Examples of Market Violation in a sentence
The Market Monitoring Unit is to respond to re- quests from the Commission for any additional information in connection with the alleged Market Violation it has referred.(B) All referrals to the Commission of alleged Market Violations are to be18 CFR Ch. I (4–1–22 Edition)in writing, whether transmitted elec- tronically, by fax, mail, or courier.
While the Market Monitoring Unit need not be able to prove that a Market Violation has occurred, the Market Monitoring Unit is to provide sufficient credible information to warrant further inves- tigation by the Commission.
Once the Market Monitoring Unit has obtained sufficient credible information to war- rant referral to the Commission, the Market Monitoring Unit is to imme- diately refer the matter to the Com- mission and desist from independent action related to the alleged Market Violation.