Common use of Dealing policies Clause in Contracts

Dealing policies. We will always deal for you on a best execution basis in accordance with The FSA Financial Services Rulebook in force from time to time. We may provide services to you under this Agreement notwithstanding that FIM, or an associated company or person connected with it, may have a particular interest or relationship which could result in conflicting interests or duties. A copy of our conflicts of interest policy will be made available on request. Details of the qualifications and/or relevant education may be requested in relation to our team of Investment Managers. Please note a short biographies are included on our website; xxxxx://xxxxxxxxxx.xx.xx/ In particular we may, without prior reference to you: • deal in investments in which FIM, or any associated company or person connected with it, have underwritten, managed or arranged an offer or issue for sale during the preceding twelve months; • deal in investments in respect of which FIM, or any associated company or person connected with it, may benefit from a commission, fee, mark-up or mark-down payable otherwise than by you and where FIM, or any associated company or person connected with it, may also be remunerated by the counterparty to any such transaction; • deal in investments of a company on your behalf in respect of which FIM, or any associated company or person connected with it, is a director or holds or deals in securities of that company or is otherwise interested in that company; • combine your transactions with those of other clients and average the prices obtained; • carry out a transaction on your behalf in securities issued by an associated company or person connected with it or a customer of an associated company; • deal on your behalf with an associated company or person connected with it; • act as agent for you in relation to transactions in which FIM is also acting as agent for other clients and/or an associated company or person connected with it; • carry out a transaction on your behalf in units or shares of collective investment schemes, e.g. unit trusts, where FIM or an associated company or person connected with it, acts as manager, operator, banker, distributor adviser or trustee to the scheme concerned; • effect transactions on your behalf involving placings and/or new issues with an associated company or person connected with it who may be acting as principal or receiving an agent’s commission. FIM may or may not profit from the dealing where it or any associated company or person connected with it acts as principal.