ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 20th, 2021 • Starboard Investment Trust • North Carolina
This ETF Distribution Agreement (the “Agreement’) is effective the 11th day of March, 2021 between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule A, as may be amended from time to time (each a “Fund” and collectively the “Funds”), and CAPITAL INVESTMENT GROUP, INC, a North Carolina corporation (the “Distributor”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • July 20th, 2021 • Starboard Investment Trust • North Carolina
THIS AGREEMENT is made and entered into this 31st day of March 2020 (the “Effective Date”) by and between THE NOTTINGHAM COMPANY, a North Carolina corporation, (“TNC”), and STARBOARD INVESTMENT TRUST, a Delaware statutory trust, (“Trust”), on behalf of each of its series included in Appendix A.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 20th, 2021 • Starboard Investment Trust
THIS EXPENSE LIMITATION AGREEMENT (“Agreement”) is made and entered into effective as of the 20th day of July, 2021, by and between Starboard Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Appendix A hereto (the “Fund(s)”), and Cavalier Investments, LLC d/b/a Adaptive Investments, a Massachusetts limited liability company (the “Advisor”), with respect to the following:
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORSSubscription Agreement • July 20th, 2021 • Starboard Investment Trust
Cavalier Investments, LLC d/b/a Adaptive Investments (the “Purchaser”) subscribes to purchase a beneficial interest (“Interest”) of the Adaptive Hedged High Income ETF (“Fund”), a series of Starboard Investment Trust, in the amount of $10.00 for one (1) share at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $10.00.
ContractStarboard Investment Trust • July 20th, 2021
ContractSubscription Agreement • July 20th, 2021 • Starboard Investment Trust
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 20th, 2021 • Starboard Investment Trust
For the services delineated in this Agreement, the Advisor shall receive an investment advisory fee equal to an annualized rate of the average daily net assets of each of the Funds as listed below. The fee shall be computed and accrued daily and paid in one or more payments during the calendar month, but not later than two business days following the end of each calendar month, based upon the average daily net assets of each Fund.
ETF DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTEtf Dividend Disbursing and Transfer Agent Agreement • July 20th, 2021 • Starboard Investment Trust • North Carolina
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT (the "Agreement") is made and entered into as of September 24, 2020 by and between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (the "Trust"), on behalf of the funds listed on Schedule 1 (the “Funds”) and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company ("Transfer Agent").
