Common use of FINANCIAL TERMS AND CONDITIONS Clause in Contracts

FINANCIAL TERMS AND CONDITIONS. 26 17 5.1 General Fiscal Assurances 26 18 5.2 Financial Accounting Requirements 26 20 ARTICLE SIX – OVERSIGHT AND REMEDIES 28 21 6.1 Oversight Authority 28 22 6.2 Remedial Action 28 23 6.3 Notice Requirements 30 24 25 ARTICLE SEVEN -GENERAL TERMS AND CONDITIONS FOR CONTRACTOR 31 26 7.1 Background 31 27 7.2 Mutual Commitments 31 28 7.3 Assignment 31 29 7.4 Authority 31 30 7.5 Compliance with Applicable Laws, Regulations and Operational Policies 32 32 7.7 Confidentiality of Personal Information 33 33 7.8 Contract Performance/Enforcement 34 34 7.9 Cooperation 34 35 7.10 Debarment Certification 34 36 7.11 Excluded Parties 34 37 7.12 Declaration that Individuals Under the Medicaid and Other Behavioral Health Programs 38 are not Third-Party Beneficiaries Under this Contract 36 39 7.13 Execution, Amendment and Waiver 36 40 7.14 Headings and Captions 36 41 7.15 Indemnification 36 42 7.16 Independent Contractor for North Sound BH-ASO 37 43 7.17 Insurance 37 44 7.18 Integration 37 1 TABLE OF CONTENTS - cont. 3 7.19 Maintenance of Records 37 4 7.20 Notice of Amendment 38 5 7.21 No Waiver of Rights 38 6 7.22 Ongoing Services 38 7 7.23 Overpayments 38 8 7.24 Ownership of Materials 39 9 7.25 Performance 39 10 7.26 Resolution of Disputes 39 11 7.27 Severability and Conformity 39 12 7.28 Single Audit Act 39 13 7.29 Subcontracts 40 14 7.30 Survivability 41 15 7.31 Treatment of Individual’s Property 42 16 7.32 Warranties 42 17 7.33 Contract Certification 42 18 1 2

FINANCIAL TERMS AND CONDITIONS. 26 17 14 5.1 General Fiscal Assurances 26 18 15 5.2 Financial Accounting Requirements 26 20 17 ARTICLE SIX – OVERSIGHT -OVERSIGHT AND REMEDIES 28 21 18 6.1 Oversight Authority 28 22 19 6.2 Remedial Action 28 23 20 6.3 Notice Requirements 30 24 25 22 ARTICLE SEVEN -GENERAL TERMS AND CONDITIONS FOR CONTRACTOR 31 26 23 7.1 Background 31 27 24 7.2 Mutual Commitments 31 28 25 7.3 Assignment 31 29 26 7.4 Authority 31 30 27 7.5 Compliance with Applicable Laws, Regulations and Operational Policies 32 32 28 7.6 Compliance with North Sound BH-ASO Operational Guide 33 29 7.7 Confidentiality of Personal Information 33 33 30 7.8 Contract Performance/Enforcement 34 34 31 7.9 Cooperation 34 35 32 7.10 Debarment Certification 34 36 33 7.11 Excluded Parties 34 37 34 7.12 Declaration that Individuals Under the Medicaid and Other Behavioral Health Programs 38 HealthPrograms 35 are not Third-Party Beneficiaries Under this This Contract 36 39 36 7.13 Execution, Amendment and Waiver 36 40 37 7.14 Headings and Captions 36 41 38 7.15 Indemnification 36 42 39 7.16 Independent Contractor for North Sound BH-ASO 37 43 40 7.17 Insurance 37 44 41 7.18 Integration 37 1 TABLE OF CONTENTS - cont. 3 42 7.19 Maintenance of Records 37 4 43 7.20 Notice of Amendment 38 5 44 7.21 No Waiver of Rights 38 6 1 7.22 Ongoing Services 38 7 2 7.23 Overpayments 38 8 3 7.24 Ownership of Materials 39 9 4 7.25 Performance 39 10 5 7.26 Resolution of Disputes 39 11 6 7.27 Severability and Conformity 39 12 7 7.28 Single Audit Act 39 13 8 7.29 Subcontracts 40 14 9 7.30 Survivability 41 15 10 7.31 Treatment of Individual’s Property 42 16 11 7.32 Warranties 42 17 12 7.33 Contract Certification 42 18 13 1 2

FINANCIAL TERMS AND CONDITIONS. 26 17 14 5.1 General Fiscal Assurances 26 18 15 5.2 Financial Accounting Requirements 26 20 17 ARTICLE SIX – OVERSIGHT -OVERSIGHT AND REMEDIES 28 21 18 6.1 Oversight Authority 28 22 19 6.2 Remedial Action 28 23 20 6.3 Notice Requirements 30 24 25 22 ARTICLE SEVEN -GENERAL TERMS AND CONDITIONS FOR CONTRACTOR 31 26 23 7.1 Background 31 27 24 7.2 Mutual Commitments 31 28 25 7.3 Assignment 31 29 26 7.4 Authority 31 30 27 7.5 Compliance with Applicable Laws, Regulations and Operational Policies 32 32 28 7.6 Compliance with North Sound BH-ASO Operational Guide 33 29 7.7 Confidentiality of Personal Information 33 33 30 7.8 Contract Performance/Enforcement 34 34 31 7.9 Cooperation 34 35 32 7.10 Debarment Certification 34 36 33 7.11 Excluded Parties 34 37 34 7.12 Declaration that Individuals Under the Medicaid and Other Behavioral Health Programs 38 35 are not Third-Party Beneficiaries Under this This Contract 36 39 36 7.13 Execution, Amendment and Waiver 36 40 37 7.14 Headings and Captions 36 41 38 7.15 Indemnification 36 42 39 7.16 Independent Contractor for North Sound BH-ASO 37 43 40 7.17 Insurance 37 44 41 7.18 Integration 37 1 TABLE OF CONTENTS - cont. 3 42 7.19 Maintenance of Records 37 4 43 7.20 Notice of Amendment 38 5 44 7.21 No Waiver of Rights 38 6 1 7.22 Ongoing Services 38 7 2 7.23 Overpayments 38 8 3 7.24 Ownership of Materials 39 9 4 7.25 Performance 39 10 5 7.26 Resolution of Disputes 39 11 6 7.27 Severability and Conformity 39 12 7 7.28 Single Audit Act 39 13 8 7.29 Subcontracts 40 14 9 7.30 Survivability 41 15 10 7.31 Treatment of Individual’s Property 42 16 11 7.32 Warranties 42 17 12 7.33 Contract Certification 42 18 13 1 2

FINANCIAL TERMS AND CONDITIONS. 26 17 13 5.1 General Fiscal Assurances 26 18 14 5.2 Financial Accounting Requirements 26 20 16 ARTICLE SIX – OVERSIGHT -OVERSIGHT AND REMEDIES 28 21 17 6.1 Oversight Authority 28 22 18 6.2 Remedial Action 28 23 19 6.3 Notice Requirements 30 24 25 20 21 ARTICLE SEVEN -GENERAL TERMS AND CONDITIONS FOR CONTRACTOR 31 26 22 7.1 Background 31 27 23 7.2 Mutual Commitments 31 28 24 7.3 Assignment 31 29 25 7.4 Authority 31 30 26 7.5 Compliance with With Applicable Laws, Regulations and Operational Policies 32 32 27 7.6 Compliance With North Sound BH-ASO Operational Guide 33 28 7.7 Confidentiality of Personal Information 33 33 29 7.8 Contract Performance/Enforcement 34 34 30 7.9 Cooperation 34 35 31 7.10 Debarment Certification 34 36 32 7.11 Excluded Parties 34 37 33 7.12 Declaration that That Individuals Under the The Medicaid and Other Behavioral Health Programs 38 34 are not Third-Party Beneficiaries Under this This Contract 36 39 35 7.13 Execution, Amendment and Waiver 36 40 36 7.14 Headings and Captions 36 41 37 7.15 Indemnification 36 42 38 7.16 Independent Contractor for North Sound BH-ASO 37 43 39 7.17 Insurance 37 44 40 7.18 Integration 37 1 TABLE OF CONTENTS - cont. 3 41 7.19 Maintenance of Records 37 4 42 7.20 Notice of Amendment 38 5 43 7.21 No Waiver of Rights 38 6 44 7.22 Ongoing Services 38 7 1 7.23 Overpayments 38 8 2 7.24 Ownership of Materials 39 9 3 7.25 Performance 39 10 4 7.26 Resolution of Disputes 39 11 5 7.27 Severability and Conformity 39 12 6 7.28 Single Audit Act 39 13 7 7.29 Subcontracts 40 14 8 7.30 Survivability 41 15 9 7.31 Treatment of Individual’s Property 42 16 10 7.32 Warranties 42 17 11 7.33 Contract Certification 42 18 1 212 1

FINANCIAL TERMS AND CONDITIONS. 26 17 13 5.1 General Fiscal Assurances 26 18 14 5.2 Financial Accounting Requirements 26 20 16 ARTICLE SIX – OVERSIGHT -OVERSIGHT AND REMEDIES 28 21 17 6.1 Oversight Authority 28 22 18 6.2 Remedial Action 28 23 19 6.3 Notice Requirements 30 24 25 20 21 ARTICLE SEVEN -GENERAL TERMS AND CONDITIONS FOR CONTRACTOR 31 26 22 7.1 Background 31 27 23 7.2 Mutual Commitments 31 28 24 7.3 Assignment 31 29 25 7.4 Authority 31 30 26 7.5 Compliance with Applicable Laws, Regulations and Operational Policies 32 32 27 7.6 Compliance with North Sound BH-ASO Operational Guide 33 28 7.7 Confidentiality of Personal Information 33 33 29 7.8 Contract Performance/Enforcement 34 34 30 7.9 Cooperation 34 35 31 7.10 Debarment Certification 34 36 32 7.11 Excluded Parties 34 37 33 7.12 Declaration that Individuals Under under the Medicaid and Other Behavioral Health Programs 38 34 are not Not Third-Party Beneficiaries Under under this Contract 36 39 35 7.13 Execution, Amendment and Waiver 36 40 36 7.14 Headings and Captions 36 41 37 7.15 Indemnification 36 42 38 7.16 Independent Contractor for North Sound BH-ASO 37 43 39 7.17 Insurance 37 44 40 7.18 Integration 37 1 TABLE OF CONTENTS - cont. 3 41 7.19 Maintenance of Records 37 4 42 7.20 Notice of Amendment 38 5 43 7.21 No Waiver of Rights 38 6 44 7.22 Ongoing Services 38 7 1 7.23 Overpayments 38 8 2 7.24 Ownership of Materials 39 9 3 7.25 Performance 39 10 4 7.26 Resolution of Disputes 39 11 5 7.27 Severability and Conformity 39 12 6 7.28 Single Audit Act 39 13 7 7.29 Subcontracts 40 14 8 7.30 Survivability 41 15 9 7.31 Treatment of Individual’s Property 42 16 10 7.32 Warranties 42 17 11 7.33 Contract Certification 42 18 1 212 1