AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of May 1, 2006, is by and among Liberty Variable Investment Trust (the "Acquired Trust"), on behalf of each series thereof identified in Schedule A hereto as an...Agreement and Plan of Reorganization • June 23rd, 2006 • Liberty Variable Investment Trust • Massachusetts
Exhibit A AGREEMENT AND PLAN OF REORGANIZATION BETWEEN UMB SCOUT FUNDS AND UMB SCOUT STOCK FUND, INC. This Agreement and Plan of Reorganization ("AGREEMENT") is made as of this 29th day of March, 2005 by and between UMB SCOUT FUNDS, a Delaware...Agreement and Plan • December 22nd, 2006 • Umb Scout Funds • Delaware
AGREEMENT AND PLAN OF REORGANIZATION BETWEEN UMB SCOUT FUNDS AND UMB SCOUT KANSAS TAX-EXEMPT BOND FUND, INC. This Agreement and Plan of Reorganization ("AGREEMENT") is made as of this 29th day of March, 2005 by and between UMB SCOUT FUNDS, a Delaware...Agreement and Plan of Reorganization • December 22nd, 2006 • Umb Scout Kansas Tax Exempt Bond Fund Inc • Delaware
EXHIBIT 1 AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 2nd day of July, 2009, by and among Janus Adviser Series, a Delaware statutory trust (the "JAD Trust"), on behalf of Janus...Agreement and Plan of Reorganization • November 10th, 2009 • Janus Adviser Series • Massachusetts
AGREEMENT AND PLAN OF REORGANIZATION BETWEEN UMB SCOUT FUNDS AND UMB SCOUT MONEY MARKET FUND, INC. This Agreement and Plan of Reorganization ("AGREEMENT") is made as of this 29th day of March, 2005 by and between UMB SCOUT FUNDS, a Delaware statutory...Agreement and Plan of Reorganization • December 22nd, 2006 • Umb Scout Money Market Fund Inc • Delaware
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • May 8th, 2012 • DWS Equity Trust • Massachusetts
AGREEMENT AND PLAN OF REORGANIZATION dated as of November 19, 2010 (the “Agreement”), among DWS Equity Trust, a Massachusetts business trust (the “Predecessor Company”), on behalf of DWS Disciplined Market Neutral Fund, a segregated portfolio of assets (“series”) thereof (the “Acquired Fund”), and DWS Market Trust, a Massachusetts business trust (the “Successor Company”), on behalf of DWS Disciplined Market Neutral Fund, a segregated portfolio of assets (“series”) thereof (the “Acquiring Fund”) (the Acquired Fund and the Acquiring Fund are sometimes referred to herein individually as a “Fund” and collectively as the “Funds”). All agreements, representations, actions and obligations described herein made or to be taken or undertaken by a Fund are made and shall be taken or undertaken by the Predecessor Company on behalf of the Acquired Fund and by the Successor Company on behalf of the Acquiring Fund.
AGREEMENT ANDAgreement • December 9th, 2008 • Short-Term Investments Trust II • Delaware
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • September 26th, 2008 • Phoenix Multi Portfolio Fund • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 31st day of May, 2007, by and between Phoenix Opportunities Trust a Delaware statutory trust (the “Acquiring Trust”), with its principal place of business at 101 Munson Street, Greenfield, Massachusetts 01301, on behalf of the Phoenix International Strategies Fund (the “Acquiring Fund”), a separate series of the Acquiring Trust, and Phoenix Multi-Portfolio Fund, a Delaware statutory trust (the “Selling Trust”), on behalf of the Phoenix International Strategies Fund (the “Acquired Fund”), a separate series of the Selling Trust.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • April 30th, 2014 • Eclipse Funds Inc.
This agreement is intended to be and is adopted as a plan of reorganization and liquidation (the “Plan”) within the meaning of Section 368(a)(1) of the United States Internal Revenue Code of 1986, as amended (the “Code”). The reorganization and liquidation will consist of the transfer of all of the assets of the Acquired Fund to the Acquiring Fund in exchange solely for (as applicable) Investor Class, Class A, Class C, and Class I shares of beneficial interest of the Acquiring Fund (“Acquiring Fund Shares”), the assumption by the Acquiring Fund of all liabilities of the Acquired Fund, and the distribution of the Acquiring Fund Shares to the shareholders of the Acquired Fund in complete liquidation of the Acquired Fund, as provided herein (“Reorganization”), all upon the terms and conditions hereinafter set forth in this Plan.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 30th, 2022 • Touchstone Institutional Funds Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of December 1, 2020, among Touchstone Sands Capital Select Growth Fund (the “Acquiring Fund”), a series of Touchstone Funds Group Trust (the “Acquiring Trust”), a Delaware statutory trust; Touchstone Sands Capital Institutional Growth Fund (the “Target Fund,” and collectively with the Acquiring Fund, the “Funds”), a series of the Touchstone Institutional Funds Trust, a Delaware statutory trust (the “Target Trust” and together with the Acquiring Trust, the “Trusts”); and Touchstone Advisors, Inc. (for purposes of paragraph 9.1 only of this Agreement). Each Trust has its principal place of business at 303 Broadway, Suite 1100, Cincinnati, Ohio 45202.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • October 30th, 2008 • Liquid Reserves Portfolio • New York
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of this 1st day of April 2007, by and among Master Portfolio Trust, a Maryland business trust (the “Successor Entity”), with its principal place of business at 100 Light Street, Baltimore, Maryland 21202, on behalf of its series Liquid Reserves Portfolio (the “Successor Fund”), Liquid Reserves Portfolio, a trust organized under the laws of New York (the “Predecessor Entity”), with its principal place of business at 125 Broad Street, New York, New York 10004, and, solely for purposes of paragraph 10.2 hereof, Legg Mason, Inc. (“Legg Mason”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • August 9th, 2017 • Touchstone Investment Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of November 10, 2016, among Touchstone Active Bond Fund (the “Successor Fund”), a series of Touchstone Funds Group Trust, a Delaware statutory trust (the “Successor Trust”); Touchstone Active Bond Fund (the “Predecessor Fund,” and collectively with the Successor Fund, the “Funds”), a series of Touchstone Investment Trust, a Massachusetts business trust (the “Predecessor Trust”); and Touchstone Advisors, Inc. (for purposes of paragraph 9.1 only of this Agreement), the investment advisor to each of the Funds (“Touchstone”). The Successor Trust and the Predecessor Trust (each, a “Trust”) each have their principal place of business at 303 Broadway, Suite 1100, Cincinnati, Ohio 45202.
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • March 31st, 2022 • Dreyfus Liquid Assets, Inc. • Maryland
This Agreement is intended to be and is adopted as a "plan of reorganization" within the meaning of the regulations under Section 368(a) of the United States Internal Revenue Code of 1986, as amended (the "Code"). The reorganization will consist of the transfer of all of the assets of the Fund to the Acquiring Fund in exchange solely for the Acquiring Fund's Premier shares and Wealth shares ("Acquiring Fund Shares") of common stock, and the assumption by the Acquiring Fund of the liabilities of the Fund as described herein, and the distribution, after the Closing Date hereinafter referred to, of the Acquiring Fund Shares to the shareholders of the Fund in liquidation of the Fund as provided herein, all upon the terms and conditions hereinafter set forth in this Agreement (the "Reorganization").
EXHIBIT 1 AGREEMENT AND PLAN OF REORGANIZATION This AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of the 5th day of March, 2010, by and between Pioneer Series Trust II, a Delaware statutory trust (the "Acquiring Trust"), on behalf...Agreement and Plan of Reorganization • November 4th, 2010 • Pioneer Tax Free Income Fund • Delaware
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • May 21st, 2013 • Salient Alternative Strategies Fund
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Plan”) is entered into as of March 19, 2013, by and between SALIENT ALTERNATIVE STRATEGIES FUND, a Delaware statutory trust (“Target”), and SALIENT ALTERNATIVE STRATEGIES I FUND, a Delaware statutory trust (“Acquiring Fund;” each of Target and Acquiring Fund being sometimes referred to herein as a “Fund”).
EXHIBIT CAgreement and Plan of Reorganization • December 1st, 2004 • Phoenix Trust • Delaware
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 7th, 2017 • Integrity Managed Portfolios • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of the 30th day of July, 2017 by and between Integrity Managed Portfolios, a Massachusetts business trust (the “Predecessor Trust”), on behalf of the series set forth in Exhibit A (each, a “Predecessor Fund”), and Viking Mutual Funds, a Delaware statutory trust (the “Successor Trust”), on behalf of the series set forth in Exhibit A (each, a “Successor Fund” and together with the Predecessor Fund, each, a “Fund” and together, the “Funds”), and, for purposes of Section 8.1 of the Agreement only, Viking Fund Management, LLC (the “Adviser”). Each Fund maintains its principal place of business in Minot, North Dakota.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 30th, 2016 • Fort Dearborn Income Securities Inc • Delaware
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 18th, 2019 • Deutsche DWS Value Series, Inc • Massachusetts
AGREEMENT AND PLAN OF REORGANIZATION dated as of May 16, 2018 (the “Agreement”), between Deutsche Value Series, Inc., a Maryland corporation (the “Predecessor Company”), on behalf of Deutsche Mid Cap Value Fund, a segregated portfolio of assets (“series”) thereof (the “Predecessor Fund”), and Deutsche Investment Trust, a Massachusetts business trust (the “Successor Company”), on behalf of Deutsche Mid Cap Value Fund, a segregated portfolio of assets (“series”) thereof (the “Successor Fund”) (the Predecessor Fund and the Successor Fund are sometimes referred to herein individually as a “Fund” and collectively as the “Funds”). All agreements, representations, actions and obligations described herein made or to be taken or undertaken by a Fund are made and shall be taken or undertaken by the Predecessor Company on behalf of the Predecessor Fund and by the Successor Company on behalf of the Successor Fund.
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • November 22nd, 2016 • Destra Investment Trust II • Massachusetts
This Agreement and Plan of Reorganization (the “Agreement”) is made as of this 8th day of August, 2016 by Destra Investment Trust, a Massachusetts business trust (the “Acquiring Trust”), on behalf of Destra Focused Equity Fund (the “Acquiring Fund”), a series of the Acquiring Trust, and Destra Investment Trust II, a Massachusetts business trust (“Trust II”), on behalf of Destra Focused Equity Fund (the “Target Fund”), a series of Trust II, and Destra Capital Advisors LLC, a Delaware limited liability company (for purposes of Section 9.1 of the Agreement only), the investment adviser to each of the Acquiring Fund and the Target Fund (the “Adviser”). The Acquiring Fund and the Target Fund may each be referred to herein as a “Fund” and may collectively be referred to herein as the “Funds.”
Agreement and Plan of Reorganization This AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is made as of this 28th day of November, 2008, by and among Domini Social Investment Trust, a Massachusetts business trust (the "Acquiring Entity"), with its...Agreement and Plan of Reorganization • February 13th, 2009 • Domini Advisor Trust • New York
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 10th, 2014 • Keystone Mutual Funds • New York
This Agreement and Plan of Reorganization (“Agreement”) is made as of January 11, 2013, by and between Keystone Mutual Funds, a Delaware statutory trust (“Keystone”), on behalf of its series, Keystone Large Cap Growth Fund (the “Acquired Fund”), and MainStay Funds Trust, a Delaware statutory trust (“MainStay Funds”), on behalf of its series, the MainStay Cornerstone Growth Fund (the “Acquiring Fund” and, together with the Acquired Fund, the “Funds”). New York Life Investment Management LLC, a limited liability company organized under the laws of the State of Delaware (“New York Life Investments”), joins this Agreement solely for purposes of paragraphs 4.3 and 8.2, and Cornerstone Capital Management, Inc., a corporation organized under the laws of the State of Minnesota (“Cornerstone”) and Cornerstone Capital Management LLC, a Delaware limited liability company (“Cornerstone LLC”), join this Agreement solely for purposes of paragraphs 4.4 and 8.2.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 5th, 2023 • Stone Harbor Investment Funds
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of this 25th day of March, 2022, by and among Virtus Opportunities Trust, a Delaware statutory trust (the “Acquiring Fund Trust”), on behalf of each of its separate and newly created “shell” series listed on Schedule A to be established by the Acquiring Funds Trust, (each, an “Acquiring Fund” and collectively, the “Acquiring Funds”); and Stone Harbor Investment Funds, a Massachusetts business trust (the “ Acquired Fund Trust”), on behalf of its separate investment series listed on Schedule A (each an “Acquired Fund” and collectively the “Acquired Funds”). Each of Virtus Alternative Investment Advisers, Inc., a Delaware corporation, the investment adviser to the Acquiring Fund (“VAIA”), and Stone Harbor Investment Partners LP, a Delaware limited partnership, the investment adviser to the Acquired Fund (“SHIP”), joins this Agreement solely for purposes of Sections 9.2, 14 and 15. The Acquiring Fund Trust and the Acquired
Agreement and Plan of Reorganization and LiquidationAgreement and Plan of Reorganization and Liquidation • December 16th, 2009 • Nuveen Washington Premium Income Municipal Fund • Illinois
This Agreement is intended to be, and is adopted as, a plan of reorganization (the “Reorganization”) pursuant to Section 368(a)(1) of the Internal Revenue Code of 1986, as amended (the “Internal Revenue Code”). The Reorganization will consist of (a) the acquisition by the Acquiring Fund of substantially all of the assets of the Acquired Fund in exchange solely for common shares, par value $01 per share, of the Acquiring Fund (“Acquiring Fund Common Shares”), shares of Municipal Auction Rate Cumulative Preferred Shares, par value $.01 per share (“Muni Preferred®”), of the Acquiring Fund (“Acquiring Fund MuniPreferred” and, collectively with the Acquiring Fund Common Shares, “Acquiring Fund Shares”) and the assumption by the Acquiring Fund of substantially all of the liabilities of the Acquired Fund, and (b) the pro rata distribution, after the Closing Date hereinafter referred to, of such Acquiring Fund Shares to the shareholders of the Acquired Fund in liquidation of the Acquired Fund
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • February 13th, 2014 • Perritt Microcap Opportunities Fund Inc • Maryland
THIS AGREEMENT AND PLAN OF REORGANIZATION (this “Agreement”) is made as of this 25th day of February, 2013, by and between Perritt Micro Cap Opportunities Fund, Inc., a Maryland corporation (“Perritt Micro Cap Company”), comprised of the Perritt Micro Cap Opportunities Fund (“Existing Micro Cap Fund”), and Perritt Funds, Inc., a Maryland corporation (“Perritt Funds Company”), on behalf of its series the Perritt Micro Cap Opportunities Fund (“New Micro Cap Fund”) (the Existing Micro Cap Fund and the New Micro Cap Fund, collectively, the “Funds”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • October 6th, 2015 • HCIM Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 9th day of July, 2015, by and among HCIM Trust (“HCIM”) with respect to its series the Hatteras Disciplined Opportunity Fund (the “Transferring Fund”), and Hatteras Alternative Mutual Funds Trust (“HAMFT” and each of HCIM and HAMFT, a “Trust”) with respect to its series the Hatteras Disciplined Opportunity Fund (the “Acquiring Fund” and each of the Transferring Fund and Acquiring Fund, a “Fund”), and Hatteras Funds, LLC (the “Advisor”) for purposes of Sections 4.3 and 9.1 hereof. Each Trust is a Delaware statutory trust with its principal place of business at c/o Hatteras Funds, LLC, 6601 Six Forks Road, Suite 340, Raleigh, North Carolina 27615.
AGREEMENT AND PLAN OF REORGANIZATION Keeley Small Cap Value Fund, Inc. Keeley Funds, Inc.Agreement and Plan of Reorganization • January 25th, 2008 • Keeley Small Cap Value Fund Inc • Maryland
This Agreement and Plan of Contribution (the “Plan”) is dated as of December 26, 2007 by and among Keeley Funds, Inc. (the “Company”), a Maryland corporation, on behalf of its series, Keeley Small Cap Value Fund (“New Small Cap”), and Keeley Small Cap Value Fund, Inc. (the “Corporation”) a Maryland corporation. Each of the parties hereto agree upon the following plan of contribution:
AGREEMENT AND PLAN OF DESPOKINGAgreement and Plan of Despoking • December 10th, 2014 • Global Equity Long/Short Master Fund • Delaware
THIS AGREEMENT AND PLAN OF DESPOKING (the “Plan”) is made as of March 3, 2014, by and between the Morgan Creek Global Equity Long/Short Institutional Funds, a Delaware statutory trust (the “Feeder Fund”), the Global Equity Long/Short Master Fund, a Delaware statutory trust (the “Master Fund”) (the Feeder Fund and Master Fund are collectively referred to herein as the “Funds”) and Morgan Creek Capital Management, LLC (the “Adviser”), the investment adviser to the Funds.
AGREEMENT AND PLAN OF TAX CONVERSION OF TI 1 FUND AND TI 2 FUND AND OF REORGANIZATION OF TE FUNDAgreement and Plan • September 13th, 2013 • Grosvenor Registered Multi-Strategy Fund (Te), LLC • Delaware
This AGREEMENT AND PLAN (this “Plan”) entered into as of June 18, 2012 by and among: Grosvenor Registered Multi-Strategy Master Fund, LLC (“Master Fund”), Grosvenor Registered Multi-Strategy Fund (TI 1), LLC (“TI 1 Fund”), Grosvenor Registered Multi-Strategy Fund (TI 2), LLC (“TI 2 Fund”), Grosvenor Registered Multi-Strategy Fund (TE), LLC (“TE Fund”), and Grosvenor Multi-Strategy Offshore Fund, Ltd. (“Offshore Fund”). TI 1 Fund, TI 2 Fund and TE Fund are sometimes referred to together as the “Registered Feeder Funds.” The Registered Feeder Funds and the Offshore Fund (and in some cases, the Master Fund) are sometimes referred to together as the “Funds,” and each is sometimes referred to as a “Fund.”
AGREEMENT AND PLAN OF MERGER AMONG RAND CAPITAL SBIC, L.P. RAND CAPITAL MANAGEMENT, LLC AND RAND MERGER CORPORATIONAgreement and Plan of Merger • February 13th, 2009 • Rand Capital Sbic Lp • New York
AGREEMENT AND PLAN OF MERGER, dated as of December 22, 2008 (“Agreement”) is between and among Rand Capital Corporation, a New York corporation (“Rand”), Rand Capital SBIC, L.P., a Delaware limited partnership (the “Partnership”), Rand Capital Management, LLC, a Delaware limited liability company (the “LLC”), and Rand Merger Corporation, a New York corporation (“Mergerco”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • July 31st, 2013 • Monetta Fund Inc • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 15th day of February, 2013, between (i) Monetta Fund, Inc., a Maryland corporation with its principal place of business located at 1776-A South Naperville Road, Suite 100, Wheaton, Illinois 60189-5831 (“Old Fund”); (ii) Monetta Trust (“New Trust”), a Massachusetts business trust with its principal place of business located at 1776-A South Naperville Road, Suite 100, Wheaton, Illinois 60189-5831, on behalf of the Monetta Fund, a separate series of New Trust (the “New Fund”); and (iii) Monetta Financial Services, Inc. (the “Adviser”) with respect to Paragraph 9.1 only. As used herein, “Fund” shall refer to any one of the Old Fund or New Fund and “Funds” shall refer to the New Fund and Old Fund collectively.
OLD MUTUAL INSURANCE SERIES FUND LIQUIDATING TRUSTOld Mutual Insurance Series Fund Liquidating Trust • December 24th, 2008 • Old Mutual Insurance Series Fund
THIS LIQUIDATING TRUST AGREEMENT is made as of this 15th day of December 2008, by and between Old Mutual Insurance Series Fund, a Delaware statutory trust (“OMISF”), and The Bank of New York Mellon Trust Company, N.A., a New York banking organization (hereinafter, the “Trustee”), for the benefit of the shareholders of OMISF.
EXHIBIT 1 AGREEMENT AND PLAN OF REORGANIZATION This AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of the 28th day of August 2009, by and between Pioneer Series Trust II, a Delaware statutory trust (the "Acquiring Trust"), on behalf...Agreement and Plan of Reorganization • November 4th, 2010 • Pioneer Small Cap Value Fund • Delaware
AGREEMENT AND PLAN OF REORGANIZATION ECLIPSE FUNDS MainStay FUNDS TRUSTEclipse Funds • February 8th, 2013
This agreement is intended to be and is adopted as a plan of reorganization and liquidation (the “Plan”) within the meaning of Section 368(a)(1) of the United States Internal Revenue Code of 1986, as amended (the “Code”). The reorganization and liquidation will consist of the transfer of all of the assets of each Acquired Fund to the corresponding Acquiring Fund in exchange solely for (as applicable) Investor Class, Class A, Class B, Class C, Class I, Class R1, Class R2 and Class R3 shares of beneficial interest of the Acquiring Fund (“Acquiring Fund Shares”), the assumption by the Acquiring Fund of all liabilities of the Acquired Fund, and the distribution of the Acquiring Fund Shares to the shareholders of the Acquired Fund in complete liquidation of the Acquired Fund, as provided herein (“Reorganization”), all upon the terms and conditions hereinafter set forth in this Plan.
PLAN AND AGREEMENT OF REORGANIZATION AND MERGER This Plan and Agreement of Reorganization and Merger (the "Plan" or "Agreement") is made and entered into effective as of this 23rd day of April, 2007, by and among Excelsior Directional Hedge Fund of...Plan and Agreement of Reorganization and Merger • April 26th, 2007 • Excelsior Directional Hedge Fund of Funds Newsub LLC
