Filing Rules definition

Filing Rules means the rules or regulations of any securities trading exchange (including NYSE) and the U.S. Securities and Exchange Commission.
Sample 1Sample 2
Filing Rules means sections 222, 251(e)(2) and 254(d) of the Act;5 sections 1.7001-02, 52.17, 52.32, 54.711, 64.604, and 64.2009(e) of the Rules;6 and other provisions of the Act, the Rules, and Commission orders related to the filing of Worksheets; CPNI Certifications; Advanced Telecommunications Capability Data, and responses to Letters of Inquiry issued by the Bureau.
Sample 1
Filing Rules means the rules or regulations of any securities trading exchange (including NYSE) and the U.S. Securities and Exchange
Sample 1

Examples of Filing Rules in a sentence

  • The Court may grant such an application if the party establishes that compliance with the E- Filing Rules would pose an undue hardship or cause significant prejudice.

  • The rules of this Part shall be read in conjunction with the Electronic Filing Rules of the Appellate Division (22 NYCRR Part 1245).

  • The application must be accompanied by a proposed order and a declaration under penalty of perjury setting forth with specificity the undue hardship or significant prejudice that the applicant asserts would result from compliance with the E- Filing Rules.

  • This Part serves as a supplement to, and should be read in conjunction with, the Practice Rules of the Appellate Division (22 NYCRR Part 1250) and the Electronic Filing Rules of the Appellate Division (22 NYCRR Part 1245).

  • Reference to a stipulation that allows a party to designate certain documents as confidential is not sufficient grounds to establish that a document, or portions thereof warrants filing under seal.(d) Electronic Filing Rules and Procedures.

  • The snapshot form and instructions for completing it are also available on the Filing Rules tab, General Instructions Section of SERFF.

  • The matrix is also available on the Filing Rules tab, General Instructions section of SERFF.

  • S.D.N.Y. Electronic Case Filing Rules & Instructions, February 1, 2019 Edition, Rule 6.1, http://nysd.uscourts.gov/ecf/ECF%20Rules%20020119%20Final.pdf.

  • Checklists are available under the Filing Rules tab, General Instructions section, in SERFF or on our website at www.insurance.wa.gov/health-coverage-filing-instructions.

  • For rate manual guidance, see Guidance-Rate-Large Group Rate Manual in the Filing Rules tab, General Instructions section of SERFF.

Related to Filing Rules

  • ASX Listing Rules means the official listing rules of ASX.

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • the Listing Rules means the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and any amendments thereto for the time being in force;

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • statutory authority means Central or State Government, quasi-Government, administrative, judicial, public or statutory body, department, instrumentality, agency, authority, board entrusted with and carrying any statutory functions, as required from time to time in connection with performance by the Preferred Bidder of its obligations hereunder;

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • UK Listing Authority means the Financial Services Authority in its capacity as competent authority under the Financial Services and Markets Xxx 0000.

  • Applicable Laws/ Rules means the laws/ Rules of Islamic Republic of Pakistan/Punjab, as they may be issued and enforced from time to time.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Data Protection Laws and Regulations means all laws and regulations, including laws and regulations of the European Union, the European Economic Area and their Member States, Switzerland and the United Kingdom, applicable to the Processing of Personal Data under the Agreement.

  • national regulatory authority means the body or bodies charged by a Member State with any of the regulatory tasks assigned in this Directive and the Specific Directives;

  • Foreign Financial Regulatory Authority shall have the meaning given by Section 2(a)(50) of the 0000 Xxx.

  • Hong Kong Listing Rules means the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited;

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • New Drug Application or “NDA” means a new drug application filed with a Regulatory Authority (not including pricing and reimbursement approval), that is analogous to the new drug application with the United States Food and Drug Administration described in 21 C.F.R. § 314.

  • Funding Rules means the documents produced by the Department which set out the detailed requirements with which the Provider must comply in respect of the Services delivered under this Agreement as may be amended by the Department from time to time and as referred to in the Specification (Schedule 1).

  • JOBS Act means the Jumpstart Our Business Startups Act of 2012.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Regulatory Law means the Xxxxxxx Act, as amended, the Xxxxxxx Act, as amended, the HSR Act, the Federal Trade Commission Act, as amended, and all other federal, state and foreign, if any, statutes, rules, regulations, orders, decrees, administrative and judicial doctrines and other laws that are designed or intended to prohibit, restrict or regulate actions having the purpose or effect of monopolization or restraint of trade or lessening of competition through merger or acquisition.

  • FFDCA means the United States Federal Food, Drug, and Cosmetic Act, 21 U.S.C. §301 et seq., as amended from time to time, together with any rules, regulations and requirements promulgated thereunder (including all additions, supplements, extensions, and modifications thereto).