Unfair conduct definition

Unfair conduct means an act or omission by a Member or its financial representative that significantly impairs, or is likely to significantly impair, the ability of a Client to make an informed transactional decision and includes –
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Unfair conduct means an act or omission by a member or its financial representative that significantly impair, the ability of a client to make information transactional impair, the ability of a client to make an information transactional decision and includes-
Sample 1Sample 2Sample 3
Unfair conduct means an act or omission by a Member or its financial representative that significantly impairs, or is likely to significantly impair, the ability of a Client to make aninformed transactional decisionand includes–
Sample 1Sample 2

Examples of Unfair conduct in a sentence

  • Unfair conduct in relation to financial products or financial services is prohibited.


More Definitions of Unfair conduct

Unfair conduct means an act or omission by a Member or its financial representative that significantly impairs, or is likely to significantly impair, the ability of a Client to make an informedtransactionaldecisionandincludes–
Sample 1
Unfair conduct means an act or omission by a Member or its nancial representative that signicantly impairs, or is likely to signicantly impair, the ability of a Client to make an informed transactional decision and includes –
Sample 1

Related to Unfair conduct

  • Abusive conduct means verbal, nonverbal, or physical conduct of a parent or student directed toward a school employee that, based on its severity, nature, and frequency of occurrence, a reasonable person would determine is intended to cause intimidation, humiliation, or unwarranted distress.

  • restrictive practice means forming a cartel or arriving at any understanding or arrangement among Bidders with the objective of restricting or manipulating a full and fair competition in the Bidding Process.

  • Unprofessional conduct means the same as that term is defined in

  • Prohibited conduct means bullying or cyberbullying as defined in this policy or retaliation or reprisal for asserting, alleging, reporting, or providing information about such conduct or knowingly making a false report about bullying.

  • collusive practices means a scheme or arrangement between two or more Bidders, with or without the knowledge of the Procuring Entity, designed to establish bid prices at artificial, non-competitive levels.

  • coercive practices means harming or threatening to harm, directly or indirectly, persons, or their property to influence their participation in a procurement process, or affect the execution of a contract;

  • Abuse means one or more of the following:

  • Obstructive practice means materially impede the Bank’s or Government agencies investigation into allegations of one or more of the above mentioned prohibited practices either by deliberately destroying, falsifying, altering; or by concealing of evidence material to the investigation; or by making false statements to investigators and/or by threatening, harassing or intimidating any party to prevent it from disclosing its knowledge of matters relevant to the investigation or from pursuing the investigation; or by impeding the Bank’s rights of audit or access to information;

  • collusive practice means a scheme or arrangement between two or more Bidders, with or without the knowledge of the Purchaser, designed to establish bid prices at artificial, non- competitive levels; and

  • Intimidating, threatening, abusive, or harming conduct means, but is not limited to, conduct that does the following: