FORESIDE FINANCIAL SERVICES, LLC (as New Principal Underwriter for BMO Funds) Intermediary AgreementForeside Financial Services • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11 • New York
THIS INTERMEDIARY AGREEMENT (defined below) is by and among Foreside Financial Services, LLC (“Foreside”), and the above-named intermediary(ies) (collectively, “Intermediary”), and, if applicable, BMO Asset Management Corp. (‘‘Advisor”) and/or BMO Funds, Inc. (“Trust”) (each a “Party” and collectively, the “Parties’’), and is entered into as of the Effective Date (defined below).
FORESIDE FINANCIAL SERVICES, LLC SELLING GROUP MEMBER AGREEMENT NOMURA ALTERNATIVE INCOME FUNDForeside Financial Services • July 27th, 2023 • Nomura Alternative Income Fund
This agreement is effective as of _________________, 2023, and made by Foreside Financial Services, LLC (“Distributor”) and [INTERMEDIARY NAME] (“Selling Group Member” or “Intermediary”) and, together with Distributor, the “Parties”).
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENTForeside Financial Services • June 30th, 2020 • Primark Private Equity Fund • Delaware
As the distributor of the shares of beneficial interest (“Shares”) of (the “Fund”), Foreside Financial Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this agreement, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its “associated persons,” as such term is defined under applicable rules of the Financial Industry Regulatory Authority (“FINRA”).
