Conversion and Exchange Agreement Sample Contracts

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CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • June 8th, 2023 • Beneficient • Finance services • Delaware

This Conversion and Exchange Agreement (the “Agreement”) is made as of June 6, 2023, by and among Beneficient Company Holding, L.P., a Delaware limited partnership (“BCH”), The Beneficient Company Group, L. P., a Delaware limited partnership and the general partner of BCH (“BCG”), and Richard W. Fisher (the “Holder”). BCH, BCG and Holder are each referred to as a “Party” and collectively as the “Parties.” Capitalized terms used herein but not defined herein have the meanings set forth in the Seventh Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P. (as amended, the “BCH LPA”).

CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • June 8th, 2023 • Beneficient • Finance services • Delaware

This Conversion and Exchange Agreement (the “Agreement”) is made as of June 6, 2023, by and among Beneficient Company Holding, L.P., a Delaware limited partnership (“BCH”), The Beneficient Company Group, L. P., a Delaware limited partnership and the general partner of BCH (“BCG”), and Bruce W. Schnitzer (the “Holder”). BCH, BCG and Holder are each referred to as a “Party” and collectively as the “Parties.” Capitalized terms used herein but not defined herein have the meanings set forth in the Seventh Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P. (as amended, the “BCH LPA”).

CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • March 9th, 2020 • Cadiz Inc • Water supply • New York

This Registration Rights Agreement (this “Agreement”) is made as of this 5th day of March 2020 by and among Cadiz Inc., a Delaware corporation (the “Company”), and each holder of Registrable Securities (as defined herein) reflected on the signature page hereto (“Holders”).

LIGHTSPACE CORPORATION AMENDED AND RESTATED SECURITYHOLDER DEBT AND EQUITY CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • March 10th, 2006 • Lightspace Corp • Electric lighting & wiring equipment • Delaware

This AMENDED AND RESTATED SECURITYHOLDER DEBT AND EQUITY CONVERSION AND EXCHANGE AGREEMENT (this "Agreement") is dated as of February 9, 2006 (the "Effective Date"), by and between Lightspace Corporation, a Delaware corporation, (the "Company") and each of the undersigned persons to this Agreement (each a "Securityholder" and collectively, the "Securityholders"). This Agreement supersedes in its entirety that certain Stockholder Debt Cancellation and Equity Conversion Agreement entered into between the Company and the Securityholders prior to the date hereof (the "Original Agreement").

CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • January 25th, 2012 • Mountain Valley Spring Co • Wholesale-groceries & related products

This CONVERSION AND EXCHANGE AGREEMENT (“Agreement”), dated effective as of January 1, 2011, is entered into by and between Mountain Valley Spring Company, LLC, an Arkansas limited liability company (f/k/a Clear Mountain Spring Water, LLC) (the “Company”), J.B. Hunt, LLC, an Arkansas limited liability company (“Hunt”), as assignee of Big Horn Lodge Financing, LLC, a Missouri limited liability company (“Big Horn”), M2 Capital and Roher Investments, Ltd., a Texas limited partnership (“M2”), and James B. Speed, III, John F. Speed Revocable Trust, Mike Jackson, Bradley K. Frieberg Revocable Trust, Thomas N. McCain, Jack Henderson, Tappan Land and Water, LLC, Speed Stodghill, and Jim Karrh (collectively, the “Investors”).

WAIVER AND AMENDMENT NO. 1 TO CREDIT AGREEMENT
Conversion and Exchange Agreement • March 9th, 2020 • Cadiz Inc • Water supply

This Waiver and Amendment No. 1 to Credit Agreement (this “Agreement”) is entered into as of March 5, 2020, by and among Cadiz Inc., a Delaware corporation (“Cadiz”), Cadiz Real Estate LLC, a Delaware limited liability company (“CRE”; together with Cadiz, the “Borrowers”), Apollo Special Situations Fund, L.P. (the “Lender”) and the Agent (as defined below), with reference to the following:

Contract
Conversion and Exchange Agreement • July 5th, 2001 • Perma Fix Environmental Services Inc • Hazardous waste management • Delaware

THIS CONVERSION AND EXCHANGE AGREEMENT (the "Agreement") is entered on the 25th day of May, 2001, but effective as of April 6, 2001, by and between PERMA-FIX ENVIRONMENTAL SERVICES, INC., a Delaware corporation, having offices at 1940 Northwest 67th Place, Gainesville, Florida 32653 (the "Company"), and RBB BANK AKTIENGESELLSCHAFT, organized under the laws of Austria, and having its principal offices at Burgring 16, 8101 Graz, Austria (the "Subscriber").

CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • November 4th, 2014 • Igate Corp • Services-computer programming services • New York

This CONVERSION AND EXCHANGE AGREEMENT (this “Agreement”) is made as of November 4, 2014, by and between IGATE Corporation, a Pennsylvania corporation (the “Company”), and Viscaria Limited, a Cyprus private company limited by shares (“Viscaria”). The Company and Viscaria are referred to herein individually as a “Party” and collectively as the “Parties.” Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to such terms in the Investor Rights Agreement, dated as of February 1, 2011, by and among Viscaria, the Company and the other parties thereto (as amended, supplemented or otherwise modified from time to time, the “IRA”) and/or the Statement with Respect to Shares of 8% Series B Convertible Participating Preferred Stock, No Par Value Per Share, of the Company (the “Statement”), as applicable.

CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • January 25th, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York

THIS CONVERSION AND EXCHANGE AGREEMENT, dated as of January 24, 2013 (this “Agreement”) is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”), and the undersigned holders of the Company’s Series D Preferred Stock (the “Holders”).

CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • January 25th, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York

THIS CONVERSION AND EXCHANGE AGREEMENT, dated as of January 24, 2013 (this “Agreement”) is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”) and National Securities Growth Partners LLC (the “Holder”).

LIGHTSPACE CORPORATION AMENDED AND RESTATED SECURITYHOLDER DEBT AND EQUITY CONVERSION AND EXCHANGE AGREEMENT
Conversion and Exchange Agreement • June 22nd, 2006 • Lightspace Corp • Electric lighting & wiring equipment • Delaware

This AMENDED AND RESTATED SECURITYHOLDER DEBT AND EQUITY CONVERSION AND EXCHANGE AGREEMENT (this "Agreement") is dated as of February 9, 2006 (the "Effective Date"), by and between Lightspace Corporation, a Delaware corporation, (the "Company") and each of the undersigned persons to this Agreement (each a "Securityholder" and collectively, the "Securityholders"). This Agreement supersedes in its entirety that certain Stockholder Debt Cancellation and Equity Conversion Agreement entered into between the Company and the Securityholders prior to the date hereof (the "Original Agreement").

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