Best Execution Obligations definition

Best Execution Obligations means the best execution obligations of Saxo Bank as provided by the Order Execution Policy, the Best Execu- tion Order, the Investor Protection Order, and MiFID II;
Best Execution Obligations means the best execution obligations of BinckBank as provided by the Order Execution Policy;

Examples of Best Execution Obligations in a sentence

  • Best Execution Obligations and Disclosure We are finalizing changes to 23-101CP that will introduce guidance designed to provide greater clarity for dealers with respect to best execution and accessing marketplaces that a dealer is not required to access for purposes of regulatory compliance.

  • Now the power house is being constructed 200 Meters away from Dam Toe.

  • Discretionary Equity & Bond Trade Tickets 35 Best Execution 35 Best Execution Obligations 35 Rotation of Trades between Institutional, Wrap, and Directed Accounts 36 PENN Capital Management Company, Inc.

  • When dealing with professional clients, we owe Best Execution Obligations where the client is legitimately relying on us in relation to the execution of the order.

  • This Policy describes how UBS AM meet their Best Execution Obligations.

  • MSRB Implementation Guidance on MSRB Rule G-18, on Best Execution (November 20, 2015), http://www.msrb.org/Rules-and-Interpretations/MSRB-Rules/ General/~/media/860A5596734841799BD1CCDCD533E368.ashx; FINRA Regulatory Notice 15-46, Best Execution, Guidance on Best Execution Obligations in Equity, ii.

  • FINRA Regulatory Notice 15-46 Best Execution: Guidance on Best Execution Obligations in Equity, Options and Fixed Income Markets 3 (2015) (firms “cannot transfer to another person their obligations to provide best execution to their customers’ orders, although other firms may also acquire that best execution obligation [A]broker-dealer that routes all of its order flow to another broker-dealer without conducting an independent review of execution quality would violate the duty of best execution.”).

  • The July 31, 2020 Straw Proposal considered the possibility that the BOSR could obtain funding to enable it to participate more effectively in EIM stakeholder processes, and a range of questions related to that possibility.

  • See generally, FINRA, Notice to Members 15-46: Guidance on Best Execution Obligations in Equity, Options and Fixed Income Markets, Nov.

  • Further development and research may show that these techniques have marine applications; however, these processes are not used in marine applications or widely used commercially in other applications.

Related to Best Execution Obligations

  • Indemnification Obligations means each of the Debtors’ indemnification obligations in place as of the Effective Date, whether in the bylaws, certificates of incorporation or formation, limited liability company agreements, other organizational or formation documents, board resolutions, management or indemnification agreements, or employment or other contracts, for their current and former directors, officers, managers, employees, attorneys, accountants, investment bankers, and other professionals and agents of the Debtors, as applicable.

  • Indemnification Obligation means any existing or future obligation of any Debtor to indemnify current and former directors, officers, members, managers, agents or employees of any of the Debtors who served in such capacity, with respect to or based upon such service or any act or omission taken or not taken in any of such capacities, or for or on behalf of any Debtor, whether pursuant to agreement, the Debtors’ respective memoranda, articles or certificates of incorporation or formation, corporate charters, bylaws, operating agreements, limited liability company agreements, or similar corporate or organizational documents or other applicable contract or law in effect as of the Effective Date, excluding any obligation to indemnify any of the foregoing parties with respect to any act or omission for or on behalf of the Debtors arising out of any act or omission determined by a Final Order to constitute actual fraud, willful misconduct, or gross negligence.

  • Payment Obligations means any and all obligations of the Authority to pay or reimburse the Bank contained in or evidenced by any Authority Document, including, without limitation, obligations to reimburse the Bank for all Drawings under the Letter of Credit, all obligations to repay the Bank for any Unreimbursed Amount and any Bank Loan, including all interest accrued thereon, all amounts owing under the Bank Note, the fees relating to the Letter of Credit and all other obligations of the Authority to the Bank arising under, or in relation to, or evidenced by, this GR Reimbursement Agreement or the Bank Note.

  • Indemnity Obligations means all obligations of the Company to Indemnitee under this Agreement, including the Company’s obligations to provide indemnification to Indemnitee and advance Expenses to Indemnitee under this Agreement.

  • Maximum Liability has the meaning assigned to such term in Section 10.10.

  • Obligations means any principal, interest, penalties, fees, indemnifications, reimbursements, damages and other liabilities payable under the documentation governing any Indebtedness.

  • Indemnity, Subrogation and Contribution Agreement means the Indemnity, Subrogation and Contribution Agreement among Xxxxx 0, the Borrower, the Subsidiary Loan Parties and the Collateral Agent, substantially in the form of Exhibit C-3.

  • Internal confidentiality agreement or statement means a confidentiality agreement or any other written statement that the contractor requires any of its employees or subcontractors to sign regarding nondisclosure of contractor information, except that it does not include confidentiality agreements arising out of civil litigation or confidentiality agreements that contractor employees or subcontractors sign at the behest of a Federal agency.

  • Non-Recourse Parties has the meaning provided in Section 12.16.

  • Product Liabilities means all claims, Liabilities and Proceedings related to or arising from actual or alleged harm, injury, damage or death to persons, animals, property or business, irrespective of the legal theory asserted, and resulting from or alleged to result from the use, sale or manufacture of the Products.

  • Continuing Obligations mean obligations or responsibilities that are reasonably expected to continue or arise after Operations on a particular area of the Properties have ceased or are suspended, such as future monitoring, stabilization, or Environmental Compliance.

  • Unsatisfactory Performance means any of the following:

  • Retained Obligations shall have the meaning set forth in Section 2.6.

  • Conversion Obligation shall have the meaning specified in Section 14.01(a).

  • Proportionate Liability means the proportion of any judgment that, had the Settling Defendants not settled, the Ontario Court or Quebec Court, as applicable, would have apportioned to the Releasees.

  • Product Liability means any liability, claim or expense, including but not limited to attorneys’ fees and medical expenses, arising in whole or in part out of a breach of any express or implied product warranty by the Company, strict liability in tort, negligent manufacture of product, negligent provision of services, product recall, or any other allegation of liability arising from the design, testing, manufacture, packaging, labeling (including instructions for use), or sale of products.

  • Indemnified Matters has the meaning specified therefor in Section 12.15.

  • Legal defense costs means any expenses that an insurer incurs in defending against claims of third parties brought under the terms and conditions of an insurance policy.

  • Existing Confidentiality Agreement shall have the meaning given in Section 6.2.

  • Seller Obligations means all present and future indebtedness, reimbursement obligations, and other liabilities and obligations (howsoever created, arising or evidenced, whether direct or indirect, absolute or contingent, or due or to become due) of the Seller to any Purchaser Party, Seller Indemnified Party and/or any Affected Person, arising under or in connection with this Agreement or any other Transaction Document or the transactions contemplated hereby or thereby, and shall include, without limitation, all obligations of the Seller in respect of the Seller Guaranty and the payment of all Capital, Yield, Fees and other amounts due or to become due under the Transaction Documents (whether in respect of fees, costs, expenses, indemnifications or otherwise), including, without limitation, interest, fees and other obligations that accrue after the commencement of any Insolvency Proceeding with respect to the Seller (in each case whether or not allowed as a claim in such proceeding).

  • Acceptable Confidentiality Agreement means a confidentiality agreement that contains provisions that are no less favorable in the aggregate to the Company than those contained in the Confidentiality Agreement; provided that such agreement and any related agreements shall not include any provision calling for any exclusive right to negotiate with such party or having the effect of prohibiting the Company from satisfying its obligations under this Agreement.

  • Breach of Agreement provisions of Section 5(a)(ii) will apply to Party A and will not apply to Party B.

  • Indemnification Agreements has the meaning set forth in Section 2.5.

  • Non-recourse Obligation means indebtedness or other obligations substantially related to (1) the acquisition of assets not previously owned by the Company or any direct or indirect Subsidiaries of the Company or (2) the financing of a project involving the development or expansion of properties of the Company or any direct or indirect Subsidiaries of the Company, as to which the obligee with respect to such indebtedness or obligation has no recourse to the Company or any direct or indirect Subsidiary of the Company or such Subsidiary’s assets other than the assets which were acquired with the proceeds of such transaction or the project financed with the proceeds of such transaction (and the proceeds thereof).

  • Assumed Obligations has the meaning specified in Section 2.2.

  • Existing Obligations means the “Obligations” as defined in the Existing Credit Agreement.