EXHIBIT (e)-2 BROKER/DEALER AGREEMENT Keeley Investment Corp. 401 South LaSalle Street Suite 1201 Chicago, Illinois 60605 Gentlemen: We desire to enter into an Agreement with you for the sale of shares of common stock ("Shares") in KEELEY Small Cap...Dealer Agreement • December 1st, 2004 • Keeley Small Cap Value Fund Inc • Illinois
1 EXHIBIT 99(h)-6 ADDENDUM TO TRANSFER AGENT AGREEMENT This Addendum to the Transfer Agent Agreement, dated September 8, 1993, is entered into by and between Firstar Mutual Fund Services, LLC and the KEELEY Small Cap Value Fund, Inc. on this 30th day...Transfer Agent Agreement • November 27th, 1998 • Keeley Small Cap Value Fund Inc
EXHIBIT 99(h)-5 ADDENDUM TO FUND ACCOUNTING SERVICING AGREEMENT This Addendum to the Fund Accounting Servicing Agreement, dated September 8, 1993, is entered into by and between Firstar Mutual Fund Services, LLC and the KEELEY Small Cap Value Fund,...Fund Accounting Servicing Agreement • November 27th, 1998 • Keeley Small Cap Value Fund Inc
AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 13th day of August, 2002, by and between KEELEY Small Cap Value Fund, Inc., a Maryland corporation (the "Fund"), and UMB Fund Services, Inc., a Wisconsin corporation (the...Administration Agreement • January 27th, 2003 • Keeley Small Cap Value Fund Inc • Wisconsin
KEELEY SMALL CAP VALUE FUND INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Servicing Agreement dated as of September 8, 1993, by and between Keeley Small Cap Value Fund, Inc.,...Transfer Agent Servicing Agreement • January 27th, 2003 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Servicing Agreement dated as of September 8, 1993, by and between Keeley Small Cap Value Fund, Inc., a corporation and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company shall be as follows:
KEELEY SMALL CAP VALUE FUND, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTKeeley Small • August 14th, 2007 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated as of the 13th day of January, 2006 to the Transfer Agent Servicing Agreement, dated as of September 8, 1993, as amended, (the “Agreement”), is entered by and between Keeley Small Cap Value Fund, Inc., a Maryland corporation (the “Fund”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY SMALL CAP VALUE FUND, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 30th, 2007 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated as of the 13th day of January, 2006 to the Transfer Agent Servicing Agreement, dated as of September 8, 1993, as amended, (the "Agreement"), is entered by and between Keeley Small Cap Value Fund, Inc., a Maryland corporation (the "Fund") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
KEELEY SMALL CAP VALUE FUND, INC. FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTKeeley Small • August 14th, 2007 • Keeley Small Cap Value Fund Inc
THIS FIRST AMENDMENT dated as of this 1st day of October 2006, to the Fund Accounting Servicing Agreement, dated January 13, 2006 (the “Agreement”), is entered by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland Corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY SMALL CAP VALUE FUND, INC. SECOND AMENDMENT TO THE CUSTODY AGREEMENTKeeley Small • August 14th, 2007 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated this 1st day of August, 2005, to the Custody Agreement, dated November 12, 1997 and the Amended Custody Agreement dated March 29, 2005, is entered by and between Keeley Small Cap Value Fund, Inc., a Maryland Corporation (the “Fund”) and U.S. Bank, N.A., a national banking association (the “Custodian”).
KEELEY SMALL CAP VALUE FUND, INC. NINTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTServicing Agreement • January 30th, 2007 • Keeley Small Cap Value Fund Inc
THIS NINTH AMENDMENT dated as of this 1st day of October, 2006, to the Transfer Agent Servicing Agreement, dated as of September 8, 1993, Addendums as of September 30, 1998, January 1, 2000, July 1, 2000, November 1, 2002, and as amended January 1, 2002, January 1, 2002, April 22, 2002, July 24, 2003, November 15, 2004, March 29, 2005, May 16, 2005 and January 13, 2006 (the "Agreement"), is entered by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland corporation (the "Fund") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
KEELEY SMALL CAP VALUE FUND, INC. SECOND AMENDMENT TO THE CUSTODY AGREEMENTKeeley Small • January 30th, 2007 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated this 1 day of August, 2005, to the Custody Agreement, dated November 12, 1997 and the Amended Custody Agreement dated March 29, 2005, is entered by and between Keeley Small Cap Value Fund, Inc., a Maryland Corporation (the “Fund”) and U.S. Bank, N.A., a national banking association (the "Custodian").
AGREEMENT AND PLAN OF REORGANIZATION Keeley Small Cap Value Fund, Inc. Keeley Funds, Inc.Agreement and Plan of Reorganization • January 25th, 2008 • Keeley Small Cap Value Fund Inc • Maryland
This Agreement and Plan of Contribution (the “Plan”) is dated as of December 26, 2007 by and among Keeley Funds, Inc. (the “Company”), a Maryland corporation, on behalf of its series, Keeley Small Cap Value Fund (“New Small Cap”), and Keeley Small Cap Value Fund, Inc. (the “Corporation”) a Maryland corporation. Each of the parties hereto agree upon the following plan of contribution:
DISTRIBUTION AND SERVICING AGREEMENT Gentlemen: We wish to enter into this Distribution and Servicing Agreement ("Agreement") with you concerning the provision of distribution services (and, to the extent provided below, support services) to your...Distribution and Servicing Agreement • January 28th, 1998 • Keeley Small Cap Value Fund Inc • Wisconsin
KEELEY SMALL CAP VALUE FUND, INC. THIRD AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • January 30th, 2007 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated as of this 1st day of October, 2006, to the Custody Agreement, dated November 12, 1997, as amended March 29, 2005 and August 1, 2005, (the "Agreement"), is entered by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland Corporation (the “Fund”) and U.S. BANK, N.A., a national banking association (the "Custodian").
KEELEY SMALL CAP VALUE FUND, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 30th, 2007 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated as of May 16, 2005, to the Transfer Agent Servicing Agreement, dated as of September 8, 1993 (the “Agreement”), is entered by and between KEELEY Small Cap Value Fund, Inc., a Maryland corporation (the “Fund”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY SMALL CAP VALUE FUND, INC. FUND ACCOUNTING SERVICING AGREEMENTKeeley Small • January 30th, 2007 • Keeley Small Cap Value Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into this 13th day of January, 2006, by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
EXHIBIT D 1 MODIFICATION OF FEE UNDER INVESTMENT ADVISORY AGREEMENT This instrument, dated as of January 31, 2006, is a modification of the fee under the Investment Advisory Agreement (the "Agreement") dated September 8, 1993, by and between Keeley...Investment Advisory Agreement • January 31st, 2006 • Keeley Small Cap Value Fund Inc
KEELEY SMALL CAP VALUE FUND, INC. NINTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTKeeley Small • August 14th, 2007 • Keeley Small Cap Value Fund Inc
THIS NINTH AMENDMENT dated as of this 1st day of October ,2006, to the Transfer Agent Servicing Agreement, dated as of September 8, 1993, Addendums as of September 30, 1998, January 1, 2000, July 1, 2000, November 1, 2002, and as amended January 1, 2002, January 1, 2002, April 22, 2002, July 24, 2003, November 15, 2004, March 29, 2005, May 16, 2005 and January 13, 2006 (the “Agreement”), is entered by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland corporation (the “Fund”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
1 EXHIBIT 99(g)-3 ADDENDUM TO AMENDED CUSTODIAN AGREEMENT This Addendum to the Amended Custodian Agreement dated November 12, 1997 is entered into by and between Firstar Bank Milwaukee, N.A. and KEELEY Small Cap Value Fund, Inc. on this 30th day of...Custodian Agreement • November 27th, 1998 • Keeley Small Cap Value Fund Inc
AMENDED CUSTODIAN AGREEMENT THIS AGREEMENT made on November 12, 1997, between Keeley Small Cap Value Fund, Inc., a Maryland Corporation (hereinafter called the "Fund"), and Firstar Trust Company, (F/K/A First Wisconsin Trust Company), a corporation...Amended Custodian Agreement • January 28th, 1998 • Keeley Small Cap Value Fund Inc
KEELEY SMALL CAP VALUE FUND, INC. FUND ADMINISTRATION SERVICING AGREEMENTKeeley Small Cap Value • August 14th, 2007 • Keeley Small Cap Value Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of October, 2006, by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY SMALL CAP VALUE FUND, INC. FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • January 30th, 2007 • Keeley Small Cap Value Fund Inc
THIS FIRST AMENDMENT dated as of this 1st day of October, 2006, to the Fund Accounting Servicing Agreement, dated January 13, 2006 (the "Agreement"), is entered by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland Corporation (the "Fund") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
KEELEY SMALL CAP VALUE FUND, INC. AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of September 8, 1993, by and between Keeley Small Cap Value Fund...Fund Accounting Servicing Agreement • January 27th, 2003 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of September 8, 1993, by and between Keeley Small Cap Value Fund Inc., a corporation and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company shall be as follows:
KEELEY SMALL CAP VALUE FUND, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 14th, 2007 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated as of May 16, 2005, to the Transfer Agent Servicing Agreement, dated as of September 8, 1993 (the “Agreement”), is entered by and between KEELEY Small Cap Value Fund, Inc., a Maryland corporation (the “Fund”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY SMALL CAP VALUE FUND, INC. FUND ADMINISTRATION SERVICING AGREEMENTKeeley Small • January 30th, 2007 • Keeley Small Cap Value Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of October, 2006, by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DISTRIBUTION AND SERVICING AGREEMENT Gentlemen: We wish to enter into this Distribution and Servicing Agreement ("Agreement") with you concerning the provision of distribution services (and, to the extent provided below, support services) to your...Distribution and Servicing Agreement • January 28th, 1998 • Keeley Small Cap Value Fund Inc • Wisconsin
KEELEY SMALL CAP VALUE FUND, INC. THIRD AMENDMENT TO THE CUSTODY AGREEMENTKeeley Small • August 14th, 2007 • Keeley Small Cap Value Fund Inc
THIS AMENDMENT dated as of this 1st day of October, 2006, to the Custody Agreement, dated November 12,1997, as amended March 29, 2005 and August 1, 2005, (the “Agreement”), is entered by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland Corporation (the “Fund”) and U.S. BANK, N.A., a national banking association (the “Custodian”).
KEELEY SMALL CAP VALUE FUND, INC. FUND ACCOUNTING SERVICING AGREEMENTKeeley Small • August 14th, 2007 • Keeley Small Cap Value Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into this 13th day of January, 2006, by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY SMALL CAP VALUE FUND, INC. TENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTKeeley Small • August 14th, 2007 • Keeley Small Cap Value Fund Inc
THIS TENTH AMENDMENT dated as of the 17th day of May, 2007, to the Transfer Agent Servicing Agreement, dated as of September 8, 1993, Addendums as of September 30, 1998, January 1, 2000, July 1, 2000, November 1, 2002, and as amended January 1, 2002, January 1, 2002, April 22, 2002, July 24, 2003, November 15, 2004, March 29, 2005, May 16, 2005, January 13, 2006 and October 1, 2006 (the "Transfer Agent Agreement"), is entered by and between KEELEY SMALL CAP VALUE FUND, INC., a Maryland corporation (the "Fund") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
