CUSTODY AGREEMENTCustody Agreement • February 10th, 2023 • Nomura Alternative Income Fund • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between NOMURA ALTERNATIVE INCOME FUND, a Delaware statutory trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 10th, 2023 • Nomura Alternative Income Fund • Delaware
THIS AGREEMENT is effective as of December 19, 2022, and made by and between Nomura Alternative Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of February 2, 2023 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), is effective as of July 17, 2023 (the “Effective Date”), is made between each investing fund in c/o Nomura Private Capital LLC (referred to as the “Trust”), on behalf of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
INVESTMENT MANAGEMENT AGREEMENT NOMURA ALTERNATIVE INCOME FUNDInvestment Management Agreement • March 10th, 2023 • Nomura Alternative Income Fund • Delaware
AGREEMENT made this 13th day of February, 2023, by and between Nomura Alternative Income Fund, a Delaware statutory trust (the "Fund"), and Nomura Private Capital LLC, a Delaware limited liability company (the "Investment Manager").
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund • New York
This Fund of Funds Investment Agreement (this “Agreement”), is effective as of July 5, 2023 (the “Effective Date”), is made between each investing fund in c/o Nomura Private Capital LLC (referred to as the “Trust”), on behalf of their series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • July 27th, 2023 • Nomura Alternative Income Fund
THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) effective as of the 28th day of July, 2023 by and among Nomura Alternative Income Fund, a Delaware statutory trust (the “Fund”) and Nomura Private Capital LLC, a Delaware limited liability company (“the Investment Manager”).
FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTLimitation and Reimbursement Agreement • February 10th, 2023 • Nomura Alternative Income Fund
AGREEMENT made as of the [ ] day of [ ], 2022 by and among Nomura Alternative Income Fund, a Delaware statutory trust (the “Fund”) and Nomura Private Capital LLC, a Delaware limited liability company (“the Investment Manager”).
NOMURA ALTERNATIVE INCOME FUND AGREEMENT AND DECLARATION OF TRUST Dated: August 24, 2022Income Fund • February 10th, 2023 • Nomura Alternative Income Fund
THIS AGREEMENT AND DECLARATION OF TRUST of Nomura Alternative Income Fund, a Delaware statutory trust, is made as of August 24, 2022 by the undersigned Trustee.
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund
THIS AGREEMENT, dated as of June 26, 2023, is entered into by each Investing Fund in c/o Nomura Private Capital LLC listed on Schedule A (each, an “Investing Fund”), severally and not jointly, and the investment trusts listed on Schedule A, on behalf of themselves and their respective series also listed on Schedule A, severally and not jointly (each, a “Vanguard Fund” and together with the Investing Funds, the “Funds”).
FORESIDE FINANCIAL SERVICES, LLC SELLING GROUP MEMBER AGREEMENT NOMURA ALTERNATIVE INCOME FUNDForeside Financial Services • July 27th, 2023 • Nomura Alternative Income Fund
This agreement is effective as of _________________, 2023, and made by Foreside Financial Services, LLC (“Distributor”) and [INTERMEDIARY NAME] (“Selling Group Member” or “Intermediary”) and, together with Distributor, the “Parties”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 27th, 2023 • Nomura Alternative Income Fund
THIS AGREEMENT, dated as of February 2, 2023, is entered into by each Acquiring Fund listed on Schedule A hereto, severally and not jointly (each, an “Acquiring Fund”), and each Acquired Fund listed on Schedule A hereto, severally and not jointly (each, an “Acquired Fund”, and together with each Acquiring Fund, the “Funds”).
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENT NOMURA ALTERNATIVE INCOME FUNDIncome Fund • July 27th, 2023 • Nomura Alternative Income Fund
This agreement is effective as of _________________, 2023, and made by Foreside Financial Services, LLC (“Distributor”) and [DEALER NAME] (“Dealer” and, together with Distributor, the “Parties”).
MASTER SERVICES AGREEMENTMaster Services Agreement • February 10th, 2023 • Nomura Alternative Income Fund • New York
This Master Services Agreement (this “Agreement”), dated December 5, 2022, is between Nomura Alternative Income Fund (the “Fund”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
