Controlled Client definition

Controlled Client means a client or an account holder, on whose behalf a client is acting, whose funds and uncertificated equity securities are under the control of a CSP or whose settlements take place via the CSDP of a member;
Controlled Client means a client or an account holder on whose behalf a client is acting,
Controlled Client means a client or an account holder on whose behalf a client is acting, whose funds and uncertificated equity securities are under the control of a CSP or whose settlements take place via the CSDP of a member;

Examples of Controlled Client in a sentence

  • The University shall determine, in its sole discretion, whether or not to accept the Controlled Client Materials, Information or Intellectual Property.

  • University shall have no liability to Client of any kind if University decides not to accept Controlled Client Materials, Information or Intellectual Property.


More Definitions of Controlled Client

Controlled Client means a controlled client of a JSE Member as contemplated under the JSE Equities Rules and Directives;

Related to Controlled Client

  • Controlled Company means a company having not more than fifty members and controlled, in the manner described by section 139, by not more than five persons;

  • Section 385 Controlled Partnership has the meaning set forth in Treasury Regulation Section 1.385-1(c)(1) for a “controlled partnership”.

  • permitted client means any of the following:

  • Controlled Affiliates means, with respect to a specified Person, another Person that directly, or indirectly through one or more intermediaries, has Majority Control of or is Majority Controlled by or is under common Majority Control with the Person specified.

  • controlled flight means any flight which is subject to an air traffic control clearance;