Common use of Arrangements Clause in Contracts

Arrangements. The Sub-Adviser may from time to time employ or associate with itself any person it believes to be particularly fitted to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Funds which would constitute an assignment of this Agreement or require a written advisory agreement pursuant to the 1940 Act. Any compensation payable to such persons shall be the sole responsibility of the Sub-Adviser, and neither the Trust, the Funds nor the Investment Adviser shall have any obligations with respect thereto. Sub-Adviser shall notify the Investment Adviser and the Trust prior to engaging any third party to perform any portion of the services of the Sub-Adviser under this Agreement; provided, subject to Section 11 of this Agreement that Sub-Adviser may provide certain key advisory services hereunder through any wholly-owned subsidiary of the Sub-Adviser or affiliated entity under common control with the Sub-Adviser with prior disclosure and written notification to the Investment Adviser and the Trust describing such engagement; provided further that Sub-Adviser shall remain fully responsible for all services provided for the Sub-Adviser under this Agreement by any such third party or subsidiary.

Appears in 2 contracts

Sources: Investment Advisory Agreement (Innovator ETFs Trust), Investment Advisory Agreement (Innovator ETFs Trust)

Arrangements. The Sub-Adviser may from time to time employ or associate with itself any person it believes to be particularly fitted to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Funds which would constitute an assignment of this Agreement or require a written advisory agreement pursuant to the 1940 Act. Any compensation payable to such persons shall be the sole responsibility of the Sub-Adviser, and neither the Trust, the Funds nor the Investment Adviser shall have any obligations with respect thereto. Sub-Adviser shall notify the Investment Adviser and the Trust prior to engaging any third party to perform any portion of the services of the Sub-Adviser under this Agreement; provided, subject to Section 11 of this Agreement that Sub-Adviser may provide certain key advisory services hereunder through any wholly-owned subsidiary of the Sub-Adviser or affiliated entity under common control with the Sub-Adviser with prior disclosure and written notification to the Investment Adviser and the Trust describing such engagement; provided further that Sub-Adviser shall remain fully responsible for all services provided for the Subsub-Adviser under this Agreement by any such third party or subsidiary.

Appears in 2 contracts

Sources: Interim Investment Advisory Agreement (Innovator ETFs Trust), Investment Advisory Agreement (Innovator ETFs Trust)

Arrangements. The Sub-Adviser may from time to time employ or associate with itself any person it believes to be particularly fitted to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Funds which would constitute an assignment of this Agreement or require a written advisory agreement pursuant to the 1940 Act. Any compensation payable to such persons shall be the sole responsibility of the Sub-Adviser, and neither the Trust, the Funds nor the Investment Adviser shall have any obligations with respect thereto. Sub-Adviser shall notify the Investment Adviser and the Trust prior to engaging any third party to perform any portion of the services of the Sub-Adviser under this Agreement; provided, subject to Section 11 of this Agreement that Sub-Adviser may provide certain key advisory services hereunder through any wholly-owned subsidiary of the Sub-Adviser or affiliated entity under common control with the Sub-Adviser with prior disclosure and written notification to the Investment Adviser and the Trust describing such engagement; provided further that Sub-Adviser shall remain fully responsible for all services provided for the Sub-Adviser Sub‑Adviser under this Agreement by any such third party or subsidiary.

Appears in 1 contract

Sources: Investment Advisory Agreement (Innovator ETFs Trust)

Arrangements. The Sub-Adviser may from time to time employ or associate with itself any person it believes to be particularly fitted to assist it in providing the services to be performed by the Sub-Adviser hereunder, provided that no such person shall perform any services with respect to the Funds which would constitute an assignment of this Agreement or require a written advisory agreement pursuant to the 1940 Act. Any compensation payable to such persons shall be the sole responsibility of the Sub-Adviser, and neither the Trust, the Funds nor the Investment Adviser shall have any obligations with respect thereto. Sub-Adviser shall notify the Investment Adviser and the Trust prior to engaging any third party to perform any portion of the services of the Sub-Adviser under this Agreement; provided, subject to Section 11 of this Agreement that Sub-Adviser may provide certain key advisory services hereunder through any wholly-owned subsidiary of the Sub-Adviser or affiliated entity under common control with the Sub-Adviser with prior disclosure and written notification to the Investment Adviser and the Trust describing such engagement; provided further that Sub-Adviser shall remain fully responsible for all services provided for the Sub-Adviser sub‑Adviser under this Agreement by any such third party or subsidiary.

Appears in 1 contract

Sources: Investment Advisory Agreement (Innovator ETFs Trust)