EXHIBIT 10.51 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of March 17, 2006, by and between NATIONAL HOLDINGS CORPORATION, a Delaware corporation (the "Company") and the purchaser listed on Exhibit A...Securities Purchase Agreement • May 10th, 2006 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment is made as of July 1, 1999, by and between Olympic Cascade Financial Corporation, a Delaware corporation (the "Company") and Robert H. Daskal, an individual ("Executive"). A. The Company and...Employment Agreement • December 21st, 1999 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Illinois
EXHIBIT 10.30Securities Purchase Agreement • January 11th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 10.50 EMPLOYMENT AGREEMENT ("Agreement"), dated as of the 15th day of March 2006 (the "Effective Date"), by and between OLYMPIC CASCADE FINANCIAL CORPORATION (the "Company"), a Delaware corporation, and MARK GOLDWASSER ("Executive"). WHEREAS,...Employment Agreement • May 10th, 2006 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
Exhibit 10.48 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT ("Agreement") is made as of the 11th day of January, 2006 by and among Olympic Cascade Financial Corporation, a Delaware corporation (the "Company"), and the Investors set...Securities Purchase Agreement • January 18th, 2006 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • California
EXHIBIT 1Joint Filing Agreement • January 7th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
The undersigned, and each of them, do hereby agree and consent to the filing of a single statement on behalf of all of them on Schedule 13D and amendments thereto, in accordance with the provisions of Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, as amended.
RECITALSEmployment Agreement • December 22nd, 2000 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Illinois
THIS STOCK PURCHASE AGREEMENT ("Agreement") is effective as of December 14, --------- 2001 between STEVEN A. ROTHSTEIN, an individual residing at 2737 Illinois Road, Wilmette, Illinois 60091 ("SAR"), such other persons or entities listed on ---...Stock Purchase Agreement • January 11th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 10.40 THIS WARRANT AND THE SHARES OF COMMON STOCK WHICH MAY BE PURCHASED UPON THE EXERCISE OF THIS WARRANT HAVE BEEN ACQUIRED SOLELY FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY...Olympic Cascade Financial Corp • August 27th, 2004 • Security & commodity brokers, dealers, exchanges & services • New York
AMERICAN NATIONAL BANK AND TRUST COMPANY OF CHICAGO LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this "Agreement"), made as of the 10th day of January, 2001, by and among AMERICAN NATIONAL BANK and TRUST COMPANY OF CHICAGO ("Bank"), a...Loan and Security Agreement • February 13th, 2001 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
RECITALSEmployment Agreement • December 21st, 1999 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Illinois
EXHIBIT 10.33Escrow Agreement • January 11th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 10.32Securities Exchange Agreement • January 11th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
Exhibit 10.49 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the "Agreement") is made and entered into as of this 11th day of January, 2006 by and among Olympic Cascade Financial Corporation, a Delaware corporation (the "Company"),...Registration Rights Agreement • January 18th, 2006 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
RECITALSEmployment Agreement • December 21st, 1999 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Illinois
EXHIBIT 10.39Registration Rights Agreement • February 27th, 2004 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 10.41 FORM OF REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT, dated as of August --, 2004, among Olympic Cascade Financial Corporation (the "Company"), and each of the purchasers named on the signature pages hereto (individually,...Registration Rights Agreement • August 27th, 2004 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
LEASE EXTENSION AGREEMENT THIS AGREEMENT MADE AND ENTERED INTO AS OF THE 3RD DAY OF JULY BY AND BETWEEN SEAFO, INC., A DELAWARE CORPORATION ("LANDLORD") AND NATIONAL SECURITIES CORPORATION, A WASHINGTON CORPORATION ("Tenant"). WITNESSETH A. Landlord...Lease Extension Agreement • December 21st, 1999 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
EXHBIIT 10.36 FORM OF SECURITIES PURCHASE AGREEMENT OLYMPIC CASCADE FINANCIAL CORPORATION SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 27th, 2004 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • New York
EXHIBIT 10.36 CLEARING AGREEMENT This Clearing Agreement ("Agreement") is effective as of October 1, 2004, (the "Commencement Date"), between Fiserv Securities, Inc., a Delaware corporation (hereinafter referred to as the "Clearing Agent") and...Clearing Agreement • June 24th, 2004 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
STOCK PURCHASE AGREEMENT between OLYMPIC CASCADE FINANCIAL CORPORATION and LHF HOLDCO, LLCStock Purchase Agreement • January 8th, 1999 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • California
EXCHANGE AGREEMENT AND PLAN OF REORGANIZATIONExchange Agreement and Plan of Reorganization • December 24th, 1997 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • California
AMONGStock Purchase Agreement • December 24th, 1997 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Washington
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934,...Joint Filing Agreement • February 14th, 2007 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services
The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.
EMPLOYMENT AGREEMENTEmployment Agreement • July 2nd, 2008 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This Employment Agreement (“Agreement”) is made and entered into as of July 1, 2008, by and between National Holdings Corporation, a Delaware corporation (the “Company”) and Alan B. Levin (the “Executive”).
CASUALTY LOSS SCHEDULE LEASE SCHEDULE NO. 1 DATED APRIL 16, 1998, AS AMENDED TO MASTER LEASE AGREEMENT NO. R0678Sale and Leaseback Agreement • May 11th, 1998 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
EMPLOYMENT AGREEMENTEmployment Agreement • December 30th, 2019 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This Amended and Restated Employment Agreement (this “Agreement”), is effective as of December 31, 2018 (the “Effective Date”), by and between National Holdings Corporation, a Delaware corporation (the “Company”), and Michael Mullen (the “Executive”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 14th, 2011 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 4th day of February, 2011 by and among National Holdings Corporation, a Delaware corporation (the “Company”), and those individuals signatory hereto (the “Investors”).
EMPLOYMENT AGREEMENTEmployment Agreement • January 6th, 2017 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This Agreement (this “Agreement”), effective as of January 3, 2017 (the “Effective Date”), by and between National Holdings Corporation, a Delaware corporation with an address at 410 Park Avenue, New York, New York 10022 (the “Company”), and Michael Mullen, an individual having a mailing address at 400 Chambers Street, 4G, New York, NY 10282 (the “Executive”).
NATIONAL HOLDINGS CORPORATION COMMON STOCK PURCHASE WARRANTNational Holdings Corp • December 29th, 2009 • Security & commodity brokers, dealers, exchanges & services • New York
THIS CERTIFIES THAT, for value received, Christopher C. Dewey (the “Holder”), is entitled, upon the terms and subject to the conditions hereinafter set forth, at such times after the date hereof as are set forth below, to acquire from National Holdings Corporation, a Delaware corporation (the “Company”), in whole or, from time to time, in part, up to One Hundred Thousand (100,000) fully paid and nonassessable shares of Common Stock, $.02 par value, of the Company (the “Warrant Shares”) at a purchase price per share (the “Exercise Price”) of $0.75. Such number of shares, type of security and Exercise Price are subject to adjustment as provided herein, and all references to “Warrant Shares” and “Exercise Price” herein shall be deemed to include any such adjustment or series of adjustments. The Warrant Shares shall vest in full immediately upon the date hereof.
NATIONAL HOLDINGS CORPORATION 2013 OMNIBUS INCENTIVE PLAN Nonqualified Stock Option and Dividend Equivalent AgreementEquivalent Agreement • December 29th, 2014 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
THIS NONQUALIFIED TOCK OPTION AND DIVIDEND EQUIVALENT AGREEMENT (this "Agreement") dated as of 28th day of July, 2013, between National Holdings Corporation, a Delaware corporation (the "Company"), and Robert B. Fagenson (the "Participant"), is made pursuant and subject to the provisions of the Company's 2013 Omnibus Incentive Plan (the "Plan"), a copy of which is attached hereto. All terms used herein that are defined in the Plan have the same meaning given them in the Plan, except as provided in this Agreement.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 2nd, 2008 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 30th day of June, 2008 by and among National Holdings Corporation, a Delaware corporation (the “Company”), and St. Cloud Capital Partners II, L.P. (the “Investor”).
VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • June 21st, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
This VOTING AND SUPPORT AGREEMENT (this “Agreement”) is entered into as of June 20, 2013, by and among National Holdings Corporation, a Delaware corporation (“Parent”), National Acquisition Corp., a Delaware corporation and a direct wholly-owned subsidiary of Parent (“Merger Sub”), and [insert name of Target stockholder], (“Stockholder”). Parent, Merger Sub, and Stockholder are each sometimes referred to herein as a “Party” and collectively as the “Parties”.
FORM OF VOTING AGREEMENTForm of Voting Agreement • April 28th, 2016 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
This VOTING AGREEMENT (this “Agreement”), dated as of April 27, 2016, is by and among Fortress Biotech, Inc., a Delaware corporation (“Parent”), FBIO Acquisition, Inc., a Delaware corporation and an indirect, wholly-owned Subsidiary of Parent (“Acquisition Sub”), the Person listed as a “Stockholder” on the signature page hereto (the “Stockholder”), and solely for the limited purposes set forth in Section 8(b), [____________], a Delaware corporation (the “Company”).
AGREEMENT AND PLAN OF MERGER By and Among NATIONAL HOLDINGS CORPORATION, FORTRESS BIOTECH, INC. and FBIO ACQUISITION, INC. Dated as of April 27, 2016Agreement and Plan of Merger • April 28th, 2016 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
This AGREEMENT AND PLAN OF MERGER (hereinafter called this “Agreement”), dated as of April 27, 2016, is by and among National Holdings Corporation, a Delaware corporation (the “Company”), Fortress Biotech, Inc., a Delaware corporation (“Parent”), and FBIO Acquisition, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Acquisition Sub”).
