CUSTODY AGREEMENTCustody Agreement • October 18th, 2013 • HCIM Trust • Minnesota
THIS AGREEMENT is made and entered into as of this 6th day of September, 2013, by and between HCIM TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 18th, 2013 • HCIM Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of September, 2013, by and between HCIM TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 18th, 2013 • HCIM Trust • Wisconsin
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 18th, 2013 • HCIM Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of September, 2013, by and between HCIM TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
HCIM TRUST AGREEMENT AND DECLARATION OF TRUST Dated: May 13, 2013Agreement and Declaration of Trust • July 18th, 2013 • HCIM Trust
WHEREAS, the undersigned Trustee desires to establish a trust for the investment and reinvestment of funds contributed thereto;
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 22nd, 2015 • Hatteras Alternative Mutual Funds Trust • Delaware
AGREEMENT, dated as of _____, 20__ by and between Hatteras Funds, LLC, a Delaware limited liability company (the “Adviser”), and Acertus Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
HCIM Trust Distribution AgreementHcim Trust • February 24th, 2015 • HCIM Trust • Delaware
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, HCIM Trust (the "Trust"), an open-end management investment company organized as a statutory trust under the laws of the State of Delaware, and consisting of one or more separate series, has appointed you, the "Distributor," and that you shall be the exclusive distributor in connection with the offering and sale of the shares of beneficial interest, par value $0.001 per share (the "Shares"), corresponding to each of the series of the Trust listed in Exhibit A, as the same may be supplemented from time to time (each such series, a "Fund"). Each Fund may offer one or more classes of its shares (each a "Class") which Classes shall have such relative rights and conditions and shall be sold in the manner set forth from time to time in the Trust's Registration Statements, as defined below. The organization, administration and policies of each Fund are described in its respective Prospectuses a
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 22nd, 2015 • Hatteras Alternative Mutual Funds Trust • Delaware
AGREEMENT made this ___ day of ___, 20__, by and between Hatteras Alternative Mutual Funds Trust, a Delaware statutory trust (the "Trust"), and Hatteras Funds, LLC, a Delaware limited liability company (the "Adviser").
SUB-DISTRIBUTION AGREEMENT BY AND BETWEEN QUASAR DISTRIBUTORS, LLC, HCIM TRUST, AND HATTERAS CAPITAL DISTRIBUTORS, LLCSub-Distribution Agreement • February 24th, 2015 • HCIM Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of July, 2014, by and among HCIM Trust, a Delaware statutory trust (the "Trust"), Hatteras Capital Distributors, LLC, a Delaware limited liability company (the "Distributor") and Quasar Distributors, LLC, a Delaware limited liability company (the "Sub-Distributor").
Re: Agreement and Plan of Reorganization by and between HCIM Trust and Hatteras Alternative Mutual Funds Trust, dated [ , 2015]Hcim Trust • May 22nd, 2015 • Hatteras Alternative Mutual Funds Trust
You have asked for our opinion as to certain Federal income tax consequences of transactions contemplated in the above Agreement and Plan of Reorganization (the “Reorganization Agreement”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • October 6th, 2015 • HCIM Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 9th day of July, 2015, by and among HCIM Trust (“HCIM”) with respect to its series the Hatteras Disciplined Opportunity Fund (the “Transferring Fund”), and Hatteras Alternative Mutual Funds Trust (“HAMFT” and each of HCIM and HAMFT, a “Trust”) with respect to its series the Hatteras Disciplined Opportunity Fund (the “Acquiring Fund” and each of the Transferring Fund and Acquiring Fund, a “Fund”), and Hatteras Funds, LLC (the “Advisor”) for purposes of Sections 4.3 and 9.1 hereof. Each Trust is a Delaware statutory trust with its principal place of business at c/o Hatteras Funds, LLC, 6601 Six Forks Road, Suite 340, Raleigh, North Carolina 27615.
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • February 24th, 2015 • HCIM Trust • Delaware
THIS EXPENSES LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) is made as of the 31st day of December, 2014 by and between Hatteras Funds, LLC, a Delaware limited liability company (the “Advisor”) and HCIM Trust, a Delaware statutory trust (the “Trust”), regarding each series of the Trust listed in Appendix A (the “Funds”).
