Dealing and clearing Sample Clauses

Dealing and clearing. 買賣與結算 5.1 The Company shall be entitled but not bound to act on a request from the Client to carry out a Transaction (whether directly or through a Dealer). The Company may in its absolute discretion refuse any order or instruction of the Client and shall notify the Client accordingly provided always that the Company shall not in any circumstances whatsoever be liable for any loss of profit or gain, damage, liability, claim, cost or expense suffered or incurred by the Client as result thereof. Except as directed by the Client where the Client is not in default hereunder and no Event of Default (as defined in Clause 8.1) has occurred, the Company shall not be obliged to close out any Open Contract. The Company may at any time and from time to time impose any limits including position limits on any Contract, contracts of a particular type in aggregate and/or any Account and the Client agrees to do all necessary acts to ensure that such limits shall not be exceeded at any time. Except as directed by the Client in circumstances where the Client is not in default hereunder and no Event of Default has occurred, the Company shall have no obligation to close out any Contract or Client Contract. For the avoidance of doubt: 本公司有權(但並無責任)直接或通過交易商按客戶的要求進行任何交易。本公司可絕對酌情決定拒絕客戶的任何買賣盤或指示,並將有關事宜通知客戶,惟於任何情況下,對於客戶因而蒙受或產生的任何利潤損失或得益、損害、債務、申索、費用或支出,本公司概不承擔責任, 除按客戶指示進行外,如客戶並無違反本協議,亦無發生違約事件(詳見第 8.1 條的釋議), 則本公司並無責任將任何未平倉合約平倉。本公司可於任何時間不時對任何合約特定類別合約(整體計算)及/或任何帳戶訂定限額 (包括持倉限額在內),而客戶同意作出一切所需要作為,藉以確保任何時間均不會 超出有關限額。除按客戶指示進行外,在客戶並無違反本協議及並無發生違約事件的情況下,本公司並無責任將任何合約或客戶合約平倉。為免存疑: (a) any order and instruction relating to any Transaction may be given by the Client or any of the Authorized Person and such order and instruction shall be absolutely and conclusively binding on the Client; 客戶或任何認可人士均可發出任何交易買賣盤及指示,而有關買賣盤及指示應該絕對及確切地對客戶具約束力; (b) the Company may but shall not be obliged to verify or enquire as to the identity of the person giving such order or instruction; and 本公司可(但並無責任)核實或查詢發出買賣盤或指示的人的身分;及 (c) the Company shall be entitled to act on the order or instruction and rely on the Company's belief that such order or instruction emanates from the Client or any of the Authorized Person (as the case may be). 本公司有權按有關買賣盤或指示行事,亦可倚賴本公司相信由客戶或任何認可人士(視乎情況而定)發出的買賣盤或指示。 5.2 Because of physical restraints on any Exchange and because of the very rapid changes in the prices of Assets that frequently take place, there may, on occasions, be a delay in making prices or in dealing. The Company may not always be ...
Dealing and clearing 

Related to Dealing and clearing

  • Euroclear and Clearstream Procedures Applicable The provisions of the “Operating Procedures of the Euroclear System” and “Terms and Conditions Governing Use of Euroclear” and the “General Terms and Conditions of Clearstream Banking” and “Customer Handbook” of Clearstream will be applicable to transfers of beneficial interests in the Regulation S Global Note that are held by Participants through Euroclear or Clearstream.

  • Depository Banks Each Loan Party and each Subsidiary will maintain the Administrative Agent as its principal depository bank, including for the maintenance of operating, administrative, cash management, collection activity, and other deposit accounts for the conduct of its business.

  • Settlement of Transactions 1. The Company shall proceed to a settlement of all transactions upon execution of such transactions. 2. An online statement of Account will be available for printing to the Client on the Trading Platform of the Company, at all times.

  • Euroclear and Clearstream Investors holding Common Depository Notes through Euroclear, Clearstream or such other clearing system shall follow the settlement procedures applicable to conventional Eurobonds in registered form. Such Common Depository Notes shall be credited to Euroclear, Clearstream or such other clearing system participants’ securities accounts either on the Closing Date or on the settlement day following the Closing Date against payment in same-day funds (for value on the Closing Date).

  • Securities Intermediary The Securities Intermediary, in acting under this Indenture, is entitled to all rights, benefits, protections, immunities and indemnities accorded The Bank of New York Mellon Trust Company, N.A., a national banking association, in its capacity as Indenture Trustee under this Indenture.