Wholesale Marketing Agreement Sample Contracts

Amendment No. 2 to the Wholesale Marketing Agreement
Wholesale Marketing Agreement • February 28th, 2018 • NorthStar Real Estate Capital Income Fund

This Amendment No. 2 (this “Amendment”), dated as of , to the Wholesale Marketing Agreement is entered into by and between NorthStar Securities, LLC, a Delaware limited liability company (“NorthStar”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).

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WHOLESALE MARKETING AGREEMENT
Wholesale Marketing Agreement • December 19th, 2018 • CC Real Estate Income Fund-T2 • Colorado

THIS AGREEMENT is entered into effective as of the 24th day of August 2018, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”) and S2K Financial LLC, a Delaware limited liability company (“S2K”).

WHOLESALE MARKETING AGREEMENT
Wholesale Marketing Agreement • May 26th, 2017 • NorthStar/Townsend Institutional Real Estate Fund Inc. • Colorado

THIS AGREEMENT is entered into effective as of the 9th day of January 2017, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”) and NorthStar Securities, LLC, a Delaware limited liability company (“NorthStar”).

Amendment No. 2 to the Wholesale Marketing Agreement
Wholesale Marketing Agreement • December 5th, 2018 • CC Real Estate Income Fund-Adv

This Amendment No. 2 (this “Amendment”), dated as of December 4, 2018 (the “Effective Date”), to the Wholesale Marketing Agreement is entered into by and between S2K Financial LLC, a Delaware limited liability company (“S2K”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).

Amendment No. 1 to the Wholesale Marketing Agreement
Wholesale Marketing Agreement • August 31st, 2017 • NorthStar Real Estate Capital Income Fund-Adv

This Amendment No. 1 (this “Amendment”), dated as of , to the Wholesale Marketing Agreement is entered into by and between NorthStar Securities, LLC, a Delaware limited liability company (“NorthStar”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).

WHOLESALE MARKETING AGREEMENT
Wholesale Marketing Agreement • August 14th, 2017 • Sierra Total Return Fund • Colorado

THIS AGREEMENT is entered into effective as of the 5th day of January, 2017, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”) and SC Distributors, LLC, a Delaware limited liability company (“SC”).

Amendment No. 1 to the Wholesale Marketing Agreement
Wholesale Marketing Agreement • May 26th, 2017 • NorthStar/Townsend Institutional Real Estate Fund Inc.

This Amendment No. 1 (this “Amendment”), dated as of [DATE], to the Wholesale Marketing Agreement is entered into by and between NorthStar Securities, LLC, a Delaware limited liability company (“NorthStar”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).

WHOLESALE MARKETING AGREEMENT
Wholesale Marketing Agreement • January 29th, 2018 • Total Income (Plus) Real Estate Fund • Colorado

THIS AGREEMENT is entered into effective as of the 18th day of December, 2017, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”) and Bluerock Capital Markets LLC, a Massachusetts limited liability company (“Bluerock”).

Amendment No. 2 to the Wholesale Marketing Agreement
Wholesale Marketing Agreement • December 19th, 2018 • CC Real Estate Income Fund-T2

This Amendment No. 2 (this “Amendment”), dated as of December 4, 2018 (the “Effective Date”), to the Wholesale Marketing Agreement is entered into by and between S2K Financial LLC, a Delaware limited liability company (“S2K”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).

WHOLESALE MARKETING AGREEMENT
Wholesale Marketing Agreement • June 23rd, 2023 • CIM Real Assets & Credit Fund • New York

entered into effective as of the 18th day of April 2023 (the “Effective Date”), by and between Northern Lights Distributors, LLC, a Nebraska limited liability company (the “Distributor”) and CCO Capital, LLC, a Delaware limited liability company (“CCO Capital”).

WHOLESALE MARKETING AGREEMENT
Wholesale Marketing Agreement • June 21st, 2021 • Wilshire wShares Enhanced Gold Trust • Commodity contracts brokers & dealers • Delaware

THIS WHOLESALE MARKETING AGREEMENT (the “Agreement”) is entered into effective as of the 14th day of June, 2021 (the “Effective Date”), by and among Wilshire wShares Enhanced Gold Trust, a Delaware statutory trust (the “Trust”), Wilshire Phoenix Funds LLC, a Delaware limited liability company (the “Sponsor”), UMB Distribution Services, LLC (“UMB”) and Valor Consulting & Distribution, LLC, an Ohio limited liability company (“Valor”).

FORM OF WHOLESALE MARKETING AGREEMENT
Wholesale Marketing Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York

THIS AGREEMENT is entered into effective as of the day of ,2016, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”), and CION Securities, LLC, a Delaware limited liability company (“CION”).

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