Common use of Confidential Nature of Documents Clause in Contracts

Confidential Nature of Documents. All agreements, documents, papers, and data in any form, supplied by Correspondent concerning Correspondent's business or Customers shall be treated by Pensxx xx confidential. To the extent such documents or data are retained by Pensxx, xxey shall be kept in a safe place and shall be made available to third parties only as authorized by Correspondent in writing or pursuant to any order or request of a court or regulatory body having appropriate jurisdiction. Pensxx xxxll give Correspondent prompt notice of the receipt by Pensxx xx any such order or subpoena, unless prohibited from doing so by the issuing authority which notice shall be given prior to Pensxx'x xxxpliance therewith. Such documents shall be made available by Pensxx xxx inspection and examination by Correspondent's auditors, by properly authorized agents or employees of any regulatory bodies or commissions or by such other persons as Correspondent may authorize in writing. Notwithstanding anything herein to the contrary, Correspondent expressly authorizes Pensxx xx supply any information requested relating to Correspondent, its business, or its Customers to any regulatory body having appropriate authority.

Appears in 2 contracts

Samples: Penson Worldwide Inc, Penson Worldwide Inc

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Confidential Nature of Documents. All agreementsaxxxxxxnts, documents, papers, and data in any form, supplied by Correspondent concerning Correspondent's business or Customers shall be treated by Pensxx xx Penson as confidential. To the extent such documents or data are retained by PensxxPenson, xxey they shall be kept in a safe place and shall be made available avaxxxxxx to third parties only as authorized by Correspondent in writing or pursuant to any order or request of a court or regulatory body having appropriate jurisdiction. Pensxx xxxll Penson shall give Correspondent prompt notice of the receipt by Pensxx xx Xxxxxx of any such order or subpoena, unless prohibited from doing so doxxx xx by the issuing authority which notice shall be given prior to Pensxx'x xxxpliance Penson's compliance therewith. Such documents shall be made available by Pensxx xxx avaixxxxx xx Penson for inspection and examination by Correspondent's auditorsauxxxxxx, by properly authorized agents or employees of any regulatory bodies or commissions or by such other persons as Correspondent may authorize in writing. Notwithstanding anything herein to the contrary, Correspondent expressly authorizes Pensxx xx Penson to supply any information requested relating to CorrespondentCorrespondexx, its xxs business, or its Customers to any regulatory body having appropriate authority.

Appears in 1 contract

Samples: Fully Disclosed Clearing Agreement (Rush Financial Technologies Inc)

Confidential Nature of Documents. All agreements, documents, papers, and data in any form, supplied by Correspondent concerning Correspondent's business or Customers shall be treated by Pensxx xx Xxxxxx as confidential. To the extent such documents or data are retained by PensxxXxxxxx, xxey they shall be kept in a safe place and shall be made available to third parties only as authorized by Correspondent in writing or pursuant to any order or request of a court or regulatory body having appropriate jurisdiction. Pensxx xxxll Xxxxxx shall give Correspondent prompt notice of the receipt by Pensxx xx Xxxxxx of any such order or subpoena, unless prohibited from doing so by the issuing authority which notice shall be given prior to Pensxx'x xxxpliance Xxxxxx'x compliance therewith. Such documents shall be made available by Pensxx xxx Xxxxxx for inspection and examination by Correspondent's auditors, by properly authorized agents or employees of any regulatory bodies or commissions or by such other persons as Correspondent may authorize in writing. Notwithstanding anything herein to the contrary, Correspondent expressly authorizes Pensxx xx Xxxxxx to supply any information requested relating to Correspondent, its business, or its Customers to any regulatory body having appropriate authority.

Appears in 1 contract

Samples: Fully Disclosed Clearing Agreement (Internet Financial Services Inc)

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Confidential Nature of Documents. All agreements, documentsxxxxments, papers, and data in any form, supplied by Correspondent concerning Correspondent's business or Customers shall be treated by Pensxx xx Penson as confidential. To the extent such documents or data are retained rexxxxxx by PensxxPenson, xxey they shall be kept in a safe place and shall be made available to availaxxx xx third parties only as authorized by Correspondent in writing or pursuant to any order or request of a court or regulatory body having appropriate jurisdiction. Pensxx xxxll Penson shall give Correspondent prompt notice of the receipt by Pensxx Penxxx xx any such order or subpoena, unless prohibited from doing so by the issuing authority which notice shall be given prior to Pensxx'x xxxpliance Penson's compliance therewith. Such documents shall be made available by Pensxx xxx availabxx xx Xxnson for inspection and examination by Correspondent's auditors, by properly xx xxxperly authorized agents or employees of any regulatory bodies or commissions or by such other persons as Correspondent may authorize in writing. Notwithstanding anything herein to the contrary, Correspondent expressly authorizes Pensxx xx Penson to supply any information requested relating to CorrespondentCorrespondenx, its xxx business, or its Customers to any regulatory body having appropriate authority.

Appears in 1 contract

Samples: Disclosed Clearing Agreement (Empire Financial Holding Co)

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