AGF FUNDS INC. PLAN OF DISTRIBUTIONPlan of Distribution • September 19th, 2022
(“Schedule A”) of the settlement agreement (the “Settlement Agreement”) between AGF Funds Inc. (the “Company”) and staff of the Ontario Securities Commission (“OSC”) that was approved by the OSC December 16, 2004. The Settlement Agreement related to trading by certain persons referred to in paragraph 16 of the Settlement Agreement (“Market Timing Traders”) in certain mutual funds managed by the Company (the “Relevant Funds”). In the Plan, the terms “Market Timing Traders” and “Relevant Funds” have the meanings ascribed thereto in the Settlement Agreement.
PLAN OF DISTRIBUTION WHEREAS ROCKWOOD FUND, INC. (the "Fund") is registered under the Investment Company Act of 1940, as amended ("1940 Act"), as an open- end management investment company, and offers for public sale shares of common stock; and...Plan of Distribution • February 26th, 1997 • Rockwood Growth Fund Inc
AMENDED AND RESTATED PLAN OF DISTRIBUTION PURSUANT TO RULE 12b-1 OF DEAN WITTER RETIREMENT SERIESPlan of Distribution • September 28th, 1995 • Dean Witter Retirement Series
PROSPECTUS Common StockPlan of Distribution • January 4th, 2023
In accordance with the terms of the Capital on DemandTM Sales Agreement entered into with JonesTrading Institutional Services LLC (“JonesTrading” or the “Agent”), dated April 20, 2022, which we refer to as the Sales Agreement, we may offer and sell under this prospectus (“ATM Prospectus”) shares of our Common Stock,
PLAN OF DISTRIBUTION OF AMERICAN HIGH-INCOME TRUST WHEREAS, American High- Income Trust (the "Fund") is a Massachusetts business trust which offers shares of beneficial interest and may offer shares of additional series in the future; WHEREAS,...Plan of Distribution • November 25th, 1997 • American High Income Trust
PLAN OF DISTRIBUTIONPlan of Distribution • June 8th, 2020 • Vici Properties Inc. • Real estate investment trusts
On June 8, 2020, VICI Properties Inc. and the Operating Partnership entered into an amendment of our equity distribution agreement (as so amended, the “equity distribution agreement”) with Citigroup Global Markets Inc., BofA Securities, Inc., Deutsche Bank Securities Inc., Evercore Group L.L.C., Robert W. Baird & Co. Incorporated, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Stifel, Nicolaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc., Wells Fargo Securities, LLC, Ladenburg Thalmann & Co. Inc., Nomura Securities International, Inc. and Morgan Stanley & Co. LLC., relating to the issuance and sale of shares of our common stock offered by the prospectus supplement dated December 19, 2018 (the “prospectus supplement”) and the accompanying prospectus dated October 1, 2018 (the “prospectus”), in order to add Morgan Stanley & Co. LLC as a Manager under the equity distribution agreement. References to a “Manager” or the “Managers” in the prospectus supplement includ
