Examples of Futures Intermediary in a sentence
The Commissions encourage market participants to seek interpretive guidance from the Federal Reserve Board regarding the circumstances in which the exception under section 7(c)(3) of the Exchange Act applies.c. Financial Relations between aSecurity Futures Intermediary and a Member of a National Securities Exchange or Association in Connection with Market Making Activities.
Attached hereto as Schedule 11 is a true and correct list of bank accounts, Securities Accounts and Futures Accounts maintained by each Grantor, including the name and address of the bank, Securities Intermediary or Futures Intermediary holding the account, as applicable, the type of account, the account number, whether such account is required to be subject to a Control Agreement pursuant to the Credit Agreement and, if not, why it is not so required.
Each Pledgor agrees that once the Collateral Agent sends an instruction or notice to a Securities Intermediary or Futures Intermediary exercising its Control over any Securities Account and Futures Account such Pledgor shall not give any instructions or orders with respect to such Securities Account or Futures Account including, without limitation, instructions for investment, distribution or transfer of any Investment Property or financial asset maintained in such Securities Account or Futures Account.
It involves a judicious arrangement of production facilities so that workflow is direct.DEFINITION A plant layout can be defined as follows:Plant layout refers to the arrangement of physical facilities such as machinery, equipment, furniture etc.
Withdrawal of Margin by the Security Futures Intermediary The Final Rules provide that a security futures intermediary may deduct certain payments and charges from a customer account to meet the customer obligations to the security futures intermediary and third parties.