REGISTERED PERSONNEL definition

REGISTERED PERSONNEL means an EMPLOYEE licensed and registered with the NASD.
Sample 1Sample 2Sample 3
REGISTERED PERSONNEL shall have the meaning ascribed to it in Section 2.22(d).
Sample 1

Examples of REGISTERED PERSONNEL in a sentence

  • REGISTERED PERSONNEL WHO ARE EMPLOYEES OF INVESTMENT ADVISORS/FUND COMPANIES are required to be covered by their employers code of ethics and must sign a certification substantiating that fact.

  • A3.11 REGISTERED PERSONNEL If the FS Contractor himself is not a registered contractor under the relevant Ordinance, he shall employ registered contractors and personnel to carry out the Installations as follows: - (a) Fire Service Installation works - Fire Service Installation contractor(s) and personnel registered under Fire Services Ordinance, (Cap.

  • CRANES TO HIRE COVERING THE U.K Specialists In:•CRANE HIRE•CONTRACT LIFTING•MINI CRANE DIVISION•MACHINERY INSTALLATION & REMOVALS•LIFT AND SHIFT•TRANSPORT•TRAFFIC MANAGEMENT•CITB REGISTERED PERSONNEL OMME LIFT A/S - Lægårdsvej 4 - DK 7260 Sdr.

  • Describe the allegations related to this regulatory action (your response must fit within the space provided):NASD RULE 2110 AND ARTICAL V, SECTION 3 OF THE NASD BY-LAWS FROM ABOUT DECEMBER 2004 THROUGH MARCH 2006, RBC CENTURA SECURITIES FAILED TO FILE 11 OF 12 TERMINATION NOTICES (FORM U-5) FOR RBC REGISTERED PERSONNEL WITHIN THE TIME PERIOD PRESCRIBED BY ARTICAL V, SECTION 3 OF THE NASD BY-LAWS.

  • LICENSED OR REGISTERED PERSONNEL All services to be rendered by Tennis Professional under this Agreement, which are required by law to be performed by or under the direction of a duly licensed or registered professional, shall be rendered in compliance with such requirements.

Related to REGISTERED PERSONNEL

  • registered person means a person who is registered under section 25 but does not include a person having a Unique Identity Number;

  • registered pharmacist means a person whose name is for the time being entered in the register of the State in which he is for the time being residing or carrying on his profession or business of pharmacy;

  • Registered Player means a person whose application for registration with the Club has been validated by the Registrar for the current playing season;

  • Registered patient means a patient who is included in a list that is a registered patient list for the purposes of the Primary Medical Services (Sale of Goodwill and Restrictions on Sub- contracting) Regulations 2004(e);

  • registered medical practitioner means a medical practitioner registered under the Medical Act 1971 [Act 50];

  • Registered Professional means a professional registered or licensed by and in the State of Florida and practicing under Chapter 471, 472, 481, or 492, F.S.

  • Registered User means a person who is for the time being registered as such under section 49;

  • Registered Plans means, collectively, trusts governed by registered retirement savings plans, registered retirement income funds, registered disability savings plans, deferred profit sharing plans, tax-free savings accounts and registered education savings plans.

  • Registered entity means an owner, operator, or user of the Bulk Power System, or the entity registered as its designee for the purpose of compliance, that is included in the NERC Compliance Registry.

  • Registered nurse means a person registered by the Board as a Registered Nurse.

  • registered company means a company registered under the enactments relating to companies for the time being in force in the United Kingdom.

  • Registered Plan means a registered retirement savings plan, a registered retirement income fund, a deferred profit sharing plan, a registered education savings plan, a registered disability savings plan, and a tax-free savings account.

  • Registered professional nurse means that term as defined in section 17201 of the public health code, 1978 PA 368, MCL 333.17201.

  • Participating Registered Surgical Assistant means a Registered Surgical Assistant who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Registered political party means an organization of voters that:

  • Non-Participating Registered Surgical Assistant means a Registered Surgical Assistant who does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Registered Provider means a registered provider of social housing (see section 80 of the Housing and Regeneration Act 2008);

  • Registered lobbyist means a person registered under Title 36, Chapter 11,

  • Registered professional engineer means a person who is registered as a professional engineer pursuant to s. 443.04, Stats.

  • registered trade union means a trade union registered under The Trade Unions Act, 1926 (16 of 1926);

  • Registered Charity means a charitable organization which is registered with the Canada Revenue Agency as a registered charity and listed in the attached link, which may be updated from time to time: http://www.cra-arc.gc.ca/chrts-gvng/lstngs/menu-eng.html.

  • registered proprietor , in relation to a trade mark, means the person for the time being entered in the register as proprietor of the trade mark;

  • Registered Representative is defined as a duly registered representative of Broker-Dealer, in good standing, with the authority to sell Contracts as required by the Financial Industry Regulatory Authority, Inc. (hereinafter “FINRA”) and who is appointed as a non exclusive agent of the Company and properly licensed and appointed in accordance with applicable laws and regulations and the Company’s Licensing, Appointment and Registration policy, as amended from time to time.

  • registered premises means a location that is licensed pursuant to this chapter and includes:

  • Registered Supplier means an electricity supplier licensed under the Electricity Act and registered with the Authority;

  • Advanced practice registered nurse means an advanced