JOINT INSURANCE AGREEMENT THIS JOINT INSURANCE AGREEMENT, dated as of October 31, 2006, is by and among the funds comprising the Delaware Investments Family of Funds (listed on Schedule A hereto) (the "Funds").Joint Insurance Agreement • December 15th, 2006 • Delaware Investments Global Dividend & Income Fund Inc • Pennsylvania
AMENDED AND RESTATED JOINT INSURANCE AGREEMENTJoint Insurance Agreement • January 28th, 2022 • Lee Financial Mutual Fund, Inc. • Hawaii
This Amended and Restated Joint Insurance Agreement (the “Agreement”), dated as of January 27, 2021, is by and among Lee Financial Mutual Fund, Inc., which includes the portfolios listed on Schedule A (the “Fund”), Lee Financial Group Hawaii, Inc. (the “Adviser”), Lee Financial Securities, Inc. (the “Distributor”) and Lee Financial Recordkeeping, Inc. (the “Transfer Agent”).
JOINT INSURANCE AGREEMENTJoint Insurance Agreement • July 21st, 2023 • Columbia Funds Series Trust II
This Joint Insurance Agreement (the “Agreement”) is entered into as of June 30, 2023, by and among, individually and not jointly, each of the investment companies (each a “Registrant”) listed on Schedule A, which are Massachusetts business trusts, Delaware statutory trusts or Maryland corporations, each on behalf of its underlying series (if any) ( the term “Fund” is used to refer to either the Registrant or the series, as the context requires).
JOINT INSURANCE AGREEMENTJoint Insurance Agreement • February 28th, 2017 • Russell Investment Co • Washington
THIS JOINT INSURANCE AGREEMENT, dated as of December 31, 2016, is entered into by and among RUSSELL INVESTMENT COMPANY (“RIC”), RUSSELL INVESTMENT FUNDS (“RIF”) and such other funds as may be included as parties to this Agreement as provided herein (each referred to herein as a “Fund,” and collectively referred to as the “Funds”).
JOINT INSURANCE AGREEMENTJoint Insurance Agreement • August 9th, 2006 • United Auto Group Inc • Retail-auto dealers & gasoline stations • Michigan
This JOINT INSURANCE AGREEMENT (the “Agreement”) dated as of August 7, 2006 is by and between UNITED AUTO GROUP, INC., a Delaware corporation (the “UAG”) and PENSKE CORPORATION, a Delaware corporation (“PC”).
JOINT INSURANCE AGREEMENTJoint Insurance Agreement • February 22nd, 2021 • Columbia Funds Series Trust II
This Joint Insurance Agreement (the “Agreement”) is entered into as of January 1, 2021, by and among, individually and not jointly, each of the trusts, which are Massachusetts business trusts or Delaware statutory trusts, as listed on Schedule A, each on behalf of its underlying series (each being referred to herein individually as a “Trust” and collectively as the “Trusts” and each underlying series of a Trust being referred to herein individually as a “Fund” and collectively as the “Funds”).
SECOND AMENDED AND RESTATED JOINT INSURANCE AGREEMENTJoint Insurance Agreement • January 31st, 2007 • Russell Investment Funds • Washington
THIS SECOND AMENDED AND RESTATED JOINT INSURANCE AGREEMENT, dated as of November 29, 2006, by and among RUSSELL INVESTMENT COMPANY (“RIC”), RUSSELL INVESTMENT FUNDS (“RIF”), such other funds as may be included as parties to this Agreement as provided herein (each referred to herein as a “Fund,” and collectively referred to as the “Funds”), and Frank Russell Company (“FRC”), and each of its subsidiaries, (hereinafter collectively referred to, along with FRC, as the “Russell Companies”) amends and restates the Amended and Restated Joint Insurance Agreement, dated as of August 9, 1999, by and among the same parties.
SECOND AMENDED AND RESTATED JOINT INSURANCE AGREEMENTJoint Insurance Agreement • December 8th, 2006 • Russell Investment Co • Washington
THIS SECOND AMENDED AND RESTATED JOINT INSURANCE AGREEMENT, dated as of November 29, 2006, by and among RUSSELL INVESTMENT COMPANY (“RIC”), RUSSELL INVESTMENT FUNDS (“RIF”), such other funds as may be included as parties to this Agreement as provided herein (each referred to herein as a “Fund,” and collectively referred to as the “Funds”), and Frank Russell Company (“FRC”), and each of its subsidiaries, (hereinafter collectively referred to, along with FRC, as the “Russell Companies”) amends and restates the Amended and Restated Joint Insurance Agreement, dated as of August 9, 1999, by and among the same parties.
AMENDED AND RESTATED JOINT INSURANCE AGREEMENTJoint Insurance Agreement • January 26th, 2018 • Lee Financial Mutual Fund, Inc. • Hawaii
This Amended and Restated Joint Insurance Agreement (the “Agreement”), dated as of January 19, 2018, is by and among Lee Financial Mutual Fund, Inc., which includes the portfolios listed on Schedule A (the “Fund”), Lee Financial Group Hawaii, Inc. (the “Adviser”), Lee Financial Securities, Inc. (the “Distributor”) and Lee Financial Recordkeeping, Inc. (the “Transfer Agent”).
AMENDED AND RESTATED JOINT INSURANCE AGREEMENTJoint Insurance Agreement • February 28th, 2006 • Russell Frank Investment Co • Washington
THIS AMENDED AND RESTATED JOINT INSURANCE AGREEMENT, dated as of August 9, 1999, by and among FRANK RUSSELL INVESTMENT COMPANY (“FRIC”), RUSSELL INSURANCE FUNDS (“RIF”), such other funds as may be included as parties to this Agreement as provided herein (each referred to herein as a “Fund,” and collectively referred to as the “Funds”), and Frank Russell Company (“FRC”), and each of its subsidiaries, (hereinafter collectively referred to, along with FRC, as the “Russell Companies”) amends and restates the Joint Insurance Agreement, dated as of August 5, 1996, by and among the same parties.
JOINT INSURANCE AGREEMENTJoint Insurance Agreement • January 30th, 2014 • Guinness Atkinson Funds • Delaware
AGREEMENT dated as of ___________, among and Guinness Atkinson Asset Management, Inc. (the “Advisor”), Guinness Atkinson Funds (“GAF”), on behalf of its portfolio series listed on Exhibit A, SmartX ETF Trust (“SXETF”), on behalf of its portfolio series listed on Exhibit A, (each series, individually, a “Fund”; collectively, the “Funds” and GAF and SXETF, collectively, the “Trusts”)) (each of the Funds and Advisor, an “Insured” and collectively, the “Joint Insureds”).
AMENDED AND RESTATED JOINT INSURANCE AGREEMENTJoint Insurance Agreement • January 27th, 2023 • Lee Financial Mutual Fund, Inc. • Hawaii
This Amended and Restated Joint Insurance Agreement (the “Agreement”), dated as of January 26, 2022, is by and among Lee Financial Mutual Fund, Inc., which includes the portfolios listed on Schedule A (the “Fund”), Lee Financial Group Hawaii, Inc. (the “Adviser”), Lee Financial Securities, Inc. (the “Distributor”) and Lee Financial Recordkeeping, Inc. (the “Transfer Agent”).
BACKGROUNDJoint Insurance Agreement • January 29th, 2009 • First Pacific Mutual Fund Inc /Hi/ • Hawaii
AMENDED AND RESTATED JOINT INSURANCE AGREEMENT This Amended and Restated Joint Insurance Agreement (the "Agreement"), dated as of January 19, 2007, is by and among First Pacific Mutual Fund, Inc., which includes the portfolios listed on Schedule A...Joint Insurance Agreement • January 30th, 2007 • First Pacific Mutual Fund Inc /Hi/ • Hawaii
JOINT INSURANCE AGREEMENTJoint Insurance Agreement • February 28th, 2019 • Cresset Private Markets Opportunity Fund • Delaware
This Joint Insurance Agreement (the “Agreement”), dated as of February , 2019, is by and between CRESSET PRIVATE MARKETS OPPORTUNITY FUND, a Delaware statutory trust registered under the Investment Company Act of 1940 as an closed-end non-diversified management investment company (the “Trust”) and CRESSET SPG, LLC, a Delaware limited liability company and investment adviser to the Fund (“Cresset SPG”).
PINE GROVE ALTERNATIVE INSTITUTIONAL FUND & PINE GROVE ALTERNATIVE FUND JOINT INSURANCE AGREEMENT AMONG INSUREDS REQUIRED BY RULE 17g-1(f) February 26, 2016Joint Insurance Agreement • March 18th, 2016 • Pine Grove Alternative Institutional Fund
The Pine Grove Alternative Institutional Fund, a Delaware statutory trust, and The Pine Grove Alternative Fund, a Delaware statutory trust (the “Trusts”), are registered management investment companies, and are named as insureds in a joint fidelity bond issued by CNA. The fidelity bond issued by CNA provides coverage for larceny and embezzlement, among other things, in the principal amount of $600,000. Pursuant to Rule 17g-1(f) of the Investment Company Act of 1940, each of the undersigned hereby agrees that in the event recovery is received under this bond as a result of a loss sustained by a Trust with respect to a Portfolio or Fund, each Trust shall receive an equitable and proportionate share of the recovery, but at least equal to the amount each would have received had single insured bonds, with minimum coverage as required by Rule 17g-1(d)(1) under the Investment Company Act of 1940, been provided and maintained by each Trust. In addition, each of the undersigned agrees that the
