ARTICLE IEmployment Agreement • February 14th, 2001 • Franklin Resources Inc • Investment advice • New York
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of May 30 2006, by and between NATIONAL INVESTMENT MANAGERS INC., a Florida corporation (the "Company"), and Laurus Master Fund, Ltd. (the...Registration Rights Agreement • June 5th, 2006 • National Investment Managers Inc. • Investment advice • New York
Among AMVESCAP PLC as Borrower andCredit Agreement • June 29th, 2005 • Amvescap PLC/London/ • Investment advice • New York
AMONGStock Purchase Agreement • March 6th, 2007 • National Investment Managers Inc. • Investment advice • New York
TRUSTEEIndenture • August 6th, 2001 • Franklin Resources Inc • Investment advice • New York
AMENDED AND RESTATED DISTRIBUTION AGREEMENT THIS AGREEMENT made as of the 31st day of December, 1998. A M O N G: TEMPLETON EMERGING MARKETS FUND ("TEMF"), TEMPLETON CANADIAN BOND FUND ("TCBF"), TEMPLETON INTERNATIONAL STOCK FUND ("TISF"), TEMPLETON...Distribution Agreement • December 7th, 2000 • Franklin Resources Inc • Investment advice • Ontario
1 EXHIBIT 10(X) SEVERANCE COMPENSATION AGREEMENT THIS AGREEMENT made and entered into as of May 29, 1996, by and between AMRESCO, INC., a Delaware corporation (together with its subsidiaries, "AMRESCO"), and ______________________ ("Executive"). W I T...Severance Agreement • March 31st, 1997 • Amresco Inc • Investment advice • Texas
Exhibit 10.1 PARTICIPATION AGREEMENT AMONG TEMPLETON VARIABLE PRODUCTS SERIES FUND, FRANKLIN TEMPLETON DISTRIBUTORS, INC. and [ ] INSURANCE COMPANY THIS AGREEMENT made as of ____________, 1999, among Templeton Variable Products Series Fund (the...Participation Agreement • February 12th, 1999 • Franklin Resources Inc • Investment advice • Florida
TENANT COMMERCIAL LEASE BETWEEN RIVER BEND EXECUTIVE CENTER, INC. AND LEVIN MANAGEMENT CO., INC. TABLE OF CONTENTSLease Agreement • November 14th, 2002 • BKF Capital Group Inc • Investment advice • Connecticut
Exhibit 10.21 EMPLOYMENT AGREEMENT AGREEMENT, made as of March 20, 2000, by and between WALL STREET STRATEGIES INC., a Delaware corporation with its offices at 130 William Street, Suite 401, New York, New York 10038 (the "Company") and JOSHUA P....Employment Agreement • April 13th, 2000 • Wall Street Strategies Corp • Investment advice • New York
Ex 10.3 SUB-ADVISERY AGREEMENT AGREEMENT made as of the 21st day of September, 1994 between UNITED SERVICES ADVISORS, INC., a corporation organized under the laws of the State of Texas (the "Adviser"), ACCOLADE FUNDS, a Massachusetts business trust...Sub-Advisory Agreement • September 28th, 1995 • United Services Advisors Inc /Tx/ • Investment advice • Texas
1 EXHIBIT NO. 10.1 SECOND MODIFICATION OF AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND MODIFICATION OF AMENDED AND RESTATED CREDIT AGREEMENT (this "Modification Agreement") is entered into as of March 30, 2000, by and among AMRESCO, INC., a...Credit Agreement • May 31st, 2000 • Amresco Inc • Investment advice • Texas
ESCROW AGREEMENT ESCROW AGREEMENT (this "Agreement") made as of this 29th day of May, 1998 by and among Investors Financial Services Corp., a corporation organized under the laws of Delaware (the "Parent"), Alan M. Trager and Carla E. Dearing (the...Escrow Agreement • June 29th, 1998 • Investors Financial Services Corp • Investment advice • Massachusetts
W I T N E S S E T H:Purchase Agreement • December 7th, 2009 • BKF Capital Group Inc • Investment advice
Exhibit 99.1 FORM OF VOTING AGREEMENT ------------------------ VOTING AGREEMENT, dated as of October 25, 2000 (this "AGREEMENT"), between Franklin Resources, Inc. a Delaware corporation ("PARENT") and _____________________________ (the "STOCKHOLDER")....Voting Agreement • October 26th, 2000 • Franklin Resources Inc • Investment advice • New York
MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (this "Agreement") made, entered into this 3rd day of October, 2006 (the "Effective Date"), by and between Nicholas J. Lamoriello and Stephen R. Zito, each an individual (hereinafter referred to...Management Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
SUPPLEMENT TO INDENTURE, DATED AS OF SEPTEMBER 12, 2005 BETWEEN NUVEEN INVESTMENTS, INC. AS ISSUER AND THE BANK OF NEW YORK TRUST COMPANY, N.A. AS TRUSTEEFirst Supplemental Indenture • September 13th, 2005 • Nuveen Investments Inc • Investment advice • New York
FIRST AMENDMENT Dated as of June 23, 1998Note Purchase Agreement • August 12th, 1998 • United Asset Management Corp • Investment advice • Massachusetts
POOLING AND SERVICING AGREEMENT Relating to AMRESCO RESIDENTIAL SECURITIES CORPORATION MORTGAGE LOAN TRUST 1998-2Pooling and Servicing Agreement • June 26th, 1998 • Amresco Residential Securities Corp Mortgage Loan Tr 1998-2 • Investment advice • New York
WAIVER AND AMENDMENT dated as of December 29, 1997 among New England Investment Companies, L.P., a Delaware limited partnership (the "Existing -------- Borrower"), NEIC Operating Partnership, L.P., a Delaware limited partnership -------- (the "New...Credit Agreement • February 23rd, 1998 • New England Investment Companies L P • Investment advice
ARTICLE ONE DEFINITIONS, INTERPRETATION AND SCHEDULEOption Agreement • December 15th, 2005 • Dundee Corp • Investment advice • Ontario
AGREEMENT AND PLAN OF MERGERMerger Agreement • June 29th, 1998 • Investors Financial Services Corp • Investment advice • Massachusetts
ARTICLE III REPRESENTATIONS AND WARRANTIESMerger Agreement • July 22nd, 2003 • Neuberger Berman Inc • Investment advice • Delaware
Exhibit 1.1 7,612,500 SHARES MORNINGSTAR, INC. COMMON STOCK, NO PAR VALUE UNDERWRITING AGREEMENT May __, 2005Underwriting Agreement • April 29th, 2005 • Morningstar, Inc. • Investment advice • New York
1 EXHIBIT 4.19 FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE dated as of December 31, 1999 is by and among CITIBANK, N.A., a national banking association having its principal corporate trust office at 120 Wall Street, New York, New...Supplemental Indenture • May 17th, 2001 • Amvescap PLC/London/ • Investment advice • New York
WITNESSETH:Share Purchase Agreement • January 15th, 2002 • Intrepid Capital Corp • Investment advice • Florida
Exhibit 10.24 VACATION EMPORIUM CORPORATION STOCK OPTION AGREEMENT (Directors - Non-Qualified) Optionee Name: Optionee Address:Stock Option Agreement • April 13th, 2000 • Wall Street Strategies Corp • Investment advice • Nevada
5. Representations and Warranties of the Purchaser......................15 ----------------------------------------------- 5.1 No Shorting...............................................15 ----------- 5.2 Requisite Power and...Securities Purchase Agreement • June 5th, 2006 • National Investment Managers Inc. • Investment advice • New York
ANDPurchase and Sale Agreement • December 6th, 2000 • Investors Financial Services Corp • Investment advice • New York
ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATIONIndenture • June 29th, 2005 • Amvescap PLC/London/ • Investment advice • New York
EXHIBIT 1.1 Nuveen Investments, Inc. $250,000,000 aggregate principal amount of 5.00% Senior Notes due 2010 $300,000,000 aggregate principal amount of 5.50% Senior Notes due 2015 Underwriting AgreementUnderwriting Agreement • September 13th, 2005 • Nuveen Investments Inc • Investment advice • New York
VADUZ, DECEMBER 14, 1995 LOAN AGREEMENT Dear Sirs, With reference to our various discussions, we are pleased to make available to you a credit line on the following terms and conditions: BORROWER LGT BIL Ltd., George Town, Grand Cayman, Cayman Islands...Loan Agreement • March 31st, 1999 • Amvescap /London/ • Investment advice
BLACKROCK, INC. 1999 STOCK AWARD AND INCENTIVE PLANStock Option Agreement • July 13th, 2006 • Blackrock Inc /Ny • Investment advice
FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT This FIRST AMENDMENT (the "Amendment"), dated as of March 11, 1997, is by and among ALLIANCE CAPITAL MANAGEMENT L.P. (the "Borrower"), the lenders listed on the signature pages hereto (the "Banks"), THE...Revolving Credit Agreement • March 27th, 1997 • Alliance Capital Management Lp • Investment advice • New York
Execution Copy REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT is made and entered into as of May 4, 2001 by and between Neuberger Berman Inc., a Delaware corporation (the "Company"), and Merrill Lynch & Co., Merrill Lynch, Pierce,...Registration Rights Agreement • May 15th, 2001 • Neuberger Berman Inc • Investment advice • New York
