Common use of Financial Planning Provided Under Portfolio Management Services Clause in Contracts

Financial Planning Provided Under Portfolio Management Services. ‌ For some clients, we provide financial planning services under several formats at the client’s specific direction. For clients that have at least $500,000 under our management, we offer comprehensive financial planning, included as part of the annual percentage-based fee for Portfolio Management Services. We will consider waiving the $500,000 minimum on a case-by-case basis. The financial planning services we provide may be specific or modular in their preparation (unique to each client in their depth of preparation). Topics included as part of the financial planning services can include, but are not necessarily limited to, the following:

Financial Planning Provided Under Portfolio Management Services. ‌ For some clients, we provide financial planning services under several formats at the client’s specific direction. For clients that have at least $500,000 under our management, we offer comprehensive financial planning, included as part of the annual percentage-based fee for Portfolio Management Services. We will consider waiving the $500,000 minimum on a case-by-case basis. The financial planning services we provide may be specific or modular in their preparation (unique to each client in their depth of preparation). Topics included as part of the financial planning services can include, but are not necessarily limited to, the following: