Issuer [ ]% Senior Notes Due 2015 [ ]% Senior Notes Due 2017Freeport McMoran Copper & Gold Inc • March 1st, 2007 • Metal mining • New York
CIT GROUP INC., Issuer And JPMORGAN CHASE BANK, N.A., Trustee INDENTURE ----------------------Cit Group Inc • January 20th, 2006 • Finance lessors • New York
EXHIBIT 1-e MORGAN STANLEY Global Medium-Term Notes, Series G and Series H Global Units, Series G and Series H EURO DISTRIBUTION AGREEMENTMorgan Stanley Capital Trust VIII • January 25th, 2006 • Finance services • New York
Reconciliation and tie between Trust Indenture Act of 1939 (the "TRUST INDENTURE ACT") and IndentureIndenture • September 8th, 2006 • Hartford Life Insurance Co • Asset-backed securities • New York
Exhibit 4-29 SUPPLEMENTAL MORTGAGE ============================================ ==================================== Supplemental Indenture Dated March 1, 2008 SUPPLEMENTAL TO FIRST AND REFUNDING MORTGAGE DATED AUGUST 1, 1924Public Service Electric & Gas Co • November 26th, 2008 • Electric & other services combined
Exhibit 4.10-B SOUTHERN COMPANY CAPITAL TRUST VIII SECOND AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • November 8th, 2006 • Southern Co Capital Trust Vii • Electric services • New York
RECORD IN MORTGAGE BOOK AND RETURN TO: , ESQ. 80 PARK PLAZA, T5B NEWARK, N.J. 07102-4194Supplemental Indenture • November 26th, 2008 • Public Service Electric & Gas Co • Electric & other services combined
RECITALS:Agreement • August 22nd, 2006 • Dte Energy Co • Electric services • Delaware
EXHIBIT 4.5 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement") is made and entered into as of April 3, 2006, by and among AFFILIATED MANAGERS GROUP, INC., a Delaware corporation (the "Company"), AMG CAPITAL TRUST I, a...Registration Rights Agreement • June 28th, 2006 • AMG Capital Trust I • Investment advice • New York
FORM OFUnderwriting Agreement • January 25th, 2006 • Morgan Stanley Capital Trust VIII • Finance services • New York
Exhibit 1(b) GENERAL ELECTRIC CAPITAL CORPORATION Global Medium-Term Notes Due From 9 Months to 60 Years from Date of Issue THIRD AMENDED AND RESTATED U.S. DISTRIBUTION AGREEMENT as of March 29, 2006 CITIGROUP CAPITAL MARKETS INC. 388 Greenwich Street...Terms Agreement • March 29th, 2006 • General Electric Capital Corp • Personal credit institutions • New York
EXHIBIT 1.1 DISTRIBUTION AGREEMENTDistribution Agreement • September 8th, 2006 • Hartford Life Insurance Co • Asset-backed securities • New York
EXHIBIT 1(a) CITIGROUP FUNDING INC. DEBT SECURITIES UNDERWRITING AGREEMENT BASIC PROVISIONSUnderwriting Agreement • March 13th, 2006 • Citigroup Funding Inc. • Finance services • New York
between NEW YORK COMMUNITY BANCORP, INC., as Guarantor andGuarantee Agreement • July 3rd, 2008 • New York Community Bancorp Inc • Savings institutions, not federally chartered • New York
PROVISIONS OF TRUST INDENTURE ACT OF 1939 INDENTURE PROVISION ------------------------ -------------------------------------- Section 310(a)(1), (2) Section 8.09 (3) Not Applicable (4) Not Applicable (b) Section 8.08; Section 8.10 (c) Not Applicable...Citizens Funding Trust IV • September 21st, 2006 • National commercial banks • New York
EXHIBIT 1-d MORGAN STANLEY Global Medium Term Notes, Series F Global Units, Series F U.S. DISTRIBUTION AGREEMENTMorgan Stanley Capital Trust VIII • January 25th, 2006 • Finance services • New York
THERAVANCE, INC. (a Delaware corporation) [·]% Convertible Subordinated Notes due 2023 UNDERWRITING AGREEMENTUnderwriting Agreement • January 16th, 2013 • Theravance Inc • Pharmaceutical preparations • New York
Theravance, Inc., a Delaware corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and each of the other Underwriters, if any, named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $250,000,000 aggregate principal amount of the Company’s [·]% Convertible Subordinated Notes due 2023 (the “Initial Securities”), and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of an additional $37,500,000 aggregate principal amount of its
Agreement ---------Registration Rights Agreement • December 22nd, 2005 • Legg Mason Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 1 AMERICAN GENERAL FINANCE CORPORATION DEBT SECURITIES UNDERWRITING AGREEMENTAmerican General Finance Corp • July 26th, 2006 • Personal credit institutions • New York
ToIndenture • April 25th, 2006 • Sovereign Capital Trust V • Savings institution, federally chartered • Pennsylvania
THE DETROIT EDISON COMPANY AND J.P. MORGAN TRUST COMPANY, NATIONAL ASSOCIATION, TRUSTEEDte Energy Co • August 22nd, 2006 • Electric services • New York
Form of PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED (a New Jersey corporation) Debt Securities UNDERWRITING AGREEMENTUnderwriting Agreement • November 25th, 2008 • Public Service Enterprise Group Inc • Electric & other services combined • New York
Exhibit 1(a)(2) JPMORGAN CHASE & CO. GLOBAL MEDIUM-TERM NOTES, SERIES E GLOBAL WARRANTS, SERIES E GLOBAL UNITS, SERIES E MASTER AGENCY AGREEMENT As of December 1, 2005 To the Agent listed on Exhibit A hereto and each person that shall have become an...J P Morgan Chase & Co • December 1st, 2005 • National commercial banks • New York
SVB FINANCIAL GROUP Shares of Common Stock, $0.001 Par Value Underwriting AgreementSVB Financial Group • November 16th, 2009 • State commercial banks • New York
SVB Financial Group, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [—] shares of Common Stock, par value $0.001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional [—] shares of Common Stock of the Company, solely to cover over-allotments, if any (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are herein referred to as the “Stock”.
Exhibit 4.10-A SOUTHERN COMPANY CAPITAL TRUST VII SECOND AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • November 8th, 2006 • Southern Co Capital Trust Vii • Electric services • New York
Exhibit 1.1 CUBIST PHARMACEUTICALS, INC. __% CONVERTIBLE SUBORDINATED NOTES DUE 2013 UNDERWRITING AGREEMENTUnderwriting Agreement • May 30th, 2006 • Cubist Pharmaceuticals Inc • Pharmaceutical preparations • New York
MARATHON DIGITAL HOLDINGS, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [•] Debt SecuritiesIndenture • February 29th, 2024 • Marathon Digital Holdings, Inc. • Services-computer processing & data preparation • New York
INDENTURE, dated as of [●], between MARATHON DIGITAL HOLDINGS, INC., a Nevada corporation (the “Company”), and [TRUSTEE], as trustee (the “Trustee”):
NEOGENOMICS, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of January [ ], 2021 [ ]% Convertible Senior Notes due 2028Indenture • January 5th, 2021 • Neogenomics Inc • Services-testing laboratories • New York
INDENTURE, dated as of January [ ], 2021, between NEOGENOMICS, INC., a Nevada corporation, as issuer (the “Company”, as more fully set forth in Section 1.01) and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”, as more fully set forth in Section 1.01).
SYNDAX PHARMACEUTICALS, INC. AND _____________, AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF __________Warrant Agreement • February 27th, 2024 • Syndax Pharmaceuticals Inc • Pharmaceutical preparations • New York
THIS PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [•], between SYNDAX PHARMACEUTICALS, INC., a Delaware corporation (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
POPULAR NORTH AMERICA, INC., as Issuer and POPULAR, INC., as Guarantor to THE BANK OF NEW YORK MELLON, as TrusteePopular North America Capital Trust Iii • June 19th, 2012 • State commercial banks • New York
ARTICLE III POWERS, DUTIES AND RIGHTS OF PREFERRED SECURITIES GUARANTEE TRUSTEEPreferred Securities Guarantee Agreement • July 3rd, 2008 • New York Community Bancorp Inc • Savings institutions, not federally chartered • New York
EXHIBIT 4.2 DECLARATION OF TRUST DECLARATION OF TRUST, dated as of March 28, 2006, between Affiliated Managers Group, Inc., a Delaware corporation, as sponsor (the "Sponsor"), and Christiana Bank & Trust Company, a Delaware banking corporation, as...AMG Capital Trust I • June 28th, 2006 • Investment advice
AURINIA PHARMACEUTICALS INC. (existing under the Business Corporations Act (Alberta)) Controlled Equity OfferingSMAurinia Pharmaceuticals Inc. • November 19th, 2021 • Pharmaceutical preparations • New York
Aurinia Pharmaceuticals Inc., a company existing under the Business Corporations Act (Alberta) (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
EXHIBIT 4.21 AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • June 19th, 2012 • Popular North America Capital Trust Iii • State commercial banks • Delaware
Issuer ANDMasco Corp /De/ • February 24th, 2010 • Millwood, veneer, plywood, & structural wood members • New York
