Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 131 contracts
Samples: Sales Agreement (Cytokinetics Inc), Sales Agreement (Eagle Pharmaceuticals, Inc.), Sales Agreement (ContraVir Pharmaceuticals, Inc.)
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to would cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 113 contracts
Samples: Sales Agreement (Aspen Aerogels Inc), Sales Agreement (Sunworks, Inc.), Common Stock (Cyngn Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 57 contracts
Samples: Common Stock (Mannkind Corp), Sales Agreement (Ocugen, Inc.), Vical Incorporated (Vical Inc)
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 32 contracts
Samples: Sales Agreement (Galectin Therapeutics Inc), Sales Agreement (Pizza Inn Holdings, Inc /Mo/), Sales Agreement (HomeStreet, Inc.)
Certain Market Activities. Neither the Company nor, to the Company’s knowledge, nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 30 contracts
Samples: Sales Agreement (Helius Medical Technologies, Inc.), Sales Agreement (Broadwind, Inc.), Sales Agreement (Torchlight Energy Resources Inc)
Certain Market Activities. Neither the Company, nor any of Subsidiary, nor, to the SubsidiariesCompany’s knowledge, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 27 contracts
Samples: Sales Agreement (Medicinova Inc), Common Stock (Oculus Innovative Sciences, Inc.), Sales Agreement (Kalobios Pharmaceuticals Inc)
Certain Market Activities. Neither the Company, nor nor, to the Company’s knowledge, any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 25 contracts
Samples: Market Issuance Sales Agreement (Geron Corp), Transwitch Corporation (Transwitch Corp /De), Market Issuance Sales Agreement (Geron Corp)
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 19 contracts
Samples: Gryphon Digital Mining, Inc., Commo Stock (RiceBran Technologies), Market Issuance Sales Agreement (Neonode Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 16 contracts
Samples: Sales Agreement (Invivyd, Inc.), Sales Agreement (Checkpoint Therapeutics, Inc.), Sales Agreement (Liquid Media Group Ltd.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their its respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 14 contracts
Samples: Market Issuance Sales Agreement (Xoma LTD /De/), Sales Agreement (Peregrine Pharmaceuticals Inc), Sales Agreement (Xoma LTD /De/)
Certain Market Activities. Neither the Company, nor any of the Material Subsidiaries, nor to the knowledge of the Company any of their respective directors, directors or officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act Act, Canadian Securities Laws or otherwise, the stabilization stabilization, maintenance or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Offered Shares.
Appears in 14 contracts
Samples: Underwriting Agreement (Auryn Resources Inc.), Underwriting Agreement (Northern Dynasty Minerals LTD), Underwriting Agreement (Auryn Resources Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 12 contracts
Samples: Sales Agreement (Soleno Therapeutics Inc), MAIA Biotechnology, Inc., PetVivo Holdings, Inc.
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 12 contracts
Samples: Sales Agreement (Volta Inc.), Sales Agreement (Vitae Pharmaceuticals, Inc), Sales Agreement (Opiant Pharmaceuticals, Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any unlawful action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 10 contracts
Samples: Sales Agreement (Cyclacel Pharmaceuticals, Inc.), NightHawk Biosciences, Inc., Heat Biologics, Inc.
Certain Market Activities. Neither the Company, nor Company or any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers officers, or controlling persons Persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 10 contracts
Samples: Sales Agreement (ENDRA Life Sciences Inc.), Sales Agreement (Society Pass Incorporated.), Common Stock (Allarity Therapeutics, Inc.)
Certain Market Activities. Neither the Company, nor Company or any of the Subsidiaries, nor any of their respective directors, officers officers, or controlling persons Persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 9 contracts
Samples: Sales Agreement (SciSparc Ltd.), Common Stock (DPW Holdings, Inc.), Common Stock (Ault Alliance, Inc.)
Certain Market Activities. Neither the Company, nor any of the Material Subsidiaries, nor to the knowledge of the Company any of their respective directors, directors or officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act Act, Canadian Securities Laws or otherwise, the stabilization stabilization, maintenance or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement SharesUnits.
Appears in 9 contracts
Samples: Underwriting Agreement (Energy Fuels Inc), Underwriting Agreement (Avino Silver & Gold Mines LTD), Underwriting Agreement (Energy Fuels Inc)
Certain Market Activities. Neither the Company, Company nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 9 contracts
Samples: Sales Agreement (ImmunoCellular Therapeutics, Ltd.), Sales Agreement (Forty Seven, Inc.), Sales Agreement (Forty Seven, Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the knowledge of the Company, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 9 contracts
Samples: Sales Agreement (Anixa Biosciences Inc), Sales Agreement (Enzo Biochem Inc), Sales Agreement (Cyclacel Pharmaceuticals, Inc.)
Certain Market Activities. Neither the Company nor, to the Company’s knowledge, nor any of the its Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 8 contracts
Samples: Sales Agreement (Avanir Pharmaceuticals, Inc.), Sales Agreement (Sunesis Pharmaceuticals Inc), Sales Agreement (Stemcells Inc)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor to the knowledge of the Company, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 8 contracts
Samples: Sales Agreement (AgeX Therapeutics, Inc.), Sales Agreement (Lineage Cell Therapeutics, Inc.), Sales Agreement (Correvio Pharma Corp.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any unlawful action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement SharesOffered Securities.
Appears in 7 contracts
Samples: Underwriting Agreement (Tellurian Inc. /De/), Underwriting Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any unlawful action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor to the Company’s knowledge any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 6 contracts
Samples: Sales Agreement (CollabRx, Inc.), Array Biopharma (Array Biopharma Inc), Sales Agreement (Synthetic Biologics, Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the knowledge of the Company, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 6 contracts
Samples: Sales Agreement (eFFECTOR Therapeutics, Inc.), Sales Agreement (CareCloud, Inc.), Sales Agreement (CareCloud, Inc.)
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor to the Company’s knowledge any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 5 contracts
Samples: Sales Agreement (Actinium Pharmaceuticals, Inc.), Sales Agreement (Actinium Pharmaceuticals, Inc.), Original Sales Agreement (Actinium Pharmaceuticals, Inc.)
Certain Market Activities. Neither the Company, any Subsidiary nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 5 contracts
Samples: Unicycive Therapeutics, Inc., Addvantage Technologies Group Inc, Aspen Group, Inc.
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 5 contracts
Samples: American Superconductor Corp /De/, American Superconductor Corp /De/, Sorrento Therapeutics, Inc.
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to would cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Investment Agreement (Perspective Therapeutics, Inc.), Investment Agreement (Perspective Therapeutics, Inc.), Underwriting Agreement (Quantum Corp /De/)
Certain Market Activities. Neither the Company, nor nor, to the Company’s knowledge, any of the Subsidiaries, nor any of their its respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Sales Agreement (Ardelyx, Inc.), Sales Agreement (Signal Genetics, Inc.), Sales Agreement (Ardelyx, Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement SharesSecurities.
Appears in 4 contracts
Samples: Underwriting Agreement (Novus Therapeutics, Inc.), Underwriting Agreement (Protagonist Therapeutics, Inc), Underwriting Agreement (Protagonist Therapeutics, Inc)
Certain Market Activities. Neither the Company, nor nor, to the Company’s knowledge, any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Immucell Corp /De/), Securities Purchase Agreement (Transwitch Corp /De), Securities Purchase Agreement (Transwitch Corp /De)
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (MTBC, Inc.), Underwriting Agreement (MTBC, Inc.), Underwriting Agreement (MTBC, Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Izea Worldwide (IZEA Worldwide, Inc.), Izea Worldwide (IZEA Worldwide, Inc.), Global Self (Global Self Storage, Inc.)
Certain Market Activities. Neither To the Company’s knowledge, neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Sales Agreement (Heat Biologics, Inc.), Sales Agreement (Sucampo Pharmaceuticals, Inc.), Ligand Pharmaceuticals Inc
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Open Market Sale (Protagonist Therapeutics, Inc), Open Market Sale (Protagonist Therapeutics, Inc), Open Market Sale (Cytosorbents Corp)
Certain Market Activities. Neither the CompanyCompany nor any Subsidiary, nor to the Company’s knowledge, any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Catalyst Biosciences, Inc., Monopar Therapeutics, Monopar Therapeutics
Certain Market Activities. Neither the Company, nor any of the Material Subsidiaries, nor to the knowledge of the Company any of their respective directors, directors or officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization stabilization, maintenance or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc)
Certain Market Activities. Neither the Company, any Subsidiary nor any of the Subsidiaries, nor any of their respective its directors, officers or or, to the Company’s knowledge, controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Virios Therapeutics, Inc., NEUROONE MEDICAL TECHNOLOGIES Corp, Ocuphire Pharma, Inc.
Certain Market Activities. Neither the Company, Company nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 4 contracts
Samples: Common Stock (Emerald Oil, Inc.), Sales Agreement (PostRock Energy Corp), Sales Agreement (Emerald Oil, Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the knowledge of the Company, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares or any Forward Settlement Shares.
Appears in 3 contracts
Samples: Terms Agreement (Global Medical REIT Inc.), Terms Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.)
Certain Market Activities. Neither the Company, nor any of the its Subsidiaries, nor any of their respective directors, officers or controlling persons has have taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Akebia Therapeutics, Inc.), Akebia Therapeutics, Inc., Akebia Therapeutics, Inc.
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Unilife Corp), Pdi Inc, Unilife Corp
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the Knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to would cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Ur-Energy Inc, Ur-Energy Inc, Ur-Energy Inc
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Biovie Inc.), Titan Pharmaceuticals Inc, Ascent Solar Technologies, Inc.
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Oncogenex Pharmaceuticals, Inc.), Omeros Corp, Acura Pharmaceuticals, Inc
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor to the Company’s knowledge, any of their respective directors, officers or controlling persons has takentaken or will take, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement SharesStock.
Appears in 3 contracts
Samples: Underwriting Agreement (American Superconductor Corp /De/), Underwriting Agreement (American Superconductor Corp /De/), Underwriting Agreement (American Superconductor Corp /De/)
Certain Market Activities. Neither the Company, nor any of the Material Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Forte Biosciences, Inc., Bionano Genomics, Inc, Forte Biosciences, Inc.
Certain Market Activities. Neither the Company, nor nor, to the knowledge of the Company, any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Cardiome Pharma Corp, Cardiome Pharma Corp, Correvio Pharma Corp.
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Offered Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Cellular Biomedicine Group, Inc.), Underwriting Agreement (Protagonist Therapeutics, Inc), Underwriting Agreement (Protagonist Therapeutics, Inc)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons persons, has taken, directly or indirectly, any action designeddesigned to, or that has constituted constituted, or that might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Lumos Pharma, Inc., Newlink Genetics Corp, Newlink Genetics Corp
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act, the ASX Listing Rules, the Corporations Act or otherwiseother relevant law, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Alterity Therapeutics LTD, Prana Biotechnology LTD, Prana Biotechnology LTD
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designeddesigned to, that has constituted, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Archer Aviation Inc.), Sales Agreement (Rubicon Technologies, Inc.), Sales Agreement (Rubicon Technologies, Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directorstrustees, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: RAIT Financial Trust, RAIT Financial Trust
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to would cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Common Shares and/or Preferred Shares.
Appears in 2 contracts
Samples: Chicken Soup for the Soul Entertainment, Inc., Chicken Soup for the Soul Entertainment, Inc.
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons persons, has taken, directly or indirectly, any action designeddesigned to constitute, or that has constituted or might reasonably be expected to cause or result inconstituted, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate for the purpose of facilitating the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Spectrum Pharmaceuticals Inc, Spectrum Pharmaceuticals Inc
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Biotime Inc), Underwriting Agreement (Asterias Biotherapeutics, Inc.)
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor any of their respective directors, officers or controlling persons Persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement SharesSecurities.
Appears in 2 contracts
Samples: Second Securities Purchase Agreement (pSivida Corp.), Securities Purchase Agreement (pSivida Corp.)
Certain Market Activities. Neither the Company, nor nor, to the Company’s knowledge, any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange 1934 Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Common Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Stellus Capital Investment Corp)
Certain Market Activities. Neither the Company, nor nor, to the Company’s knowledge, any of the Subsidiaries, nor any of their its respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares; however, the Company makes no representation with respect to any actions taken by the Agent.
Appears in 2 contracts
Samples: Paratek Pharmaceuticals, Inc., Paratek Pharmaceuticals, Inc.
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the knowledge of the Company, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Management Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.)
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Certain Market Activities. Neither the Company nor, to the Company’s knowledge, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Sales Agreement (Introgen Therapeutics Inc), Sales Agreement (Sangamo Biosciences Inc)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or nor, to the Company’s knowledge, any controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Sales Agreement (HTG Molecular Diagnostics, Inc), Sales Agreement (HTG Molecular Diagnostics, Inc)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or or, to the Company’s knowledge, controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Sales Agreement (Caledonia Mining Corp PLC), Caledonia Mining Corp PLC
Certain Market Activities. Neither the Company nor, to the Company’s knowledge, nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Certain Market Activities. Neither the Company, nor to the Company’s knowledge, any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: ARCA Biopharma, Inc., ARCA Biopharma, Inc.
Certain Market Activities. Neither the Company, nor to the Company’s knowledge, any of the Subsidiariesits affiliates, nor any of their respective directors, officers has taken or controlling persons has takenmay take, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Anworth Mortgage Asset Corp, Anworth Mortgage Asset Corp
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Aeglea BioTherapeutics, Inc., Standard Diversified Inc.
Certain Market Activities. Neither the Company, nor any of Subsidiary, nor, to the SubsidiariesCompany’s knowledge, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to would cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: ViewRay, Inc., ViewRay, Inc.
Certain Market Activities. Neither the Company, nor any its Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Sales Agreement (Verastem, Inc.), Sales Agreement (Verastem, Inc.)
Certain Market Activities. Neither the Company nor, to the Company's knowledge, nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Sales Agreement (GREENPOWER MOTOR Co INC.), Sales Agreement (ALKALINE WATER Co INC)
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor to the Company’s knowledge, any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or nor, to the Company’s knowledge, any controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Orchids Paper Products CO /DE), Orexigen Therapeutics, Inc.
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwiseother relevant law, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Forte Biosciences, Inc.), Meta Materials Inc.
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwiseother applicable law, the stabilization or manipulation of the price of any security of the Company Common Stock to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Trinity Place Holdings Inc., Teligent, Inc.
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has have taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: Pluristem Therapeutics Inc, Pluristem Therapeutics Inc
Certain Market Activities. Neither the Company, Company nor any of the SubsidiariesSubsidiary, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 2 contracts
Samples: ZaZa Energy Corp, Gastar Exploration Inc.
Certain Market Activities. Neither the Company, nor any of the SubsidiariesCompany’s subsidiaries, nor nor, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: Evolution Petroleum Corp
Certain Market Activities. Neither the Company, nor any of the SubsidiariesSubsidiary, nor to the Company’s knowledge, any of their respective directors, officers officers, or controlling persons has takentaken or will take, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement SharesStock.
Appears in 1 contract
Samples: Underwriting Agreement (American Superconductor Corp /De/)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor to the Company’s knowledge any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Certain Market Activities. Neither the Company, any Subsidiary nor to the Company’s knowledge any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: HCW Biologics Inc.
Certain Market Activities. Neither the Company, Company nor any of the its Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: Equity Distribution Agreement (Repros Therapeutics Inc.)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor any of their respective its directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or 12 otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: NeuroMetrix, Inc.
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any unlawful action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement SharesNotes.
Appears in 1 contract
Samples: Market Issuance Sales Agreement (Tellurian Inc. /De/)
Certain Market Activities. Neither the Company nor, to the Company’s knowledge, nor any of the Subsidiaries, Subsidiaries nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Certain Market Activities. Neither the Company nor, to the Company’s knowledge, the Subsidiaries, nor any of the SubsidiariesManager, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Certain Market Activities. Neither the Company, nor any Subsidiary, nor, to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any unlawful action designed, or that has constituted or might reasonably be expected to would cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: Intrusion Inc
Certain Market Activities. Neither the Company, nor any of the Subsidiariessubsidiaries, nor nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Offered Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Spectrum Pharmaceuticals Inc)
Certain Market Activities. Neither the Company, nor any Subsidiary, nor to the knowledge of the SubsidiariesCompany, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to would cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Certain Market Activities. Neither the Company, nor to the Company’s knowledge, any of the Subsidiariesits affiliates, nor any of their respective directors, officers has taken or controlling persons has takenmay take, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement SharesSecurities.
Appears in 1 contract
Samples: Underwriting Agreement (Anworth Mortgage Asset Corp)
Certain Market Activities. Neither the Company, Company nor any of the its Subsidiaries, nor to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: Orgenesis Inc.
Certain Market Activities. Neither the Company, nor any of the Subsidiariessubsidiaries, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: Sales Agreement (Nyxoah SA)
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, to the knowledge of the Company, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to would cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: Sales Agreement (Egalet Corp)
Certain Market Activities. Neither the Company, nor any of its Subsidiary, nor, to the SubsidiariesCompany’s knowledge, nor any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor nor, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might would reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Certain Market Activities. Neither the Company nor, to the Company's knowledge, nor any of the its Subsidiaries, nor nor, to the Company's knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.
Appears in 1 contract
Samples: Raser Technologies Inc