Confirmation of Transactions. INSURANCE COMPANY shall provide that confirmations will be issued on behalf of BROKER/DEALER, acting as agent for INSURANCE COMPANY, regarding all transactions required to be confirmed, and in the form and manner required for such confirmations, under the β34 Act, any regulations thereunder, or by FINRA rules.
Appears in 2 contracts
Samples: Broker Dealer Agreement (Allianz Life of Ny Variable Account C), Broker Dealer Agreement (Allianz Life Variable Account B)
Confirmation of Transactions. INSURANCE COMPANY shall provide that confirmations will be issued on behalf of BROKER/DEALER, acting as agent for INSURANCE COMPANY, regarding all transactions required to be confirmed, and in the form and manner required for such confirmations, under the β34 Exchange Act, any regulations thereunder, or by FINRA NASD rules.. D.
Appears in 2 contracts
Samples: Dealer Agreement (Variable Account I of Aig Life Ins Co), Dealer Agreement (Variable Account a American Intl Life Assur Co of New York)
