Investment advice Sample Contracts

Sculptor Capital Management, Inc.Partner Agreement Between Sculptor Capital LP and Dava Ritchea (February 23rd, 2021)

This Partner Agreement (as amended, modified, supplemented or restated from time to time, this “Agreement”) dated on or about February 1, 2021 (the “Admission Date”) reflects the agreement of Sculptor Capital LP (the “Partnership”) and Dava Ritchea (the “Limited Partner”) with respect to certain matters concerning (i) the admission of the Limited Partner to the Partnership upon the Admission Date; (ii) the grant by the Partnership to the Limited Partner on the Admission Date of 200,000 Class E-5 Common Unit (as defined below) under the Och-Ziff Capital Management Group LLC 2013 Incentive Plan (as amended, modified, supplemented or restated from time to time), or any predecessor or successor plan (the “Sculptor Incentive Plan”); (iii) the provision for possible performance-based discretionary awards to be made on a subsequent date or dates by the Partnership to the Limited Partner in a combination of (A) additional grants of Class A restricted share units (“RSUs”) under the Sculptor Inc

Sculptor Capital Management, Inc.Partner Agreement Between Sculptor Capital Advisors LP and Thomas Sipp (February 23rd, 2021)

This Partner Agreement dated as of November 8, 2020 (this “Agreement”) reflects the agreement of Sculptor Capital Advisors LP (“Sculptor”) and Thomas Sipp (the “Limited Partner”) with respect to certain matters concerning services to be provided by the Limited Partner to Sculptor and its Affiliates and certain other arrangements relating to Sculptor, Sculptor Capital LP and Sculptor Capital Advisors II LP (collectively, the “Operating Partnerships”). Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to them in the Amended and Restated Agreement of Limited Partnership of Sculptor dated as of February 7, 2019 (as amended, modified, supplemented or restated from time to time, the “Limited Partnership Agreement”). This Agreement shall be a “Partner Agreement” (as defined in the Limited Partnership Agreement). Except as otherwise provided herein, this Agreement shall supersede the Limited Partnership Agreement.

Sculptor Capital Management, Inc.Partner Agreement Between Sculptor Capital Advisors LP and Dava Ritchea (February 23rd, 2021)

This Partner Agreement (as amended, modified, supplemented or restated from time to time, this “Agreement”) dated on or about February 1, 2021 (the “Admission Date”) reflects the agreement of Sculptor Capital Advisors LP (the “Partnership”) and Dava Ritchea (the “Limited Partner”) with respect to certain matters concerning (i) the admission of the Limited Partner to the Partnership upon the Admission Date; (ii) the grant by the Partnership to the Limited Partner on the Admission Date of 200,000 Class E-5 Common Unit (as defined below) under the Och-Ziff Capital Management Group LLC 2013 Incentive Plan (as amended, modified, supplemented or restated from time to time), or any predecessor or successor plan (the “Sculptor Incentive Plan”); (iii) the provision for possible performance-based discretionary awards to be made on a subsequent date or dates by the Partnership to the Limited Partner in a combination of (A) additional grants of Class A restricted share units (“RSUs”) under the Scu

Sculptor Capital Management, Inc.Partner Agreement Between Sculptor Capital Advisors II LP and Thomas Sipp (February 23rd, 2021)

This Partner Agreement dated as of November 8, 2020 (this “Agreement”) reflects the agreement of Sculptor Capital Advisors II LP (“Sculptor”) and Thomas Sipp (the “Limited Partner”) with respect to certain matters concerning services to be provided by the Limited Partner to Sculptor and its Affiliates and certain other arrangements relating to Sculptor, Sculptor Capital LP and Sculptor Capital Advisors LP (collectively, the “Operating Partnerships”). Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to them in the Amended and Restated Agreement of Limited Partnership of Sculptor dated as of February 7, 2019 (as amended, modified, supplemented or restated from time to time, the “Limited Partnership Agreement”). This Agreement shall be a “Partner Agreement” (as defined in the Limited Partnership Agreement). Except as otherwise provided herein, this Agreement shall supersede the Limited Partnership Agreement.

Sculptor Capital Management, Inc.Partner Agreement Between Sculptor Capital Advisors II LP and Dava Ritchea (February 23rd, 2021)

This Partner Agreement (as amended, modified, supplemented or restated from time to time, this “Agreement”) dated on or aboutFebruary 1, 2021 (the “Admission Date”) reflects the agreement of Sculptor Capital Advisors II LP (the “Partnership”) and Dava Ritchea(the “Limited Partner”) with respect to certain matters concerning (i) the admission of the Limited Partner to the Partnership upon the Admission Date; (ii) the grant by the Partnership to the Limited Partner on the Admission Date of 200,000 Class E-5 Common Unit (as defined below) under the Och-Ziff Capital Management Group LLC 2013 Incentive Plan (as amended, modified, supplemented or restated from time to time), or any predecessor or successor plan (the “Sculptor Incentive Plan”); (iii) the provision for possible performance-based discretionary awards to be made on a subsequent date or dates by the Partnership to the Limited Partner in a combination of (A) additional grants of Class A restricted share units (“RSUs”) under the Sc

Sculptor Capital Management, Inc.Partner Agreement Between Sculptor Capital LP and Thomas Sipp (February 23rd, 2021)

This Partner Agreement dated as of November 8, 2020 (this “Agreement”) reflects the agreement of Sculptor Capital LP (“Sculptor”) and Thomas Sipp (the “Limited Partner”) with respect to certain matters concerning services to be provided by the Limited Partner to Sculptor and its Affiliates and certain other arrangements relating to Sculptor, Sculptor Capital Advisors LP and Sculptor Capital Advisors II LP (collectively, the “Operating Partnerships”). Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to them in the Amended and Restated Agreement of Limited Partnership of Sculptor dated as of February 7, 2019 (as amended, modified, supplemented or restated from time to time, the “Limited Partnership Agreement”). This Agreement shall be a “Partner Agreement” (as defined in the Limited Partnership Agreement). Except as otherwise provided herein, this Agreement shall supersede the Limited Partnership Agreement.

Invesco Ltd.INVESCO LTD. 2016 GLOBAL EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT – TIME VESTING NON-EXECUTIVE DIRECTORS Non-transferable Invesco Ltd. (“Company”) hereby awards to [Participant Name] (“Participant” or “you”) [Number of Shares Granted] ... (February 19th, 2021)

This Award shall be effective as of the Grant Date set forth above. You acknowledge that you have received a copy of the Plan’s prospectus, that you have read and understood the following Terms and Conditions, which are incorporated herein by reference, and that you agree to the following Terms and Conditions and the terms of the Plan and this Award Agreement. The Shares issued pursuant to this Award are subject to the provisions of the Non-Executive Director Stock Ownership Policy or any successor policy of the Company.

Apollo Global Management, Inc.Contract (February 19th, 2021)

This exempted limited partnership is the entity which owns a limited partner interest in Apollo Infra Equity Advisors (IH), L.P., which is the general partner of Apollo Infra Equity International Fund, L.P. and certain of its AIVs, and earns the “carried interest” on profits of Apollo Infra Equity International and certain of its AIVs.

Apollo Global Management, Inc.Financial Credit Investment Advisors III, L.P. Amended and Restated Exempted Limited Partnership Agreement Dated March 1, 2019 with a deemed effective date as between the parties hereto of June 17, 2016 (February 19th, 2021)

This AMENDED AND RESTATED EXEMPTED LIMITED PARTNERSHIP AGREEMENT of FINANCIAL CREDIT INVESTMENT ADVISORS III, L.P. dated March 1, 2019 with a deemed effective date as between the parties hereto of June 17, 2016, by and among Financial Credit III Capital Management, LLC, a Delaware limited liability company, as the sole general partner, and the persons whose names and addresses are set forth in the Record of Partners under the caption “Limited Partners” as the limited partners.

Apollo Global Management, Inc.CREDIT AGREEMENT Dated as of November 23, 2020, Among (February 19th, 2021)

This CREDIT AGREEMENT, dated as of November 23, 2020 (this “Agreement”), is among (i) APOLLO MANAGEMENT HOLDINGS, L.P., a Delaware limited partnership, as the borrower of the Revolving Facility (as defined below) hereunder (including any permitted successor thereof, the “Borrower”); (ii) APOLLO PRINCIPAL HOLDINGS I, L.P., a Cayman Islands exempted limited partnership, APOLLO PRINCIPAL HOLDINGS II, L.P., a Cayman Islands exempted limited partnership, APOLLO PRINCIPAL HOLDINGS III, L.P., a Cayman Islands exempted limited partnership, APOLLO PRINCIPAL HOLDINGS IV, L.P., a Cayman Islands exempted limited partnership, APOLLO PRINCIPAL HOLDINGS V, L.P., a Cayman Islands exempted limited partnership, APOLLO PRINCIPAL HOLDINGS VI, L.P., a Cayman Islands exempted limited partnership, APOLLO PRINCIPAL HOLDINGS VII, L.P., a Cayman Islands exempted limited partnership, APOLLO PRINCIPAL HOLDINGS VIII, L.P., a Cayman Islands exempted limited partnership, APOLLO PRINCIPAL HOLDINGS IX, L.P., a Cayman

Apollo Global Management, Inc.Apollo Hybrid Value Advisors, L.P. Amended and Restated Agreement of Exempted Limited Partnership Dated February 1, 2019 Effective as between the parties hereto from May 7, 2018 (February 19th, 2021)
Affiliated Managers Group, Inc.RESTRICTED STOCK UNIT AWARD AGREEMENT PURSUANT TO AFFILIATED MANAGERS GROUP, INC. (February 19th, 2021)

Pursuant to the Affiliated Managers Group, Inc. 2020 Equity Incentive Plan, as amended and/or restated from time to time (the “Plan”), and subject to the terms of this agreement (the “Agreement”), Affiliated Managers Group, Inc. (the “Company”) hereby grants to the grantee named on Exhibit A hereto (the “Grantee”) an Award (the “Award”) of restricted stock units (each a “Unit,” and together, the “Units”), consisting of the right to receive a distribution of the number of shares of common stock, par value $0.01 per share, of the Company (the “Shares”) specified on Exhibit A, to be issued and distributed to the Grantee according to the terms set forth herein and in the Plan, and the vesting schedule and performance requirements (if any) set forth herein.

Apollo Global Management, Inc.Apollo EPF Advisors III, L.P. Amended and Restated Exempted Limited Partnership Agreement Dated December 16, 2017 (February 19th, 2021)

AMENDED AND RESTATED EXEMPTED LIMITED PARTNERSHIP AGREEMENT of APOLLO EPF ADVISORS III, L.P. dated December 16, 2017 with a deemed effective date as between the parties hereto of November 30, 2016, by and among Apollo EPF III Capital Management, LLC, a Delaware limited liability company, as the sole general partner, and the persons whose names and addresses are set forth in the Record of Partners under the caption “Limited Partners” as the limited partners.

Apollo Global Management, Inc.Contract (February 19th, 2021)

This exempted limited partnership is the entity which owns a limited partner interest in Apollo Infra Equity Advisors (APO DC), L.P., which is the general partner of Apollo Infra Equity US Fund, L.P. and certain of its AIVs, and earns the “carried interest” on profits of Apollo Infra Equity US and certain of its AIVs.

Affiliated Managers Group, Inc.STOCK OPTION AGREEMENT PURSUANT TO AFFILIATED MANAGERS GROUP, INC. (February 19th, 2021)

Pursuant to the Affiliated Managers Group, Inc. 2020 Equity Incentive Plan, as amended and restated from time to time (the “Plan”), and subject to the terms of this agreement (the “Agreement”), Affiliated Managers Group, Inc. (the “Company”) hereby grants to the optionee named on Exhibit A hereto (the “Optionee”) an option (the “Stock Option”) to purchase on or prior to the Expiration Date specified on Exhibit A all or part of the number of shares of common stock, par value $0.01 per share, of the Company (such stock, the “Stock,” and such shares, the “Option Shares”) specified on Exhibit A at the Option Exercise Price per Share specified on Exhibit A, to be issued and distributed to the Optionee according to the terms set forth herein and in the Plan, and the vesting schedule and performance requirements (if any) set forth herein. This Stock Option is intended to be an “incentive stock option” within the meaning of Section 422 of the Internal Revenue Code of 1986, as amended (the “Cod

Focus Financial Partners Inc.INDEMNIFICATION AGREEMENT (February 19th, 2021)

This Indemnification Agreement (“Agreement”) is made as of January 1, 2021, by and between Focus Financial Partners Inc., a Delaware corporation (the “Company”), and Kristine Mashinsky (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement.

Biotechnology Value Fund L PJoint Filing Agreement (February 19th, 2021)

The undersigned hereby agree that the Statement on Schedule 13G dated February 19, 2021 with respect to the shares of Common Stock, $0.001 par value of Infinity Pharmaceuticals, Inc., and any further amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.

Victory Capital Holdings, Inc.SECOND AMENDMENT TO CREDIT AGREEMENT dated as of February 18, 2021, among VICTORY CAPITAL HOLDINGS, INC., as the Borrower, the other Loan Parties party hereto, the Participating Lenders and Fronting Bank party hereto, and BARCLAYS BANK PLC, as ... (February 18th, 2021)
Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Advanced Energy Industries. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Xperi Holding Corp. Each of Columbia Seligman Communications and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Teradata Corp. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Plantronics Inc. Each of Columbia Seligman Communications and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Synaptics Inc. Each of Columbia Seligman Communications and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Universal Stainless & Alloy Products, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of OFG Bancorp. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Lam Research Corp. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Educational Development Corporation. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Covenant Logistics Group, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Qurate Retail Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Tactile Systems Technology, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of PubMatic Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Provident Financial Holdings, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Olympic Steel, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Bloom Energy Corporation. Each of Columbia Seligman Communications and Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

Ameriprise Financial IncExhibit II to Schedule 13G Joint Filing Agreement (February 12th, 2021)

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Northrim Bancorp Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.