Filing Rules definition

Filing Rules means the rules or regulations of any securities trading exchange (including NYSE) and the U.S. Securities and Exchange Commission.
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Filing Rules means sections 222, 251(e)(2) and 254(d) of the Act;5 sections 1.7001-02, 52.17, 52.32, 54.711, 64.604, and 64.2009(e) of the Rules;6 and other provisions of the Act, the Rules, and Commission orders related to the filing of Worksheets; CPNI Certifications; Advanced Telecommunications Capability Data, and responses to Letters of Inquiry issued by the Bureau.
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Filing Rules means the rules or regulations of any securities trading exchange (including NYSE) and the U.S. Securities and Exchange
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Examples of Filing Rules in a sentence

  • NAM’s Mass Filing Rules shall apply if your Dispute is deemed by NAM, in its sole discretion pursuant to its Rules and this Dispute Resolution Section, to be part of a Mass Filing.

  • Such election for NAM’s Mass Filing Rules and related fee schedule must be made by either you or PeopleMedia in writing and submitted to NAM and all Parties.

  • Each of the CSRC Filings made by the Company or by directors and officers of the Company on behalf of the Company is in compliance with the disclosure requirements pursuant to the CSRC Filing Rules.

  • NAM’s Mass Filing Rules shall apply if your Demand is deemed by NAM, in its sole discretion pursuant to its Rules and this dispute resolution section, to be part of a Mass Filing.

  • The Company has completed the filing requirements under the CSRC Filing Rules in connection with this Offering.

  • The Company represents and warrants to the Underwriters that this offering or the listing of the Company’s securities on Nasdaq is not subject to or has fully complied with the requirements of the CSRC Filing Rules and related regulations, rules or guidelines, including, but not limited to the CSRC Archive Rules.

  • Such election for NAM’s Mass Filing Rules and related fee schedule must be made by either you or POF in writing and submitted to NAM and all Parties.

  • Such election for NAM’s Mass Filing Rules and related fee schedule must be made by either you, Lead Bank, or Program Manager in writing and submitted to NAM and all Parties.

  • The Company has obtained from the CSRC the approvals necessary for the Contemplated Transactions pursuant to the CSRC Filing Rules.

  • Such election for NAM’s Mass Filing Rules and related fee schedule must be made by either you or Match in writing and submitted to NAM and all Parties.

Related to Filing Rules

  • ASX Listing Rules means the official listing rules of the ASX.

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.