Aggregate Debit Items definition

Aggregate Debit Items shall have the meaning set forth in SEC Rule 15c3-1(a)(1)(ii) and items 10-14 of Exhibit A to SEC Rule 15c3-3.

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Aggregate Debit Items. With respect to any Person at any time, the aggregate debit items of such Person at such time as computed in accordance with the Formula for Determination of Reserve Requirements for Brokers and Dealers, Exhibit A to Rule 15c3-3.

Aggregate Debit Items means, at any time, “aggregate debit items” computed in accordance with Rule 15c3-1.

Examples of Aggregate Debit Items in a sentence

• The Borrower will not permit the Net Capital of ▇▇▇▇ ▇▇▇▇▇▇▇▇ Incorporated at any time to be less than the greater of (i) $70,000,000, or (ii) seven percent (7%) of the Aggregate Debit Items of ▇▇▇▇ ▇▇▇▇▇▇▇▇ Incorporated.

• The Company will maintain at all times Net Capital of not less than 10% of Aggregate Debit Items as determined as of the close of each Business Day.

• The Parent shall cause the Subsidiary Borrower at all times after the date hereof to maintain a ratio of Net Capital to Aggregate Debit Items (as such terms are defined pursuant to SEC Rule 15c3-1 under the Exchange Act) of not less than 5.5%.

• The Borrower shall cause RJA at all times after the date hereof to maintain a ratio (computed in accordance with Exhibit A to Rule 15c3-3, “Formula for Determination of Reserve Requirements for Brokers and Dealers”) of Net Capital to Aggregate Debit Items of not less than 10% (ten percent).

• Actual Net Capital Ratio (a) Net Capital $ (b) Aggregate Debit Items $ (c) Ratio of (a) to (b) % C-2 Exhibit D FORM OF ASSIGNMENT AGREEMENT This Assignment Agreement (this "Assignment Agreement") between (the "Assignor") and (the "Assignee") is dated as of , 19 .

More Definitions of Aggregate Debit Items

Aggregate Debit Items means "aggregate debit items" as computed in accordance with Exhibit A to 17 C.F.R. ss.240.15c3-3 as amended from time to time, and any successor rule or regulation of the SEC regulating the same subject matter.

Aggregate Debit Items means all those items listed as debit items in Exhibit A to Rule 15c3-3, adopted by the Commission under the Securities Exchange Act of 1934, as amended from time to time.

Aggregate Debit Items means aggregate debit items of the Company as defined in Exhibit A to Rule 15c3-3 as in effect as of the date any determination is made thereunder.

Aggregate Debit Items. At any time, the aggregate debit items of the Company at such time as computed in accordance with the Formula for Determination of Reserve Requirements for Brokers and Dealers, Exhibit A to Rule 15c3-3. "Agreement to Pledge": An agreement substantially in the form of Exhibit A hereto. "Applicable Margin": With respect to: (a) Eurodollar Rate Advances -- 12 of 1% per annum.

Aggregate Debit Items means aggregate debit items computed in accordance with the Formula for Determination of Reserve Requirement for Brokers and Dealers, Exhibit A to Rule 15c3-3, as the same is computed from time to time with respect to any Person in accordance with such Rule.

Aggregate Debit Items means all those items listed as debit items in Exhibit A to Rule 15c3-3, of the SEC promulgated under the Securities Exchange Act.

Aggregate Debit Items means for any Person, as at the time of computation thereof, the aggregate debit items of such Person at such time as computed in accordance with the Formula for Determination of Reserve Requirements for Brokers and Dealers, Exhibit A to Rule 15c3-3.