INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and PRINCETON FUND ADVISORS, LLCInvestment Advisory Agreement • April 15th, 2015 • Northern Lights Fund Trust • New York
AGREEMENT, made as of February 25, 2015 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Princeton Fund Advisors, LLC, a Colorado corporation (the "Adviser") located at 1125 17th Street, Suite 1400, Denver, CO 80202.
SUBADVISORY AGREEMENTSubadvisory Agreement • April 15th, 2015 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of the 25th day of February, 2015, by and between Princeton Fund Advisors, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and AthenaInvest Advisors LLC, a limited liability company organized under the laws of Colorado (the “Subadviser”) and also registered under the Advisers Act, with respect to Athena Value Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT GENESIS CAPITAL, LLCAnd Security Agreement • April 15th, 2015 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 12th day of November, 2013 as revised December 9, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Anchor Alternative Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Genesis Capital, LLC (the “Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 15th, 2015 • Northern Lights Fund Trust • Delaware
This AGREEMENT is made as of the 12th day of February 2015, by and among MAST Capital Management, LLC, a Delaware limited liability company located at 200 Clarendon Street, 51st Floor, Boston, MA 02116 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTAnd Security Agreement • April 15th, 2015 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of December 10, 2013, as revised September 30, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of GIRALDA RISK-MANAGED GROWTH FUND (the “Fund”), a series of the Trust, and the Advisor of such Funds, Giralda Advisors, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 15th, 2015 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the March 23, 2015 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of GMG DEFENSIVE BETA FUND (the “Fund”) a series of the Trust, and the advisor of the Fund, MONTEBELLO PARTNERS, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ATHENA VALUE FUNDTrust Operating Expenses Limitation Agreement • April 15th, 2015 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 25TH day of February, 2015 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Athena Value Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Princeton Fund Advisors, LLC (the “Advisor”).
