Adviser Code definition

Adviser Code means the code of practice in relation to the register of advice organisations for the time being in force under Schedule 1A to this Act;”;

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Adviser Code means the Code of Ethics adopted by the Adviser and attached as Appendix F.7 to this Code of Ethics.

Adviser Code means the Code of Ethics adopted by the Adviser and approved by the Board.

Examples of Adviser Code in a sentence

• The Adviser will furnish at least annually to the Board of Trustees a written report that (i) describes any issues arising under the Adviser Code since the last report to the Board of Trustees, including, but not limited to, information about material violations of the Adviser Code with respect to the Fund and sanctions imposed in response to the material violations and (ii) certifies that the Adviser has adopted procedures reasonably necessary to prevent Access Persons from violating the Adviser Code.

• Adviser has adopted a written code of ethics (the "Adviser Code") complying with the requirements of Rule 17j-1 under the 1940 Act, as may be amended from time to time, and, has provided the Fund with a copy of the Adviser Code, together with evidence of its adoption.

• For example,’[Name of Licensee] Pty Ltd - ▇▇▇▇ Sample’ or ‘▇▇▇▇ Sample’ Adviser Code Display Name 1 If you are not registered with ASIC as an authorised representative of the AFS Licensee further information will be required.

• Brokerage Fees (CSL Clients) Other Instructions Adviser Name Adviser Code Adviser Signature Date | D | D | M | M | Y | Y | Y | Y | CRAIGS INVESTMENT PARTNERS Client Agreement Trust or Deceased Estate 03.19 / 31 HEAD OFFICE - TAURANGA Craigs Investment Partners House ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ PO Box 13155, Tauranga 3141 E.

• Adviser certifies that it has adopted procedures reasonably necessary to prevent access persons" as defined in Rule 17j-1 ("Access Persons") from violating the Adviser Code.

• Adviser certifies that it has adopted procedures reasonably necessary to prevent “access persons” as defined in Rule 17j-1 (“Access Persons”) from violating the Adviser Code.

• Adviser will furnish at least annually to the Board a written report that (a) describes any issues arising under the Adviser Code since the last report to the Board, including, but not limited to, information about material violations of the Adviser Code with respect to the Portfolios and sanctions imposed in response to the material violations and (b) certifies that the Adviser has adopted procedures reasonably necessary to prevent Access Persons from violating the Adviser Code.

More Definitions of Adviser Code

Adviser Code means the Code of Ethics adopted by the Adviser as described in Appendix C to this Code of Ethics.

Adviser Code means the code of ethics adopted by the Adviser and approved by the Board of Directors of the Company.

Adviser Code means the Code of Ethics adopted by any Adviser.

Adviser Code means the Employee Investment Transaction Policy in the form most recently adopted by the Adviser.

Adviser Code means the Code of Ethics adopted by the Adviser.

Adviser Code means the Employee Investment Transaction Policy adopted by the Adviser and approved by the Board.