Common use of Employment Status Clause in Contracts

Employment Status. The Adviser is not aware that (i) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, the Adviser or the Administrator or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser except where such termination or violation would not reasonably be expected to have an Adviser Material Adverse Effect.

Appears in 53 contracts

Samples: Equity Distribution Agreement (Prospect Capital Corp), Underwriting Agreement (Prospect Capital Corp), Debt Distribution Agreement (Prospect Capital Corp)

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Employment Status. The Neither the Adviser nor the Administrator is not aware that (i) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, the Adviser or the Administrator or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company Company, the Adviser or the Adviser Administrator except where such termination or violation would not reasonably be expected to have an Adviser Material Adverse Effect.

Appears in 8 contracts

Samples: Underwriting Agreement (TriplePoint Venture Growth BDC Corp.), Underwriting Agreement (TriplePoint Venture Growth BDC Corp.), Underwriting Agreement (TriplePoint Venture Growth BDC Corp.)

Employment Status. The Adviser is not aware that (iA) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, the Adviser or the Administrator or (iiB) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser except where such termination or violation would not reasonably be expected to have constitute a Material Adverse Effect or an Adviser Adviser’s Material Adverse Effect.

Appears in 3 contracts

Samples: Purchase Agreement (Tortoise Capital Resources Corp), Purchase Agreement (Tortoise Capital Resources Corp), Purchase Agreement (Tortoise Capital Resources Corp)

Employment Status. The Adviser Advisor is not aware that (i) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the AdministratorAdvisor, as applicable, plans to terminate employment with the Company, the Adviser Company or the Administrator Advisor, as applicable, or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser Advisor, except where such termination or violation would not reasonably be expected to have an Adviser a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Stellus Capital Investment Corp)

Employment Status. The Adviser is not aware has no knowledge that (i) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, plans to terminate employment with the CompanyAdviser, the Adviser or the Administrator or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser Adviser, except where such termination or violation would not reasonably be expected to have an Adviser Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Investcorp Credit Management BDC, Inc.), Underwriting Agreement (Investcorp Credit Management BDC, Inc.), Underwriting Agreement (CM Finance Inc)

Employment Status. The Adviser is not aware that (i) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicableAdviser, plans to terminate employment with the Company, the Adviser Company or the Administrator Adviser, or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser Adviser, except where such termination or violation would not reasonably be expected to have an Adviser a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp)

Employment Status. The Adviser Advisor is not aware that (iA) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, Advisor plans to terminate employment with the Company, the Adviser or the Administrator or Advisor (iiB) any such executive officer or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser Advisor except where such termination or violation would not reasonably be expected to have constitute a Material Adverse Effect or an Adviser Advisor's Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement (Tortoise Gas & Oil Corp), Tortoise Gas & Oil Corp

Employment Status. The Adviser is not aware that (iA) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, the Adviser Company or the Administrator or (iiB) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company Company, or the Adviser except where such termination or violation would not reasonably be expected to have an Adviser Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement (Firsthand Technology Value Fund, Inc.), Purchase Agreement (Firsthand Technology Value Fund, Inc.)

Employment Status. The Adviser is not aware has no knowledge that (i) any executive, key employee or significant group of employees of the Company, if any, or the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, Company or the Adviser or the Administrator , as applicable, or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser , except where such termination or violation would not reasonably be expected to have an Adviser Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Poliwogg Regenerative Medicine Fund, Inc.)

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Employment Status. The Adviser is not aware that (i) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, the Adviser or the Administrator or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or Company, the Adviser except where such termination or violation would not reasonably be expected to have an Adviser a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Palmer Square Capital BDC Inc.)

Employment Status. The Adviser is not aware has no knowledge that (i) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the AdministratorAdviser, as applicable, plans to terminate employment with the Company, the Adviser Company or the Administrator Adviser, as applicable, or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser Adviser, except where such termination or violation would not reasonably be expected to have an Adviser Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Poliwogg Regenerative Medicine Fund, Inc.)

Employment Status. The Adviser is not aware that (iA) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, the Adviser or the Administrator or (iiB) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser except where such termination or violation would not reasonably be expected to have an Adviser a Material Adverse Effect.

Appears in 1 contract

Samples: Stock Purchase Agreement (Ares Capital Corp)

Employment Status. The Adviser is not aware that (iA) any executive, key employee or significant group of employees of the Company, if any, or the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, Company or the Adviser or the Administrator or (iiB) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company or the Adviser except where such termination or violation would not reasonably be expected to have constitute a Material Adverse Effect or an Adviser Advisers' Material Adverse Effect.

Appears in 1 contract

Samples: Blackridge Investment Corp

Employment Status. The Adviser is not aware that (i) any executive, key employee or significant group of employees of the Company, if any, the Adviser or the Administrator, as applicable, plans to terminate employment with the Company, the Adviser or the Administrator or (ii) any such executive or key employee is subject to any non-compete, nondisclosure, confidentiality, employment, consulting or similar agreement that would be violated by the present or proposed business activities of the Company Adviser or the Adviser Administrator except where such termination or violation would not reasonably be expected to have an Adviser Affiliate Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (TICC Capital Corp.)

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