Examples of Unregulated Collective Investment Scheme in a sentence
It is not an Unregulated Collective Investment Scheme within the meaning of section 235 of FSMA nor a Non-Mainstream Pooled Investment.
Waverton may invest on the Client’s behalf in shares or units in an Unregulated Collective Investment Scheme (as defined in the FCA Rules).
The Fund referenced in this document is categorised as an Unregulated Collective Investment Scheme for the purposes of the Financial Services and Markets Act 2000 (FSMA).As a result of this, the shares cannot be marketed to the public in the UK, but rather may only be promoted in compliance with the provisions of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) Exemption Order 2001, or in compliance with the rules of the FSA.
Any disciplinary action taken against the license; and(2) Verification of completion of 30 hours of continuing education for an occupational therapy assistant and 60 hours of continuing education for an occupational therapist within two years of application for reactivation; or evidence of successful completion of the professional examination required for initial licensure completed within one year prior to the submission of an application for reactivation.
Among the abovementioned recommendations to enhance the availability of credit, the assessment team would give highest priority to efforts to expand the geographic coverage of microfinance programs and to expand bank lending to SMEs.▪ Policy and Regulatory Reform.
The Parties and their respective Affiliates shall cooperate to eliminate or minimize the amount of any such Sales Taxes imposed on the transactions contemplated in this Agreement.
If an Investment is an Unregulated Collective Investment Scheme, some protections available to investors under the Regulatory Requirements may not apply in respect of Unregulated Collective Investment Schemes.
We have been advised that the Triple Point Estate Planning Service is also classified as a Retail Investment Product, that it does not constitute an Unregulated Collective Investment Scheme under the Financial Services and Markets Act 2000, and will not be subject to the rules for non- mainstream pooled investments.This Memorandum should be read in conjunction with the Investor Agreement and Application Form.
We have been advised that the Triple Point Estate Planning Service is also classified as a Retail Investment Product, that it does not constitute an Unregulated Collective Investment Scheme under the Financial Services and Markets Act 2000, and will not be subject to the rules for non-mainstream pooled investments.This Memorandum should be read in conjunction with the Investor Agreement and Application Form.
We have been advised that the Triple Point EIS Service is also classified as a Retail Investment Product, that it does not constitute an Unregulated Collective Investment Scheme under the Financial Services and Markets Act 2000, and will not be subject to the rules for non- mainstream pooled investments.