Common Contracts
4 similar Plan of Distribution contracts
AGF FUNDS INC. PLAN OF DISTRIBUTIONPlan of Distribution • September 19th, 2022
(“Schedule A”) of the settlement agreement (the “Settlement Agreement”) between AGF Funds Inc. (the “Company”) and staff of the Ontario Securities Commission (“OSC”) that was approved by the OSC December 16, 2004. The Settlement Agreement related to trading by certain persons referred to in paragraph 16 of the Settlement Agreement (“Market Timing Traders”) in certain mutual funds managed by the Company (the “Relevant Funds”). In the Plan, the terms “Market Timing Traders” and “Relevant Funds” have the meanings ascribed thereto in the Settlement Agreement.
AIC LIMITED’S PLAN OF DISTRIBUTIONPlan of Distribution • May 20th, 2022
(“Schedule A”) of the settlement agreement (the “Settlement Agreement”) between AIC Limited (the “Company”) and staff of the Ontario Securities Commission (“OSC”) that was approved by the OSC December 16, 2004. The Settlement Agreement related to trading by certain persons referred to in paragraph 16 of the Settlement Agreement (“Market Timing Traders”) in certain mutual funds managed by the Company (the “Relevant Funds”). In the Plan, the terms “Market Timing Traders” and “Relevant Funds” have the meanings ascribed thereto in the Settlement Agreement.
FRANKLIN TEMPLETON INVESTMENTS CORP. PLAN OF DISTRIBUTIONPlan of Distribution • October 2nd, 2021
This is the plan of distribution (the “Plan”) contemplated under Schedule A (“Schedule A”) of the settlement agreement (the “Settlement Agreement”) between Franklin
ContractPlan of Distribution • December 25th, 2020
This is the plan of distribution (the “Plan”) contemplated under Schedule A (“Schedule A”) of the settlement agreement (the “Settlement Agreement”) between CI Investments Inc. (formerly, CI Mutual Funds Inc.) (the “Company”) and staff of the Ontario Securities Commission (“OSC”) that was approved by the OSC December 16, 2004. The Settlement Agreement related to trading by certain persons referred to in paragraph 16 of the Settlement Agreement (“Market Timing Traders”) in certain mutual funds managed by the Company (the “Relevant Funds”). In the Plan, the terms “Market Timing Traders” and “Relevant Funds” have the meanings ascribed thereto in the Settlement Agreement.
