Rule 145 means Rule 145 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.
Rule 145 means Rule 145 under the Securities Act (or any successor Rule).
Rule 145 means Rule 145 promulgated by the Commission under the Securities Act.
Examples of Rule 145 in a sentence
A Relevant Person found to have committed an offence is, in regard to some offences, eligible for the “Lower range of sanctions” as recorded in the Table of Sanctions in Rule 14.5 but only if the Relevant Person establishes, on the balance of probability, the mitigating factor set out in Rule 14.4a.xii.
More Definitions of Rule 145
Rule 145 means Rules 144 and 145, respectively, promulgated under the Securities Act, or any similar federal rules thereunder, all as the same shall be in effect at the time.
Rule 145 means Rule 145 promulgated under the Securities Act, or any similar successor rule, as the same shall be in effect from time to time.
Rule 145 means Rule 145 as promulgated by the SEC under the Securities Act, as amended from time to time, or any similar successor rule.
Rule 145 has the meaning set forth in Section 6.14.
Rule 145 has the meaning set forth in Section 2.4(a)(i);
Rule 145 shall have the meaning set forth in Section 5.8 hereof.
Rule 145 means Rule 145 under the Act.