Margin Regulation definition

Margin Regulation means Regulation U or X, as applicable.
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Margin Regulation has the meaning set forth in Section 3.17.
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Margin Regulation has the meaning set forth in Section 3.17 hereof. 9.1.56. "MARGIN STOCK" has the meaning set forth in Section 3.17 hereof.
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Examples of Margin Regulation in a sentence

  • Borrower is not in violation of any provision of Section 7 of the Securities Exchange Act of 1934 or any Margin Regulation, nor will Borrower’s activities cause it to violate such provision or any Margin Regulation.

  • Neither the Borrower nor any of its Subsidiaries engage or intend to engage principally, or as one of its important activities, in the business of incurring Indebtedness or extending credit to others (including, without limitation, any of the Subsidiaries of the Borrower) for the purpose, immediately, incidentally or ultimately, of purchasing or carrying margin stock (within the meaning of any Margin Regulation).

  • Accordingly, the Commission believes that more flexibility is warranted, and that it is more appropriate to leave these matters up to negotiation by the parties.D. Regulation 23.703 – Investment of Segregated Margin Regulation 23.703 requires initial margin segregated pursuant to subpart L to be invested consistent with Commission Regulation 1.25.

  • Accordingly, the Commission, being of the opinion that it was necessary to fix Trading Margin for inter-State trading in electricity, exercised the powers conferred under Section 178 of the Act and conceived Central Electricity Regulatory Commission (Fixation of Trading Margin) Regulation 2010 (hereinafter referred to as 'Trading Margin Regulations’) applicable to the short-term-buy-short-term sell contracts for the inter-state trading in electricity undertaken by a licensee.

  • No part of the proceeds of any Loan will be used by the Parent, the Company or any of its Subsidiaries to purchase or carry any margin stock (as defined in any Margin Regulation) or to extend credit to others for the purpose of purchasing or carrying any such margin stock, if the making of any Loan or the use of the proceeds thereof or the Issuance of any Letter of Credit would violate or be inconsistent with the provisions of any Margin Regulation.

  • Borrower is not in violation of any provision of Section 7 of the Exchange Act or any Margin Regulation, nor will Borrower’s activities cause it to violate such provision or any Margin Regulation.

  • See also FRB, A Review and Evaluation of Federal Margin Regulation: A Study (1984).148 See supra notes 42–44 and accompanying text.149 See Rule 15c3–3, 17 CFR 240.15c3–3.

  • Borrower is not in violation of any provision of Section 7 of the Securities Exchange Act of 1934 or any Margin Regulation, nor will Borrower's activities cause it to violate such provision or any Margin Regulation.

  • Each of Borrower, Intermediate Subsidiary or Pledgor shall, and shall cause Parent to, comply with all relevant requirements set forth in any Margin Regulation.

  • The new Trading Margin Regulation as notified by CERC on 11.1.2010 too did not put a cap on trading margin on long term agreement(s).


More Definitions of Margin Regulation

Margin Regulation. The Shares are presently "margin securities" under the regulations of the Board of Governors of the Federal Reserve System (the "FEDERAL RESERVE BOARD"), which has the effect, among other things, of allowing brokers to extend credit using such Shares as collateral. Depending upon factors similar to those described above regarding listing and market quotations, the Shares might no longer constitute "margin securities" for the purposes of the Federal Reserve Board's margin regulations in which event the Shares would be ineligible as collateral for margin loans made by brokers.
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Margin Regulation means, collectively, Regulations T, U and X of the Federal Reserve Board.
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Margin Regulation means, collectively, Regulations T, U and X of the Board.
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Related to Margin Regulation

  • Margin Regulations means Regulations T, U and X of the Board of Governors of the Federal Reserve System, as in effect from time to time.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • public regulation means any national, provincial or local government legislation or subordinate legislation, or any licence, tariff, directive or similar authorisation issued by a regulatory authority or pursuant to any statutory authority;

  • SRM Regulation means Regulation (EU) No. 806/2014 of the European Parliament and of the Council of 15 July 2014, establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of the Single Resolution Mechanism and the Single Resolution Fund and amending Regulation (EU) No. 1093/2010, as amended or replaced from time to time (including by the SRM Regulation II).

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • EU Securitization Regulation means Regulation (EU) 2017/2402 of the European Parliament and of the Council of December 12, 2017.

  • the 2001 Regulations means the Water Supply (Water Quality) Regulations 2001[63];

  • UK Securitization Regulation means Regulation (EU) 2017/2402 as it forms part of UK domestic law as “retained EU law” by operation of the EUWA, and as amended by the Securitisation (Amendment) (EU Exit) Regulations 2019, and as further amended.

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • Regulation G means Regulation G of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.

  • the 2010 Regulations means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010;

  • Market Abuse Regulation means Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse;

  • WHFIT Regulations Treasury Regulations section 1.671-5, as amended.

  • Council Regulation means Council Regulation (EC) No. 2100/94 of 27th July 1994 on Community plant variety rights;

  • the 2007 Regulations means the Civil Enforcement of Parking Contraventions (England) General Regulations 2007;

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • Regulation RR means Regulation RR (Credit Risk Retention) promulgated by the Securities and Exchange Commission to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act.

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • the 2002 Regulations means the Traffic Signs Regulations and General Directions 2002;

  • Margin Requirement means the amount of money that you are required to deposit with us as consideration for entering into a Trade and maintaining an Open Position.