Opening Process definition
Examples of Opening Process in a sentence
AML Procedures means the procedures that relate to compliance by TPP with the Anti-Money Laundering and Counter-Terrorism Financing ▇▇▇ ▇▇▇▇ conducted by or on behalf of TPP in conjunction with the Account Opening Process.
Account Opening Process means the process, as notified to the Licensee from time to time, by which Macquarie Online Trading opens an account on behalf of a Client and thereby creates a Broker/Client relationship between TPP and the Client.
Your current instructions with respect to such disclosure are reflected on the Account Information pages of the Completing Your Account Opening Process package.
Account Opening Process shall mean the process by which the Client submits to the Company an Account Opening Application Form together with Agreement Shall mean this Agreement as amended from time to time, inclusive of all document incorporated by reference therein, (including Appendix 1), as the same may be in force from time to time.
The Licensee agrees to be responsible both under this agreement and generally for all acts and omissions of its Representatives or other employees with respect to the use by the Licensee or its Representatives of the Macquarie Online Trading Platform or with respect to any related activity such as, without limitation, undertaking the Account Opening Process.
This entitlement for Orders of 5 Contracts or Fewer shall only apply after the Opening Process.
The following protections will apply throughout the trading day, including pre-market, during the Opening Process and during a trading halt.
Limit Order Price Protection shall not apply to the Opening Process or during a trading halt.
Market Order Spread Protection shall not apply to the Opening Process or during a trading halt.
If there is a trading halt or pause in the underlying security, the Opening Process will start again irrespective of the specific times listed in paragraph (c)(1).