Form of Stock Option Award Agreement for Employees Sample Contracts

HENNESSY ADVISORS, INC. 2013 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT
Form of Stock Option Award Agreement for Employees • September 18th, 2013 • Hennessy Advisors Inc • Investment advice

You have been granted an option (your “Option”) to purchase shares of common stock of Hennessy Advisors, Inc. (the “Company”) under the Hennessy Advisors, Inc. 2013 Omnibus Incentive Plan (the “Plan”) and this Stock Option Award Agreement (this “Agreement”). Capitalized terms used herein and not defined have the meaning given to them in the Plan.

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