Tradition SEF definition

Tradition SEF means Tradition SEF Inc., a Delaware corporation.
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Tradition SEF means Tradition SEF LLC., a Delaware limited liability company.
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Tradition SEF means Tradition SEF LLCInc., a Delaware limited liability companycorporation.
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Examples of Tradition SEF in a sentence

  • The Chief Compliance Officer of Tradition SEF will decide the merits of any request for disqualification within his or her sole discretion.

  • Tradition SEF shall revoke the suspension of trading in whole or in respect of one or more Financial Product types if, in its opinion, the reason for such suspension has ceased to exist.

  • It must obtain appropriate representations and/or ensure that each Customer is organized and located in an Authorized Jurisdiction if it permits the Customer to have direct access to Tradition SEF through the Trading Privileges of the Participant.

  • Tradition SEF will make reasonable efforts to secure the presence of all other Persons called as witnesses whose testimony would be relevant.

  • Tradition SEF will arrange for any hearing conducted in connection with disciplinary proceedings to be recorded verbatim, or substantially verbatim, in a manner capable of accurate transcription.

  • Each Participant must identify each transaction executed on the Platform on the record of transactions submitted to Tradition SEF with the correct CTI code.

  • It must identify all of its Customers to Tradition SEF in the manner, at the times and in such detail as is specified by Tradition SEF.

  • If during any disciplinary proceedings the Hearing Panel determines that a reasonable basis exists to believe that the respondent violated or is about to violate a Rule of Tradition SEF or a provision of Applicable Law other than the violations alleged in the notice of charges, the Hearing Panel may consider those apparent violations after providing the respondent with an opportunity to answer the additional allegations in accordance with Rule 607.

  • It must obtain representations and/or ensure that each Customer is trading on Tradition SEF or subject to the Rules only for its own account (or the account of a Person managed by the Customer).

  • If its Customer is a “special entity” as defined in the Act or is otherwise subject to law or regulation affecting the Customer’s ability to enter into Swaps or the liabilities or responsibilities of other Persons with respect thereto, the Participant must ensure that the Customer’s use of Tradition SEF in accordance with the Rules is in compliance with such law or regulation and any related requirements of its constituent or other documents.

Related to Tradition SEF

  • Distribution Services means the service of distribution, as defined in section 5 of the Act;

  • Common Channel Signaling (CCS means an out-of-band, packet-switched, signaling network used to transport supervision signals, control signals, and data messages. It is a special network, fully separate from the transmission path of the public switched network. Unless otherwise agreed by the Parties, the CCS protocol used by the Parties shall be SS7.