy Statement Section 6.1.1 Public Software Section 3.13.7 Real Property Lease Section 3.7.2 Release Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii) Target Working Capital Section 2.5.1 Tax or Taxes Section 3.11(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.11.3

Appears in 1 contract

Samples: Agreement and Plan of Merger (Meristar Hospitality Operating Partnership Lp)

INDEX OF DEFINED TERMS. Solely for convenience purposesThe following terms have the meanings ascribed to them, the following is a list of terms that are defined in this as indicated below: Acceleration Time Section 3.04 Acceptable Confidentiality Agreement and the Section number where such definition is contained: TERM SECTION: 409A Liability 10.01(a) Acceptance Time Section 3.16.9 1998 Plan 1.04(a) Acquisition Agreement Section 2.3.1 2000 Plan 6.02(e) Adverse Recommendation Change Section 2.3.1 Accountants Section 2.5.5 6.02(e) Affiliate Section 9.2.1 10.01(a) Agreement First Paragraph Business Day Preamble Alternative Debt Financing Section 9.2.2 7.06(b) Appraisal Shares Section 3.01(d) Authorizations Section 4.11(a) Bridge Financing Section 5.04 Bridge Take-Down Section 7.08(f) business day Section 10.01(c) Certificate Section 3.01(c) Certificate of Merger Section 1.3 Certificates 2.03 Claim Section 2.4.2 Certifications Section 3.4.1 Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 7.06(b) Code Section 2.4.6 1.01(i) Company First Paragraph Preamble Company Acquisition 401(k) Plan Section 4.03(a) Company Benefit Agreement Section 6.2.3 4.13(n) Company Benefit Plan Section 4.13(n) Company Board Approval Section 3.1.2 4.04(b) Company Business First Recital By Laws Section 4.01 Company Certificate of Incorporation Section 4.01 Company Common Stock Recitals Company Disclosure Letter Section 2.2.1 10.01(d) Company Financial Statements DSUs Section 3.4.2 4.03(a) Company Employee Section 7.05(a) Company Equity Awards Section 4.03(a) Company Executive Team Section 10.01(e) Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d4.16(a) Company Listed Contracts Preferred Stock Section 3.8.1 Company Material Breach Section 8.1(c4.03(a) Company PSUs Section 4.03(a) Company RSUs Section 4.03(a) Company Stock Options Section 2.3.1 4.03(a) Company Option Stock Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f4.03(a) Company Registered Intellectual Property Swaps Section 3.13.1 4.24 Company SEC Documents Termination Fee Section 3.4.1 Company SEC Financial Statements 10.01(f) Compensation Committee Section 3.4.2 Company Source Code Section 3.13.9(g) Company Stockholders Section 2.2.1 Company Stockholder Approval Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 Company Transaction Costs Section 3.26 Company Triggering Event Section 8.1(d4.13(f) Confidentiality Agreement Section 6.3 10.01(g) Contract Section 9.2.3 Copyrights 4.05 Debt Commitment Letter Section 3.13.9(a5.04 Debt Financing Section 5.04 56 Debt Payoff Section 7.09(a)(viii) Credit Agreement Amendment DGCL Section 4.6 DGCL Second Recital Delaware Secretary of State Section 1.3 Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 2.01 Effective Time Section 1.3 End Date Section 8.1(b)(i) 2.03 Environmental Claims Section 3.14.3(d)(i4.17(b) Environmental Laws Law Section 3.14.3(d)(ii4.17(b) Environmental Permits Equity Award Amounts Section 3.14.3(d)(iii3.04(e) Equity Financing Section 5.04 Equity Financing Commitment Section 5.04 ERISA Section 3.16.1 4.13(a) ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a4.13(e) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 1.01(a) Exchange Agent Fund Section 2.4.1 Execution Date 3.03(a) Existing Credit Agreement Section 10.01(h) Fairness Opinions Section 4.29 FDD Section 4.19(g) Fee Letter Section 10.01(h) Filed SEC Documents Article IV Financing Section 5.04 Financing Agreements Section 5.04 Financing Proceeds Condition Annex I Financing Sources Section 10.01(h) First Paragraph file Quarter Dividend Section 3.4.1 Final Distribution Date 4.07(a) Foreign Company Plan Section 2.5.4(d4.13(m) Final Working Capital Foreign Merger Control Laws Section 2.5.5 Final Working Capital Adjustment 4.05 Franchise Section 2.5.5 4.19(a) Franchise Laws Section 4.11(b) Franchised Restaurant Section 4.19(a) Franchisee Section 4.19(g) FTC Rule Section 4.11(b) GAAP Section 2.5.1 4.06(b) Gxxxxxx Section 4.28 Governmental or Regulatory Authority Section 3.9.1 4.05 group Section 6.02(a) Hazardous Materials Section 3.14.3(d)(iv4.17(b) Holdback High Yield Financing Section 2.5.4(a) 5.04 HSR Act Section 4.05 Indebtedness Section 9.2.4 6.01(a)(viii) Indemnified Party Section 7.06(a) Independent Auditors Directors Section 2.5.5 1.04(a) Information Statement Section 4.05 Initial Offer Expiration Date Section 1.01(d) Intellectual Property Section 3.13.9(a4.16(d) IRS Judgment Section 3.11(c) 4.05 Knowledge Section 9.2.5 10.01(k) Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 4.05 57 Liens Section 3.3 Losses 4.02 Limited Guaranty Section 2.5.4(c5.05 Litigation Section 4.08 Marketing Period Section 10.01(l) Material Adverse Effect Section 9.2.7 10.01(m) Merger Second Recital Recitals Merger Closing Section 2.02 Merger Closing Date Section 2.02 Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave 3.01(c) Minimum Tender Condition Annex I Mxxxxx Sxxxxxx Section 9.2.10 Non4.28 New Debt Commitment Letter Section 7.06(b) No-affiliated Nextwave Directors Shop Period Start Date Section 3.4.5 Option Conversion 6.02(a) Notice of Intended Recommendation Change Section 2.3.1 Orders 6.02(f)(ii)(1) NYSE Section 3.9.1 Ordinary Course of Business 1.04(a) Offer 6, Recitals Offer Closing Section 9.2.8 OTCBB 1.01(e) Offer Closing Date Section 3.4.1 Parent First Paragraph Parent Escrow Distribution 1.01(e) Offer Conditions Section 2.5.4(c1.01(b) Parent Material Breach Offer Determination Date Section 8.1(e1.01(f) Party and Parties First Paragraph Patent Application Offer Documents Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 Proxy Statement Section 6.1.1 Public Software Section 3.13.7 Real Property Lease Section 3.7.2 Release Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii) Target Working Capital Section 2.5.1 Tax or Taxes Section 3.11(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.11.01(g)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Burger King Holdings Inc)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of certain terms that are defined in this Agreement and the Section number numbers where such definition is definitions are contained: TERM SECTION: 409A Liability Term Section 3.16.9 1998 Plan Acquisition Engagement Section 2.3.1 2000 Plan 14.20 Adjusted Purchase Price Section 2.3.1 Accountants 13.01 Adjusted TBV Section 2.5.5 1.02(a) Adjustment Holdback Amount Section 13.01 Advances Section 13.01 Advisers Act Section 4.15(g) Affiliate Section 9.2.1 13.01 Agreement First Paragraph Preamble Amendment Schedules Section 7.19(b) Ancillary Agreements Section 13.01 Basket Section 13.01 Book Value Section 1.02(a) Budget Section 7.01(b)(xi) Broker-Dealer Entity Section 13.01 Business Section 13.01 Business Day Section 9.2.2 Certificate of Merger Section 1.3 Certificates Section 2.4.2 Certifications Section 3.4.1 13.01 Closing Section 1.2 2.01 Closing Date Section 1.2 2.01 Company Fourth A&R LLCA Section 7.19(b) Closing Date Balance Sheet Payment Section 2.5.5 13.01 Closing Purchase Price Section 13.01 Code Section 2.4.6 4.12(b) Collective Bargaining Agreements Section 4.18(a) Company First Paragraph Preamble Company Acquisition Debt Payoff Section 7.08(a) Company Fundamental Reps Section 13.01 Company LTIP Recitals Confidentiality Agreement Section 6.2.3 Company Board Approval 7.02 Continuing Employee Section 3.1.2 Company 8.03(a) Contract Section 13.01 Customers Section 11.01(b)(iii) D&O Tail Section 8.02(b) Debt Contracts Section 4.05(b) Direct Claim Section 12.05 Distribution Allocation Schedule Section 13.01 Earnout Business First Recital Company Common Stock Section 2.2.1 Company Financial Statements 13.01 Earnout Payment Section 3.4.2 Company 13.01 Effective Time Section 2.01 Employee Payments Section 1.02(a) Employment Agreement Section 3.01(g) Employment Agreement Recipient Section 3.01(g) Employment Agreement Severance Benefits Section 7.18 Environmental Laws Section 13.01 ERISA Section 13.01 Exchange Act Section 13.01 Existing Directors and Officers Policy Section 8.02(b) Existing Indebtedness Section 13.01 Xxxxxx Xxx Section 13.01 Xxxxxxxx Section 11.01(c) Federal Funds Rate Section 13.01 FHA Section 13.01 Final Closing Statement Section 1.02(c) Final Closing Statement Effective Time Section 1.02(c) Final TBV Section 1.02(c) Financing Section 7.07(a) FINRA Section 13.01 Form BD Section 4.15(d) Fraud Section 13.01 Xxxxxxx Mac Section 13.01 Fundamental Reps Section 13.01 GAAP Section 13.01 Gap Period Section 7.14 Xxxxxx Mae Section 13.01 Governmental Entity Section 13.01 GSSMME Section 13.01 Guaranty Recitals Hazardous Materials Section 13.01 HSR Act Section 4.03 HSR Filing Section 7.03(b) HUD Section 13.01 Indemnification Holdback Amount Section 13.01 Indemnification Holdback Expiration Date Section 13.01 Indemnification Holdback Fund Section 13.01 Indemnified Taxes Section 13.01 Indemnitee Section 12.04(a) Indemnitor Section 12.04(a) Independent Accounting Firm Section 13.01 Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d) Company Listed Contracts Section 3.8.1 Company Material Breach Section 8.1(c) Company Options Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f) Company Registered Intellectual Property Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g) Company Stockholders Section 2.2.1 Company Stockholder Approval Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 Company Transaction Costs Section 3.26 Company Triggering Event Section 8.1(d) Confidentiality Agreement Section 6.3 Contract Section 9.2.3 Copyrights Section 3.13.9(a) Credit Agreement Amendment Section 4.6 DGCL Second Recital Delaware Secretary of State Section 1.3 Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 Effective Time Section 1.3 End Date Section 8.1(b)(i) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital 13.01 Interim Closing Statement Section 2.5.2 Exchange Act 1.02(b) Interim TBV Section 3.2.4 Exchange Agent 1.02(b) Investigation Section 2.4.1 Execution Date First Paragraph file Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a) IRS Section 3.11(c3.01(j) Knowledge Section 9.2.5 13.01 Labor Union Section 4.18(a) Latest Balance Sheet Date Section 13.01 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual 13.01 Leased Real Property Section 3.13.1 4.07(c) Leases Section 4.07(c) Legal Proceeding Section 13.01 Liability Section 13.01 Liens Section 3.3 13.01 Losses Section 2.5.4(c) 13.01 Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration 13.01 Material Contract Section 2.2.1 Merger Sub First Paragraph Nextwave 4.09(a) Mortgage Joint Venture Section 9.2.10 11.01(b)(ii) Mortgage Loan Section 13.01 Mortgagor Section 13.01 MSR Section 13.01 MSR Purchase Agreement Recitals MSR Seller Recitals Non-affiliated Nextwave Directors Compete Affiliate Section 3.4.5 Option Conversion 13.01 OFAC Section 2.3.1 Orders 13.01 Optional Purchaser Extension Section 3.9.1 Ordinary Course of Business 9.01(d) Other Sub Debt Section 9.2.8 OTCBB 2.02(d)(ii) Outside Date Section 3.4.1 Parent First Paragraph Parent Escrow Distribution 9.01(d) Pass-Through Tax Return Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) 13.01 Patents Section 3.13.9(a13.01 Pending Claim Section 12.07(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 4.14(a) Permitted Liens Section 3.6.2 Proxy 13.01 Person Section 13.01 Person Engaged in a Competing Business Section 13.01 Plan Section 13.01 Post-Closing Tax Period Section 13.01 Post-Signing Financial Statements Section 7.07(a)(i) Pre-Closing Tax Period Section 13.01 Preliminary Closing Statement Section 6.1.1 Public Software 1.02(a) Pro Rata Percentage Section 3.13.7 Real Property Lease 13.01 Purchaser Preamble Purchaser Fundamental Reps Section 3.7.2 Release 13.01 Purchaser Indemnified Parties Section 3.14.3(d)(v12.02(a) Purchaser Indemnified Party Section 12.02(a) Purchaser Parent Section 13.01 Purchaser Parties Section 13.01 Purchaser Plan Section 8.03(b) Xxxxxxx Partners Section 7.17 Reference Date Section 1.02(b) Representative Preamble Representative’s Fund Section 9.12.1 SEC 13.01 Representative’s Account Section 3.4.1 14.19(b) Representative’s Fund Amount Section 13.01 Representatives Section 7.02 Restricted Period Section 11.01(b) Restricted Affiliate Section 13.01 Restricted Provisions Section 7.19 Restricted Seller Party Section 13.01 Sanctions Section 13.01 Sanctioned Person Section 13.01 Sanctioned Territory Section 13.01 Securities Section 5.03 Securities Act Section 3.2.5 Shrinkwrap Software 13.01 Selene Funds Section 3.13.9(e13.01 Seller Fundamental Reps Section 13.01 Seller Indemnified Parties Section 12.03(a) Software Seller Indemnified Party Section 3.13.9(c12.03(a) Special Determination Seller Parties Section 2.5.5 Subsequent Determination 13.01 Seller Restricted Parties Section 6.2.3 13.01 Sellers Preamble SGP Section 7.01(b)(vi) SGP Amendment Schedule Section 7.19(b) SGP LLCA Section 13.01 SGP Restricted Provisions Section 7.19 SMAC Section 11.01(a) SMH Section 7.01(b)(vi) SMH Amendment Schedule Section 7.19(b) SMH LLCA Section 13.01 SMH Restricted Provisions Section 7.19 SMRH Section 14.20 Specified Sub Debt Section 2.02(d)(i) Straddle Period Section 13.01 Sub Debt Breach Section 2.04 Sub Debt Instructions Section 2.04 Sub Debt Review Period Section 2.04 Subservicing Agreement Recitals Subsidiary Section 9.2.10 Superior Proposal 13.01 Survival Period Section 5.2.1(b)(ii12.01 Tangible Book Value Section 1.02(a) Surviving Corporation Tax Section 1.1 Takeover Proposal 13.01 Tax Contest Section 5.2.1(b)(ii10.06(a) Target Working Capital Tax Returns Section 2.5.1 Tax or 13.01 Third Party Claim Section 12.04(a) Transaction Expenses Section 1.02(a) Transfer Taxes Section 3.11(a10.02 Unaudited Financial Statement Section 4.05(a) Termination Fee Undertaking Section 6.6.2 Third Party 8.04(d) USDA Section 5.2.1(b)(ii) Trade Secrets 13.01 VA Section 3.13.9(a) Trademarks 13.01 WLR Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.111.01(a)

Appears in 1 contract

Samples: Securities Purchase Agreement (New Residential Investment Corp.)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Term Section Acceptable Confidentiality Agreement Section 5.5(b) Agreement Preamble Appraisal Provisions Section 2.1(b) Bankruptcy and the Equity Exception Section number where such definition is contained: TERM SECTION: 409A Liability 3.3(e) Benefits Continuation Period Section 3.16.9 1998 Plan 5.6(a) Book-Entry Shares Section 2.3.1 2000 Plan 2.1(a)(iii) Cancelled Shares Section 2.3.1 Accountants 2.1(a)(ii) Capitalization Date Section 2.5.5 Affiliate 3.2(a) Certificate Section 9.2.1 Agreement First Paragraph Business Day Section 9.2.2 2.1(a)(iii) Certificate of Merger Section 1.3 Certificates Section 2.4.2 Certifications Section 3.4.1 Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 Code Section 2.4.6 Company First Paragraph Preamble Company Acquisition Agreement Section 6.2.3 5.5(d) Company Adverse Recommendation Change Section 5.5(d) Company Benefit Plans Section 3.13(a) Company Board Approval of Directors Recitals Company Board Recommendation Recitals Company Bylaws Section 3.1.2 3.1(d) Company Business First Recital Certificate Section 3.1(d) Company Common Stock Recitals Company Disclosure Letter Article III Company Indemnified Parties Section 2.2.1 Company Financial Statements Section 3.4.2 Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d5.10(a) Company Listed Contracts Material Contract Section 3.8.1 Company Material Breach Section 8.1(c3.14(a) Company Options MSU Award Section 2.3.1 2.3(c) Company Option Plans Section 2.3.1 2.3(a) Company Plan or Organizational Documents Section 3.1(d) Company Plans Parties Section 3.16.1 7.3(c) Company Products Preferred Stock Section 3.13.9(f3.2(a) Company PSU Award Section 2.3(b) Company Registered Intellectual Property Section 3.13.1 3.15(c) Company RSU Award Section 2.3(d) Company SEC Documents Section 3.4.1 Article III Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g3.6(d) Company Stockholders Stock Awards Section 2.2.1 2.3(d) Company Stockholder Approval Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 5.4 Company Transaction Costs Termination Fee Section 3.26 Company Triggering Event Section 8.1(d7.3(b) Confidentiality Agreement Section 6.3 Contract 5.2(d) Continuing Employees Section 9.2.3 Copyrights 5.6(a) D&O Insurance Section 3.13.9(a5.10(c) Credit Agreement Amendment Damages Cap Section 4.6 DGCL Second Recital 7.2(a) Delaware Secretary of State Section 1.3 DGCL Recitals Term Section Dissenting Shares Section 2.4.7 2.1(b) Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 2.1(b) Effective Time Section 1.3 End Date Section 8.1(b)(i) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii7.1(c) ERISA Section 3.16.1 3.13(a) ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a3.13(c) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Article III Guarantors Recitals Xxxxxxxx Xxxxx Section 3.2.4 Exchange Agent 3.24 HSR Act Section 2.4.1 Execution Date First Paragraph file 3.5 Insurance Permits Section 3.4.1 Final Distribution Date 3.22(e) Insurance Subsidiaries Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a3.1(c) IRS Section 3.11(c3.13(a) Knowledge Letter of Transmittal Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 Liens Section 3.3 Losses Section 2.5.4(c2.2(c)(i) Material Adverse Effect Section 9.2.7 Limited Guarantee Recitals Merger Second Recital Merger Consideration Section 2.2.1 Recitals Merger Sub First Paragraph Nextwave Preamble Merger Sub Bylaws Section 9.2.10 Non-affiliated Nextwave Directors 4.1(b) Merger Sub Certificate Section 3.4.5 Option Conversion 4.1(b) Merger Sub Common Stock Section 2.3.1 Orders 2.1(a)(iii) Nasdaq Section 3.9.1 Ordinary Course of Business 3.5 Parent Preamble Parent Bylaws Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c4.1(b) Parent Material Breach Certificate Section 8.1(e4.1(b) Parent Disclosure Letter Article IV Parties Preamble Party and Parties First Paragraph Patent Application Preamble Paying Agent Section 3.13.9(b2.2(a) Patents Payment Fund Section 3.13.9(a2.2(b) Permits Section 3.14.2 Per Share Merger Consideration 3.9 Premium Cap Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 5.10(c) Proxy Statement Section 6.1.1 Public Software 3.5 Regulatory Filings Section 3.13.7 Real Property Lease 3.22(c) Remedial Action Section 3.7.2 Release 5.7(c) Required Funding Amount Section 3.14.3(d)(v) Representative 4.11 Schedule 13E-3 Section 9.12.1 3.5 SEC Section 3.4.1 Article III Securities Act Article III Solvent Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii) Target Working Capital Section 2.5.1 Tax or Taxes Section 3.11(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.14.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (Trean Insurance Group, Inc.)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Section .pdf Section 8.3 Acceptable Confidentiality Agreement and the Section number where such definition is contained: TERM SECTION: 409A Liability 8.15(b)(i) Affiliates Section 3.16.9 1998 8.15(a) Agreement Preamble Anti-Corruption Laws Section 3.7(c) Antitrust Laws Section 8.15(b)(ii) Benefit Plan Section 2.3.1 2000 8.15(b)(iii) Benefit Plan Transition Date Section 2.3.1 Accountants 5.5(a) Bid Section 2.5.5 Affiliate 8.15(b)(iv) Book-Entry Shares Section 9.2.1 Agreement First Paragraph 2.1(a)(i) Bribery Act Section 3.7(c) Business Day Section 9.2.2 8.15(b)(v) Cancelled Shares Section 2.1(a)(ii) Cash Consideration Section 2.1(a)(i)(A) Cash Election Section 2.1(a)(i)(A) Cash Election Number Section 2.2(a)(ii)(A) Cash Election Shares Section 2.1(a)(i)(A) Certificate of Merger Section 1.3 Certificates Section 2.4.2 Certifications Section 3.4.1 2.1(a)(i) Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 Code Section 2.4.6 8.15(b)(vi) Collective Bargaining Agreement Section 3.14(a) Company First Paragraph Preamble Company 401(k) Plan Section 5.5(c) Company Acquisition Agreement Section 6.2.3 5.4(e) Company Adverse Recommendation Change Section 5.4(e) Company Approvals Section 3.3(d) Company Benefit Plan Section 8.15(b)(vii) Company Board Approval of Directors Recitals Company Bylaws Section 3.1.2 3.1(b) Company Business First Recital Capitalization Date Section 3.2(a) Company Certificate Section 3.1(b) Company Common Stock Recitals Company Disclosure Schedule Article III Company Equity Plans Section 2.2.1 8.15(b)(viii) Company ESPP Section 8.15(b)(ix) Company ESPP Offering Period Section 2.4 Company Financial Statements Section 3.4.2 3.4(b) Company Indemnified Parties Section 5.10(a) Company Intellectual Property Section 3.13.1 Company-owned 8.15(b)(x) Company Intervening Event Section 8.15(b)(xi) Company Leased Real Property Section 3.16 Company Licensed Intellectual Property Section 3.13.9(d8.15(b)(xii) 87 Company Material Adverse Effect Section 8.15(b)(xiii) Company Listed Material Contracts Section 3.8.1 Company Material Breach Section 8.1(c3.19(a) Company Options Organizational Documents Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f3.1(b) Company Registered Owned Intellectual Property Section 3.13.1 8.15(b)(xiv) Company Owned Real Property Section 3.16 Company Permits Section 3.7(b) Company Preferred Stock Section 3.2(a) Company Real Property Leases Section 3.16 Company Recommendation Recitals Company Registrations Section 8.15(b)(xv) Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g3.4(a) Company Stockholders Shares Recitals Company Stock Option Section 2.2.1 2.3(a) Company Stockholder Approval Section 3.1.2 3.3(b) Company Stockholders’ Stockholder Meeting Section 6.2.1 5.7(c) Company Subsidiary Organizational Documents Section 3.1(b) Company Superior Proposal Section 8.15(b)(xvi) Company Takeover Proposal Section 8.15(b)(xvii) Company Takeover Transaction Costs Section 3.26 7.3(a) Company Triggering Event Tax Certificate Section 8.1(d5.17 Company Termination Fee Section 7.3(d) Confidentiality Agreement Section 6.3 5.3(c) Continuing Employees Section 5.5(a) Contract Section 9.2.3 8.15(b)(xviii) control Section 8.15(a) Copyrights Section 3.13.9(a8.15(b)(xix) Credit Agreement Amendment Section 4.6 DGCL Second Recital Delaware Secretary of State Section 1.3 1.3(a) DGCL Recitals DGCL 262 Section 2.1(b) Dissenting Shares Section 2.4.7 Dissenting Stockholder 2.1(b) Documentation Section 2.4.7 Domestication Section 3.1.4 8.15(b)(xx) Effective Time Section 1.3 1.3(a) Election Section 2.2(b)(i) Election Deadline Section 2.2(b)(iv) Election Period Section 2.2(b)(iii) End Date Section 8.1(b)(i8.15(b)(xxi) Environmental Claims Law Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii8.15(b)(xxii) ERISA Section 3.16.1 8.15(b)(xxiii) ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a8.15(b)(xxiv) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 3.3(d) Exchange Agent Section 2.4.1 Execution Date First Paragraph file 2.2(c) Exchange Agent Agreement Section 3.4.1 Final Distribution Date 2.2(c) Exchange Fund Section 2.5.4(d2.2(d) Final Working Capital Exchange Ratio Section 2.5.5 Final Working Capital Adjustment 2.1(a)(i) Export Approvals Section 2.5.5 3.7(e) FCPA Section 3.7(c) Follow-On Certificate of Merger Section 1.3(b) Follow-On Merger Recitals Follow-On Merger Effective Time Section 1.3(b) Foreign Company Benefit Plan Section 3.9(j) Form of Election Section 2.2(b)(ii) Fractional Share Cash Amount Section 2.1(d) GAAP Section 2.5.1 3.4(b) Government Contract Section 8.15(b)(xxv) Governmental or Regulatory Authority Entity Section 3.9.1 8.15(b)(xxvi) Hazardous Materials Section 3.14.3(d)(iv8.15(b)(xxvii) Holdback Holder Section 2.5.4(a2.2(b) HSR Act Section 3.3(d) Indebtedness Section 9.2.4 Independent Auditors 8.15(b)(xxviii) Initial Certificate of Merger Section 2.5.5 1.3 Initial End Date Section 7.1(b) Initial Merger Recitals Intellectual Property Section 3.13.9(a8.15(b)(xxix) Intellectual Property Registrations Section 8.15(b)(xxx) IRS Section 3.11(c3.9(a) Knowledge knowledge Section 9.2.5 8.15(a) Law Section 3.9.1 Legal Requirement 3.7(a) Laws Section 9.2.6 Legal Restraints 3.7(a) Letter of Transmittal Section 7.1.3 Licensed Intellectual Property 2.2(e) Liability Section 3.13.1 Liens 8.15(b)(xxxi) Lien Section 3.3 Losses 3.3(e) Loan Agreement Section 2.5.4(c8.15(b)(xxxii) Mask Works Section 8.15(b)(xxxiii) Maximum Cash Share Number Section 2.2(a)(i) Merger Consideration Section 2.1(a)(i) Merger Sub Preamble Merger Sub Bylaws Section 4.1(b) Merger Sub Certificate Section 4.1(b) Merger Sub Organizational Documents Section 4.1(b) Mergers Recitals Multiemployer Plan Section 8.15(b)(xxxiv) Nasdaq Section 8.15(b)(xxxv) Non-Election Shares Section 2.1(a)(i)(C) OFAC Section 8.15(b)(xxxvi) Open Source Material Section 8.15(b)(xxxvii) Order Section 8.15(b)(xxxviii) Outside End Date Section 7.1(b) Parent Preamble Parent Approvals Section 4.3(c) Parent Benefit Plan Section 8.15(b)(xxxix) Parent Board of Directors Recitals Parent Bylaws Section 4.1(b) 89 Parent Certificate Section 4.1(b) Parent Closing Trading Price Section 8.15(b)(xl) Parent Common Stock Section 4.2(a) Parent Disclosure Schedule Article IV Parent Equity Awards Section 8.15(b)(xli) Parent Financial Statements Section 4.4(b) Parent Material Adverse Effect Section 9.2.7 Merger Second Recital Merger 8.15(b)(xlii) Parent Organizational Documents Section 4.1(b) Parent Permits Section 4.7(b) Parent Preferred Stock Section 4.2(a) Parent RSU Awards Section 4.2(a) Parent SEC Documents Section 4.4(a) Parent Stock Option Section 2.3(a) Parent Tax Certificate Section 5.17 Parties Preamble Party Preamble Patent Rights Section 8.15(b)(xliii) Per Share Cash Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave 2.1(a)(i) Permitted Lien Section 9.2.10 Non-affiliated Nextwave Directors 8.15(b)(xliv) person Section 3.4.5 Option Conversion 8.15(a) Premium Cap Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c5.10(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Prohibited Person Section 9.2.9 Permitted Liens 8.15(b)(xlv) Proposed Dissenting Shares Section 3.6.2 2.1(b) Proxy Statement Statement/Prospectus Section 6.1.1 Public Software Section 3.13.7 Real Property Lease Section 3.7.2 8.15(b)(xlvi) Release Section 3.14.3(d)(v8.15(b)(xlvii) Representative Representatives Section 9.12.1 8.15(b)(xlviii) Revolving Credit Agreement Section 8.15(b)(xlix) Xxxxxxxx-Xxxxx Act Section 3.4(a) SEC Section 3.4.1 8.15(b)(l) Second Request Section 5.6(c) Securities Act Section 3.2.5 Shrinkwrap Software 3.3(d) Shortfall Number Section 3.13.9(e2.2(a)(ii)(B) Significant Subsidiary Section 8.15(b)(li) Software Section 3.13.9(c8.15(b)(lii) Special Determination SRO Section 2.5.5 Subsequent Determination 8.15(b)(liii) Stock Consideration Section 6.2.3 Subsidiary 2.1(a)(i)(B) Stock Election Section 9.2.10 Superior Proposal 2.1(a)(i)(B) Stock Election Shares Section 5.2.1(b)(ii2.1(a)(i)(B) Subsidiaries Section 8.15(a) Surviving Corporation Section 1.1 Takeover Proposal 1.1(b) Tax Section 5.2.1(b)(ii8.15(b)(liv) Target Working Capital Tax Return Section 2.5.1 Tax or Taxes 8.15(b)(lv) Top Customer Section 3.11(a8.15(b)(lvi) Termination Fee Top Distributor Section 6.6.2 Third Party 8.15(b)(lvii) Top Supplier Section 5.2.1(b)(ii8.15(b)(lviii) Trade Secrets Section 3.13.9(a8.15(b)(xxix)(F) 90 Trademarks Section 3.13.9(a8.15(b)(xxviii)(B) WC Escrow Treasury Regulations Recitals U.S. Company Benefit Plan Section 2.5.4(a3.9(c) Wholly-Owned Subsidiary Willful Breach Section 2.5.1 Working Capital Section 2.5.18.15(b)(lix) 91

Appears in 1 contract

Samples: Agreement and Plan of Merger (Littelfuse Inc /De)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Defined Term Section Acquisition Proposal Section 5.10(a) Agreement and the Preamble Alternative Transaction Section number where such definition is contained: TERM SECTION: 409A Liability 5.10(a) Announcement 8-K Section 3.16.9 1998 Plan 6.3 Base Balance Sheet Section 2.3.1 2000 Plan 3.4(a) Book-Entry Share Section 2.3.1 Accountants 2.1(d) Business Combination Section 2.5.5 Affiliate 9.2(a) Business Combination Proposal Section 9.2.1 Agreement First Paragraph Business Day 5.7(a) Cancelled Common Shares Section 9.2.2 2.1(a) Cancelled Preferred Shares Section 2.1(a) Certificate Section 2.1(d) Certificate of Merger Section 1.3 Certificates Change of Control Section 2.4.2 Certifications 2.7(b) Closing Statement Section 3.4.1 2.6(a) Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Press Release Section 2.5.5 Code 6.3 Company Preamble Company Adverse Recommendation Change Section 2.4.6 Company First Paragraph Company Acquisition Agreement Section 6.2.3 5.10(e) Company Board Approval Recitals Company Capital Stock Section 3.1.2 Company Business First Recital 3.3(a) Company Common Stock Section 2.2.1 Company Financial Statements Section 3.4.2 Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d3.3(a) Company Listed Contracts Disclosure Schedule Article III Company Notice Period Section 3.8.1 Company Material Breach Section 8.1(c5.10(e) Company Options Preferred Stock Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f3.3(a) Company Registered Intellectual Property Related Parties Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g8.3(b) Company Stockholders RSU Section 2.2.1 2.2(b) Company Stockholder Approval Series C Preferred Stock Section 3.1.2 3.3(a) Company Stockholders’ Meeting Series C1 Preferred Stock Section 6.2.1 3.3(a) Company Transaction Costs Series C2 Preferred Stock Section 3.26 3.3(a) Company Triggering Event Series D1 Preferred Stock Section 8.1(d3.3(a) Confidentiality Company Stock Option Section 2.2(a) Company Support Agreement Recitals Completion 8-K Section 6.3 Contract control Section 9.2.3 Copyrights 10.1(c) controlled by Section 3.13.9(a10.1(c) Credit Agreement Amendment D&O Indemnitees Section 4.6 6.2(a) DGCL Second Recital Delaware Secretary of State Section 1.3 Recitals Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 2.4 Effective Time Section 1.3 End Date Employment Matters Section 8.1(b)(i3.10(a) Environmental Claims 84 Enforcement Exceptions Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii3.2(a) Environmental Permits Section 3.14.3(d)(iii3.16 Equity Incentive Plan Section 5.7(a) ERISA Events Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a10.1(kkk) Escrow Exchange Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a2.3(a) Escrow Amount Exchange Fund Section 2.5.4(a2.3(a) Estimated Working Capital Excluded Company Matters Section 2.5.3 Estimated Working Capital Adjustment 9.1(a) Excluded Parent Matters Section 2.5.3 Estimated Working Capital Statement 9.1(c) Extension Proposal Section 2.5.2 Exchange Act Section 3.2.4 Exchange Agent Section 2.4.1 Execution Date First Paragraph file Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a) IRS Section 3.11(c) Knowledge Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 Liens Section 3.3 Losses Section 2.5.4(c) Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave Section 9.2.10 Non-affiliated Nextwave Directors Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 5.14 Extension Proxy Statement Section 6.1.1 5.14 Financial Statements Section 3.4(a) Framework Agreement Recitals GAAP Section 3.4(a) Interim Period Section 5.1 IPO Section 4.14 IRS Section 3.9(b) Material Contracts Section 3.13(a) Material Customers Section 3.18(a) Material Parent Contracts Section 4.15(a) Material Permits Section 3.11(b) Material Suppliers Section 3.18(a) Merger Recitals Merger Consideration Allocation Schedule Section 2.6(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Section 2.1(e) Microvast Holdings Board Section 1.7(c) Microvast Holdings Bylaws Recitals Microvast Holdings Charter Recitals Microvast Holdings Stockholders Agreement Section 1.8(a)(ii) Most Recent Balance Sheet Date Section 3.4(a) MPS Investor Subsidiary Recitals Note Purchase Agreement Section 2.1(c) Parent Preamble Parent Board Recitals Parent Common Stock Recitals Parent Disclosure Schedule Article IV Parent Extension Stockholder Meeting Section 5.14(a) Parent Financials Section 4.11(b) Parent Organizational Document Proposal Section 5.7(a) Parent Public Software Warrants Section 3.13.7 Real Property Lease 4.12 Parent Support Agreement Recitals Parent Stockholder Meeting Section 3.7.2 5.7(a) Parent Warrants Section 4.3(a) Parties Preamble Party Preamble 85 PCAOB Financial Statements Section 6.5 PIPE Financing Recitals PIPE Issuance Proposal Section 5.7(a) PIPE Subscription Agreements Recitals Promissory Notes Section 2.1(c) Proxy Statement Section 5.7(a) Public Certifications Section 4.11(a) Public Stockholders Section 9.2(a) Registration Rights and Lock-Up Agreement Section 1.8(a)(i) Released Claims Section 9.2(b)(i) Replacement Option Section 2.2(a) Replacement RSU Section 2.2(b) Reviewable Document Section 5.8(a) SEC Reports Section 4.11(a) Signing Press Release Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) 6.3 Sponsor Group Recitals Surviving Corporation Recitals Transactions Recitals Trust Account Section 1.1 Takeover Proposal 4.14 Trust Agreement Section 5.2.1(b)(ii4.14 Trustee Section 4.14 under common control with Section 10.1(c) Target Working Capital Voting Matters Section 2.5.1 Tax or Taxes Section 3.11(a5.7(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.1ARTICLE XI GENERAL

Appears in 1 contract

Samples: Stockholders Agreement (Tuscan Holdings Corp.)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Agreement and the Acquiring Person Section number where such definition is contained: TERM SECTION: 409A Liability 3.15(b) Acquisition Proposal Section 3.16.9 1998 Plan Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 6.3(a) Affiliate Section 9.2.1 3.13 Agreement First Paragraph Business Day Preamble Antitrust Division Section 9.2.2 Certificate of Merger 6.5(a) Assumed Option Section 1.3 2.6(a) Assumed RSU Section 2.6(b) Book Entry Shares Section 2.1(b) Certificates Section 2.4.2 Certifications Section 3.4.1 2.1(b) Closing Section 1.2 2.7 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 Code Section 2.4.6 Company First Paragraph Company Acquisition Agreement Section 6.2.3 Company Board Approval Section 3.1.2 Company Business First Recital Company 2.7 Common Stock Section 2.2.1 2.1(a) Company Preamble Company Financial Advisors Section 3.18 Company Financial Statements Section 3.4.2 Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d3.5(a) Company Listed Contracts Permits Section 3.8.1 Company Material Breach Section 8.1(c) Company Options Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f) Company Registered Intellectual Property Section 3.13.1 3.9 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g3.5(a) Company Stockholders Stock Plan Section 2.2.1 Company Stockholder Approval 2.6(a) Consent Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 Company Transaction Costs Section 3.26 Company Triggering Event Section 8.1(d3.4(b) Confidentiality Agreement Section 6.3 Contract Section 9.2.3 Copyrights 3.4(b) control Section 3.13.9(a) Credit Agreement Amendment 3.13 DGCL Section 4.6 DGCL Second Recital Delaware Secretary of State Section 1.3 1.1 Dissenting Company Shares Section 2.4.7 Dissenting Stockholder 2.3 Distribution Date Section 2.4.7 Domestication Section 3.1.4 3.15(b) Effective Time Section 1.3 End Date 1.2 Employee Benefit Plans Section 8.1(b)(i3.11(a) Environmental Claims Law Section 3.14.3(d)(i3.12(b) Environmental Laws Equity Exchange Number Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii2.6(a) ERISA Section 3.16.1 3.11(a) ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a3.11(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 3.4(b) Exchange Agent Fund Section 2.4.1 Execution Date First Paragraph file 2.2(b) Expenses Section 3.4.1 Final Distribution Date 6.7(d) Fairness Opinions Section 2.5.4(d3.18 Financing Section 6.14 FTC Section 6.5(a) Final Working Capital Governmental Entity Section 2.5.5 Final Working Capital Adjustment 3.4(b) Hazardous Substance Section 2.5.5 GAAP 3.12(c) HSR Act Section 2.5.1 Governmental or Regulatory Authority 3.4(b) Indemnified Parties Section 3.9.1 Hazardous Materials 6.2(b) Indemnified Party Section 3.14.3(d)(iv6.2(b) Holdback IP Rights Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a3.14(k) IRS Section 3.11(c3.10(a) Knowledge License-In Agreements Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 3.14(e) Liens Section 3.3 Losses Section 2.5.4(c3.4(b) Material Adverse Effect Section 9.2.7 3.1 Material Contract Section 3.21(a) Material Employment Agreement Section 3.11(a) Merger Second Recital Recitals Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave 2.1(b) New Contract Section 9.2.10 Non-affiliated Nextwave Directors 3.21(b) Notes Section 3.4.5 6.14 Option Conversion Section 2.3.1 Orders 2.6(a) Owned IP Rights Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c3.14(a) Parent Material Breach Preamble Parent Stock Section 8.1(e2.6(a) Party and Parties First Paragraph Patent Application Participants Section 3.13.9(b6.14 Paying Agent Section 2.2(a) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens 9.13 Potential Acquiror Section 3.6.2 6.3(b) Prohibition Section 7.1(b) Proxy Statement Section 6.1.1 Public Software 3.6 Registration Section 3.13.7 Real Property Lease 3.4(b) Representatives Section 3.7.2 Release 6.3(a) Restricted Stock Unit Section 3.14.3(d)(v2.6(b) Representative Rights Agreement Section 9.12.1 SEC 8.1(d)(ii) Rights Plan Section 3.4.1 Securities 3.2 Xxxxxxxx-Xxxxx Act Section 3.2.5 Shrinkwrap Software 3.5(c) Solvent Section 3.13.9(e4.9 Stockholder Approval Section 7.1(a) Software Stockholder Meeting Section 3.13.9(c6.1(a) Special Determination Sub Preamble Sub Share Section 2.5.5 Subsequent Determination Section 6.2.3 2.1(c) Subsidiary Section 9.2.10 9.12 Substantial Burden Section 6.5(a) Superior Proposal Section 5.2.1(b)(ii6.3(b) Surviving Corporation Section 1.1 Takeover Proposal Tax Section 5.2.1(b)(ii3.10(c) Target Working Capital Tax Return Section 2.5.1 Tax or 3.10(c) Taxes Section 3.11(a3.10(c) Termination Fee Date Section 6.6.2 Third Party 8.1(b)(i) Transfer Taxes Section 5.2.1(b)(ii6.10 U.S. GAAP Section 3.5(a) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.1AGREEMENT AND PLAN OF MERGER THIS AGREEMENTAND PLAN OF MERGER (this “Agreement”), dated as of June 26, 2007, by and among Fidelity National Information Services, Inc., a Georgia corporation (“Parent”); Agamemnon Merger Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Sub”); and eFunds Corporation, a Delaware corporation (the “Company”).

Appears in 1 contract

Samples: Agreement and Plan of Merger

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INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Acceptable Confidentiality Agreement and the Section number where such definition is contained: TERM SECTION: 409A Liability 8.03 Acquisition Agreement Section 3.16.9 1998 Plan 4.02(a) Adverse Recommendation Change Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 4.02(d) Affiliate Section 9.2.1 8.03 Aggregate Exchange Ratio Section 2.01(c) Agreement First Paragraph Preamble Annual Amount Section 5.05(c) Annual Meeting Section 5.01(c) Antitrust Laws Section 5.03(a) Appraisal Shares Section 2.01(d) Assumed Company Restricted Stock Unit Section 5.13(b) Assumed Option Section 5.13(a) Authorizations Section 3.01(j)(iii) Business Day Section 9.2.2 8.03 Cash Consideration Section 2.01(c) Cash Percentage Section 8.03 Certificate of Merger Section 1.3 Certificates 1.03 Claim Section 2.4.2 Certifications Section 3.4.1 5.05(b) Closing Section 1.2 1.02 Closing Date Section 1.2 1.02 Closing Date Balance Sheet Parent Stock Price Section 2.5.5 8.03 Code Section 2.4.6 1.06 Commonly Controlled Entity Section 8.03 Company First Paragraph Preamble Company Acquisition Agreement Benefit Plan Section 6.2.3 8.03 Company Board Approval Recommendations Section 3.1.2 3.01(d)(i) Company Business First Recital Bylaws Section 3.01(a) Company Certificate of Incorporation Section 3.01(a) Company Common Stock Recitals Company Convertible Notes Section 2.2.1 8.03 Company Financial Statements Disclosure Letter Section 3.4.2 8.03 Company Employees Section 5.04(a) Company Filed SEC Documents Section 3.01 Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property 8.03 Company NYSE Stockholder Approval Section 3.13.9(d3.01(q) Company Listed Contracts Preferred Stock Section 3.8.1 Company Material Breach Section 8.1(c3.01(c)(i) Company Options Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f8.03 Company Registered IP Section 8.03 Company Restricted Stock Units Section 3.01(c)(i) Company Registered Intellectual Property Stock Options Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g3.01(c)(i) Company Stockholders Stock Plans Section 2.2.1 8.03 Company Stockholder Approval Section 3.1.2 3.01(q) Company Stockholders’ Meeting Termination Fee Section 6.2.1 8.03 Company Transaction Costs Warrants Section 3.26 Company Triggering Event Section 8.1(d3.01(c)(i) Confidentiality Agreement Section 6.3 8.03 Consents Section 8.03 Contract Section 9.2.3 Copyrights 8.03 Convertible Notes Section 3.13.9(a3.01(c)(i) Credit Agreement Amendment Annual Meeting Section 4.6 5.01(a) D&O Tail Premium Cap Section 5.05(c) Determination Date Section 3.01(c)(i) Designated Specified Contracts Section 4.01(a)(xvi) DGCL Second Recital Delaware Secretary of State Section 1.3 Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 1.01 Effective Time Section 1.3 End Date 1.03 Environmental Law Section 8.1(b)(i) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) 8.03 ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 8.03 Exchange Act Section 3.2.4 3.01(d)(iii) Exchange Agent Section 2.4.1 Execution Date First Paragraph file 2.02(a) Exchange Fund Section 3.4.1 Final Distribution Date 2.02(a) Expense Reimbursement Section 2.5.4(d5.06(c) Final Working Capital FCPA Section 2.5.5 Final Working Capital Adjustment 3.01(j)(ii) Financial Statements Section 2.5.5 3.01(e)(ii) Form S-4 Section 5.01(a) GAAP Section 2.5.1 3.01(e)(ii) Governmental or Regulatory Authority Entity Section 3.9.1 3.01(d)(iii) Government Official Section 8.03 Hazardous Materials Section 3.14.3(d)(iv) Holdback 8.03 HSR Act Section 2.5.4(a3.01(d)(iii) Indebtedness Section 9.2.4 Independent Auditors 4.01(a)(ix) Indemnified Party Section 2.5.5 5.05(b) Indenture Section 8.03 Intellectual Property Section 3.13.9(a8.03 Intervening Event Section 8.03 IPO Litigation Section 4.01(a)(xi) IT Assets Section 8.03 IRS Section 3.11(c3.01(l)(i) Knowledge Section 9.2.5 8.03 Law Section 3.9.1 Legal Requirement 3.01(d)(ii) Leased Real Property Section 9.2.6 Legal Restraints Section 7.1.3 3.01(v)(ii) Licensed Intellectual Property Section 3.13.1 8.03 Liens Section 3.3 Losses 3.01(b) Major Customers Section 2.5.4(c3.01(i)(xv) Major Suppliers Section 3.01(i)(xvi) Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave Section 9.2.10 Non-affiliated Nextwave Directors Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 Proxy Statement Section 6.1.1 Public Software Section 3.13.7 Real Property Lease Section 3.7.2 Release Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii) Target Working Capital Section 2.5.1 Tax or Taxes Section 3.11(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.18.03

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ciena Corp)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Agreement and the Term Section number where such definition is contained: TERM SECTION: 409A Liability Section 3.16.9 1998 2005 Business Plan Section 2.3.1 2000 Plan 5.1(e) 228 Notice Section 2.3.1 Accountants 3.4(a) affiliated group Section 2.5.5 Affiliate 3.14(a) Agreement Preamble Annual Financial Statements Section 9.2.1 Agreement First Paragraph Business Day 3.6(a) Appraisal Notice Section 9.2.2 3.4(a) Certificate of Merger Section 1.3 Certificates Section 2.4.2 Certifications 2.1(c) Charter Amendment Section 3.4.1 Closing 5.15 Claimant Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 7.4(a) Code Section 2.4.6 2.2(e) Company First Paragraph Company Acquisition Agreement Section 6.2.3 Preamble Company Board Approval Recommendation Section 3.1.2 3.4(a) Company Business First Recital Bylaws Section 3.1 Company Charter Section 3.1 Company Class B Common Stock Section 2.1(d) Company Common Stock Section 2.2.1 Recitals Company Financial Statements Section 3.4.2 Disclosure Letter ARTICLE III Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d3.16(a) Company Listed Contracts Section 3.8.1 Company Material Breach Section 8.1(c) Company Options Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or 2.4(a) Company Plans Section 3.16.1 Company Products Section 3.13.9(f3.13(a) Company Registered Intellectual Property Stock Option Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g) Company Stockholders Section 2.2.1 Company Stockholder Approval Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 Company Transaction Costs Section 3.26 Company Triggering Event Section 8.1(d2.4(a) Confidentiality Agreement Section 6.3 Contract 5.3(b) Copyright Office Section 9.2.3 Copyrights Section 3.13.9(a5.13(b) Credit Agreement Amendment Section 4.6 5.19 Customer Information Section 3.17 D&O Indemnified Parties Section 5.6(a) debt obligations Section 3.9(a)(iii) DGCL Second Recital Delaware Secretary of State Section 1.3 Recitals Dissenting Shares Section 2.4.7 2.5(a) Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 2.5(a) Effective Time Section 1.3 End Date Section 8.1(b)(i) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) 3.11 ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 3.13(a) Escrow Account Section 2.5.4(a2.3(a) Escrow Agent Section 2.5.4(a2.3(a) Escrow Agreement Section 2.5.4(a2.3(a) Escrow Amount Earnings Section 2.5.4(a2.3(a) Estimated Working Capital Escrow Fund Section 2.5.3 Estimated Working Capital Adjustment 2.3(a) Exchange Section 2.5.3 Estimated Working Capital Statement 5.16 Excluded Shares Section 2.5.2 Exchange 2.1(b) Financial Statements Section 3.6(a) Financing Section 5.17 Term Section First Closing Section 1.2(a) First Closing Date Section 1.2(a) Foreign Plan Section 3.13(b) Governmental Consents Section 6.1(c) Governmental Entity Section 6.1(c) Holder Representative Section 2.3(c) HSR Act Section 3.2.4 Exchange 3.5 Indemnified Parties Section 7.2(a) Indemnifier Section 7.4(a) Interim Financial Statements Section 3.6(a) Invus Section 1.7 IRS Section 3.14(m) Leased Property Section 3.15(a) Legal Action Section 3.8 Letter of Transmittal Section 2.2(c)(i) Merger Recitals Merger Payments Section 2.2(c)(iv) Merger Sub Preamble Off-the-Shelf Software Section 3.16(c) Option Payment Procedures Section 2.4(a) Other Agreements Section 8.6(b) Other Holders Section 2.3(c) P/C Option Plan Section 4.6 Parent Preamble Parent Company Options Section 4.6 Paying Agent Section 2.4.1 Execution Date First Paragraph file 2.2(a) Payment Fund Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a) IRS Section 3.11(c) Knowledge Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 Liens Section 3.3 Losses Section 2.5.4(c) Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave Section 9.2.10 Non-affiliated Nextwave Directors Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a2.2(b) Permits Section 3.14.2 Per Share Merger Consideration 3.10 Post-Signing Returns Section 2.2.1 Person 5.12(a) Potential Contributor Section 9.2.9 Permitted Liens 7.6(a) Principal Company Stockholder Recitals Principal Stockholders Agreement Recitals Principal Stockholders Consent Recitals Privacy Policy Section 3.6.2 Proxy Statement 3.17 Pro Rata Portion Section 6.1.1 Public Software 7.5(b) Proportionate Damages Section 3.13.7 Real Property Lease 7.2(a) Redemption Recitals Redemption Agreement Recitals Second Closing Section 3.7.2 Release 1.2(b) Second Closing Date Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii) Target Working Capital Section 2.5.1 Tax or Taxes Section 3.11(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.11.2(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Weight Watchers International Inc)

INDEX OF DEFINED TERMS. Solely for convenience purposesThe following terms have the meanings ascribed to them, the following is a list of terms that are defined in this as indicated below: Term Section Acceptable Confidentiality Agreement and the Section number where such definition is contained: TERM SECTION: 409A Liability 9.01(a) Acquisition Agreement Section 3.16.9 1998 Plan 5.02(e) Adverse Recommendation Change Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 5.02(e) Affiliate Section 9.2.1 9.01(b) Agreement First Paragraph Preamble Articles of Merger Section 1.03 Authorizations Section 3.10(a) Board Actions Section 3.04(b) Business Day Section 9.2.2 9.01(c) Certificate of Merger Section 1.3 Certificates Section 2.4.2 Certifications Section 3.4.1 2.01(c) Closing Section 1.2 1.02 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 1.02 Code Section 2.4.6 2.03(h) Company First Paragraph Preamble Company Acquisition Agreement Articles of Incorporation Section 6.2.3 3.01 Company Benefit Plan Section 3.12(o) Company Board Approval Section 3.1.2 2.04(d) Company Business First Recital Bylaws Section 3.01 Company Continuing Employees Section 6.05(a) Company Common Stock Recitals Company Disclosure Letter Section 2.2.1 9.01(d) Company Financial Statements Equity Awards Section 3.4.2 3.03(a) Company Executive Team Section 9.01(e) Company Intellectual Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d9.01(f) Company Listed Contracts Noncompete Restrictions Section 3.8.1 Company Material Breach Section 8.1(c3.09(a)(v) Company Related Parties Section 8.03(f) Company Restricted Stock Awards Section 3.03(a) Company Stock Options Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f3.03(a) Company Registered Intellectual Property Stock Plan Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g2.04(b) Company Stockholders Swaps Section 2.2.1 3.22 Company Stockholder Approval Termination Fee Section 3.1.2 Company Stockholders’ Meeting 9.01(g) Compensation Committee Section 6.2.1 Company Transaction Costs Section 3.26 Company Triggering Event Section 8.1(d3.12(f) Confidentiality Agreement Section 6.3 9.01(h) Contract Section 9.2.3 Copyrights 3.05 Current Premium Section 3.13.9(a6.06(a) Credit Agreement Amendment Dissenters’ Rights Section 4.6 DGCL Second Recital Delaware Secretary of State 2.01(d) Term Section 1.3 Dissenting Shares Section 2.4.7 Dissenting Stockholder Section 2.4.7 Domestication Section 3.1.4 2.01(d) Effective Time Section 1.3 End Date Section 8.1(b)(i) 1.03 Environmental Claims Section 3.14.3(d)(i3.16(b) Environmental Laws Law Section 3.14.3(d)(ii3.16(b) Environmental Permits Equity Award Amounts Section 3.14.3(d)(iii2.04(b) ERISA Section 3.16.1 3.12(a) ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a3.12(g) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 3.05 Exchange Agent Fund Section 2.4.1 Execution Date First Paragraph file 2.03(a) Exclusive Rights Section 3.4.1 Final Distribution Date 3.09(a)(v) Expenses Section 2.5.4(d9.01(i) Final Working Capital Fairness Opinion Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 3.27 Filed SEC Documents Article III GAAP Section 2.5.1 3.06(b) Governmental or Regulatory Authority Section 3.9.1 3.05 Group Section 5.02(b)(ii) Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a3.16(b) Indebtedness Section 9.2.4 Independent Auditors 5.01(b)(viii) Indemnified Party Section 2.5.5 6.06(a) Intellectual Property Section 3.13.9(a3.15(a) IRS Intervening Event Section 3.11(c5.02(b)(iv) Judgment Section 3.05 Key Intellectual Property Section 3.15(b) Knowledge Section 9.2.5 9.01(j) Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 3.05 Liens Section 3.3 Losses 3.02 Litigation Section 2.5.4(c3.08 Match Right Notice Section 5.02(h) Material Adverse Effect Section 9.2.7 9.01(k) MBCA Recitals Measurement Time Section 3.03(a) Merger Second Recital Recitals Merger Consideration Section 2.2.1 2.01(c) Merger Sub First Paragraph Nextwave Preamble Nasdaq Section 9.2.10 Non-affiliated Nextwave Directors 3.05 New Specified Contracts Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 5.01(b)(xvi) Ordinary Course of Business Section 9.2.8 OTCBB 9.01(l) Outside Date Section 3.4.1 8.01(b)(i) Owned Intellectual Property Section 9.01(f) Owned Real Property Section 3.14(a) Parent First Paragraph Preamble Parent Escrow Distribution Benefit Plans Section 2.5.4(c6.05(b) Parent Disclosure Letter Section 9.01(m) Parent Material Breach Adverse Effect Section 8.1(e9.01(n) Parent Related Parties Section 8.03(f) Term Section Parent Termination Fee Section 9.01(o) Party and Preamble Parties First Paragraph Patent Application Preamble Paying Agent Section 3.13.9(b2.03(a) Patents Payoff Letters Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 6.09 Permitted Liens Section 3.6.2 9.01(p) person Section 9.01(q) Personal Information Section 3.15(f) Principal Supplier Section 3.24(a) Products Section 3.18 Proposed Changed Terms Section 5.02(h)(ii) Proxy Statement Section 6.1.1 Public Software 3.05 Recommendation Section 3.13.7 Real Property Lease 3.04(b) Regulatory Restriction Section 3.7.2 6.03(b) Release Section 3.14.3(d)(v3.16(b) Representative Section 9.12.1 9.01(r) Restraints Section 7.01(b) Sanctioned Country Section 9.01(s) Sanctioned Person Section 9.01(t) Sanctions Laws Section 9.01(u) SEC Article III SEC Documents Section 3.4.1 3.06(a) Securities Act Section 3.2.5 Shrinkwrap Software 3.06(a) Shareholder Approval Section 3.13.9(e3.04(a) Software Shareholders’ Meeting Section 3.13.9(c6.01(a) Special Determination Specified Contract Section 2.5.5 Subsequent Determination Section 6.2.3 3.09(a) Subsidiary Section 9.2.10 9.01(v) Superior Proposal Section 5.2.1(b)(ii5.02(b)(iii) Surviving Corporation Section 1.1 1.01 Takeover Proposal Section 5.2.1(b)(ii5.02(b)(i) Target Working Capital Takeover Statute Section 2.5.1 9.01(w) Tax Return Section 3.13(j) Tax Sharing Agreements Section 3.13(j) Tax or Taxes Section 3.11(a3.13(j) Termination Fee Terminated Plan Section 6.6.2 6.05(d) Third Party Section 5.2.1(b)(ii9.01(x) Trade Secrets Transaction Litigation Section 3.13.9(a6.03(d) Trademarks Voting Company Debt Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.13.03(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Wsi Industries, Inc.)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Agreement and the DEFINED TERM LOCATION OF DEFINITION ------------ ---------------------- Accrediting Body Section number where such definition is contained: TERM SECTION: 409A Liability 3.05(a) Acquisition Proposal Section 3.16.9 1998 Plan 6.04(e) Action Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 3.12 Affiliate Section 9.2.1 9.03(a) Agreement First Paragraph Preamble Alternative Financing Section 6.08(a) Articles of Merger Section 1.03 Bankruptcy and Equity Exception Section 3.04 Business Day Section 9.2.2 Certificate of Merger 9.03(a) Capitalization Date Section 1.3 3.03(a) Certificates Section 2.4.2 Certifications 2.02(b) Change in Board Recommendation Section 3.4.1 6.04(c) Change in Control Agreement Section 3.13(b) Closing Section 1.2 1.02 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 1.02 Code Section 2.4.6 3.13(b) Commitment or Commitments Section 4.08 Company First Paragraph Company Acquisition Agreement Section 6.2.3 Preamble Company Board Approval Recitals Company Board Recommendation Section 3.1.2 Company Business First Recital 3.21(a) Company Common Stock Recitals Company Disclosure Schedule Article 3 Company Employee Section 2.2.1 3.13(a) Company Financial Statements Advisors Section 3.4.2 3.24 Company Intellectual Property Material Adverse Effect Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d9.03(a) Company Listed Contracts Preferred Stock Section 3.8.1 Company Material Breach Section 8.1(c3.03(a) Company Options Rights Agreement Section 2.3.1 3.03(b) Company Stock Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f2.04(a) Company Registered Intellectual Property Stock Options Section 3.13.1 Company SEC Documents Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g2.04(a) Company Stockholders Section 2.2.1 Company Stockholder Approval Section 3.1.2 Company Stockholders’ Shareholders' Meeting Section 6.2.1 6.02 Company Transaction Costs Termination Fee Section 3.26 8.03(d) Company Triggering Event Waiver Request Section 8.1(d6.08(d) Compliant Section 6.08(a) Confidentiality Agreement Section 6.3 6.03(b) Contract Section 9.2.3 Copyrights 3.05(a) control Section 3.13.9(a9.03(a) Credit Agreement Amendment Section 4.6 DGCL Second Recital Delaware Secretary of State 3.03(d) Debt Commitment Letter Section 1.3 Dissenting Shares 4.08 DOE Section 2.4.7 Dissenting Stockholder 3.05(a) DOE Growth Restrictions Section 2.4.7 Domestication 7.02(f)(ii) DOE Request Letter Section 3.1.4 Effective Time 4.08 Education Department Section 1.3 End Date Section 8.1(b)(i3.05(b) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 Exchange Agent Section 2.4.1 Execution Date First Paragraph file Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a) IRS Section 3.11(c) Knowledge Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 Liens Section 3.3 Losses Section 2.5.4(c) Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave Section 9.2.10 Non-affiliated Nextwave Directors Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 Proxy Statement Section 6.1.1 Public Software Section 3.13.7 Real Property Lease Section 3.7.2 Release Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii) Target Working Capital Section 2.5.1 Tax or Taxes Section 3.11(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.1-vi-

Appears in 1 contract

Samples: Agreement and Plan of Merger (Education Management Corporation)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Term Section Acceptable Confidentiality Agreement and the Section number where such definition is contained: TERM SECTION: 409A Liability Section 3.16.9 1998 Plan Section 2.3.1 2000 Plan Section 2.3.1 Accountants Section 2.5.5 8.1(a) Affiliate Section 9.2.1 8.1(b) Agreement First Paragraph Preamble Alternative Acquisition Agreement Section 5.3(a) Applicable Exchange Section 8.1(c) Balance Sheet Date Section 3.11(a) Book-Entry Shares Section 2.1(c)(ii) Burdensome Condition Section 5.9(f) Business Day Section 9.2.2 8.1(d) Businesses Section 8.1(e) Certificate of Merger Section 1.3 Certificates Section 2.4.2 Certifications Section 3.4.1 2.1(c)(ii) Closing Section 1.2 Closing Date Section 1.2 Closing Date Balance Sheet Section 2.5.5 Code Section 2.4.6 Company First Paragraph Company Acquisition Agreement Section 6.2.3 Company Board Approval Section 3.1.2 Company Business First Recital Company 2.2(f) Common Stock Section 2.2.1 8.1(f) Company Preamble Company Assets Section 3.7(b) Company Benefit Plan Section 8.1(g) Company Board Recitals Company Board Recommendation Recitals Company Board Recommendation Change Section 5.3(d) Company Disclosure Letter Article III Company Equity Awards Section 2.3(e) Company Equity Plans Section 8.1(h) Company ESPP Section 2.3(d) Company Financial Statements Advisor Section 3.4.2 3.25 Company Intellectual Material Adverse Effect Section 8.1(i) Company Option Section 2.3(a) Company Organizational Documents Section 8.1(j) Company Permits Section 3.23(a) Company Product Section 8.1(k) Company Proxy Statement Section 3.6(b) Company PSUs Section 2.3(c) Company Real Property Section 3.13.1 Company-owned Intellectual Property Section 3.13.9(d3.21(c) Company Listed Contracts Related Parties Section 3.8.1 Company Material Breach Section 8.1(c8.1(l) Company Options RSUs Section 2.3.1 Company Option Plans Section 2.3.1 Company Plan or Company Plans Section 3.16.1 Company Products Section 3.13.9(f2.3(b) Company Registered Intellectual Property SEC Reports Section 3.13.1 3.10 Company SEC Documents Stockholders Meeting Section 3.4.1 Company SEC Financial Statements Section 3.4.2 Company Source Code Section 3.13.9(g3.6(b) Company Stockholders Termination Fee Section 2.2.1 Company Stockholder Approval 7.6(b) Competition Law Section 3.1.2 Company Stockholders’ Meeting Section 6.2.1 Company Transaction Costs Section 3.26 Company Triggering Event Section 8.1(d3.6(e) Confidentiality Agreement Agreements Section 6.3 8.1(m) Continuation Period Section 5.6(a) Term Section Contract Section 9.2.3 Copyrights 8.1(n) control Section 3.13.9(a8.1(b) Credit Agreement Amendment COVID-19 Section 4.6 8.1(o) COVID-19 Measures Section 8.1(p) Damages Section 5.7(b) DGCL Second Recital Delaware Secretary of State Section 1.3 Recitals Dissenting Shares Section 2.4.7 Dissenting Stockholder 2.4(a) DRAA Section 2.4.7 Domestication 8.5(a) DTC Section 3.1.4 2.2(c)(iii) XXXXX Article III Effective Time Section 1.3 End Date Employee Section 8.1(b)(i5.6(a) Enforceability Exceptions Section 8.1(q) Environmental Claims Section 3.14.3(d)(i) Environmental Laws Section 3.14.3(d)(ii) Environmental Permits Section 3.14.3(d)(iii) ERISA Section 3.16.1 ERISA Affiliate Section 3.16.3 Escrow Account Section 2.5.4(a) Escrow Agent Section 2.5.4(a) Escrow Agreement Section 2.5.4(a) Escrow Amount Section 2.5.4(a) Estimated Working Capital Section 2.5.3 Estimated Working Capital Adjustment Section 2.5.3 Estimated Working Capital Statement Section 2.5.2 Exchange Act Section 3.2.4 Exchange Agent Section 2.4.1 Execution Date First Paragraph file Section 3.4.1 Final Distribution Date Section 2.5.4(d) Final Working Capital Section 2.5.5 Final Working Capital Adjustment Section 2.5.5 GAAP Section 2.5.1 Governmental or Regulatory Authority Section 3.9.1 Hazardous Materials Section 3.14.3(d)(iv) Holdback Section 2.5.4(a) Indebtedness Section 9.2.4 Independent Auditors Section 2.5.5 Intellectual Property Section 3.13.9(a) IRS Section 3.11(c) Knowledge Section 9.2.5 Law Section 3.9.1 Legal Requirement Section 9.2.6 Legal Restraints Section 7.1.3 Licensed Intellectual Property Section 3.13.1 Liens Section 3.3 Losses Section 2.5.4(c) Material Adverse Effect Section 9.2.7 Merger Second Recital Merger Consideration Section 2.2.1 Merger Sub First Paragraph Nextwave Section 9.2.10 Non-affiliated Nextwave Directors Section 3.4.5 Option Conversion Section 2.3.1 Orders Section 3.9.1 Ordinary Course of Business Section 9.2.8 OTCBB Section 3.4.1 Parent First Paragraph Parent Escrow Distribution Section 2.5.4(c) Parent Material Breach Section 8.1(e) Party and Parties First Paragraph Patent Application Section 3.13.9(b) Patents Section 3.13.9(a) Permits Section 3.14.2 Per Share Merger Consideration Section 2.2.1 Person Section 9.2.9 Permitted Liens Section 3.6.2 Proxy Statement Section 6.1.1 Public Software Section 3.13.7 Real Property Lease Section 3.7.2 Release Section 3.14.3(d)(v) Representative Section 9.12.1 SEC Section 3.4.1 Securities Act Section 3.2.5 Shrinkwrap Software Section 3.13.9(e) Software Section 3.13.9(c) Special Determination Section 2.5.5 Subsequent Determination Section 6.2.3 Subsidiary Section 9.2.10 Superior Proposal Section 5.2.1(b)(ii) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2.1(b)(ii) Target Working Capital Section 2.5.1 Tax or Taxes Section 3.11(a) Termination Fee Section 6.6.2 Third Party Section 5.2.1(b)(ii) Trade Secrets Section 3.13.9(a) Trademarks Section 3.13.9(a) WC Escrow Section 2.5.4(a) Wholly-Owned Subsidiary Section 2.5.1 Working Capital Section 2.5.13.19

Appears in 1 contract

Samples: Agreement and Plan of Merger (MAGNACHIP SEMICONDUCTOR Corp)

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